Category Archives: Economics/Business

Summer 2024 Round-Up

Los Altos, CA

Contents:

Introduction

‘The Airmen Who Died Twice’

The coldspur Archive

Helen Fry’s ‘Women in Intelligence’ (2023)

The Darkrooms of Edith Tudor-Hart

‘Nothing Short of a Scandal!’

Guy Burgess at Kew

A Death in Nuremberg

Holiday Reading: Volodarsky et al.

Coldspur under stress

News from Academia

Similarity and Identity

*          *          *          *          *          *          *          *          *          *          *

Introduction

Readers can probably imagine the flurry that takes place in the days just before the publication of the monthly coldspur. After I have submitted my copy, my team of fact-checkers goes over it, verifying names, dates, titles, and professional positions. Thelma, my lead grammarian and Sensitivity Reader, goes over my text with a toothcomb, looking for dangling participles and ensuring that the subjunctive mood is deployed properly, checking nounal and verbal agreements, and verifying that colons and semicolons have been used correctly. She also has an eye out for any offensive remarks I may have made concerning disadvantaged minorities. (She is not certain whether the category of ‘authorized historians’ comes under that rubric.) My Editor next reviews the overall style of my piece, and analyzes it for any opinions or assertions that may have legal implications: we discuss them, and make any necessary changes. Meanwhile, my Graphics Editor has been scouring the Web for suitable images to decorate my pallid prose. Lastly, cross-referenced urls have to be reconciled and verified, and the posting properly indexed for optimization by search engines. On the last day of the month, before breakfast my time, the piece goes into Production status, and eager readers, from Memphis to Murmansk, from Montevideo to Melbourne, can pick up their monthly fix.

Thus my absence in California at the end of June, accompanied by my wife and daughter to visit our son and his family, caused a fair measure of disruption at coldspur HQ. We did not return until the early morning of July 3, and the staff had to interrupt their Independence Day plans in order to meet the new deadline. I thank everyone for their sacrifices and noble efforts. Life will be so much easier when Conspirobot© takes over completely.

‘The Airmen Who Died Twice’

Memorial Panel

I was relieved to have completed writing the saga of the 1944 crash at Saupeset, and to be able to publish it, by the end of March. I have had several complimentary messages from coldspur readers around the world, and it has been my intent to drum up interest in the story in time for the eightieth anniversary of the incident in September of this year. I strongly believe that the relatives of the sacrificed airmen deserve a full explanation and apology from the Ministry of Defence. I also believe that my story is strong, and very defensible, with incontrovertible evidence about the impersonated airmen and their subsequent tragic deaths, even if the documentation behind the conspiracy is sadly missing. I also feel it is appropriate, among all the celebrations surrounding the liberation of 1944, that honest appraisals of mistakes be made as well. For example, several recent books have disclosed the massive French civilian casualties that were caused by RAF and USAAF bombing after the D-Day landings, in places like le Havre, and the manner in which such slaughter was given justification, in the context of the objective of destroying German units, is receiving fresh attention from historians.

One of the early converts to my story was Professor Torgrim Titlestad, who has a very special interest in Peter Furubotn, the Norwegian Communist who defied Stalin. He has spent a large amount of time in updating a biography of Furubotn, one first published in Norwegian in 1997, but not yet published in English (A synopsis of his life is available through his website at https://furubotnarkivene.no/en/about_peder_furubotn/index.html). The Professor believed that what I wrote shed fresh light on Furubotn’s career – and on his avoidance of an early grave. Moreover, he had a close connection with Furubotn, as his father had been Furubotn’s security officer in 1944, and had accompanied him in his escape from the Gestapo. If any academic were to be sceptical about theories of assassination plots via RAF aircraft, it would have been the Professor.

At one stage earlier this year, Professor Titlestad even invited me to speak on the subject at a conference in Oslo later this year. I jumped at the opportunity, and started planning possible speaking events in the United Kingdom to leverage my presence in Europe, believing that I had interesting stories on such as Philby and Smolka to relate, as well as the ‘Airmen’ saga. I very much enjoy public speaking, and dug out my passport to see if it needed renewing. The Professor even asked about my expenses, and how I thought they should be met. I responded promptly –and generously, I think – but then the Professor went quiet. I did not go begging to him to determine what happened, but am dismayed by his behaviour. I do not know whether a political dispute interfered with the invitation (the Norwegians are still at loggerheads over some aspects of the wartime resistance), or whether the Professor decided he did not care for my revisionist views of Furubotn. As the conclusion of my piece clearly states, I am dismissive of the Professor’s attempt to present Furubotn as some kind of ‘Eurocommunist’ liberal, and found the references to Bukharin ill-advised. In any event, I had to withdraw my preliminary approaches for other speaking events, which was very annoying.

I thus turned my attention to media outlets who I considered might be interested in the story. My on-line colleague Keith Ellison had kindly converted the web pages of the story into PDFs, so I now had a version I could distribute rather than simply referring addressees to coldspur. I saw two classes of outlet – a) institutions with some responsibility for, or ownership of, the case, and b) investigative journalists with a penchant for uncovering breakthrough stories. In the first category, I picked the Squadron 617 Association and the magazine RAF News (‘the official voice of the Royal Air Force’). Neither entity even acknowledged my email. As for the second, I wrote to Private Eye and the Mail on Sunday (who had used material by Anthony Glees and me on Sonia a few years ago). Again, neither even acknowledged my message.

I had to change tack, obviously, and approach individual names. Having exchanged emails with the historian Andrew Roberts a few years ago (before he became Baron Roberts of Belgravia), I had joined his distribution list for updates on his new books. I thus tried to invoke his help. He responded very promptly, said the domain was however outside his sphere of interest, but immediately copied in a journalist at the Daily Mail, one Andrew Yates. I never heard back from him, either. I contacted a couple of historians with whom I had become acquainted via the SOE chat-site: they were both very enthusiastic about my research, but they could not offer any leads to further promotion. At about this time (early May) I also reached out to the journalist Mark Hollingsworth, with whom I had created a friendly rapport after I had reviewed his book Agents of Influence on coldspur.

Mark was very supportive (he was impressed with my research on Smolka), and he suggested that I create a synopsis of the material, in order to enable easier assimilation of the rather complicated story, and that I contact historians and journalists with expertise or interest in the war in Norway. I thus boiled the story down to 2000 words (see https://coldspur.com/the-airmen-who-died-twice-synopsis/) , and prepared to search out a list of likely candidates. I disagreed, however, with part of Mark’s guidance. He felt that no journalist or historian would touch the story without documentary evidence of the major plank in the story – that Churchill and Stalin must have exchanged messages of some kind in order for the flight and impersonations to have occurred. As my conclusion boldly stated, I felt it extremely unlikely that anything would appear, given the extraordinary circumstances of the enterprise. I could quickly list multiple events from World War II that have been discussed in serious terms when primary documentary material was not available. The authorized historians Foot, Hinsley and Andrew had all made categorical statements about events that had no documentary back-up. There were enough established facts about the case to warrant its broader promulgation. Besides, everyone likes an aspect of mystery. So I continued.

I picked out the names of six prominent historians whose books related to the subject I had read: Tony Insall, Ian Herrington, Richard Petrow, Patrick Salmon, Olivier Wieworka, and Max Hastings. Sadly, Petrow has died. I then tried to find email addresses for them, but such figures normally hide behind their agents and publishers. Apart from Insall, this was the case, so I had to craft individualized messages to those who represented them, asking for my package of synopsis and PDFs, with a brief explanation of what I was trying to achieve, to be forwarded to the relevant author. That was on May 16. The same day I made a separate approach to the Chairman of the Squadron 617 Association. Soon after, I sent personalized emails to journalists Ben Macintyre (of the Times), and Ben Lazarus (of the Spectator), both of whom I had exchanged messages with – concerning Sonia, of course – a few years ago, and suggested that they might be interested in promulgating the story. I never heard back from either of them. At the end of the month I posted a piece on FaceBook that drew attention to the new Synopsis now available on coldspur.

And then, at the end of May, I had two glimmers of light. None of the other historians responded to my approach, but Professor Patrick Salmon, who had edited Britain & Norway in the Second World War, published almost thirty years ago, responded with interest. He regretted that he was no longer close to Norwegian affairs, but he would try to help. He is now Chief Historian at the Foreign, Commonwealth and Development Office, which sounds like an influential position. Shortly afterwards, I received a long email from Dr. Robert Owen, Official Historian, 617 Squadron Association, to whom my message had been routed. A few days later I responded in kind, with a polite and thorough analysis of his points. The outcome was, however, tremendously disappointing. I felt that our communications deserved greater publicity, and I accordingly posted the exchange as a Special Bulletin on coldspur on June 11 (see https://coldspur.com/the-617-squadron-association-historian/).  

Professor Salmon, meanwhile, has continued to be very helpful. He recommended that I contact the Air Historical Branch of the RAF, and make a request for the Casualty File for Flight PB416 under the Freedom of Information Act. This I performed on June 13: Professor Salmon told me that the Branch has to provide a reply within twenty business days. On June 15, I received a confirmation of my request, and an indication that I should receive a reply by July 15. On the other hand, disappointments still occur. Mark Hollingsworth recommended that I contact a prominent historian of RAF matters, Paul Beaver. Through his publisher, I made contact, and he responded promptly, and with apparent interest in my story. After ten days, I had heard nothing, so I emailed him again, and he disappointingly wrote that he had been too busy to read it . . . And Nigel Austin, the man who initiated this whole project because he had a relative who was killed in the crash, expressed great enthusiasm when I completed the project, and vowed to promote the story. Yet he has now disappeared from the scene, and no longer responds to my emails.

I am finding this tepid response not only demoralizing, but also a little eerie. As one of my coldspur colleagues wrote to me, my story would make a great documentary. It has everything: mystery, disaster and tragedy, war, Nazism and communism, institutional confusion and cover-up – as well as a very timely anniversary. Yet several experts do not even show any interest in its potential or topicality, let alone engage in debate to challenge my hypothesis. It is almost as if a celestial D-Notice has been placed on my research. My mission at coldspur has been to reveal when government institutions – in my domain of interest, primarily MI5, MI6, the Home Office and the Foreign Office – have covered up the facts out of a desire to protect themselves, in the belief that the British public cannot be trusted to know the truth. Thus my investigations into (for example) the concealment of knowledge over Klaus Fuchs, the cover-up over Kim Philby, the refusal to divulge the clumsy attempt to manipulate Agent Sonia, the colossal mis-steps over Peter Smolka, the censorship of activities behind the demise of the PROSPER network, and the improper release of rumours to journalists to discredit officers like Hollis were all prelude to my research into the shenanigans with the disaster of PB416.

In the past few months there have been resounding echoes of such governmental misbehaviour in the willful mishandling of the Post Office HORIZON project, the revelations concerning the tainted blood fiascos of the 1970s (of which my sister was a victim, I believe), and, very recently, the investigation into the cover-up of Nazi crimes on Alderney. Not solely in the world of intelligence and military history are the issues too important to be left to the authorized and official historians to analyze and report on, and I shall continue to plough my furrow without concerning myself about upsetting anybody in authority, or the repercussions therefrom.

The coldspur Archive

As I reported a few months ago, I successfully arranged a home for my library of books and archival material (see the press release from the University of North Carolina, Wilmington at  https://giving.uncw.edu/stories/new-special-collection-to-make-randall-library-a-destination-for-researchers-worldwide.). This is an important agreement, since it relieves me of the distress of fearing that my collection might be dispersed or even destroyed when I go to meet the Great Archivist in the Sky. (By the way, I shall not ‘pass’: I shall die.) I believe the value of the complete set, and its availability for researchers from near and far, greatly exceed the usefulness of the individual volumes. I suspect that, as an assemblage of books on intelligence and twentieth-century history and literature, primarily British but also American, it may be unmatched by even the most learned institutions. The University, as part of our deal, has committed to providing administrative support to catalog properly the whole collection, and to provide enhanced capabilities for an electronic portal to all my coldspur research, and the documents and systems that have supported it, such as my epic 400-page Chronology (my Crown Jewels and secret sauce), and notes made on a vast number of books and archival material.

The transfer of books will probably start at the end of this year. This will be a wrench, as I dread the idea of losing direct access to all the volumes that I have become accustomed to exploiting each time I create a coldspur posting. The Library at UNCW is about forty miles away, so I shall have to plan my visits very carefully if I am going to continue with my conventional research. I suspect, however, that I shall have to cut back the depth of my investigations, and gradually wind down to a more routine and less dramatic series of postings. Thus I shall spend the remainder of this year reviewing what important commitments I still have, and identifying what files I have on my desktop that have not been processed properly. I also have a lot of work to do in cleaning up electronic files and references, as well as documenting carefully the various paper items (letters, printed reports, sets of old magazines, many of which contain important articles, clippings, etc.) that will constitute an important part of the archive.

Meanwhile, the project to register all the books continues. Every Sunday morning I allocate a couple of hours to entering another hundred items on LibraryThing. I am now approaching 5,000 volumes recorded in my private on-line library, with a lot still to be processed. This can be an easy task, if the book contains an accurate ISBN, but the older volumes require some digging around to find the correct year and publisher, and some of the more antique items have to be entered completely manually. It has turned out to be a revelatory exercise, in which I have encountered books I had forgotten about – or even lost. (Some have been retrieved from obscure niches, having fallen down behind others.) There have been some duplicates, some deliberate, as I had purchased newer editions, but others by mistake, such as when I had acquired an item in a second-hand book-shop, and did not recall that I owned it already. Some I bought because the title was different – as often happens when a publication appears under a different name when it is released in the USA.

And there have been several interesting finds. Titles that I only skimmed, and shall probably never read cover to cover. (I am sure no other bibliophile has this problem.) Some classics that I should have read years ago: I think that, in my declining years, I would prefer to re-read Raymond Chandler or Kingsley Amis than tackle Joseph Conrad’s Heart of Darkness. And all those Trollopes! I enjoy him, but they simply take too long. Items that I had carelessly overlooked, and should have read long ago, such as E. P. Thompson’s account of his brother Frank’s death in Bulgaria on an SOE mission – which oversight was remedied last month. A few gems revealed, such as a very old guide to Oxford bequeathed to me by my father, in which he has written ‘1775?’ in the margin. And a few books that I had thought lost, such as the paperback of Raymond Williams’s Keywords, which I had been searching for a few months back. (It had been woefully misplaced in the Travel and Mountaineering section: members of staff have received a reprimand.) This had been a useful, though very earnest and cautious, guide for me back in the late 1970s, and had comprehensive entries on such concepts as ‘Class’, ‘Progressive’, ‘Status’, and ‘Imperialism’ (but not ‘Colonialism’). But it had no room for ‘Equity’, ‘Diversity’, ‘Inclusion’, ‘Identity’, or even ‘Populism’, ‘Race’ or ‘Ethnicity’– let alone ‘Intersectionality’! How did we manage to interpret social trends accurately and engage in intelligent discourse in those days, I wonder? [I was not aware that you tried, coldspur. I thought you were too busy playing cricket and having a thrilling social life. Ed.]

Helen Fry’s ‘Women in Intelligence’ (2023)

I did not have high hopes with this book, published last year, as I have found Fry’s approach to writing history lacking in discernible method and suffering from a very sloppy style. Yet I considered this item a necessary part of my reading agenda. As it turned out, I was pleasantly surprised in some ways. Fry has performed her usual diligent research, reveals a host of new facts, and someone has obviously given her some guidance on how to write more crisply and less elliptically. (In one of the blurbs, Kate Vigurs writes that ‘all is told in her usual inimitable style’. It occurred to me that the comment might not have been intended as a compliment, but I shall instead conclude that perhaps Ms. Vigurs has not been paying close attention.) I must question the whole endeavour, however: while it is important that the contributions from women be given their proper credit (as Jackson Lamb said somewhere: “You won’t find a more ardent feminist than me”), a description of exercises and operations that focuses almost exclusively on the achievements of the fair sex [is that expression still allowed, Thelma?] will be bound to distort the picture.

And so it turns out. Fry offers no explanation of how she approached the subject, or how she made her choices. (She mercifully does not engage in a debate about what ‘woman’ means in this decade, and how that term should be applied retrospectively to simpler days.) The blurb on the cover merely states: ‘The first full history of women in British intelligence across two world wars’. In many aspects, Fry’s work is a remarkable achievement. She has excavated some fascinating stories about women in the various intelligence services that had evaded this particular reader, and we should be very grateful to her. Unfortunately, the text reveals itself as a rather relentless catalogue of female success, and frequently distorts the broader picture, and misrepresents the facts. Along the way, a vast amount of familiar material has to be regurgitated to give the unwary reader context. Moreover, there is little room for records of failure, as one glorious contribution follows another. We are told, for instance (p 265) that ‘Hodgson and Holmes were the “brains” behind all operations into Austria, Yugoslavia and Hungary’, and (p 272) that ‘women such as Holmes, Stamper and Hodgson were the driving-force behind SOE’s success’, yet the incursions into those countries were largely disasters, and the unqualified trumpeting of SOE’s success when it clearly made a large number of mistakes does not contribute to valid and objective scholarship. Fry is also a little too trusting of what Vera Atkins’s personal file states.

Moreover, the history is not ‘full’, or consistently accurate. The author is strangely errant over the career of one of the most impressive of intelligence officers, Kathleen (Jane) Sissmore, who married John Archer (of MI5’s RAF liaison, a fact she does not mention) on the eve of the war. She mistakenly says that Archer was killed in 1943: it was his son who perished. Fry claims that Archer was fired because of her disrespectful comments on the previous MI5 director, Vernon Kell, when it was the acting director Jasper Harker who had been the subject of her derision. She overlooks Archer’s transfer to lead the group of Regional Security Liaison Officers, which task she performed very creditably for several months in the summer of 1940, and she suddenly places her with Philby’s counter-intelligence group in MI6. Archer did indeed move to MI6, but did not work for Philby until his new section was created in 1944. Fry says nothing about Archer’s subsequent return to MI5 at the end of the war, and what projects she was involved with, although the archives mention her occasionally. Nevertheless, Fry is confident enough to assert that Archer ‘would have made a brilliant director-general of MI5’.

And there are some notable omissions and mistakes. Fry writes nothing about the highly important Freya Stark, or Ann (Nancy) Lambton, who both played important roles in propaganda and intelligence-gathering in the Middle East. Since Fry does include a section on post-war activities, one might have expected her to mention MI5’s Evelyn McBarnet, who played a prominent part in the molehunts of the 1960s and 1970s, and had earlier worked on the Robinson papers of the Red Orchestra. (Peter Wright wrote that she had had many years more experience in counter-espionage than he or Arthur Martin, which suggests she was active in the war years.) Fry also neglects Anne Last (actually ‘Glass’), who had a very significant career in MI5, having joined in May 1940, and who later married Charles Elwell, an MI5 officer. Fry’s sketch of Joan Miller fails to mention a vitally significant episode of her career, when she detected the Major (probably but not incontrovertibly Leo Long) stealing information and passing notes to his communist contact in 1944. Ray Milne, the communist agent inside MI6, who was detected and forced to resign, is overlooked (perhaps because she was a baddie).

(I should also mention that, in the September 2023 issue of Magna, the Magazine of the Friends of the National Archives, appears an article by Phil Tomaselli, titled ‘MI5 women spies during WW2’. It is not a very accurate title, since MI5’s charter was counter-espionage rather than espionage –  although it did maintain ‘agents’ who spied on subversive groups – and much of Tomaselli’s text is taken up by women who served during World War I. Nevertheless, Tomaselli lists a number of names who should be added to the roster, including Mary George, and Hilda Matheson of the Joint Broadcasting Committee.)

Fry briefly covers the five years that the highly dubious Tess Rothschild (née Mayor) worked in B18, the anti-sabotage section of MI5, but she presents a very odd interpretation of MI5’s suspicions of her after the Blunt confession. The failure to recognize the important pair of MI6 agents in Bern in WWII, Elizabeth Wiskemann and her sidekick Elizabeth Montagu (aka Scott-Montagu), is particularly egregious. Wiskemann received a prominent biographical treatment by Geoffrey Field last year (see https://academic.oup.com/book/44709/chapter-abstract/378977699?redirectedFrom=fulltext), and I have referred to Montagu in my writings on Smolka. The novelists Sarah Gainham, married to MI6’s Antony Terry, and Helen MacInness, married to another MI6 officer, Gilbert Highet, should perhaps have been covered as well, to give some variety and useful perspective. Of course there were some other notable British subjects, naturalized through marriage, working in intelligence such as Ursula Beurton, Edith Tudor-Hart, and Litzi Philby aka Feabre – and at least two native-born, Jenifer Hart, married to the MI5 officer Herbert Hart, and Melita Norwood – but since they were communist agents working against the interests of the United Kingdom they presumably fell outside her purview. Nevertheless, Nigel West returns the compliment that Fry recently granted him on his recent book: “A fascinating, minutely researched study of women in the espionage business.”

Thus the reader has to wade through a lot of extraneous material to pick out some splendid nuggets about meritorious heroines whose careers have very creditably been brought to light at last. The relentless feminist propaganda begins to chafe. Moreover, Fry can be both very risk-averse and highly provocative. At critical points, she steps back from providing any analysis of controversial incidents. For example, in wrapping up her section on SOE, she writes: “Exactly why Buckmaster and Atkins continued to send their agents into Europe remains the subject of debate.” That is a very cautious insertion that screams out for a more incisive inspection, and invites an examination of the dynamics of the situation, and whether there was any male-female dimension to the disastrous decisions that were made by the managers of F Section. On the other hand (as I pointed out in last month’s bulletin), she can lob a grenade over the parapet, as she does when she gratuitously reports (p 92) that, in 1933, the MI6 head of station in Vienna, Thomas Kendrick, alongside his agents and secretaries was tracking the movements of communist spies and activists ‘through journalists like Eric Gedye and a young graduate, Kim Philby’. This is a much more assertive and provocative statement than she allowed herself in Spymaster, and represents the claim that brought my female academic contact into apoplexy when I mentioned it to her a couple of months ago. So what say you, Westy? Did you spot that?

Because of the repetition, and the lack of valuable new insights, the volume should in my opinion have been better compiled as a biographical dictionary rather than a conventional narrative. It would in that way have been more usable, more concise, and more easily maintained. New histories of SOE, for example – focussing on country campaigns, rather than conventional broad-brushed approaches – are certainly desirable, and in such works the successes and failures of men and women should be clearly explained, as opposed to the romanticized and gung-ho narratives that are so frequently found. I entered in last month’s Commonplace collection what I considered a pertinent observation by a woman called Imogen West-Knights: “Perhaps I am letting feminism down to say it, but just because a group of women organised something, this does not mean that the organisation of that thing is naturally interesting.” Indeed. There should be no ‘feminist’ history – just history that gives comprehensive credit to the contributions of women and men equally.

The Darkrooms of Edith Tudor-Hart

I have always been prepared to admit to erroneous analysis and faulty conclusions displayed in my research. As Keith Ellison has pointed out to me, the Major observed by Joan Miller secreting notes may not have been Leo Long, as I claimed in Misdefending the Realm, and one of these days I am going to have to return to the records to verify the place, the time, and the institution, in order to confirm what was going on. Likewise with Edith Tudor-Hart: I have constantly expressed my amazement that such a transparently subversive, neurotic and muddle-headed woman could have played a major role in Soviet espionage, and I have treated Anthony Blunt’s claim that she was ‘the grandmother of us all’ (when she was in fact born a year later than the art historian) as a sour joke designed to disguise someone else. (Of course, similar doubts and objections were raised over the outrageous Guy Burgess.) And yet the attention swells, what with Charlotte Philby’s very bizarre Edith and Kim, and Edith’s great-nephew (or second-cousin once-removed) Peter Stephan Jungk contributing a biography in German, Die Dunklekammern der Edith Tudor-Hart (2015), which reinforces the myth that she not only led a parallel life to Kim Philby, but was as significant as he was, and that it was really she who was astute enough to identify Philby as a worthy candidate for Soviet Intelligence, and introduce him to Arnold Deutsch. I recently read Jungk’s book very carefully.

Thus I continue to inspect the evidence to check whether I am wrong. (Care is need when treating sources such as Wikipedia and Spartacus, which are very cavalier with dates, and the accounts of Tudor-Hart’s activity in Deadly Illusions and The Crown Jewels, both of which boast Oleg Tsarev as a contributing author, are so riddled with errors, contradictions and anomalies than I am inclined to treat them as disinformation.) What I find extraordinary is that MI5 opened a file on her (as Edith Suschitzky) in 1930, when she was noticed mixing with known communists at a demonstration in Trafalgar Square, and she was expelled from the country. From Vienna, she immediately wrote to Tudor-Hart, asking him to testify that she was a solid communist, as the local cadres mistrusted her! Thus, while the evidence undermined any official authority she might have had, she stupidly drew attention to her subversive objectives.

MI5 (and MI6, when she was in Austria) thereafter kept a close watch on her for over twenty years. She was known to be a communist, she married her lover Alexander Tudor-Hart in Vienna in August 1933 when she got into trouble with the law there, and consequently was able to flee to Britain as a subject through her marriage. She was allowed to have her mother join her in 1937 (her father having committed suicide). In 1938, she was interrogated by MI5 over her undeniable involvement in the Percy Glading case, since a receipt for her Leica camera had been found on Glading’s premises, but the authorities did nothing. Despite the constant surveillance, she was allowed to continue her associations with subversive groups in exile unhindered. MI5 devoted an enormous amount of time tracking her activities – all to no avail. Perhaps it was because they thought that she would lead them to bigger and more dangerous fish, but maybe, since they could not haul her in on any charge, they just wanted her to know that she was under constant watch, in order to frighten her. Yet they overlooked some of her most obvious activities, such as her affair with Engelbert Broda, the atom spy, and her role as a courier.

Yet the burning question remains: Why would the NKVD entrust any clandestine role to a person who so obviously was a communist agitator? She was expelled by the British early in 1931 for that reason. From Vienna she appealed for help from her lover to confirm her communist credentials, she was imprisoned for suspected subversive activity in May 1933 (when another lover Arpad Haasz, left the country in a hurry), and Tudor-Hart, who had at last divorced his wife, arranged their marriage in August 1933 so that she could escape to the UK. Agents of the NKVD normally took instructions from their bosses concerning their marital arrangements, but, if the agency had serious plans for Edith, it surely would have forced her to provide a better cover story than this, and it would have been very wary about the British authorities’ picking up where they left off when Edith had been banished in 1931.

And, indeed, her romantic entanglements were a mess. The management of her affairs tended to be clumsy, and she was often mistreated and manipulated by the men in her life. She fell in love with Arnold Deutsch in the late 1920s, but his girl-friend Josefina, absent from Vienna for much of the time, discovered her love-letters to him, and Deutsch soon married ‘Fini’ in 1929, and then left with her for Moscow. Jungk says that Edith had several other meaningless affairs during this time. When she returned to England, she picked up with the still married Tudor-Hart. After her expulsion to Vienna, she took up with Arpad Haasz, a fellow-conspirator, who fled when the going got hot. After Edith’s marriage to Alexander, he mistreated her, and abandoned her and her young son when he went to work as a doctor helping the Republicans in Spain. During the war, she developed a relationship with Engelbert Broda, but he also left her, in 1945, telling her that he was going back to Austria to marry his girl-friend (a decade older), from whom he soon separated. Edith then fell in love with the psychiatrist, Dr. Donald Winnicott, who was treating her severely autistic son, and they had a very unprofessional relationship. But Winnicott would not leave his wife, and tired of Edith’s clinginess. Edith developed a crush on the architect Baron Holford of Kemp Town, but he had to reprimand her in writing for stalking him.

I shall be writing further when I have completed a deeper analysis of her files, and the stories built around her, but here I simply want to mention two items that caught my eye recently. In his 2012 profile of Philby, Young Kim, Edward Harrison made a very shrewd observation over some text in a letter (in German) that he found in Edith’s file, sent to Tudor-Hart on June 22, 1933, and intercepted by Special Branch. It makes a reference to students at Cambridge, and the need to convert intellectuals to the cause, and asks the question: ‘What is M.D. doing?’. At the time, Special Branch interpreted ‘M.D.’ as referring to Alison Macbeth, who was a doctor, and then married to Tudor-Hart. It was not until December 1951 (in the heat of the Burgess-Maclean-Philby investigations) that MI5 went over the passage again, and decided that ‘M.D.’ stood for Maurice Dobb. So Edith had been acquainted with Philby’s tutor at Cambridge.

This should perhaps not have come as any surprise, since Dobb had written to Alexander Tudor-Hart in December 1930, in dismay, offering sympathy at the detention of Edith after the Trafalgar Square incident, and the subsequent report of her expulsion order. (All letters to Tudor-Hart were being intercepted.) Thus an immediate link between Soviet conspiracy, and the planned contributions of a Cambridge academic, are visible three years before Philby was sent on his way to Paris/Vienna by Dobb. And there is even an attempt by Edith to mask Dobb’s identity – a successful one, of course. What had the three of them discussed, one wonders? Tudor-Hart was a contemporary of Dobb’s, and both had studied under Keynes at Cambridge, so they were natural communist allies. Tudor-Hart had also studied orthopaedics in Vienna in the 1920s, so may have encountered Edith there. 1930 would obviously have been an early date for Philby’s potential to have been recognized (he did not enter the university until October 1929), but Dobb’s interactions with Edith are undeniable.

The other item of interest to me is Edith’s exposure to Philby, and her supposed role in recommending him to her former lover, Deutsch, in May 1934. I find it difficult to pin down the exact relevant dates of the early autumn of 1933, as even Jungk’s account is vague, but the other accounts (which claim to be based on KGB archives) are divided as to whether Edith became impressed with Philby’s potential when she knew him in Vienna, or whether she came to that conclusion when her friend Litzy introduced her to him in May 1934, soon after the Philbys arrived in London. Jungk first tells us that Edith married Alexander on August 16, and that they left for the UK a few weeks later. Yet, later in his book, he informs us that, on her release one month after her imprisonment in May, she went immediately to the apartment of her best friend, Litzy Friedmann, and discovered that Litzy had a lodger named ‘Kim’, who had been there just a few days. This is, of course, nonsense, as Kim did not arrive in Vienna until late August, at the earliest. Moreover, The Crown Jewels asserts that Edith’s famous photograph of the pipe-smoking Philby was taken in Vienna during those precious few days before she left with her new bridegroom, while Jungk asserts that it was taken in Hampstead the day after Philby met Arnold Deutsch in Regent’s Park. It is all an inglorious muddle.

The irony is that Jungk, in his eagerness to find out the truth about Edith, went to Moscow in the 1990s, and tried to chase down historians and archivists to let him see the secret files on her. He was devastated when the officials (including Dolgopolov, the biographer of Philby) directed him solely to Deadly Illusions and Borovik’s Philby Files. Whether they had more which they were not prepared to reveal cannot be determined. But the implication is that the mess that has accumulated and been carelessly echoed over the decades in the western media may be all that there is. There are too many competing narratives tripping over each other, of which I have shown here only a sample. I shall explore all the paradoxes and conflicts of 1933 and 1934 in my end-of-July posting.

‘Nothing Short of a Scandal!’

In my February bulletin I reported that I had located an article by Charmian Brinson on Peter Smolka, titled ‘Nothing Short of a Scandal’, but had been frustrated in my attempts to read it, as neither Professor Brinson nor the Austrian periodical that published it had acknowledged my emails. Thanks to Andrew Malec, I was able to find the complete text at academia.edu (of which I am a member), and, as promised, I am now offering a summary of what Brinson brought to the table. (She is not, incidentally, the mystery female academic who behaved so ill-manneredly to me in the email exchange on which I reported in March.)

I have to characterize Brinson’s contribution as ‘workwomanlike’, but not very imaginative. She has performed a vast amount of relevant research: she has read (almost) all the right books, memoirs and histories, British and German, and gone deep into the archives, from those of MI5 and the Home Office, to the records of Czechoslovakia’s show-trials. She has dug our articles in remote places, located papers from obscure universities, accessed old items from newspapers such as the Times in the 1930s, and recovered interviews with Smolka’s sons. And yet her conclusion is simply the rather bland: “So Smolka was and remains a man of contradictions”, as if that could not be said of countless other persons in intelligence who have left a confusing trail behind them. It is as if Brinson wants to serve up all she can find and leave it to the reader to make a judgment. Each time that she appears to be about to explore a fascinating aspect of his life – such as the confirmation that Smolka was a spy, with the cryptonym ABO – she steps back from providing any penetrating analysis. I believe historians – as opposed to chroniclers –  should go farther than that.

So I simply note here some of the information that was fresh to me, and some observations on her commentary. She exploits the memoirs of Bruno Kreisky, who was the Austrian Chancellor from, and those of Hilda Spiel, the novelist. Both were close to Smolka in his teens. Brinson supplies the background to Smolka’s highly biased view of Siberia evident from his reports in the Times, and his subsequent book, but shows no interest in trying to discover why he received so much good publicity. She does not attempt to explain why he received the degree of support from the Foreign Office in the late 1930, or what the oily Rex Leeper was up to. She leaves the ‘nothing short of a scandal’ incident undeveloped, treating Smolka’s apparent redemption as routine.

On the other hand, her coverage of Smolka’s work for the Ministry of Information during the war is very thorough, although she doesn’t attempt to adjudicate on the tricky question of when Smolka was recruited to Soviet intelligence, and by whom (a topic which I dismantled a few months ago.) She highlights some important questions about Smolka’s energetic pro-Soviet stance, raised by MPs and others, but offers only a lukewarm explanation as to how he was able to get away with it, before moving calmly on to the discovery of papers produced on his typewriter that were found in Guy Burgess’s flat. And then she suddenly jumps from 1951 to 1961, where she briefly covers the Arthur Martin interview, without astonishment. She does, however, offer an insightful anecdote about the extent of Smolka’s anglicisation, sourced from Hilda Spiel, who also expressed surprise that Smolka would want to return to war-damaged Vienna with his young family once he had had a taken up British citizenship. Brinson also offers useful evidence of Smolka’s pro-communist reportage in Vienna after the war, and describes his relationship with Ernst Fischer, the Minister of Education.

One thing that caught my eye was the statement, again from Spiel, that one George Knepler, a musician, had been living in Smolka’s house at this time (1948). Knepler was a name I knew, as it was he to whom Kim Philby had been directed in 1933. Knepler described the lavish parties that Smolka held for leftish acquaintances and public figures. What did surprise me, however, was the fact that Brinson dedicated only one sentence to the complex ‘Third Man’ business, apparently trusting the story that Smolka provided Greene with his anecdotes. She does not explore any of the contradictions of this bizarre chain of events. On the other hand, she does provide more substantive details on the accusations against Smolka at the Slansky trials, made by an unfortunate liar, Eugen Loebl, who had probably been tortured.

Brinson accurately covers the stories of MI5’s vain hopes to convince emigres like Smolka to ‘defect’, but without any attempt to explore the sense or stupidity of such ventures. She appears to trust the accounts of Smolka’s deteriorating health, which did not prevent him from founding and editing, in the 1970s, the journal Austria Today, at Kreisky’s request. Both Kreisky and the Times gave him a generous obituary when Smolka died in 1980, which leads to Brinson closing her piece with the radically different opinions of Siegfried Beer, who deemed Smolka a Superspy, and those of Smolka’s widow and elder son, who perversely continued to claim that he had never been a spy at all. Thus, for the Smolka devotee who wants to hoover up all the bare facts about his life, Brinson’s article will be a valuable contribution, but as a work of historical analysis it is disappointingly sterile.

Guy Burgess at Kew

I have previously drawn attention to the scandalous state of records pertaining to Guy Burgess at Kew. My detailed analysis of the FCO 158 series (“Foreign Office and Foreign and Colonial Office: Record Relating to Guy Burgess and Donald Maclean (known KGB spies) and subsequent investigations and security arrangements”) shows that nearly three hundred separate files are listed, most of which have not been digitized. Many of these are needlessly fragmented: thus we can see, for instance, FCO 158/111, ‘Correspondence with member of the public on Burgess & Maclean’, followed by FCO 158/112, ‘Question from member of the public’. There is no reason why several of such items could not have been collected into one file. The objective must be to make it more onerous for anyone to order these files and trail through them.

Moreover, a large number are closed, without proper justification. For example, FCO 158/15, ‘Guy Burgess Private Papers’ is simply listed as ‘Closed and retained by FCO’, with no release date, as are a variety of other papers on topics such as ‘Foreign Office Key Points 1951’, ‘Security Recommendations at DWS’, ‘Correspondence with Irene Ward’, and dozens of records of individual vetting operations from the 1950s that are described only in terms of ‘Vetting of “name withheld”’, with the relevant year following. A file on Petrov, the defector from Australia, is similarly marked.

Others indicate a release date, sometimes with highly spurious reasons for the retention period. Thus some extracts from the contact of Burgess and Maclean with Foreign Office officials under the PEACH inquiry (FCO 158/30/1) – which sounds very bizarre – has been declared ‘closed for security reasons: open January 1, 2035’). One vetting of ‘name withheld 1951-80’ will be made open on January 1, 2073 [should any of us live that long . . .  And will left-wing academics still be railing against ‘late-stage capitalism’ in the London Review of Books at that time?]. A file titled ‘Allegations against “name withheld” 1948-1955’ has been ‘closed for Health and Personal info’, but will be available the same date. A closed extract from the Cadogan Inquiry (FCO 158/206) will be opened on January 2032. There are many others of similar characteristics: a minute of September 5, 1952 (FCO 158/254/1) has been closed ‘for health reasons, and will be opened on January 1, 2073’. Maybe the frail subject of that inquiry will have recovered by then.

I believe this is all shameful and scandalous. Why the public cannot be trusted with seeing these records of seventy years or so ago, or why the Foreign Office believes that the disclosure of such items would harm national security, is beyond belief. It must point only to an enormous institutional embarrassment, or simply a loss of any expertise with any incumbent officials to know how to make proper judgments about the material. It is just simpler to pretend that no problem exists, and to hope it goes away. Yet the registration of all these incriminating morsels, and the sensitivity of the Foreign Office about them, points to the existence of highly disturbing testimony to the foibles of British intelligence at the time.

What should happen, of course, is that Freedom of Information requests should be made over all these files. I am advised, however, that block requests are unlikely to have the desired effect, which means that individual files would have to be selected. But where to start, and who has the time to do that? Can some sort of mass public protest be mounted? Come on, ye doyens, get weaving!

Lastly, I was intrigued to read, amongst the Rothschild papers (KV 2/4533-1), in a report dated January 27, 1971, that Guy Burgess’s file was created only in 1942! (That note suggests to me that the writer thought it should have been created earlier.) Of course, MI5 has never admitted that it existed, and his Personal File 604529 (one of dozens created during the PEACH investigations of 1951) is the only one recognized in the various letters, notes, reports and memoranda that emerged during the interrogations of Blunt and the inquiries with the Rothschilds. What prompted that 1942 event is something worth considering. It was a fairly quiet year for Burgess, since he was working for the BBC in the Talks Department, arranging pro-Soviet speakers. Was it perhaps his selection of the Soviet agent Ernst Henri, masquerading as a journalist, that triggered MI5’s fresh interest in him?

A Death in Nuremberg

After an important reference somewhere, I was prompted to acquire Francine Hirsch’s 2020 book Soviet Judgment at Nuremberg, since it claimed to provide fresh information on the trials derived from an analysis of Russian government files. I was especially interested because I wanted to know more about Nikolai Zorya, one of the Soviet prosecutors, who was found dead in his hotel room during the trial. This had been judged by Western participants as very suspicious: the Soviets claimed that it had been an accident that occurred as he was cleaning his rifle, but others considered that his mishandling of the episode of the Katyn Massacre had been the event that led to his demise.

I have long been interested in cataloguing the deaths, in mysterious circumstances, of western civilians with possible past ties to Soviet intelligence. While Boris Volodarsky’s 2009 book The KGB Poison Factory provided a solid guide to many prominent cases, I do not believe that enough attention has been paid to other questionable deaths or accidents that occurred when no one was around to witness exactly what happened. (I have just acquired Volodarsky’s follow-up book, Assassins, and shall be writing about it at some stage.) Any occasion in which someone died of a heart attack in a remote hotel room should especially have been investigated with utmost urgency. The unresolved cases of Tomás Harris and Hugh Gaitskell are quite familiar, but what caused Alexander Foote’s early demise (1956)? Has Herbert Skinner’s premature death in a Geneva hotel (1960) been explained? Or Archie Gibson’s death by shooting in his Rome apartment (1960)? What had happened to Hugh Slater when his body was discovered in Spain (1958)? Did Victor Serge really have a sudden heart attack in Mexico (1947)? Was the event that killed Georg Graham’s son truly an accident? Was Paul Dukes’ car crash purely providential? Did John Costello really die from food-poisoning?

Zorya was of course not the only Soviet citizen to be targeted since the war. (The death of Konon Molody, aka Gordon Lonsdale, from eating poisonous mushrooms, has been laid at the door of the KGB.) But the openness of his probable murder was shocking. As Hirsch writes: “It would have been more typical for Stalin to call someone back to Moscow and then have him arrested and shot.” She goes on to write that Zorya’s son maintained that ‘his father had grown uneasy about the Katyn case and had asked to return to Moscow to talk to Vyshinsky about flaws in the Soviet evidence’. In that case, the NKVD might have been concerned enough to decide that no time should be wasted, lest Zorya share his thoughts with members of the American and British delegations – something he may already have done.

The obstinacy of the Soviet prosecutors in highlighting the Katyn Massacre as an example of Nazi war crimes was really obtuse. Stalin had gone to enormous lengths to show that the killings of 22,000 members of the Polish military and intelligentsia had taken place when the Germans had occupied Belarussia rather than in the summer of 1940, when it was under the control of the Soviet Union. Churchill and Roosevelt were confident that it had been a Soviet crime, but were shabbily reluctant to challenge Stalin over it. When it came to Nuremberg, Moscow naively believed that the trials would be held like those from the 1930s Purges, with defendants tortured and trained what to say, no proper defence counsel offered, guilty verdicts pre-arranged, and summary executions carried out. The Soviets were then surprised that principles of western democratic justice were to be applied to the Nazi criminals, and the prosecutors struggled to adjust to the process. They somehow wriggled out of the embarrassing situation.  Zorya was the victim: it was not until 1990 that Moscow admitted that the wartime communist government had been responsible for the massacre.

Holiday Reading: Volodarsky et al.

‘The Birth of the Soviet Secret Police’

As my primary serious reading during our holiday/vacation in California, I packed Boris Volodarsky’s recent book, The Birth of the Soviet Secret Police: Lenin and History’s Greatest Heist 1917-1927. Like Volodarsky’s other works, I found it both utterly fascinating and extremely annoying. I had submitted several pages of corrections (mainly typographical) to Volodarsky when his Stalin’s Agent appeared in 2014 – a submission that he eventually thanked me for about two years later. His latest book is very similar, jam-packed with stories of subversion, and profiles of those who carried it out in Europe (mainly), but it desperately needed an editor. Volodarsky has no sense of historical narrative, and owns what I suspect is the inability of someone with a photographic memory to exclude any related facts from his story, which means that he has presented a largely indigestible set of mini-biographies, a compilation of acronyms, aliases, birthplaces, marriages, mistresses, etc. – with the dominant outcome for the participants being a bullet in the head, in the Lubyanka cellars, in 1937 or 1938. Moreover, the text has a woefully large number of typographical and grammatical mistakes, many the mis-spellings of proper names, but also some blunders and direly botched edits that indicate that no one read the final electronic version carefully.

It is not that Volodarsky has the wrong intentions. Halfway through his screed he offers the very sensible guidance: “An absolute sine qua non is that all sources, even primary, must be checked, double-checked and rechecked again. There’s a lot of stuff in the archives that got there by chance, like a forgery accepted as a genuine document, or a report based on a biased interpretation or opinion but nevertheless duly filed. Sometimes a testimony, even of a seemingly credible witness or reliable defector, or a source described as ‘a subject of undoubted loyalty’, may be completely invented and include false claims which later leak into the books and articles. There, as it happens, they are sometimes further misinterpreted or misrepresented.” He uses this method to pass out some harsh words on some of his fellow-historians, such as Helen Fry, whom he chastises for swallowing whole the reputation the SIS representative in Vienna, Thomas Kendrick, had acquired for his provision to his bosses of alleged valuable information, when Volodarsky believed it was totally the invention of money-seeking phoneys. He also has harsh words for dupes like John Costello and Nigel West, being taken in by the wiles of the KGB and its stooge, Oleg Tsarev. Intriguingly, he keeps some of his choicest words of disparagement for Christopher Andrew, whom, while he praises some of the latter’s work (Volodarsky was, after all, a member of Andrew’s intelligence seminar), he criticizes for his naivety in such matters as the Zinoviev Letter, and for his credulity over what Gordievsky fed him.

Yet Volodarsky himself commits similar sins. I was enormously impressed with the author’s encyclopædic grasp of the literature, in books and obscure articles, in multiple European languages, which allowed him to integrate an enormous amount of information. Yet a process of verification must allow not only the primary author to ‘check, double-check and re-check again’ his or her sources: third-party researchers must also have the opportunity to inspect them. Volodarsky frequently refers to (O)GPU (i.e. emergent KGB) files without identifying them. His Endnotes contain acronyms presumably defining Russian archives (e.g. GASPI, GA RF) that are never explained. He cites such sources as the State Military Historical Archives of Bulgaria (an institution probably beyond the reach of most enthusiasts) without explaining why they can be trusted. He refers to documents that exist only in his personal archive, and ‘secret’ files of MI5. (If they have been declassified, they are not ‘secret’). It is as if the rules do not strictly apply to him.

As an example of his style, I quote two passages concerning a subject and period that I have been focussing on recently: “A quick recap: in February 1934 Deutsch went to London and Reif joined him there in April. They worked together until June when Reif left for Copenhagen again. By that time, they already had under Soviet control a considerably large network of sources; agents (in today’s terms – intelligence agents, facilities agents and agents of influence) as well as talent-spotters, confidential contacts, couriers, and so on. In August or September Glading (GOT) introduced Deutsch to an important source whom Deutsch immediately named ATTILA. He usually gave codename to his assets by association . . .” Elsewhere he writes: “Nevertheless, there are reasons to believe that Arthur Willert had evolved from a major source of information inside the Foreign Office in the early 1920s into a fully-fledged Soviet agent named ATTILA while his son was recruited as agent NACHFOLER [sic], translated from German as successor, follower, or replacement. All three definitions pass perfectly. This unsophisticated but quite appropriate code name was given by Dr Arnold Deutsch, the recruiter of Philby and two dozen other Soviet agents in London in the 1930s.”

Apart from the typical misprint (‘NACHFOLER’ should be ‘NACHFOLGER’), I find these assertions about a ‘considerably large network’, developed in such a short time (February-June 1934), utterly preposterous. Philby was interviewed (if his account can be trusted) only in June, and he was not formally recruited until months later. Volodarsky claims that Deutsch recruited two dozen other agents in the 1930s: nowhere does he explain how he is sure of this fact. Nor is the significance of ‘London’, as opposed to Oxford and Cambridge, made explicit. (Moreover, it is not clear why a volume that is supposed to take us up to 1927 dabbles in these events, in any case.) The agent ATTILA, whom Volodarsky in one section confidently identifies as Sir Arthur Willert, is much more tentatively described as unknown in another passage. I find it highly unlikely that Percy Glading, an open member of the CPGB who worked as an engineer at the Royal Arsenal, would move in the same circles as Sir Arthur Willert, or that, if the latter had been a potential agent, he would risk being seen in the company of such a character. Volodarsky suggests that Willert was named ATTILA because he reminded Deutsch of an Austrian actor he knew: it sounds to me as if it were just a simple contraction of ArThurwILLERt’s name.

Amidst all the complexities and muddle one can find many useful insights. Volodarsky performs a solid demolition of the accounts of the Zinoviev Letter. He brings the overhyped Sidney Reilly (‘Ace of Spies’) down to size. He makes an intriguing and provocative identification of PFEIL (‘ARROW’ or ‘STRELA’) as Margarete Moos (who had visited Krivitsky in New York after his story in the New York Post appeared in April 1939). Deutsch wrote, however, that he had recruited STRELA in Vienna, at a time when Moos apparently was in London: more research is needed. Volodarsky offers some very useful notations about the highly suspicious (in my mind) Rex Leeper, who was Willert’s deputy, and later helped Peter Smolka (a story that Volodarsky has not reached yet.) He is rightfully scathing about the propaganda ruse executed against the British in the KGB-controlled Oleg Tsarev collaborations with Costello and West. There are innumerable fascinating leads to be followed up.

Yet he seems so wrong on many points – for instance, in his assessment of Krivitsky, whom he savagely debunks, resurfacing his criticisms from Stalin’s Agent, and in his throwaway claim that GC&CS was able to start decrypting Soviet traffic at the outbreak of war in 1939, a highly controversial assertion for which he offers no evidence. The merciless display of sometimes trivial facts about a host of dubious characters wore this particular reader down. Some day I hope to give the book a more thorough treatment. And incidentally, why the ‘Secret Police’? Policing is a task for internal security forces, not active subversion undertaken in foreign countries. The KGB did both, but the title is inaccurate. A volume for the diehards only.

While I was away, I read five books borrowed from the excellent Los Altos Public Library. Mary Kathryn Barbier’s Spies, Lies, and Citizenship was a weak, unimaginative and poorly-written account of what the Office of Special Investigations did concerning the hunt for Nazi criminals who had been allowed to escape (C+); Scott Miller’s Agent 110, about Allen Dulles’s attempts to go beyond gathering intelligence to forging deals with the Germans in Switzerland was a respectable and restrained integration of several key stories, but revealed little new, and could have benefitted from more rigour in background history (B); Howard Blum’s Night of the Assassins addressed a potentially gripping and important topic, namely the German plot to kill FDR, WSC and Stalin in Teheran in 1943, but Ben Macintyre would have done a better job. Despite an impressive list of primary sources, and a pragmatic approach to truth-telling, Blum provided a long-winded and cliché-ridden concoction – replete with ‘doe-eyed, raven-haired’ mistresses, ‘lantern-jawed, broad-shouldered’ intelligence officers, and too many incidences of ‘Jawohl, Herr Obergruppenführer’ (C+). Sleeper Agent, by Ann Hagerdorn was excellent. The story of how George Koval, born in the USA, went with his parents to their birthplace, the Soviet Union, in 1932, and then was infiltrated back in 1940 to become one of the most important atomic spies for the GRU, was very compelling. He absconded back to the Soviet Union in 1948, just in time to experience Stalin’s renewed persecution of the Jews, but he was not identified by the FBI until decades later, partly because of Solzhenitsyn. A remarkable piece of investigative research by Hagerdorn, free of rhetoric, padding, and cliché, although it is diminished somewhat by the fact that her Acknowledgments list hundreds of persons who helped her (was she a project manager or an author?). The lack of identification of GRU archival material is also a letdown, since she relies too much on Vladimir Lota (A-). Never Remember: Searching for Stalin’s Gulags in Putin’s Russia, an essay by Masha Geesen with photographs by Misha Friedman, is a poignant description of how Putin has undone all the revelatory work that Memorial performed to bring home the horror of the Gulag.

While in Silicon Valley I bought Jason Bell’s Cracking the Nazi Code, a volume that I had ordered some weeks ago from the History Book Club, who informed me, just before we set out for California, that it had no copies left. It’s a misleading title, since it refers to the achievements of Winthrop Bell, the Canadian philosophy professor who was recruited by MI6 at the end of WWI to advise on how to handle a defeated Germany, in interpreting various German political initiatives. It is an extraordinary book in many ways, since the author (no relation) was able to exploit the Bell archive, opened in 2012, to discover how Bell had alerted the British and Canadians to the dangers of nazism well before Hitler’s arrival, in the activities of Ludendorff and the Freikorps in 1919. He echoed these warnings in 1939, when he pointed to the coming mass murders of non-Aryans. I do not believe this story has been told before: I would have given it a higher marking had the author, in the last third of the book, not become so repetitive, or distracted by the story of radar, and not indulged in so many observations about phenomenology. He overall provides decent context, but is a little too consumed with the excellence of his biographical subject (B+).

Coldspur under stress

My friend of many years, Nigel Platts, recently informed me that, while he was on holiday in Cumbria, he was unable to access coldspur, the browsing of which must be a highly desirable diversion in those wild and occasionally bleak parts of the United Kingdom. Sky, his broadband provider, informed him that its ‘shield’ had blocked the site on the grounds that it was associated with ‘hate, gore, and violence’ (or similar wording), which came as a bit of a surprise to us both. Even my invectives against charlatan historians could hardly be described as inflammatory, so I wondered whether my descriptions of Cheka outrages over a century ago could somehow have engaged the censor’s attention. (Of course the exclusion could have been performed by some AI-enhanced mechanism, which would explain a lot).

Yet this was not the first occasion of blocking that I have come across. A long-time correspondent in the Liverpool area used to tell me that he had to deploy some devious tricks to get round a similar prohibition. I recall also that, when I was working at the National Archives in Kew, coldspur was permanently unavailable, which perhaps hints at some more deliberate attempt at security, and at preventing pollution of correct thinking among the country’s elite researchers. Could browsers who have had similar experiences perhaps inform me of them? I shall need to maintain a dossier to provide evidence if and when I take this further.

And then I had to deal with the Chinese. I received a strange email from a businessman in Shanghai, who claimed that one of his clients wanted to use coldspur.cn and coldspur.com.cn for their business. The fellow claimed that he had tried to talk his clients out of it, but they were insistent, and he invited me to register the names myself, so that my ‘business’ could be protected. Of course, I didn’t believe a word of it. He was just trying to collect registration fees from me. According to that logic, I would have to register coldspur with every other national suffix to prevent my hordes of eager browsers from being misdirected.

Oh, the trials of being a website administrator  . . .

News from Academia

In the middle of May I received the following message from the University of Oxford American Office:

Dear Tony, June is LGBTQ+ Pride Month in the US, and this month we are celebrating by highlighting the exciting work being done to teach LGBTQ+ history at Oxford and how you as an alumnus can help. There is an enormous appetite for LGBTQ+ History among graduate students, and scholarships associated with the Jonathan Cooper Chair of the History of Sexualities, the UK’s first permanently endowed Professorship in LGBTQ+ History, will allow these students to pursue their interests and become future thought leaders. 
The Jonathan Cooper Chair   Named after Jonathan Cooper OBE, an expert in international human rights law and activist for LGBTQ+ rights across the globe, the Cooper Chair, held by Professor Matthew Cook since 2023, explores histories of sexual diversity in all their variations, exploring their intersection with categories such as race, class, generation, occupation, education (dis)ability, nationality and community. Professor Cook is the first postholder of the Cooper Chair, made possible by the generosity of philanthropists.   There followed a message from Professor Cook:   “This work matters not only to LGBTQ+ individuals and communities but to us all: histories that look from the margins provide fresh perspectives on shifting norms and enhance our understanding of wider social, cultural and political realms. Scholarships are key to this mission: I see so many talented students diverting away from further study because they lack the funds – an issue especially for those who lack family support. Underpinning their further study is an investment in their talent and in histories which play a key part in the drive for social justice.”    – Professor Matthew Cook

I was astonished, and a couple of days later, responded as follows:

I thought at first that this message must be a spoof, but I then realized you are utterly serious. How can you pretend to any academic excellence when you ascribe such importance to this non-subject?

Whatever “LGBTQ+” means, it is a ragbag of genetic dispositions and behavioural choices (most of which should probably be kept private), a creature of the media and phony academics kowtowing to fashionable notions of ‘exclusion’, ‘victimisation’ and ‘identity’. What about adulterers, asexuals and foot-fetishists? Why are they excluded? How could anyone claim to be able to study ‘histories of sexual diversity in all their variations’?

‘Exciting work’, ‘enormous appetite’, ‘future thought leaders’, ‘LGBTQ individuals and communities’, ‘drive for social justice’, ‘constructs that disempower historically marginalized groups’ – what a lot of pretentious nonsense. It reads like a parody of an old ‘Peter Simple’ column in the Daily Telegraph. How anything useful or insightful could come out of such ‘research’ is beyond me. But I do know that the University has forfeited all chances of my making any further donation to any of its causes, however worthy.

Sincerely, Tony Percy (Christ Church, 1965)

Then, from the other end of the spectrum, on June 14, I noticed that Christ Church Development had posted an announcement on Facebook. It read:

 His Majesty the King has approved the appointment of two new Regius professorships at Christ Church.

We look forward to welcoming Professor Luke Bretherton as Regius Professor of Moral and Pastoral Theology, and the Revd Professor Andrew Dawson as Regius Professor of Divinity in the coming months!

Ye gods! What possible fresh revelations could these two gentlemen come up with? I can understand the study of religion as a topic of interest under Anthropology, perhaps, but Chairs in Gods [and Goddesses? Please verify. Thelma.] and Godliness? I learn, however, that the Regius Professorship of Moral and Pastoral Theology was established by an Act of Parliament in 1840, and the show must therefore go on. But is it not time for a repeal? I also read that Professor Bretherton arrives from Duke University in North Carolina, where he has been Distinguished Professor of Moral and Political Theology. His latest book ‘provides a new, constructive framework for what it means to live a good life amid the difficulties of everyday life and the catastrophes and injustices that afflict so many today’. His role sounds more like a preacher or social worker, to me, rather than an independent and disciplined academic. I hope he will adjust quickly from the difficulties of living in Durham, NC to those of provincial England. I would also suggest Bretherton ought to get together with Professor Cook and work on the ‘social justice’ goals. Dr. Spacely-Trellis, where are you?

But then others will say: a doctorate in Security and Intelligence Studies? Can that really be an academic discipline? Seriously?? Maybe if it took up the ‘social justice’ cause  . . .

Similarity and Identity

The primary objective of our spell in Los Altos, California, was to re-engage with our three grand-daughters, whom we hadn’t seen for a couple of years. The twins, Alyssa and Alexis, celebrated their eleventh birthday just before we arrived, and the photo above shows them with the gifts we had given them. I was struck by the resemblance of Alexis (on the right) to (a younger version of) Emma Raducanu, who represents England – by way of Canada – as a tennis-star. Now I note that Ms. Raducanu has a Romanian father and a Chinese mother. Alexis is 50% Vietnamese, 25% English (whatever that means, with Huguenots, Germans and possibly the Perskys from Minsk in the running), 12.5% Irish (probably), and 12.5% ‘Black’ West Indian (more likely African than Black Carib, the descendants of the original islanders who still live on St. Vincent). Is the similarity not a bit uncanny?

Emma Raducanu

I write this just to show how absurd all tribal identities can be. When I fill out government forms, I am always dismayed by the long list of entries under ‘race’, one of which I am required to fill out (although I can actually cross the ‘Decline’ box). I recall checking ‘South Pacific Islander’ on one fanciful and courageous occasion during my recent Tahiti phase, and, some time afterwards, I received a visit from a Census Bureau officer. He confronted me by suggesting that I had offered an untruth on a government form – rather like Hunter Biden denying that he was a drug user when he applied for a firearms license, or von Bolschwing omitting his membership of the Nazi party in his naturalization application, I imagine. I protested that I sincerely believed, with the current focus on ‘identity’, that a citizen was entitled to make any choice that he or she wanted to. If I could choose my own pronouns, why shouldn’t I pick my own ethnicity? After all, I didn’t see why an indigenous Quechua from Peru, whose forbears had been the victims of the Spanish Conquest, should be encouraged to enter the meaningless term ‘Hispanic’ when he or she applied for food stamps, or a passport renewal, or whatever. As proof of my ethnicity (or denial of any), I could now show any such official the photograph of Alexis. “Doesn’t she have the Percy chin, officer?”

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Some Problems with Westy

Nigel West

[I report on a recent incident involving a review by Nigel West in an intelligence journal, and then offer a critique of his latest book.]

Contents:

Introduction: Yoda and doyens

The Intelligence Journals

Nigel West and ‘The Eagle in the Mirror’

Controversy at IJICI

Reflections

‘Classified! The Adventures of a Molehunter’

Chapter by Chapter

Conclusions

            *          *          *          *          *          *          *          *          *          *

Introduction: Yoda and doyens

If Christopher Andrew is (pace C.S. Goodman) the Great Yoda of intelligence writing, Nigel West is frequently referred to as ‘the doyen’ of the same. I was for a long time unsure who ‘Yoda’ was: I had assumed that he was some figure from Japanese mythology, but my Media Affairs Advisor informs me that he (or it) is a character in a work of the genre known as ‘talking pictures’, a phenomenon which appears to be have been taking the country by storm in recent years. Apparently there exists a film series known as Star Wars, which I have never seen, but must presumably concern rivalries on Hollywood film locations, probably involving such as Olivia de Havilland and Vivien Leigh competing for the attentions of Errol Flynn. Yoda is apparently a so-called ‘Jedi master’ whose role, I assume, is to advise his clients on Stanislavskian techniques and method acting. Yet he seems to have a rather grotesque aspect, reminding me of the Mekon from my Dan Dare days of the 1950s, and I cannot imagine that Christopher Andrew is very flattered to be compared to this wizened and unattractive character.

The Mekon
Yoda

So much for cultural references: they can be a dangerous tool in the hands of the careless or the insensitive. I am much more comfortable with ‘doyen’. I believe it was the author and literary agent Andrew Lownie who first granted West that soubriquet, but Christopher Andrew has also been described as such, and I note that Richard Norton-Taylor of the Guardian has been named as ‘the doyen of national security reporting’. So there is competition. In any event, West’s ubiquity in the world of intelligence-writing is indisputable. He has written dozens of books (many of which I own), he is regularly quoted on intelligence matters, and scores of writers pay tribute, in their ‘Acknowledgments’, to the assistance he has given them. He is also a prominent figure with one of the serious Intelligence journals, and it is one of those roles that I want to examine here, before moving on to critique his latest book, titled Classified!  The Adventures of a Molehunter.

I must declare my interest with Nigel West (the pen name of Rupert Allason). We have been in occasional email conversations for years. I met him originally at a conference at Lancaster House over a decade ago, he kindly agreed to attend my seminar on Isaiah Berlin at the University of Buckingham the following week, and, on my last trip to Britain, I was the happy beneficiary of his hospitality at his house near Canterbury. He apparently reads coldspur, if not regularly, then from time to time, as he has made comments on my texts, sometimes in very complimentary terms. We have helped each other out on research quests, with the most recent (when I shared with him a file on MI5 personnel) occurring only a few months ago. Thus I regard our relationship as congenial. If we both played on the same cricket team, I am sure that I would refer to him as ‘Westy’.

I have been very direct in my writings about him, praising him over projects and books that I believe have been well-executed, but also criticizing him quite harshly when I felt that his research had been lazy or incorrect (such as with ‘Gibby’s Spy’), or actions that I judged were misleading (such as the re-publication of his books on MI5 and MI6, presented as new editions when they were simply re-prints). I find it hard to believe that West has not read these passages, but he has not taken any perceptible offence, or tried to refute my claims. I can only conclude that he respects me for my integrity and independence, not reliant on his goodwill – or that of any other intelligence maven or doyen(ne) – for the promotion of my ideas.

The Intelligence Journals

I shall return to that consideration when I review his book, but the event I want to analyze first is a journal review he wrote of Jesse Fink’s book on Dick Ellis, which I reviewed myself on coldspur a few months ago. (See https://coldspur.com/four-spy-books/).  As a way of providing some useful background, I offer here some brief comments on Intelligence Journals. I am familiar with three prominent entities on intelligence matters published in English: The Journal of Intelligence and National Security (JINS); The International Journal of Intelligence and Counter-Intelligence (IJICI); and The Journal of Intelligence History (JIH). All are owned by the murky aggregator Taylor and Francis, a division of the British company Informa, which might suggest that they are not actually in competition with each other.

JINS was apparently inspired by its founding editor Christopher Andrew, but reflects some confusion in its mission, since the implied focus on ‘national’ security is dispersed in a coverage of all manner of aspects of international relations. It sports an international team, with its editors split between the USA and the UK, and boasts an amazing 56-member editorial board that includes familiar figures such as Andrew himself, Richard Aldrich, Rory Cormac, Philip Davies, John Ferris, Anthony Glees, Michael Goodman, David Kahn (the Codebreakers man, who actually died this last January: one might expect the institution to have picked that up), Christopher Moran, Sir David Omand, and Wesley Wark, as well as several academics from around the world. What this editorial board actually does is hard to say. Perhaps they all get together on Zoom from time to time, but what happens when they disagree on some matter of policy is not disclosed.

IJICI displays a similar schizophrenia. It is based in the USA, and very much CIA-influenced. It states, however, that it ‘publishes articles and book reviews focusing on a broad range of national security matters’. ‘Focus’ and ‘broad’ do not sit well together: neither does the emphasis here on ‘national’ (which nation?), which undermines its title, and the dissonance is the exact opposite of that of its older stablemate. It likewise sports a large Editorial Board consisting of 49 members: these are indeed a much more varied set of international figures, but dominated by Americans, although Michael Goodman and Philip Davies have been graced with an invitation, and Nigel West also appears in their number.

JIH, on the other hand, is the official publication of the International Intelligence History Association (IIHA), another obscure organization that offers no details about how it is run, or who its members are, or how they are elected, but seems to be dominated by German academics. (Woe betide anyone who attempted to issue an unofficial publication on behalf of that body.) It would appear to concentrate on the histories of various intelligence services, which gives it, on the surface, a more precise remit. Its co-editors are Christopher Moran (of the JINS board) and Schlomo Shpiro (of Bar-Ilan University, Israel, who is in fact a member of the IJICI editorial board as well). I trust all their confidentiality agreements are rigorously obeyed. It maintains a smaller editorial board of just seventeen members, but some familiar names turn up again, such as Lock Johnson (on the JINS board), the very busy Michael Goodman, and Mark Phythian, the editor of JINS. It all seems a bit incestuous to me, but finding good intelligence academics to fill all those seats must be tough. I should mention that none of these journals has seen fit to approach me, the unacknowledged and self-appointed doyen of intelligence blogging . . . .

Of course, I may not be at the top of their list of candidates. I have occasionally criticized Taylor & Francis for its exploitative business model, where it packages out subscriptions through institutions, but makes it penally expensive for the individual researcher or historian who has no academic affiliation to access any of the reports they publish. I do not believe that it pays any of its contributors or reviewers, so it relies on (and exploits) those who are willing to put in a lot of effort for reasons of self-advertisement, or because they need to reach a quota of published papers. Furthermore, my experience with the outfit has not been uniformly stellar. I had a very positive experience with JINS when I submitted my review of Ben Macintyre’s Agent Sonya (seehttps://coldspur.com/special-bulletin-review-of-agent-sonya/), but a follow-up on David Burke’s book about the Kuczynski family was frustrating, and a waste of my time.

And then I clashed with Mark Phythian, the editor of JINS, when challenging the Journal’s publication of a loose and deceptive article by Francis Suttill, Jr. concerning claims of the betrayal of his father’s eponymous SOE circuit (PROSPER) in France. Phythian also directly contradicted what Suttill openly declared about an agreement concerning the authorization and publication of his article, and it was not clear that the piece had undergone the peer review that the published policies should have ensured. Furthermore, Phythian then said that it was not the Journal’s policy to publish any letters from the public, whether they were positive, or (in my case) questioned in any way what appeared in JINS. Patrick Marnham (author of War in the Shadows) and I therefore composed a response to Mr. Suttill’s undisciplined article, and I published it on coldspur (see https://coldspur.com/special-bulletin-prosper-the-letter-to-jins/ ). This seemed to be the only way to challenge both the substance of Mr. Suttill’s piece, as well as the inflexible and non-transparent mechanisms of the JINS editorial policy. The very closed nature of its approach to content and debate hardly makes it an exemplar of creative nourishment of intelligence scholarship.

Nigel West and ‘The Eagle in the Mirror’

And now to turn to Nigel West, and his review of The Eagle in the Mirror, which appeared on the IJICI website on December 13, 2023, titled SpyCatcher Legacy (see https://www.tandfonline.com/doi/full/10.1080/08850607.2023.2283827, but behind the paywall). It approached Fink’s book in a rambling and oblique manner, and it made some questionable assertions of its own. I shall not examine in detail the technical points of West’s review: it was a typically arch display by West, concealing some of the reasons for his apparent unquestionable authority. On the other hand, as I indicated in my review, I had not been entirely convinced by Fink’s case, and I need to examine closely the sources before offering any informed opinion. I shall instead concentrate on one or two disturbing aspects of the review, and how it passed through editorial channels, and the responses it engendered, first from Fink and then from the IJICI editorial team.

I deem it important here to reproduce the central controversial paragraph in West’s review. He wrote: “The great irony at the center of The Eagle in the Mirror is that the author has undertaken some very impressive research with the declared objective of painting Pincher and Wright (and the author of this review) as charlatans or worse . . . only to discover that, when assessed in toto, it reveals a compelling case for Ellis’ guilt!” This was a strange and highly troubling conclusion to come to. West’s suggestion that Fink had undertaken research with the objective of disparaging all three authors (as opposed to that conclusion being an outcome) could well be considered libellous, since it casts aspersions on the integrity of Fink’s whole research methodology. And nowhere did I read that Fink had declared that his goal was to portray the trio as charlatans! Given Taylor & Francis’s later admonitions of Fink for what it framed as personal attacks, the approval of West’s text was particularly cavalier and hypocritical.

Nevertheless, my judgment was that Fink might have partially contributed to West’s overall misunderstanding by his acknowledged need to market his book with questionable rhetoric that hinted that Ellis could well have been a traitor. The essential lesson from this extract, however, was that West had a personal stake in the resolution of the controversy, but had not declared it when he offered to review the book for IJICI. I should also mention that Nigel West had already read my review of the book, in which I had criticized West’s inconsistent and unscholarly treatment of the case against Ellis. He even wrote to me, congratulating me on my treatment of the ‘double agent’ terminology, but expressed no complaints about my representation of his role in the Ellis affair.

Fink (who has been in regular correspondence with me since the review appeared) seems to have three main complaints about West’s review: 1) that West had requested a copy of the book under false pretenses; 2) that the review itself was superficial, in that it had ignored much of what Fink had written, and misrepresented his opinions; and 3) that West had offended IJICI editorial policy by failing to declare that he had an interest, since Fink had criticized him in his book. He presented his challenges to the Editor of IJICI, Jan Goldman, and for a while received a consistently cold shoulder. He stubbornly persevered, however, and his tenacity was eventually rewarded – to a degree. Yet the saga that unfolded displayed such a combination of institutional dysfunction and managerial incompetence on the part of IJICI that I judge it needs to be described in full. (This saga may not be of broad interest to coldspur readers, but I believe that it is important to lay out for public view how the Journal operates, and the challenges faced by authors whose books are reviewed when policies are either highly unfair, or are casually neglected by those supposed to be exercising them, or both. Otherwise the facts of the matter will remain hidden, since IJICI is determined on control and secrecy.)

Controversy at IJICI

Jesse Fink

West’s review was published on-line on December 13, 2023. The following day, Fink wrote a letter to Jan Goldman, the substance of which ran as follows:

  1. Was there not a conflict of interest in West’s being given the opportunity to review the book, given that he received critical treatment in it?
  2. West conveniently contended that Keith Jeffery did not mention any allegations against Ellis because they were outside his (Jeffery’s) ‘purview’.
  3. What West stated that Jeffery told him privately about the Ellis case tallies with what the historian of MI6, Stephen Dorril, had told Fink, namely that Ellis was involved in some way with co-operation between Nazi Germany and Great Britain over Ukrainian exiles, in the late 1930s. West ignored what Fink wrote about this.
  4. West incorrectly stated that Fink had ignored the judgment of David Horner on Ellis’s culpability, when the author had covered him in an Endnote.
  5. West’s assertion that the testimony of Nelidov in TRIPLEX (2009) ‘might have been adduced [in 1964, by MI6’s Bill Stedman, if he had known about it] as ‘“smoking-gun” evidence that Ellis had been in touch with the Soviets long before the war’ contradicted what West told the Daily Telegraph in 1984, namely that there was only minimal, circumstantial evidence to support the contention that Ellis was ever a Soviet agent. Yet West produced this analysis only when encountering the evidence in the context of Fink’s book, and then used the passages to attack Fink’s integrity.

[This is a very complex, but vitally important aspect of the case. Fink has reminded me that the confessions of Nelidov assert that he conferred with Ellis before passing on information to the Soviets. West, meanwhile, implies in his review that Ellis had been selling German information to the Soviets before Nelidov replaced him in Berlin, whereas the text states that Ellis had at that time simply collected material about the Soviets from German sources. What is also troublesome to me is Nelidov’s claim that, after he arrived in Berlin, and taken over from Ellis, he ‘conferred’ with him about identifying material that ‘might be used to interest Soviet intelligence’. If Ellis had already been transferred to Switzerland to work for the League of Nations, how would such a conference have occurred? The lack of dates in Nelidov’s confession is very frustrating, but, in any case, nowhere does he suggest that Ellis had actually been in contact with the Soviets, unlike Nelidov himself, who admitted that, on his way to Berlin, he had stopped in Vienna to offer material to the head of Soviet intelligence! West distorts Nelidov’s statements to suit his own purposes, and his claim about Ellis’s contact with the Soviets seems utterly spurious. What is more, West had had ample opportunity to explore the implications of Nelidov’s testimony for a re-assessment of Ellis’s reputation when he published TRIPLEX, yet he apparently did not pay attention to the details. His creative re-interpretation of the story in 2024, having discovered it in Fink’s book, is less than honourable. My opinion overall, however, is that both Fink and West grant too much credit to the reliability of Nelidov’s ‘confessions’, and I shall return to this point in a future report. For my own analysis of matters relating to Nelidov, see ‘Gibby’s Spy’ at https://coldspur.com/gibbys-spy/, from October 2022.]

Fink received a prompt reply from Goldman, who wrote:

Thank you for your email. I take these accusations very seriously and will need to investigate them further. We rely on our authors to tell us if there is a conflict of interest. Do I have permission to share your remarks with Mr. West? I would be interested in what he has to say about your comments. We seek to be objective and balanced in everything we publish.

Fink thanked Goldman, and encouraged him to contact West, at the same time drawing Goldman’s attention to my review of the book. Goldman again replied immediately, inviting Fink to write a ‘Letter to the Editor’, in which he should refrain from personal comments, and focus on explaining why he thought the review was not objective.

Fink was not delighted with this response, as he believed that the journal was evading its responsibilities. He thus wrote back:

I’d be happy to write you a letter for the next edition but I’d much prefer this was investigated fully by your editorial board – how does a man who was the subject of much legitimate criticism in the book get to review it? Who fact-checks his review? Who independently reviews his review? Of course he was going to go to town on it. Mr West really should have not been given this book to review. It was a clear conflict. Or if he was going to do it he could have made it very clear I took him to account in it and any review of his should be treated as being badly coloured by his self-interest.
Worse, Mr West reached out to my publicist, Fiona Atherton, on November 1, where she said, “Nigel West has requested a copy for review in the World Intelligence Review.” We were very reluctant to send a copy, knowing full well he is subjected to criticism in the book, yet now it appears he has reviewed it not for World Intelligence Review but for your journal instead. This in my opinion is a misrepresentation. We had no idea it was appearing in your journal or that Mr West was preparing a review for you. If so, I would have made my reservations clear to you before the review appeared. Your journal is highly respected and widely read.

The review was malicious in my opinion, grossly distorted the arguments made in it, slighted my professionalism as an author, and is not befitting a journal of your reputation. I’d be far happier with a review written by an independent, impartial reviewer. That is a fair outcome.

At this stage, exchanges were still cordial. I encouraged Fink, and I gave him what I thought were one or two useful tips on his original message. He accordingly submitted his letter to Goldman, the text of which ran as follows:

Dear Sir

 I refer to Nigel West’s “review” of my book The Eagle in the Mirror in the latest International Journal of Intelligence and CounterIntelligence.

            I find it unusual that a person mentioned critically (but, I believe, very fairly) in the book was granted the opportunity to “review” it. Surely this is a conflict of interest? Your own editorial policies have a section on “competing interests” (https://authorservices.taylorandfrancis.com/editorial-policies/competing-interest/), which include: “Personal, political, religious, ideological, academic and intellectual competing interests which are perceived to be relevant to the published content.”

Did Mr West declare to the editorial board on being commissioned to write the “review” that he was featured critically in the book? That he might have one of the competing interests set out in your editorial policies? Mr West can hardly be missed in The Eagle in the Mirror. A photograph of him is published in it. Could not another reviewer for my book be found?

            Mr West requested a review copy of the book from my publicist in Scotland for World Intelligence Review but his “review” instead appeared in your journal. Is that not a misrepresentation? What safeguards are in place to ensure your book reviewers are impartial? Who is reviewing the reviewer’s work? Where was the “thorough peer review” of Mr West’s “review”? It doesn’t appear that there was any such peer review. If so, any competing interest would have been identified.

            After reading Mr West’s “review”, there were no surprises. In my opinion, Mr West was attempting to deflect what I regard as his deficiencies as an intelligence analyst of Dick Ellis. My book contains multiple criticisms of Mr West’s written work regarding Ellis. His dealing with this fact by briefly mentioning “the author has undertaken some very impressive research with the declared objective of painting [Chapman] Pincher and [Peter] Wright (and the author of this review) as charlatans or worse” is insufficient.

            Mr West’s contention that the late Keith Jeffery didn’t mention the allegations against Ellis in his written history of MI6 (MI6: The History of the Secret Intelligence Service 1909–1949) because it was outside his “purview” is also convenient and, I believe, misleading.

            As intelligence historian Antony Percy remarked to me this week while discussing Mr West’s “review”, “Ellis was decidedly in Jeffery’s ‘purview’. Most of the events happened before 1949.” That is, the bulk of the allegations made against Ellis by Pincher, Wright and Mr West in their respective books in the 1980s are concerned with events that happened in Western Europe prior to World War II.

            I’d wager that Jeffery’s private comment to Mr West that “the Ellis case is not quite what you think it is” tallies with the more cogent, convincing argument of MI6 historian Stephen Dorril, who emailed me a few months back to say, “My information was that there was co-operation [between Nazi Germany and Great Britain] on Ukraine exiles in the late 1930s, which is where I think Ellis comes in.”

            I totally concur. Dorril’s case in this regard (featured in his book MI6: Fifty Years of Special Operations) is presented in my book, as is John Bryden’s case for Ellis in his book Fighting to Lose: How the German Secret Intelligence Service Helped the Allies Win the Second World War.

            Both writers could be described as defenders of Ellis, but neither Dorril or Bryden is mentioned in Mr West’s “review”. Why is that? Quite a glaring omission, when the central argument I put forward in the book completely corresponds with Dorril’s and Bryden’s. Dorril, incidentally, reviewed the book on Amazon and said, “Fink [does] a very good job of showing the inadequacies of certain writers and that there is little or no real evidence that Ellis was an agent either for the Nazis or the Soviets.”

            Also, Mr West puzzlingly seems to think I’ve “overlooked” David Horner, when endnote 5 of Chapter 16 (on page 299) reads as follows:

            Horner misidentifies Von Petrov in The Spy Catchers: ‘In 1984 the investigative journalist Chapman Pincher revealed that in early 1967 [sic] MI5 interrogated Ellis, who confessed to having passed secret information to the Germans before the Second World War, and that Ellis had passed the information via several White Russians, one of whom was named Vladimir Nikolayvich (not Mikhailovich) Petrov [sic].’ In The Protest Years: The Official History of ASIO, 1963–1975, Vol. II (2015), John Blaxland calls him ‘Vladimir Nikolavich Petrov’.

            Yet Mr West writes in his “review”: 

            Fink overlooked Horner’s verdict, presumably based on the same kind of access granted to his counterpart Jeffrey [sic] in London. This is one of several contradictions undermining Fink’s credibility, for he must have wondered if ASIO had vindicated Ellis, why the organization had placed him under surveillance when he visited Sydney in 1974, as proved by his reproduction of ASIO’s covert photographs.

            Whose credibility is being undermined here? Mine or Mr West’s as a book reviewer? Does Mr West not read endnotes? The redoubtable Antony Percy in his review of the book (https://coldspur.com/four-spy-books/) had no trouble consulting the endnotes and said, “Do read the excellent endnotes carefully, and follow up where you can.” How difficult was it for Mr West?

            Moreover, there was no suggestion anywhere in the book that ASIO “vindicated” Ellis, which is why they were monitoring him! I write on page 174, “It is an obvious irony that Ellis, against whom no real evidence of treason was ever produced by the authorities, would be tracked and surveilled in the country of his birth by the very spy agencies he personally set up in Canberra.”

            Regarding Aleksandr Nelidov and the edited quote from his confession, if the supposedly damning full quote from Nelidov from the book TRIPLEX: Secrets from the Cambridge Spies was enough to “implicate” Ellis with the Soviets (as Mr West seems to suggest), why did Mr West say to London’s Daily Telegraph on 4 May 1984, “There is only minimal, circumstantial evidence to support the contention that Ellis was ever a Soviet agent”? Mr West was the co-editor (with Oleg Tsarev) of TRIPLEX, which contains the full Nelidov quote. He should know the material well.

            Keith Jeffery characterised Nelidov as a “purveyor of faked intelligence”, which might more accurately explain what Ellis and Nelidov were up to with the Soviets (as my book makes very clear in extracts from Ellis’s spy playbook written for William Donovan; see pages 87–88), but that appears to be irrelevant in this “review”.

            Instead, Mr West casts the missing part of the quote from Nelidov as “smoking gun evidence that Ellis had been in touch with the Soviets”. Can Mr West make up his mind about Ellis’s role with the Soviet Union? Apparently not.

There is no evidence at all, whatsoever, that Ellis was a Soviet agent, as the book makes abundantly clear.

            I’m left wondering why the “review” was written. To treat the subject of Ellis with some objective seriousness or as an exercise in face saving? If it is the latter, are you comfortable with Mr West seemingly using your journal’s “review” of my book in this fashion?

            Does someone as historically important as Ellis, who wrote the blueprint for Office of the Coordinator of Information/Office of Strategic Services, who was awarded the Legion of Merit by President Harry S. Truman for his contribution to the United States during World War II, deserve such a skewed “review” of what amounts to the only existing full account of his life?

            Ellis deserves a lot more and so do your readers. For Mr West to end his “review” by writing that I was hammering more nails into Ellis’s coffin was beyond the pale. I did no such thing.

            If Mr West can be this sloppy and (as I see it) apparently vindictive, by rights the only “lost cause” is his future career as a book reviewer for International Journal of Intelligence and CounterIntelligence

            Yours sincerely

Jesse Fink

This was not what Dr Goldman wanted to read, and Fink had to prod him for a reply. An evasive and temporizing message came back on December 21:

Hi Jesse,

Right now, due to the holiday season, not much will be done. Nevertheless, we do not discuss internal operations. I received your letter, and you will hear from us on it’s [sic] possible publication.

Happy holidays,

JG

Why an intelligence journal has to effectively close down its operations so early, and for so long, was not apparent to Fink or to me. The IJICI machine picked up in late January, however, and the initial response was encouraging:

            I met with the publisher via zoom and your letter was discussed along with other business. The publisher must approve all letters to the editor, but, this is usually not a problem.

I’m waiting to hear from them, and should it be approved, we have enough time to get it in the next issue of the journal.

One would conclude from this tidbit that Goldman was satisfied with the integrity and arguments of Fink’s letter. In fact Goldman had passed the letter to one Amanda Patterson at Taylor & Francis. I looked up her profile on LinkedIn, and discovered that she is Portfolio Manager, Academic Publishing, Journals. Moreover, she declares there that “Through this role, I have been most interested in strengthening the publisher-community relationship by advocating for gender and geographical parity in publishing’, a slice of corporate jargon that I found especially unappealing. What the ‘publisher-community relationship’ is, I have no idea, and why this woman should be focusing on fashionable diversity issues instead of journalistic excellence is likewise beyond me. These were not good signs.

A couple of weeks later (March 5) she wrote to Fink, with the formalities raised a notch, as follows:

Dear Jesse Fink:

Thank you for your patience while the publisher investigated your complaint, assessed it, and actioned a solution. We thank you for bringing this to our attention.

Through the course of our inquiry into this book review, we discovered that the author submitted it to the journal and neglected to include a competing interest disclosure statement either to the journal publisher or to the journal Editor, which violates our publishing policies. All authors of all submissions to all Taylor & Francis journal must disclose if there is a competing interest, or else declare that there is no competing interest present. This was considered to be a major error, and we treated it by publishing a Correction Statement accompanied by the Disclosure Statement that should have been included with the submission.

The Disclosure Statement is visible to the public and appears outside of the paywall. Anyone accessing the piece, whether subscriber or not, is informed that that author of the book review is a subject of the book that he is reviewing, and that he may be affected by that as part of his review.

As far as the publisher is concerned, this completes our inquiry into this case. Separately, you may respond to the book review by writing a letter to the editor, and its publication is determined by Jan (copied to this message). However, since this book review now complies with our ethical policies, and was handled appropriately post-publication, we will not be able to publish anything that disputes these facts.

If you choose to submit a new letter to the editor, please be aware that the author of the book review will have a chance to respond to your letter, and after that, no further discourse may be made.

With best wishes,

Amanda

This letter constituted both a concession that a major error had been committed, as well as a desperate attempt to shed any responsibility for what had happened. Had Goldman not been aware of this policy, or was he simply not paying attention? Readers can inspect the ‘correction’ at the same link given above: https://www.tandfonline.com/doi/full/10.1080/08850607.2024.2322416. I reproduce Nigel West’s text here:

In accordance with Taylor & Francis policy, I am reporting that I am a party that may be affected by the book that I reviewed in the enclosed paper, and contained within the body of the text I submitted are transparent acknowledgments as such. I have since disclosed those interests fully to Taylor & Francis.

But this is a joke! A retroactive statement of Disclosure, with no apology to Fink, and West implying that the mentioning of Fink’s criticisms of him effectively disqualified him from having to declare his interest, and Taylor & Francis judging that this ‘major error’ had been absolved without any reproof to West, or any public admission that the Journal had messed up as well as West himself! Taylor & Francis did it this way only because they thought they could get away with it. Go hang the ‘publisher-community relationship’!

Naturally, Fink was not happy about this, and sent a rejoinder on March 6, as follows:

Dear Amanda and Jan

The addition of the Disclosure Statement and a Correction Statement doesn’t actually mention the fact it was a ‘major error’, that West violated your own company policies, and that I am the victim here. There is no apology. A review can’t comply with your own ‘ethical policies’ after the fact. The damage has already been done. What does this change for the people who read the review when it came out? They’re not seeing this. 

The fact is, West got to write his hit piece and you published it without any checks and balances. It should be removed online as a basic courtesy to me and you should commission another writer without a conflict of interest to review the book. That would be ethical. 

Jan, you have my original letter to the editor, which you invited me to write, and at the very minimum I expect it to be published. 

Yours sincerely

Jesse Fink

Ms. Patterson tried to wriggle free:

Dear Jesse Fink:

The publication of a Correction in a scholarly text is itself evidence indicative that an error occurred. The error was remedied with a Correction, as is our policy when post-publication errors are discovered.

International Journal of Intelligence and Counterintelligence is an academic journal, and as such, we are unable to remove anything that is published. Book reviews are not subject to peer review (as they are, by their nature, subjective), they are screened by the Editor and published at the Editor’s discretion. The peer review policy is outlined on the journal’s Aims & scope page on www.tandfonline.com/ujic.

The book review by Nigel West has been accessed 46 times (presumably you, me, and some other internal T&F folks who were working on the Correction account for some of these), and has not yet been assigned to issue (in other words, it has not appeared in print, and thus, has not been sent to the journal’s subscribers). When it is printed and assigned to issue, the Disclosure statement will appear alongside it, which is all in line with our policies for publication. At this point, T&F stands by the Editor and the piece, which are all compliant.

I assure you that everything in this case has been done accordingly, and I do thank you for bringing this issue to my attention.

I will confer with Jan, but if, in the meantime, you want to send me the Letter to the Editor, I will be happy to review it.

Thanks,

Amanda

The proper thing for IJICI to have done at this stage would have been to withdraw the review, since only a few dozen persons had seen it. (I do not know whence orginates the law that an academic journal may not withdraw an article once it has been published.) It certainly did not suddenly become ‘compliant’ simply because a half-hearted admission by West had been appended on-line, as Fink patiently explained the same day:

Hi Amanda 

You sent me an email on Jan 24 saying you had received it. It was sent to Mr Goldman in December, on his invitation. I have attached it again. The piece was not ‘compliant’, and the posthumous addendum doesn’t change that because it was already published and accessible. The cat was already out of the bag. I had friends with interest in intelligence matters contact me about it.

Make no mistake, as an author I have no problem with a bad review. It’s part of the business. But this is a different issue: honesty, transparency and accountability. My reputation for accuracy and my dedication to producing quality books is of utmost importance to me. 

So conflict of interest in a reviewer is a serious matter and surely you and your editor can see that a person (West) who comes under heavy criticism in my book for (as I see it) posthumously tarnishing the name of Dick Ellis, a man who did a great deal for western intelligence in the 20th century, is not the best or most impartial person to review the work.

Who is served by such a review? Your journal? Your readers? Are they getting an accurate or fair review of the work? Or is this about West saving his own face?

Yours sincerely

Jesse Fink

Ms. Patterson seemed to be unaware that Fink had submitted his letter to Goldman almost three months beforehand, and she then informed Fink that she and Goldman had ‘re-reviewed’ it. Yet her response was measly and sophistical, claiming that the review itself had been ‘corrected’ simply by virtue of West’s statement, and appearing to condone West’s behaviour (only recently classified as a ‘major error’, recall) of indicating within the review that he had been criticised:

Dear Jesse,

Thank you. I have conferred with the Editor, and re-reviewed your letter.

In light of the fact that we have taken action to correct the review and publish the disclosure statement, the first three substantial paragraphs of the letter have been addressed and actioned.

By way of reminder, book reviews are not peer reviewed as a matter of policy, and Nigel West did identify that he was a subject of the book in the text of the review.

Responses to published work in the journal should be a rebuttal of the text of the original piece, rather than contain any sort of personal attack on any individual or on the journal. Together with the Editor we have identified a few paragraphs that border on personal criticism rather than on deconstructing/discussing the original book review as a published piece itself. 

At this point, I would like to invite you to reconsider submitting the letter again, in light of the actions that we have taken since you originally wrote in to us. Jan has reminded me that the word limit for Letters to the Editor to be published is 1200 words.

Also, by way of reminder, the standard procedure for this process is that Nigel West will have the chance to respond to your rebuttal, and then all responses end. I wonder if you might keep that in mind when refining the Letter to the Editor?

Can you please re-submit your letter, with all of this in mind, to Jan Goldman (copied here)?

Thank you

Amanda

The very feeble Goldman then sent an edited version of Fink’s letter back to him, effectively warning him to toe the line. IJICI was the censor in this situation, and wanted to control the narrative. Fink was not unnaturally aggrieved, and wrote on March 13:

                Mr Goldman, good to hear from you.

No, I don’t approve your edit. It is not an ad hominem attack. You have not once apologised for 1/commissioning West to write that review when he had a conflict of interest, 2/failing to ask West why he wanted to write that review in the first place (after all, he contacted my publicist for a copy and didn’t even mention once that it was for your journal), 3/not getting West to comply with your own policies before the review was published, meaning a correction and disclosure statement was required after it was published. There hasn’t been one iota of actual apology from you or Taylor & Francis, either privately or publicly. We screwed up! We’re sorry, Mr Fink. How can we make it right?

I am the aggrieved party here, who has done nothing more than to dare question West’s repeated ungrounded attacks on Dick Ellis, a dead man who set up the intelligence apparatus of the country you live in. Ellis is an important deal. You call Dorril’s opinion on Ellis hearsay, which it is not – he is a world-renowned intelligence historian specialising in MI6 who is relying on vast reams of information to form an educated opinion and is entitled to express it and for that opinion to be recorded. Ditto Bryden. Both men have written books defending Ellis. You might pick them up and look for yourself. I only have 1200 words to defend my work and an impugned dead man.

Meanwhile, West can freely use a private conversation in his review with Keith Jeffery (‘the Ellis case is not quite what you think it is’) and publish vast books of unsubstantiated hearsay – Ellis was a Nazi double agent! Ellis was a Soviet spy! He was both! – and come to the same conclusion in your journal and you’re happy to publish it without a shred of actual evidence. Imagine if you had applied the same forensic scrutiny you’re applying to my Letter to the Editor to West’s review in the first place? 

Worse, West can breezily state in his review I have no professional credibility when he can’t even consult an endnote and smear me by saying that I have hammered nails into Ellis’s coffin. 

The unedited letter gives background to something that has been going on for four months. It’s not like I just read the review and decided to fire off a letter. This was a ‘major error’, after all. I’ve attached an edited version that I’m happy with. 

Yours sincerely

Jesse Fink

Matters did not become any simpler thereafter. Having heard nothing by April 22, Fink had to remind Goldman about the lack of response to the corrections he had submitted. Goldman confirmed that the letter was currently with the Production Editor. Fink then received

a message from that person, James DiStefano, who showed a complete insensitivity to the dynamics of the negotiations, acknowledging the receipt of Fink’s corrections, but stating that they had been rejected by the journal’s editor. (Why Goldman did not have the courtesy of informing Fink himself of that decision is unclear.) DiStefano proceeded to declare that the letter would therefore be published online without Fink’s amendments, probably around April 29 or 30. Fink pointed out that the ‘corrections’ the journal had made were ‘deletions’, not corrections, and he thus turned back to Goldman to remind him that DiStefano had said that the lines had been cut by him, Goldman, asking:

                Why? Nothing defamatory about them at all. All on point. I’ve been very patient when I was wronged by the journal and by West’s failure to disclose his conflict

Goldman turned very stodgy and formal:

Sir,

Yes the lines were deleted, given they were directed on the review but, rather the reviewer.

jg

to which Fink riposted:

No, they were not ad hominem. I rightly pointed out with evidence that West has made wildly conflicting statements about Soviet links to Ellis and asked why he thinks I painted him as a charlatan. It was the word he used in his review. Perfectly valid. No reason to be removed. 

By this stage it was clear that the Journal was using its exclusive power to find a way out of the debacle, effectively threatening Fink that he could accept the revised letter, or else have it withdrawn. Ms. Patterson rejoined the exchange:

Dear Jesse:

Content editing cannot happen at the point of production. At the production stage, our teams are readying for publication. Therefore, it is not appropriate to insert or delete text at that point.

The final judge on content is the Editor. At this point, you are welcome to withdraw your letter as it was sent to production, or see it published.

I hope this helps.

-Amanda

Fink had done his best, responding promptly, and all that IJICI had done was to stall and prevaricate, pass the buck, and refuse to do the decent and proper thing. It has been a very one-sided affair, with the Journal cravenly allowing West’s illegitimate review to stand, and without apparently censoring West at all.

The letter was eventually published on-line on May 7, with Goldman’s deletions processed. Of course it sits behind the paywall. IJICI did not have the courtesy of informing Fink that it had been published. (It sent an insensitive pro forma message of congratulation to him on May 11, announcing the publication of the letter.) Yet Nigel West was ready, waiting in the wings: he had obviously been shown a copy of Fink’s approved letter, even if Fink had not, and West had had time to compose a reply, which was published the very next day. Its existence can be verified at  https://www.tandfonline.com/doi/full/10.1080/08850607.2024.2336788. If you want to read it, and do not have institutional access, it will cost you $53 for a piece of about 500 words. I advise you not to waste your money. Likewise, Taylor & Francis has not sent the text to Fink, nor has it informed him of its appearance.

As I have already declared, I am not going to engage in a substantive analysis of the arguments here. I need to inspect the original documents myself, and shall probably dedicate a coldspur bulletin to inspecting these fascinating items while they are still relatively fresh in my mind. But I know enough about the case to judge that this letter is arrogant, disingenuous, and sophistical. It should never have been published, and Taylor & Francis show that the institution is in thrall to an influential member of its Advisory Board.

Reflections

This has been a very undignified performance by IJICI. It failed to heed its policy of reviewer interest. When it acknowledged that major error, it erroneously claimed that a terse and unapologetic ‘correction’ by West restored its integrity. It failed to detect West’s scandalous claim about Fink’s historiographical objectives, and to advise West to remove it. It never apologized to Fink for that slur, or for its breach of policy. Its treatment of him was cavalier and sluggish. When it came to the publication of his letter, it arbitrarily edited it to suit its own sensitivities, and the presumed ones of its reviewer. It did not communicate to Fink appropriately about the appearance of his and West’s responses. Fink has no further chance of redress: IJICI considers the Reviewer’s Response the ‘final word’. It never provided to Fink the text of West’s reply, and clearly failed to ask for a third opinion on a volatile situation, while showing itself utterly incompetent to provide editorial oversight itself. It delegated many of the processes to persons obviously unqualified for the job. And it spouted corporate jargon about ‘the publisher-intelligence community’ when it has no intention of providing a public forum for debate.

I wonder whether any of its 49-member Editorial Board know anything of this disastrous episode? I think they should be told  . . .

Review of ‘Classified! The Adventures of a Molehunter’

‘Classified!’

I ordered my copy of Nigel West’s latest book with a strong sense of expectation. While I have viewed West more as someone who wrote about molehunts rather than carrying them out himself, the title Classified! The Adventures of a Molehunter, suggested that the doyen would be offering a comprehensive analysis of his involvement with the notorious cases of the past few decades, and presenting some breakthrough judgments. I have for a long time been stating that a forum for clarifying some long-standing intelligence conundrums would be highly desirable, and perhaps West’s book would help initiate such a debate. On the flap of the book, however, appears this very confusing text: “His molehunts have led to the unmasking of spies within MI5, MI6 and the CIA and the identification of numerous others – some of whom were crucial to the Allied victory in the Second World War . . . “ Did West really outperform MI5? Which spies were unmasked by West’s endeavours, and how these would have assisted the victory against the Germans is an enigma left unaddressed: the blurb-writer has clearly lost the plot.

Irrespective of this errant representation, given how the book has been promoted, readers might still be entitled to expect some breakthrough analysis. Would we, for instance, learn some critical facts about ELLI, the person behind the cryptonym divulged by the defector Igor Gouzenko in 1945, which had spawned several investigations, including very solemn projects undertaken by the CIA and academics, provided a prosperous journalistic career for Chapman Pincher, drawn Roger Hollis (and others) into disrepute, saved Peter Wright from penury, excited the Americans, and provoked both MI5 and MI6 into a strenuous hunt for the reputed penetration agent within the Security Service?

But there is no entry for ELLI in the Index of the book, and I found no unindexed reference. Gouzenko receives only two minor mentions. Peter Wright crops up frequently, and a whole chapter is dedicated to Spycatcher, but it is as if the whole ELLI business were irrelevant, or had long been solved. It is like writing about cryptozoology without mentioning Nessie. In his 1989 book, Molehunt, West, after spending many pages speculating on ELLI’s identity, concluded that ‘ELLI probably existed, but the details offered by the defector could have applied to known spies like Blunt and Philby’. The question of ELLI was still alive when West published Cold War Spymaster: The Legacy of Guy Liddell, in 2018. What is going on? Do West’s followers not deserve a better explanation?

A symptom of the malaise is that West seems to lack any serious curiosity about recent research. He recognizes the publication of Andrew’s history of MI5 (2010), and Jeffery’s of MI6 (2011), and offers the briefest of mentions of Ferris’s history of GCHQ (2020), but, apart from his mentioning a few minor works published during this period, his universe is strangely occluded. (He does take the opportunity to criticize Andrew on several counts, however: over his accepting Grenville Wynne’s claim that he and Penkovsky visited the White House, his being taken in by a story about George Blake, on his naivety in stating publicly that he was the first to identify Cairncross as the Fifth Man, on his obstinacy over Canaris and Szymanska, and over his confusion about the identity of INTELLIGENTSIA and NOBILITY from the VENONA transcripts. If West could only show such clarity in the admission of his own mistakes . . .) He makes no mention of all the rich archival material that Kew has released in the past decade and a half, ignores any analysis that has been posted in the serious intelligence journals, as well as the works of such as Helen Fry, and cannot even admit to being stimulated or provoked by coldspur. Admittedly, the latter is not conventionally published material, but if Frank Close (the biographer of Fuchs) and Ben Macintyre can cite coldspur in their Endnotes, one might expect West to engage in the very relevant arguments that I have surfaced there.

The fact is that this is a very indifferent book. It contains glimpses of West’s tenaciousness, analytical skills, and background knowledge, but is nevertheless an ill-conceived and ill-executed compilation. In introducing his chapter on the Falklands Conflict, West writes, with a touch of vanity: “While on the after-dinner lecture circuit, I was often in demand . . .”, and the individual segments have the flavour of such after-dinner speeches gathered here in a compendium. The problem is that this approach results in a large degree of repetition, both internally (we are informed on three separate occasions that Arthur Martin hoped to elicit a deathbed confession from Graham Mitchell), and from West’s previously published books, such as those on VENONA and on molehunts. Moreover, no distinctive theme or narrative emerges across the volume in its entirety, and the reader is left with a series of unconnected vignettes.

Not that these pieces are universally without interest. West adopts an engaging style, although he tends to some lazy journalistic flourishes (which I shall examine later). He has benefitted from a fascinating background, and was steeped in intelligence matters from his teens, because of his father’s occupation, and the friendships that accompanied it. The author has exploited his connections overall very well, and has shown much enterprise in chasing down various leads. Yet being in the thick of the intelligence cliques has its drawbacks, since one has to be very sharp in assessing when one is being fed misinformation of some kind, and West shows a particular frailty in being so much influenced by Arthur Martin, whom he describes as ‘a formidable counter-intelligence officer’. Martin did not join in fact join MI5 until 1947, after a less than distinguished career in the Royal Corps of Signals and GCHQ. That he was recruited and recommended to MI5 by Kim Philby may or may not have ominous implications. Philby was the first to reveal his existence in My Silent War (as one of the investigators in the Maclean affair, and as being present at the Milmo interrogations), but he made no mention of his role in the recruitment process, and no one appears to have questioned Martin’s loyalty and judgment in this episode. I have come to regard Martin as a bit of a buffoon, one easily manipulated by his superior officers, and have documented some of his clumsier exercises (such as the interrogation of Smolka). Moreover, the reputed coups that Martin was supposed to have achieved (such as the confessions of Cairncross and Blunt), were obvious set-ups.

Because of the fragmented state of West’s narrative, I have thus decided to analyze each chapter in turn, spending more time on those sections that are closest to my own research bailiwick.

Chapter by Chapter

Chapter 1: ‘The Venlo Incident’

This is a long, rambling account of how unauthorized intelligence disclosures have encouraged the public’s interest. Why it is called The Venlo Incident I have no idea. It repeats a lot of familiar and well-trodden information about the arrests of MI6’s Best and Stevens in November 1939, and how they passed on hordes of facts about MI6’s organization thereafter. It then introduces Dick Ellis, attributing to him the pre-war selling of secrets to the Germans, and even repeats the bizarre charge that, if Ellis had betrayed MI6 to the Germans before the war, he might well have done the same with the Russians after it. West also questions the date of Ellis’s recruitment by MI6. For some reason he then moves on to Leslie Nicholson’s providing Phillip Knightley with his scoop on Philby, before classifying Philby’s memoir as ‘largely accurate’. From here, he claims that Philby’s book, which revealed aspects of the Double Cross System, provoked a counter-offensive from MI5 and MI6, even though Ladislas Farago had already disclosed that MI5’s secret interrogation centre at Ham Common ‘had persuaded dozens of captured spies to switch sides and act as double agents to deceive their Abwehr masters’ – a gross distortion of what happened. The conclusion of all of this seems to be that there was a public thirst for more disclosures in the 1970s. Why any of this would be considered newsworthy in 2024 is beyond me.

Chapter 2: ‘Spy!’

This chapter describes the creation of the BBC series Spy!, in which West assisted Donald McCormick. Yet this took place forty-six years ago, and the facts of the Venlo Incident (which constituted one of the episodes) are resuscitated. West describes some hitches in the project, which included the unreliable contributions of Montgomery Hyde.

Chapter 3: ‘TATE and the Double Agents’

This is another rambling account, which strays far from TATE (Wulf Schmidt, aka Harry Williamson), to such as Philby and Blunt and Jeremy Cartland, relating also how West was encouraged to write his book on MI5 after interviewing Dick White. It contains some fascinating material, but much is recycled from West’s chapter on TATE in his 1991 book, Seven Spies Who Changed the World. On the other hand, he inexplicably offers no mention of Tommy Jonason’s and Simon Olsson’s Agent Tate: The Wartime Story of Harry Williamson, translated from the Swedish and published in 2011, for which West offered a blurb on the cover. Moreover, West presents a distorted view of the double-agent exercise: he claims that neither Farago nor Masterman ‘had really explained exactly how MI5 had accomplished the extraordinary feat of transforming hardened Nazis into committed supporters of the Allied cause’ (another gratuitous repetition).

But of course MI5 had done no such thing: TATE himself admitted that he allowed himself to be used because he was threatened with the gallows, and it would have been madness to allow any ‘turned’ agents loose in the belief that they had had an ideological change of heart, since they could immediately have informed the enemy of the deception, and blown the whole scheme. And that was what happened later with some German POWs whom the British believed they had turned, and sent into Austria and Germany. As an example of the lack of focus in the chapter, West also throws in the fact that one informant ‘even flew the kite that he [Philby] had always been a loyal MI6 asset’. This is the insight that Helen Fry so mysteriously bequeathed to us a few years ago in her profile of MI6’s Kendrick in Vienna, Spymaster. I note that, in her latest book, Women in Intelligence, Fry boldly resurrects the claim as follows: “Kendrick, his agents and secretaries were tracking their [communist activists’ and spies’] movements through journalists like Eric Gedye and a young graduate, Kim Philby.” Is that a fact? West provided an enthusiastic blurb for her book, complimenting the ‘fascinating, minutely researched study’, so he presumably must have read this passage. His insertion of this gem so casually without analysis is thus vastly disappointing. After all these years, does the episode not truly deserve a more detailed inspection than that?

Chapter 4: MI5 and ‘A Matter of Trust’

The events covered in this chapter occurred over forty years ago, yet West astonishingly does not bring any retrospective analysis to the table to introduce corrections to what is a very dubious memoir, full of errors and misapprehensions. It starts off with an introduction to West by his publisher to a ‘molehunter’, namely Arthur Martin, whom West met on December 1, 1981. He presents him as ‘someone who could truly be described as an authority’, offering West ‘a tremendous experience’. He adds that Martin was married to Joan, who had been Dick White’s secretary, as if that granted Martin more substance: whether this lady was the same secretary with whom White had been having an affair (see p 298) is not explained. On the other hand, West, in his Historical Dictionary of British Intelligence, informs us that Joan had in fact been Guy Liddell’s secretary. While outsiders such as I struggle to accommodate the implications of these relationships, it appears that such romances were part of the fabric of MI5, since we also learn that Graham Mitchell’s wife was the sister of James Robertson (who conducted the investigation into Maclean) (p 86), and are reminded that Roger Hollis had a long-term affair with his secretary (p 94).

West’s major revelation is to describe Martin’s strong conviction that Mitchell was the ‘culprit’: West declares that he found his argument ‘utterly compelling’, and that he was encouraged to support it by the very evasive interview that Dick White gave him about possible moles in MI5. West relates how Martin and his MI6 cohort Philip de Mowbray were so taken in by the claims that the defector Anatoliy Golitsyn made about penetration in MI5 that they even co-authored the latter’s ‘memoir’. What West does not mention is that the CIA officer James Angleton (who had felt gravely betrayed by Philby, and was also taken in by Golitsyn’s bluster) was exerting a baleful influence as well, threatening the British authorities that the USA-UK relationship would be endangered unless the stables were cleansed. Martin felt this pressure severely. (Angleton does not warrant a mention in this chapter, or anywhere else in the book, which is bizarre.) The fact is that West never comes to grips with the substance behind the allegations.

The author then moves on to catalogue the list of supposed intelligence failures that Peter Wright later recapitulated in Spycatcher, including MI5’s failure to run any successful double-agent operations against the KGB. To my mind, such ventures would have been non-starters from the get-go, but West seemed to be impressed. Yet he never identifies these presumably hostile agents who were discovered, then ‘turned’ –  through blackmail, I suppose –  nor does he investigate how in fact it might have been more fruitful for the KGB to have kept these disinformation exercises running than to have each one closed down immediately. Nor does he speculate on what might have happened to these ‘double agents’ when their Moscow bosses learned that they had traitors on their books. He also echoes Martin’s belief that MI5’s inability to trap any spies in the act (e.g. Nunn May, Cairncross) was evidence of deep penetration, and reminds us that those who were identified gained MI5’s attention only because of tips from defectors. But West then starts to drift: he repeats the false claim that Burgess and Maclean made good their escape just hours before a hostile interrogation was scheduled for Maclean – which is simply not true.

He also garbles the facts of the interrogations of Blunt and Cairncross (if he has read my analysis, he appears to ignore it), and then goes on to write that ‘Martin and Wright had pursued dozens of suspected spies, including Bernard and Peter Floud, Christopher Hill, Jenifer Hart, James Klugmann, Bob Stewart and Edith Tudor-Hart, but none had co-operated’. That is simply not true. Apart from the fact that, if they pestered ‘dozens’ of suspected spies (as opposed to communist sympathizers) most of them were surely innocent and would have bristled at any harassment, the names listed did ‘co-operate’ to some extent. Bernard Floud committed suicide when MI5 was on his trail, after the revelations of Phoebe Pool; Christopher Hill confessed to Anthony Glees on the condition that his admission not be revealed until after his death; Jenifer Hart openly admitted to having been recruited by the NKVD and penetrating the Home Office; Edith Tudor-Hart also admitted to espionage at a time when her contribution had become irrelevant. West mentions Ursula Kuczynski, zu Putlitz and Pontecorvo as a trio who had managed to escape MI5’s reach, but the failure to press home in all these cases was the recognition that the embarrassment that would arise from the facts coming out into the open would be so unsavoury that it was better to bury them, and to pretend that they had never happened.

Thus the Molehunt focused on Cumming, Hollis and Mitchell. In a quick aside, West mentions Ray Milne as a spy who had been employed in the MI5 registry. Yet Milne (née Mundell) worked for MI6, not MI5. West then discounts Cumming, before expanding on a long encomium of Martin’s skills and achievements, which turns out to be bogus, as well. I get the impression that West believed everything that Martin told him about his ‘achievements’, including his role as guardian of the NKVD telegrams that compromised Fuchs, and the claim that he had been the ‘liaison link’ between MI5 case officers chasing up leads in the HOMER investigation. I say this because West asserts that Martin was indispensable in the HOMER molehunt, and that in December 1951 ‘he was tasked to collate the evidence against Philby, which was presented effectively to Helenus Milmo’. If West had studied closely the file on the investigation (from which he quoted liberally in ColdWar Spymaster), he would have learned that the project of gathering information on Philby had started back in May 1951, when Martin worked with Jane Archer, under Dick White’s clandestine guidance, before taking the conclusions with him to the USA to show Robert Lamphere of the FBI. No doubt Martin did not tell West about that. On the contrary, “Martin’s assiduous research and highly professional brief effectively demolished Philby.”

After a spell in counter-insurgency in Malaya, Martin returned to London in 1958 to carry on with the investigation into Soviet assets, and was provided with technical support in the shape of Peter Wright in 1962. West lauds Martin’s achievements: “During his MI5 career, Martin would extract confessions from Cairncross, Michael Straight, Leo Long and Blunt.” Yet, as I have shown, the ‘confessions’ of Cairncross and Blunt were carefully staged affairs, Straight confessed to the FBI, not to Martin, and Straight simply volunteered the information that led to Blunt – and Long. Long had been caught red-handed in 1944, was also later shopped by Blunt, and was eager to confess as soon as he was challenged. These were not masterstrokes of counter-espionage engineered by Martin. Oddly, given West’s high estimation of his career, Martin was then transferred to MI6 as he was considered ‘disruptive’. It was only after he had retired, in the early nineteen-eighties, that he engaged West to help him extract a deathbed confession from Graham Mitchell, after the Hollis inquiry ‘had run into the sand’. West then shifts the story to his project to write A Matter of Trust, based on his conversations with Martin, whereupon he received an injunction from the Attorney-General claiming that highly classified information had been passed to him by an ‘unnamed individual’. West avoided this prohibition by having his book published in the USA.

West then uses the publication of his book as an excuse for being unable to settle the issue of whether Mitchell had been a spy or not (the reasoning is not clear), but then ends the chapter by invoking the evidence provided by Gordievsky (who defected in 1985) and Mitrokhin (1992) that there had never been a spy within MI5 after Blunt’s retirement in 1945. He then closes his account with the open-ended rhetorical question: “But does the necessarily incomplete knowledge of Gordievsky and Mitrokhin mean that Martin and Wright had been deluded? Only time will tell.” Since Martin and Wright owned diametrically opposed opinions about the mole, at least one of them had indeed been deluded. When I led a team of analysts at the Gartner Group in the late nineteen-nineties, I forbad them to deploy the following three phrases in their reports: ‘Only time will tell’; ‘The jury is still out’; and ‘In the foreseeable future’. Experts are not paid to waffle. That was a weak and evasive conclusion by West.

It also astonishes me that West makes no reference to the conclusions of the Great Yoda from Defend the Realm. Andrew devotes Chapter 10 of Section D (‘FLUENCY: Paranoid Tendencies’) to demolishing the wild imaginations of the ‘conspiracy theorists’, Martin and Wright, describing how they fell under the baleful influence of Angleton and Golitsyn, and how they poisoned the atmosphere of MI5 to no purpose. (‘Conspiracy theorist’ was an odd term to choose, but it is a favoured term by Andrew for persons he wishes to disparage. There was no doubt that the KGB was ‘conspiring’ against British intelligence: the only point of debate was the depth of the penetration.) Andrew is also very dismissive of Martin’s skills as a counter-espionage officer. Despite the shameful fact that this chapter relies almost exclusively on unidentified material from the Security Service Archives, and thus cannot be verified, it has the ring of truth, as it cannot seriously serve any MI5 propaganda purpose. While Martin and Wright were picked out as the clear culprits, White’s overall responsibility is presented uncompromisingly. West’s silence in the face of this evidence is unfathomable.

What makes West’s analysis doubly ineffective is the fact that in his book Molehunt (published in 1987, i.e. after Gordievsky’s arrival) the author offered a stinging accusation against Mitchell in the final chapter, titled ‘Conclusive Proof’, pointing to Mitchell’s September 1955 White Paper on Burgess and Maclean, and its ‘multiple errors’ (some of which were not in fact errors) as ‘proof’ that Mitchell was responsible for all the penetration and betrayals that had occurred. Moreover, West showed himself to be utterly convinced that such malfeasance had been real, and that there was thus an influential mole to be unearthed. Meanwhile, Peter Wright was still 99.9% convinced that Hollis was the culprit. Yet even Martin, in his retirement working in the House of Commons, eventually voiced his doubts that there had been any mole in MI5, thus leaving West rather high and dry. How could those two brilliant counter-espionage officers have both been so wrong? One explanation is that Martin was in fact rather dim, and that Wright was essentially a technician.

If he had a serious regard for clarifying the facts, West could have used the occasion of a new memoir published in 2024 to bring some cooler assessment of the vain hunts of the 1960s, 70s and 80s, maybe even to make an apology concerning his gullibility and ability to jump to conclusions, and to provide a forum where the turmoil artificially created by White, and willfully stirred by Chapman Pincher, could receive a more rational re-appraisal. But no. It is a very lazy and dishonest offering.

Chapter 5: ‘The Hunt for Garbo’

Most of this story has already been told in the work in which West collaborated with Juan Pujol (the controlled enemy agent GARBO), Operation GARBO: The Personal Story of the Most Successful Double Agent of World War II, published in 1989. In his Introduction to that volume, West explained how he had been able to hunt down Pujol in Caracas, Venezuela, from the flimsiest of clues, and meet him in New Orleans, with the result that Pujol was able to attend victory celebrations in London in 1984, receive his award, meet again some of his wartime colleagues, and visit the Normandy beaches. The main purpose of this update to the story would appear to be to show how the release of GARBO’s Personal File in 1999 to what was then the Public Record Office subsequently caused some embarrassments. This archival material shed light on the somewhat tempestuous relationship between Pujol and his first wife, Araceli, in London during the war, events that Pujol had left out of his narrative. Pujol had neglected to tell his second wife of his first marriage, and the offspring they had, and Araceli had re-married after Pujol had faked his own death. Apart from reminding us that many of our heroes have deep personal flaws, this chapter has little new to relate on the mechanics and outcomes of the GARBO deception.

Chapter 6: ‘Cabinet War Room 2’

A very minor piece about Churchill’s highly secure and well-protected underground citadel known as ‘PADDOCK’, and related trivia.

Chapter 7: ‘Admiral Canaris’s Mistress’

A tale that takes some time to arrive at the subject of its title, with West introducing Nicholas Elliott, and his success in helping the Vermehrens to defect from Istanbul in 1943. The knock-on effect was the degree to which their escape had helped to doom Canaris, as one of the plotters against Hitler’s life. Vermerhen, when West interviewed him, seemed to be unaware of that outcome, and that brought West to address what Elliott had described to him as ‘the fact that Canaris had actively collaborated with a woman he knew to be a British agent, who was also his mistress, was probably ‘the last great secret of the war’. (I know a few more, of course.)

This led West on a fascinating hunt for the woman, Halina Szymanska, whom he tracked through her daughter in London to the unromantic venue of Mobile, Alabama. She gave solid evidence that Canaris had given her messages to pass on to MI6. After Szymanska’s husband had been arrested in 1939 in Berlin at the Polish Embassy, and presumably deported by Stalin, she returned to Warsaw, and ‘quite by chance’ bumped into Canaris, whom she knew from before the war. He subsequently arranged for her and her three daughters to gain the safety of Berne, and the affair and subsequent passing of secrets occurred. Despite the flimsy nature of these meetings and movements, West was convinced by her story, with evidential material in the shape of passports, etc., but his arch-rival Christopher Andrew in 1985 denied that there was any evidence, mysteriously and irresponsibly citing unavailable MI6 archives. That was almost forty years ago. Why do these two not simply get together and thrash it out? As Confucius said: “When the Yoda and the Doyen clash swords, it is the Truth that suffers.”

Chapter 8: ‘Spycatcher’

Readers will not be surprised to learn that Our Hero was at the core of the Spycatcher controversy, and that it was the ‘legendary’ molehunter Arthur Martin who was the source of the saga. Martin had reputedly been influenced, alongside Stephen de Mowbray, recently retired from MI6, by the somewhat excitable defector Anatoliy Golitsyn, who claimed there was deep penetration of MI5. West characterizes Martin in somewhat melodramatic terms: “Martin had dedicated his life to the unpopular cause of sniffing out the clues to treason. Among those he investigated were two former directors general, Sir Michael Hanley and even the revered Sir Dick White. Martin had been a terrier, not driven by instinct or prejudice but by the evidence.” This is all palpable nonsense, of course, as Martin had come rather late in his career to MI5, and he had no direct evidence at all that any MI5 insider had been passing information to the KGB in the post-Blunt era. Rather than a terrier, he had been Dick White’s poodle.

Yet it was not until Martin had retired that he engaged his protégé to ‘follow up the clues he had been unable to pursue himself’. Whether that was because he had been banished to the MI6 Directory by then as a trouble-maker, or was simply incompetent, is not stated. But then West switches quickly to Peter Wright, who takes over centre stage, as he (who had worked for Martin) had been providing privileged information to Chapman Pincher before retiring to Australia. Wright felt himself abused by Pincher over royalties, and decided to publish his own account after Prime Minister Thatcher had, in 1981, effectively absolved MI5 of any further penetration after Blunt.

The resulting Spycatcher affair turned out to be a disaster for the Government, primarily because of the embarrassing performance by Sir Robert Armstrong, but also because MI5 and MI6 had been shown to be selectively releasing information when it suited them –  a point that West only lightly touches, since he had been the beneficiary when Dick White decided that he wanted a history of MI5 published after the Thatcher administration had turned the project down. “The fiasco caused Thatcher much discomfort, but doubtless she would have endured rather more if my unseen role in the affair had become public knowledge”, writes West. What this role had been is not immediately obvious, but it seems that West simply gave Wright’s telephone number to the two Granada TV journalists who had bought the rights to his book A Matter of Trust. How that revelation would have intensified the suffering of the Iron Lady is not explained. West then bounces off this coup to switch to ‘two further cases in which I had played yet another unseen hand’ – the publication of Joan Miller’s One Girl’s War, and that of Inside Intelligence, the memoir of the ex-MI6 officer Anthony Cavendish, ‘with which I was closely associated and encountered significant legal problems’. Since this book was not published by West’s outfit, it is not clear exactly what West’s earth-shattering contribution was.

His conclusion is certainly debatable: that MI5 was responsible for giving bad advice to Thatcher in 1979 by not admitting that ‘there had been a suspicion of hostile penetration up until at least September 1963’. He asserts that MI5 could simply have omitted the offending sentence in her statement (which it prepared for her in 1981), presumably the one where she claimed that all the evidence of hostile penetration could be attributed to Anthony Blunt. West declares with glib omniscience –  but without any evidence –  that ‘every other counter-intelligence officer who had studied the problem’ knew that Blunt could have not have been responsible ‘for compromising so many operations’. But that is not what Margaret Thatcher said. As Hansard reports, she was responding specifically to the mischievous and erroneous assertions made by Chapman Pincher in Their Trade Is Treachery that the now deceased Roger Hollis had been a Soviet mole, and that the Cabinet Secretary, Sir Burke Trend, had confirmed the fact. She correctly admitted that investigations into senior officers had taken place, carefully explaining the context as ‘the last years of the war’, and that the project had included Hollis, but she strongly denied the allegations that Pincher made in his book that Trend had concluded that the leads discovered pointed to Hollis.

Even if MI5’s senior officers had seriously believed that it had suffered from post-Blunt penetration (because of no other evidence apart from ‘failed operations’), it would have been absurd to advise the Prime Minister to discuss such hypotheses in the House of Commons. West could have performed deeper justice to the saga by analyzing the substance and origin of the suspicions with the hindsight of today’s knowledge, and by comparing the need for the defector Golitsyn to earn his meal-ticket with the facts of so-called failed counter-intelligence operations. That would have been more enlightening than the exaggeration of his (West’s) less-than-honourable contribution as a manipulator behind the scenes, and as a facilitator for intelligence officers who wanted to avoid the implications of the Official Secrets Act. He could also have been a bit more open about his infatuation with Arthur Martin, which now all looks rather embarrassing to the outsider.

Chapter 9: ‘Greville Wynne’; Chapter 10: ‘Bill Casey’; Chapter 11: ‘Farzad Bazoft’

All relatively insignificant.

Chapter 12: ‘The Fifth Man’

I am not sure why West dedicated a chapter to his involvement with John Cairncross, as it was not the most illustrious episode of his career. The Fifth Man had revealed to West, in April 1981, that he had confessed to espionage in Cleveland, Ohio, in February 1964. When they met again, in France, on September 30, 1994, Cairncross explained that he had started writing a draft of his memoirs, but was ‘crestfallen’ when West pointed out to him that he would be in breach of his commitment to confidentiality by virtue of the Official Secrets Act. West then proposed that he ghost-write the ‘memoir’, confident that he could persuade MI5 that he and Cairncross would comply with any reasonable request for excisions. Why Cairncross was taken in by this story is uncertain, as it would be crystal-clear that the autobiographical information would have derived from him. Yet, somewhat extraordinarily, MI5 gave permission for the publication to go ahead, and even allowed the exiled and severely ill Cairncross to return to the UK for medical treatment.

Cairncross died in October 1995, a few days after West had delivered the final draft of the book, now titled The Enigma Spy, since Cairncross’s influential brother, the economist Sir Alec Cairncross, had resented any connection with the ‘Fifth Man’. In an elliptical passage, West writes that Cairncross’s partner, Gayle Brinkerhoff (who was behind these negotiations) had engaged a literary agent who wanted to renegotiate the terms of ‘our’ agreement. “We had reached an impasse and, upon the repayment of the St Ermin’s advance, we quietly slipped away”. (St Ermin’s was the publishing house that West set up with Geoffrey Elliott.) But who were the ‘we’ here? And, if the advance had been repaid, had West lost the rights to the manuscript he had prepared? He does not say. And that ‘quiet’ withdrawal carried with it a lot of resentment, as I shall show.

Suddenly, West is in Moscow, trawling through the KGB file on Cairncross. I do not believe that West knows Russian, so he was presumably helped by his collaborator, Oleg Tsarev, and some of the documents were in English. What became clear to him, nevertheless, was that Cairncross had lied about the duration of his espionage. He had previously claimed to West that he had spied only during the war years, yet the Moscow archives showed that he had been active way beyond that, and that he had passed on critical nuclear secrets. West had been able to insert a short item on Cairncross in his 1981 book on MI5, where he reproduced what Cairncross had told him, namely that in Ohio he had made a ‘full statement’ on his role as a Soviet agent. Of course, he had done no such thing, just like Blunt and Philby. (What is it with these people? When they are offered immunity from prosecution, the agreement is that they will give a complete account of their espionage and contacts, and yet they all hold back on critical items! It’s just not right!) West does not explicitly mention that he had been taken in by Cairncross’s incomplete set of assertions.

West now knew that, contrary to what Andrew and Gordievsky wrote in KGB: The Inside Story (October 1990), Cairncross had been a much more damaging spy than he and others revealed, and had accordingly understated his achievements. The KGB archive showed that he had been very productive right up until the summer of 1950, until he was transferred from the Treasury to the Ministry of Supply. Nevertheless, working with Yuri Modin, as late as June and July 1951 (when Burgess and Maclean had decamped) he was still able to pass over a thousand confidential documents. He was eventually trapped because MI5 discovered incriminating information on him in Burgess’s flat, and he was forced to resign. As West points out, ‘the fact that Cairncross was never prosecuted caused much embarrassment to the government law officers familiar with his case’.

But what is West’s conclusion from this fiasco? “To compound the embarrassment, Cairncross outlived the other members of the Cambridge Five and even returned to the UK and published a self-serving web of lies, ‘The Enigma Spy’.” Yet the book was published posthumously, and the text was presumably all West’s, including Chapter Thirteen, ‘Superspy’, where ‘Cairncross’ provides a very expert analysis of why West believed that ELLI was Mitchell, not Hollis. What went on? Brinkerhoff and West must have had a serious falling-out. Gayle Cairncross (as she now styled herself) wrote the Acknowledgements, but there is no mention of West’s contribution as ghost-writer. That other doyen, Richard Norton-Taylor, wrote a mendacious and cringe-making Introduction, where he presented Cairncross as a man of ‘deeply-held convictions’, stated that he believed the integrity of Cairncross’s account, and challenged the Russian government ‘to correct the widespread errors of his association with the KGB’. Pass the sick-bag, Alice. On recently reading that passage anew, I even began to feel a tinge of sympathy for Westy.

All of this must have brought West close to distraction. He had put in all the work, yet received no recognition (for a ‘self-serving web of lies’, of course) –  and presumably no royalties. What happened when that agreement fell apart can only be imagined. Yet the story then turned very sour for him. If we can rely on the Wikipedia entry on him (which quotes from the Independent), West sued Random House in 2001. He claimed that he had written The Enigma Spy in return for the copyright and 50% of the proceeds. He lost the case, however, and had to pay costs of around £200,000. What added to his mortification must have been the opinion of the trial judge, Mr. Justice Laddie, who described West as ‘one of the most dishonest witnesses I have ever seen’.

What is bizarre is that Laddie’s chastisement of West (according to contemporary accounts) appeared to concern his misrepresentation of his role as a director at St Ermin’s Press, which points to more complex layers to the controversy. Yet instead of clarifying what happened, or even attempting to justify himself, West obscures the issues, and overlooks most of the facts in his description of the events. The conclusion, moreover, is equivocal and unflattering to his competence. Why he would want to resuscitate this business when it is quite clear that he is being deceptive is astounding.

It is difficult to think how West could have entangled himself in such a mess unless he had foolishly signed a contract that exposed him dramatically. But ending up slamming a book for being a web of lies when you have written it yourself, and not receiving any reward except high legal costs would be enough to crush even the most debonair adventurer. Two biographies of Cairncross appeared a few years ago: Chris Smith’s The Last Cambridge Spy (2019) and Geoff Andrews’s Agent Molière (2020). They both refer to the lawsuit, and the fact that West was not recognized as the ghost-writer. While The Enigma Spy had benefitted (and I use the term advisedly) from a few other editors by then, West seems to have been hardly done by in one sense, although the inexperience at St Ermin’s Press in contract negotiations turned out to be disastrous. West does not acknowledge the existence of these new biographies in the misleading recollection of his dealings with Cairncross, which omission leaves his ruminations sounding very dated and stale. But the moral of the story is clear: you can’t have ambitions of being a leading intelligence analyst while dabbling with ghost-writing for an established traitor.

Chapter 13: ‘The Falklands Conflict’

I have not studied the intelligence aspects of these events, and they are outside my realm of special interest. They also have little to do with molehunting, so I pass this chapter by.

Chapter 14: ‘George Blake’

I found little new in this account of West’s thoughts on George Blake, including a brief snapshot of his interview with him in Moscow, in which re-tells the story of Blake’s treachery –  including the theory that he was brought to it because the father of the girl he loved, Iris Peake, a secretary in MI6, told him that he couldn’t possibly marry her. Yet West informs us that Blake later married into another MI6 family, and even names the father (Colonel Arthur Allan), but surprisingly not the bride. Blake then betrayed them all. The piece contains a comparison of Blake and Philby, in which the latter comes off better because ‘he did not inflict lasting damage to MI6 in operational terms’ – a subject for possible debate. West also echoes Philby’s dubious claim that his Section IX ‘was studying the NKVD but was not actively engaged in espionage against it. He also throws out some thoughts about defectors in general, but this is overall a lightweight piece.

Chapter 15: ‘VENONA’

I have always thought that West’s book on VENONA (the joint GB/USA exercise of decryption of wartime and post-war Soviet cables, which led to Maclean and Fuchs, among others, being identified) was one of his better compilations. VENONA: The Greatest Secret of the Cold War was published in 1999: has West fresh light to show on the project? Apparently not. This chapter is essentially a re-hash of what he wrote before, with whole chunks of text re-presented, and pages of transcripts reproduced. The main point that West wants to make is that Christopher Andrew, in his authorized history of MI5 published in 2009, resisted West’s painstaking conclusions that the cryptonym NOBILITY equated to Ivor Montagu, and that of INTELLIGENTSIA to J. B. S. Haldane. He also criticizes two books on Haldane, by Tredoux and Campbell, published in 2018, which likewise got the facts wrong. The chapter is thus a valiant and necessary step in setting the record straight, but too long-winded for the reader who has already studied West’s book. West also draws our attention to the fact that certain cryptonyms (such as BARON and MINISTER) have remained undetected, and calls on us amateur sleuths to work on the mysteries.

Chapter 16: ‘Guy Liddell’

Over five years ago I wrote about West’s admiring but still equivocal treatment of Guy Liddell, the competent counter-intelligence officer who was thwarted in his ambition to become Director-General of MI5. (See https://coldspur.com/guy-liddell-a-re-assessment/.) West’s opinion has not changed, and it comes through early: “In many ways, Liddell was the personification of the consummate intelligence professional: wise, unassuming, considered trustworthy by colleagues, occasionally enigmatic and always anxious to prevent others from drawing the Security Service into some nefarious enterprise that would damage the organisation’s reputation or bring it into controversy.” He provides a detailed account of Liddell’s career, from being awarded the Military Cross in World War I, through working for Basil Thomson’s Directorate of Intelligence and the Special Branch, up to his transfer to MI5 in 1931 and subsequent role as deputy to Jasper Harker in the counter-espionage branch.

I believe that West has read my counter to his general encomium of Liddell, and my correction of certain facts (such as the details behind his estrangement from his wife), but he has not reflected any of my points here. And I shall not repeat in detail the reasons why I think Liddell was not well fitted for the top job: too cerebral and flimsy, too trusting of dubious characters (such as Blunt and Burgess), too retiring to promote and argue his views, not politically astute enough. West makes the accurate point that Liddell was seriously outmaneuvered by his one-time protégé and rival Dick White, and West’s last statement in the chapter is to assert that White ‘was hardly a safe pair of hands in which to entrust the defence of the realm’. True. Yet my view is that Liddell severely let down the service at a time when he was supposed to be steering it under the leadership of two outsiders (Petrie, Sillitoe) who did not really understand what the challenges were. West does not perform justice to this dynamic.

Chapter 17: ‘The Moscow Archives’

This chapter satisfies as a moderately intriguing account of West’s collaboration with Tsarev in working on KGB files for the creation of The Crown Jewels, but suffers again from a lot of repeated information – such as that of the Cairncross saga, and the astonishing discovery that he had lied about the extent of his espionage! Further explorations led to West’s book TRIPLEX. It is quite useful as a summary of the disclosures that the study of the files led to, but contains nothing fresh or startling, so far as I could judge.

Chapter 18: ‘St Ermin’s Press’

I learned a lot from this chapter, as West explains that he established St Ermin’s Press with the retired banker Geoffrey Elliott, after the later contacted him for information regarding his father, Kavan, who had been an SOE agent in Hungary in World War II. Coldspur readers may recall my interest in Elliott, who had been taught by my father at Whitgift School (where Dick White was a teacher when he was recruited by MI5), and with whom I later exchanged several emails and telephone calls during my researches. I also compiled an obituary of him a couple of years ago. (See https://coldspur.com/2022-year-end-round-up/.)  Elliott’s very engaging biography of his father, I Spy, was the first book to come off the St Ermin’s production-line.

West provides a fascinating account of the books he and Elliott subsequently published, including the work by a KGB officer named Igor Damaskin, who wrote a biography of Kitty Harris, Donald Maclean’s handler and lover in Paris. Elliott himself translated the book. The tale is a remarkable one, and West should be proud of the coups he achieved. “St Ermin’s Press proved to be a wonderful experience for the authors and publishers alike” . . . , West writes, “. . . and apart from the acrimony over John Cairncross’s memoirs, which would be so comprehensively contradicted by his voluminous KGB file in Moscow [yes, Nigel: we get the message], the books were generally important contributions to intelligence literature.”

This claim puzzled me, as I thought that the whole point of the Cairncross disaster was that The Enigma Spy was not published by West and his crew. Moreover, I suspect that there is more to the story of West and his partnership with Elliott than is written here. When, in one of my email messages to Geoffrey Elliott, I brought up a question about one of Nigel West’s books, he immediately insisted that I never mention that name again, otherwise I would be cut off at the knees. I thus do not believe that the relationship between the two turned out to be as harmonious as West presented it. The conundrum of that fall-out, however, will probably have to remain as elusive as that of the identity of BARON.

Chapter 19: ‘Molehunting in the Twenty-First Century’

So molehunting in the Twentieth Century has been sorted, right? All lesson learned, and all moles successfully trapped? Wrong. This chapter is a strange mixture, and it is not about hunting down today’s moles. It covers a lot of twentieth-century issues, concentrating mainly on Australia, and then relates some details about other unsolved cases, mainly to do with the FBI and the CIA. Yet West’s point in this rambling segment is that dedicated amateurs should keep on the track of moles from the last century, using what archival material is released. “Closing counter-intelligence files, a task accomplished these days by assiduous pursuit of pensioners and access to dusty archives, is immensely gratifying and serves the cause of accurate history”, he writes.

Well, I think I know what he means, although I am not sure what ‘closing’ files represents in this context, I don’t like the idea of pensioners like me being pursued like moles, and the archival material is not ‘dusty’ but served up to a large degree electronically these days. The problem is that there is a lack of complete material to work with: we know that MI5 interviewed dozens of possible moles, couriers, informants, fellow-travelers, agents of influence and communist sympathizers, and kept files on them. The frustration comes from the fact that a large number have not been declassified. Moreover, when MI5 did uncover a mole, all it seemed to do was grant him immunity from prosecution, on the basis that he would then reveal more names for them, which they would investigate and then decide they could do nothing . . .

Conclusions

So there it is. ‘Classified!’ is a strange mélange. I hinted earlier at the smooth journalistic sheen that West applies to his writing, eliding with apparent authority some of the subjects that deserve greater inspection, as if we amateurs should not concern ourselves with such paradoxes. And that lazy style permeates his narrative. For instance, he loves referring to his subjects as ‘legends’. Thus we learn of the following:

P xx Maxwell Knight, a legendary agent-runner

P 20 Steedman was something of a legend in the counter-intelligence world

P 23 the legendary Antony Terry

P 56 Dick White was widely regarded as something of a legend

P 62 Miles Copeland, the legendary CIA veteran

P 96 Martin was part of MI5’s legendary Malaya Mafia

P 149 origins of the Spycatcher saga can be traced to the legendary molehunter Arthur Martin

P 157 the legendary agent handler Maxwell Knight (again)

P 178 Buckley was something of a legend in the CIA’s clandestine service

Now, I don’t know whether by this West means:

A) These characters were mythical, and didn’t actually exist;

B) They tell stories about these fellows in the ‘Coach and Horses’, but I wouldn’t trust the half of them; or

C) These chaps were quite well-known within the services, as they achieved something or other, unlike those not classified as ‘legends’.

Who knows? It probably signifies nothing, but it is an indolent substitute for rigorous thinking, and a good editor would have snipped them out.

Lastly, there are the blurbs – and one review.

The Blurbs

“This book will become a spooks’ bible. . . Nigel West always provides clear thinking and sane, no-nonsense analysis.” (Andrew Roberts, on the cover)

“West masterfully delivered a succession of astonishing scoops . . . Describing his remarkable career with more revelations in this gripping memoir, he rightly claims applause for his triumphs.” (Tom Bower)

“Told with real verve and with the eye of an insider, ‘Classified!’ Will have you gripped.” (Damien Lewis)

“Nigel West offers a unique perspective and research on some of the most fascinating cases in espionage history.” (Helen Fry)

One wonders: Did they actually read the book before they rolled the logs? And were they really qualified to comment on the material?

As for the review, West’s old nemesis from the Cairncross debacle, Richard Norton-Taylor, was invited by the Times Literary Supplement to provide a review, which appeared in the issue of March 29. (I wonder whether Norton-Taylor had to declare an interest, and whether he had a tinge of conscience, and was keen to compensate for his semi-treacherous contribution in the Cairncross business?) It is overall a sympathetic assessment, competent but shallow. The writer has no doubt learnt from his previous dishonourable attempt at analysis. When describing West’s discoveries concerning Cairncross in Moscow, Norton-Taylor unsurprisingly overlooks his own disastrous contribution to the Cairncross memoir. He does add some valuable commentary concerning the government’s breaching of its own rules, but in my opinion he is overall too trusting of West’s judgment and accounts of what happened. Norton-Taylor thus contributes to the lore of West as a first-rate, entrepreneurial but somewhat roguish investigator.

I believe that the problem is as follows: once you become a doyen (or even a ‘Yoda’), protecting the image is everything. You must be seen as an infallible guide, and all earlier errors must be hushed up. (Rather like MI5, in fact.) You must engage your mutual admiration society to burnish the reputation – which is what happened here, of course, with all those blurbs. And then the Public is taken in, and continues to believe, and pay homage. Of course, the whole charade is simply not right and proper. But then Westy is something of a legend, is he not?

Postscript

  • I have posted a synopsis of ‘The Airmen Who Died Twice’, for easier reading. It can be seen at AirmenSynopsis.
  • Owing to personal commitments, next month’s bulletin will appear a few days later than the regularly scheduled last day of the month. Look for it on about July 6.
  • This month’s Commonplace entries can be seen here.

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‘At Last the 1948 Show’: Smolka & the Third Man

‘At Last the 1948 Show’

[Disclaimer: While I was researching last month’s piece on Smolka, I discovered a seminar delivered by Professor Charmian Brinson, of Imperial College, London, on November 9, 2017 – see https://www.imperial.ac.uk/events/99573/nothing-short-of-a-scandal-harry-peter-smolka-and-the-ministry-of-information/. I sent Professor Brinson an email, asking whether a transcript of her address was available. She did not reply. As I reported in my piece, I had found that an Austrian periodical had published such an article, but I had been unable to gain any response when I tried to order it on-line. Then, on February 1, one of my correspondents alerted me to the fact that Brinson had written a book on German-speakers working in British propaganda during the war. I had overlooked it, since it is not listed on her sadly out-of-date Publications page at Imperial College – see https://www.imperial.ac.uk/people/c.brinson/publications.html. I instantly ordered it, but also sent at that time an early draft of the following bulletin (an almost verbatim copy of what can be read below) to Mark Hollingsworth. The book arrived on February 5, and I saw that her Chapter 7 covers some of the same ground that I tread on. Her chapter is very strong on Smolka’s activities during the war, since she uses archival material that I have not seen, but she is otherwise cautious, and does not present any startling insights, in my opinion. Mr. Hollingsworth can attest to the fact that my research was carried out without her help, or access to her publication, in any way.]

‘Working for the War Effort’ (Brinson & Dove)

In the first bulletin of this two-part report (see https://coldspur.com/peter-smolka-background-to-1934/ ), I introduced Peter Smolka, presented a detailed analysis of the literature about him, and gave a brief description of the archival material on him released by Kew a few years back. Using his Personal File as an anchor, I then performed a detailed investigation into what I classified as the first chapter in his association with British Intelligence, namely the years between his arrival in the UK in 1930, and his rather bold declaration of his collaboration with Kim Philby in November 1934. This segment addresses the remaining five chapters in his career.

Chapter 2: 1934-1939 – Building Connections

Special Branch and MI5 continued to keep a watch on Smolka, although their quarry spent an increasing amount of time abroad. By the time that the Home Office replied to his request for permission over the London Continental News, on January 3, 1935, he had left for undetermined places. He boarded a boat to Dieppe on December 27, 1934, not returning until May 31, 1935, when he landed at Croydon Airport. No interest is expressed in his point of departure; no questions are asked how the journalist might have sustained himself during his travels. Lotty is not recorded as accompanying him. Nor is there anything on file until a report from the Immigration Officer at Tilbury, dated August 8, states that Smolka was ‘one of the outward-bound passengers on the M.V. ‘Felix Dzerjinsky’, when she left Hay’s Wharf for Leningrad via Dunkirk on 17.8.35.’

Smolka returned on the ‘Jan Rudzutak’ from Leningrad on September 24, but, again, no interest is apparently shown in what the intrepid traveller might have been up to. In fact that is the last entry in the file for 1935. Smolka was a little late to have been able to attend the Seventh World Congress of the Comintern, held in Moscow, but one might imagine that MI6 would have been intensely interested in learning more about how the Popular Front, activated after the Soviet Union’s treaty with France in May, was being received by the citizenry. After all, it had no other sources of intelligence within the country. Yet no evidence has been left behind of any debriefings.

The files do show a rather desultory interest shown by the Foreign Office in Smolka’s relationship with a Margherita Mantica (née Vesci), who had represented the Neue Freie Presse in the United States. An awkwardness can be detected in a concern that Smolka might trace any inquiry to the Foreign Office, but one fascinating new link crops up, in that Mantica is reported to be living in London with her brother-in-law, Lejos Biro, described as ‘a Hungarian, who is a literary supervisor and director of London Film Productions Limited’. As observant readers will recall, this was the company founded by Alexander Korda in 1932, and which was responsible for the Third Man project in 1948 and 1949. Biro was in fact Lajos Bíró, a playwright and screenwriter of some repute, who contributed a long list of titles to the Korda canon. Korda himself appears to have already been ‘recruited’ by Claude Dansey of MI6 by this time: some reports claim that it was Dansey who introduced Korda to Winston Churchill in 1934.

Nothing else is recorded until July 1936, when Smolka was shown to be off to the Soviet Union again, the Immigration Officer recording that he left on M.V. ‘Sibier’ for Leningrad on July 4. Strangely, there appears no record on file of his return. The reason for his voyage was to perform research for a series of articles that appeared in December 1936 in the Times, and was eventually published in book-form as Forty Thousand Against the Arctic, on April 29, 1937. Yet Smolka was very coy about the dates of his itinerary, neither specifying when his invitation to visit was made at the Soviet Embassy in London, nor when he left, nor when he returned. What is not in doubt is that his writings represented an utterly disgraceful show of Soviet propaganda, and the bravado with which Moscow perpetrated this ruse is matched only by the gullibility with which it was encouraged and endorsed by the Times. He had already delivered a paper at a meeting of the Royal Geographical Society on February 15, 1937 (‘The Economic Development of the Soviet Arctic’), in which he presented himself as an ‘unbiased non-Bolshevik’, again praising the initiatives of the Soviet government in opening up the Arctic, as they will prove ‘profitable and valuable to Russia and the world in general in the long run’.

In his Acknowledgments, Smolka first lists two Soviet apparatchiks, and then expresses his gratitude to ‘The Editor of The Times for allowing me to express again some of the thoughts first published in my series of articles in his columns’, next to ‘Sir Harry Brittain for his many acts of encouragement’, and then to ‘Mr. Iverach McDonald of The Times for acting as physician and surgeon to this book in its infancy’. What is extraordinary is the fact that the Editor of the Times during this period was Geofrey Dawson, a noted appeaser and member of the Anglo-German Fellowship. Harry Brittain was a Conservative politician with an unremarkable career. Iverach McDonald was an elusive character, described in the few items available on him as ‘an expert on Russia’, but where he derived his expertise, or whether that competence translated into a sympathy for the Soviet Union, is not clear. He was The Times’s Diplomatic Correspondent, and Dawson sent him to Prague in the autumn of 1938 to cover the Sudetenland crisis. Why all three gentlemen should have been taken in by this monstrous apology for Stalin’s penal colony is utterly perplexing.

I shall not spend time here summarizing the content of Smolka’s book. I leave it to the verdict of Andrew and Gordievsky: “The most ingenious fabrication in Smolka’s book was his portrayal of the hideous brutality of the gulag during the Great Terror as an idealistic experiment in social reform” (KGB, page 325). Yet the response of the two is unimaginative: they merely draw notice to the fact that Smolka’s reputation in the eyes of the Times and the Foreign Office was not damaged by this piece of propaganda was ‘curious’. (Then why not show more curiosity, gentlemen?) As for the author, he wrote in a note to the second edition (from New York, in December 1937): “I was immediately accused of having fallen victim to Soviet Russia’s exuberant and boastful optimism.” In his Appendix, he claims that ordinary people, ‘further away from the capital’ were able to talk to him freely, and that ‘their criticism of existing conditions and Government measures was even astounding to me at first’.

Yet Smolka’s fortunes improved markedly after this shocking event: little interest was shown in him. A routine inquiry from Indian Political Intelligence was made to Guy Liddell at the end of 1936. On July 13, 1937 Smolka thanked Erland Echlin, the London representative of Newsweek (who had been allocated a PF no., and apparently got into some trouble a few years later) for introducing him to his New York friends, and he must have departed soon after for New York. His departure was not noted, while an embarkation card shows him returning at Southampton on December 20. Likewise, no trace of his leaving the UK appears on file, but he is shown sailing in from Rotterdam on March 7, 1938. He had probably visited Austria, because a Special Branch report shows him as a member of the Austrian Self-Aid Committee on May 11.

His next step was naturalization, and Special Branch recorded his application on June 13, requesting a Search from MI5. His referees were the aforementioned Harry Brittain and Iverach McDonald (Diplomatic Correspondent of the Times), both of whom had encouraged and supported the creation of his notorious book, and Philip Burn, an editor at the Exchange Telegraph (who appears not to be related to Michael Burn, Smolka’s communist friend, of whom more below). Amazingly, nothing detrimental later than 1930 was discovered: it was if the Service turned a blind eye to the fact that this Communist had reinforced his admiration of Stalinism in his recent writings, which might indicate that his loyalty to the United Kingdom may have been in doubt. He travelled to Le Bourget from Croydon Airport on June 27 (itself an unusual and possibly proscribed activity while one’s naturalization request is pending), returning via Rotterdam on July 28. Maybe it was to visit his parents, Albert and Vilma, since a visa application on their behalf was submitted at the end of June. Despite some warning flagged in a police report concerning Smolka’s attendance at ‘certain meetings’, MI5 signed off on September 17 that there nothing ‘detrimental to the character of this alien’. Presumably the request was granted (the archive shows no evidence), and Smolka celebrated, on November 8, by announcing in the London Gazette that he was changing his name to Harry Peter Smollett. Two days later, he joined the staff of the Exchange Telegraph’s Foreign Department.

It is perhaps educational to compare the process that Smolka underwent with that of Georg Honigmann. On April 8, 1938, while pressing Smolka’s case, Rex Leeper in the Foreign Office brought to the attention of the Home Office the names of six other journalists whom the Foreign Press Association was recommending for naturalization, including Honigmann. Honigmann was an industrious journalist with artistic credentials, effectively exiled by the Nazis, who had gathered first-class sponsors with conservative leanings for his naturalization request, but, on bewilderingly pitiful evidence, had been twice rejected because his loyalty to his potential adoptive country was questioned. Smolka was an avowed communist, with dubious connections, who, having been installed as a journalist based in London, had swanned around Europe without being questioned about his business, and had engaged in heavy propaganda for a cause that was overtly opposed to the interests of the British Empire. Yet he breezes through his naturalization test. Many other worthy German or Austrian applicants were rejected. It does not make sense.

Next comes the puzzling gap in the record. In last month’s bulletin, I noted how nothing is recorded in sequence between November 1938 and September 1939, but a report at s.n.116k in KV 2/4178 (undated, but probably submitted by MI6 in December 1939) describes Smolka’s activities that attracted the attention of the Swiss military authorities. Having joined the Exchange Telegraph, Smolka built up a news service organization focused on Switzerland, Holland and Belgium. The report continues:

In April 1939 he went to Switzerland with letters of recommendation from Mr. Leeper, and in May he established a new service at Zurich, at the head of which he placed a Hungarian Jew named Leo Singer, who was subsequently expelled from Switzerland by the Swiss police. Smolka replaced him by Mr. Garrett, who represents himself as related to Mr. Chamberlain by marriage, and enjoys prestige on this account.

I shall return to the controversy of Smolka’s heavy-handed approach to trying to monopolize news delivery from Britain (and suspected intelligence leaks arising therefrom) in the next chapter, and simply note here that the apparent lassitude on MI5’s part in tracking Smolka at this period is more likely to be due to a policy of deliberate concealment. Smolka’s exciting adventures in Prague in March 1939 have been conspicuously omitted in the records of the Security Service.

Rex Leeper

As war approached, on August 30 Smolka’s name was submitted on a list of applicants for employment in the Ministry of Information, to which MI5 responded with a proposed ban on his employment. On August 31, Rex Leeper, head of the Political Intelligence Department in the Foreign Office, while claiming that ‘we’ did not suggest his name, defended the candidate, since Smolka ‘has been very well known to the Foreign Office for a considerable time past, and we have no reason to suspect him of any improper activities’. The very next day, a Mr. Strong (C2, Vetting), having spoken to Leeper, and being reassured about Smolka’s credentials, caved in, waiving the objection. The episode is all too pat, too prompt. In such a significant case, Strong would at least have had to confer with more senior officers outside his section. What is also extraordinary about Leeper’s enthusiasm for Smolka is that, in 1935, he had urged the removal of Harry Pollitt, General Secretary of the British Communist Party, from an influential BBC panel, shortly after Pollitt had returned from Moscow. Leeper was now committing a volte-face in favour of Smolka: one has to assume that he was being swayed by other more influential voices.

The final pre-war incident of note is Phiby’s putative recruitment of Smolka as an NKVD agent. The primary source for this event is Philby himself, and his account is typically deceptive and contradictory. According to what Oleg Tsarev discovered in the KGB archives (The Crown Jewels, p 157), in 1980 Philby had made a statement to his bosses that described the initiation. The key sentences run as follows:

            Once, on my own initiative, I decided to recruit an agent, a Henri Smolka, an Austrian who was the correspondent of the right-wing Neue Frei Presse. In spite of working for the magazine, Smolka was hundred percent Marxist, although inactive, lazy, and a little cowardly. He had come to England, taken British citizenship, changed his name to Harry Smollett and later headed the Russian department in the Ministry of Information.

West and Tsarev comment that ‘this account coincides with the explanation offered by Philby to Gorsky and Kreshin in 1943, although in his original version he had given a few more details’. (They never state how they knew what Philby said at that time, nor do they provide documentary evidence of it. Kreshin had taken over from Gorsky as handler of the Cambridge Five sometime in 1942: Gorsky was replaced as rezident by Kukin in June of 1943.) I point out that Philby never gives a precise date for his ‘recruitment’ of Smolka: his reference to the Neue Frei Presse would indicate pre-January 1939 (since it ceased publication that month); the adoption of ‘Smollett’ simply indicates post-November 1938; the citation of the Ministry post as a future event defines some time before June 1941.

This claim needs dissecting carefully. Remember, Philby was talking to his KGB handlers, who, he must have presumed, were not entirely clueless about both Smolka’s and his own history. Philby never indicates that he knew Smolka in Vienna (or had even collaborated with him in the sewers), or that Litzy had been a friend of his. That the Presse was ‘right-wing’ is probably correct (elsewhere in Smolka’s file, it is described as an ‘Austrian Catholic Monarchist paper’): that it closed down in January 1939 is not debatable. It is perhaps significant that Philby refers to the defunct Presse and not the Exchange Telegraph, on which he and Smolka collaborated. Philby describes Smolka as a committed Marxist. He describes the latter’s career as the routine progression of an émigré, overlooking his visits to the Soviet Union, and his publication of pro-Soviet propaganda, but he appears to contradict his own assessment of Smolka’s character by pointing out his rapid rise in an important British Ministry. Lastly, the year should be noted: Smolka died in 1980, so Philby may have been asked to provide a false legend, now that the subject could say no more. The whole deposition looks like a clumsy ruse to conceal the KGB’s relationship with Smolka.

In The Philby Files (1994) Genrikh Borovik presents a slightly different tale (p 137). The KGB had agreed to let the playwright interview Philby in depth. Borovik relates what Philby told him:

            In London there was a correspondent of the Austrian newspaper Neue Freie Presse, a man named Hans Smolka. I had met him back in Vienna. Whether he was a Communist or not, I do not know. He seemed to be, judging by his theoretical views – we had chatted more than once. But from the point of view of his own lifestyle, his love of comfort, I would not consider him a Communist.

This is another disingenuous item of testimony, bringing in Philby’s ‘acquaintance’ with Smolka, and introducing the notorious Vienna connection without describing the close connection through Litzy and Lotty. At the same time Philby underplays his knowledge of Smolka’s political affiliations, which must have been obvious to anyone exposed to the agent’s propaganda. The flow of Borovik’s narrative suggests that the recruitment occurred in the autumn of 1939, but Philby adds that he and Smolka ‘used to run into each other at receptions and cocktail parties’, indicating an extended pattern of social acquaintance before the ‘recruitment’ occurred. Yet Philby did not return to England from Spain until late July, met Gorsky for the first time in early September, and left for France as a reporter for the Times in early October, not returning permanently until June 1940. Gorsky was out of the country for most of 1940, but he reported meeting Philby again on December 24 of that year.

The absurdity of the saga is further intensified by commentary that West and Tsarev then make:

Philby’s recollection in 1980 of the ABO episode, which he considered mildly amusing, had caused pandemonium in the rezidentura and the Centre. Who was Smollett? Was he a counter-intelligence plant? What was the extent of his knowledge about the Cambridge ring? (The ABO episode concerns an infamous message from Moscow to London, dated June 14, 1943, in which the Centre assessed that the unreliability of the Philby/Burgess group had been confirmed by the unauthorized recruitment of Smolka, aka ABO.) Maybe this is simply an unfortunate choice of syntax by the authors, but the sentence declares that it was Philby’s ‘recollection in 1980’, not the ABO episode itself, that had wreaked such havoc in the rezidentura and Centre. That must surely be unintended. The suggestion is that the KGB in 1940-41 had no idea who Smolka was, and that Philby’s reckless move of introducing Smolka to Burgess and Blunt had caused irreparable damage to the security of the ring.

Yet, even if Gorsky and Kreshin in London, and Ovakimyan in Moscow, had indeed lost track of the status of some of their agents owing to the execution of so many in the purges (recall that when Ozolin-Haskin, shortly to be killed himself, reported from Paris to Sudoplatov about SÖHNCHEN’s [Philby’s] arrival in June 1939, Moscow did not know who SÖHNCHEN was), it beggars belief to imply that the London residency (Gorsky included) did not know who Smolka was. After all, he had publicized himself in his Times articles, his book, and had enjoyed a sponsored tour of the Soviet Union’s gulags. This farce is put into sharper focus by Gorsky’s report dated August 1, 1939, where he discusses the next step for deploying Philby productively:

            In accordance with your instructions we recommended that he try to get a posting in Rome or Berlin. As for the proposal of ‘Smolka’ for ‘S’ [SÖHNCHEN] to become the nominal director of the Exchange Telegraph Agency, we write about it below, in a different section. ‘S’ is not inclined to accept that at the moment.

This must be a genuine article, provided to Borovik by the KGB. (And if it is a fake, an item of misinformation, it clumsily contradicts other plants.) It proves that Smolka was in regular contact with Gorsky and the residency before the war, and Gorsky’s openness in describing his activities indicates that he must have been a familiar figure to Moscow Centre. What is slightly surprising is the fact that Smolka is not identified here by his cryptonym, but the ‘Smolka’ in quotation marks may simply be the result of a transcription process. Moreover, the fact that Smolka had at one time been given the name of ABO (Абориген? = aboriginal?) would also show that he had been approved and recruited by the NKVD. Philby would not have had the authority to allocate cryptonyms, and the whole episode reinforces the notion that it was a clumsy attempt at planting a ‘spravka’ in the file by the KGB.

Indeed, the Mitrokhin Archive is the culprit here. On page 84 of The Sword and the Shield (by Andrew and Vasili Mitrokhin) appears the statement that Kim and Litzi [sic, i.e. both] recruited Smolka in 1939, and that he was given the cryptonym, ABO. The story is attributed to Volume 7, Chapter 10, Item 4 of the Archive. As I have shown in the chronology above, such timing of the ‘recruitment’ was impossible: the entry is an item of disinformation. In KGB Andrew and Gordievsky were right, and Smolka had been recruited well before then. The whole account of Philby’s recruitment of Smolka is an absurd fiction.

Chapter 3: 1939-1945 – Propagandist in War

As soon as Smolka was recruited by the Ministry of Information, he started throwing his weight around and antagonizing people, yet continued to be defended by his chief mentor, the inscrutable Rex Leeper. One of the ongoing projects he took under his wing was the husbanding of a press agency called Defence and Economic Service, which sent ‘six articles a week on military and economic subjects in English and German to 568 newspapers on the continent’. Before the war, this had been an independent commercial enterprise, but by December 1939, Smolka had gained a subsidy from the Ministry to encourage wider dissemination on the Continent. Its editor was, rather astonishingly, an Austrian who had apparently passed the Aliens’ Tribunal, and was thus considered safe – one Dr. Paul Wenger. On December 2, Smolka felt emboldened enough to introduce him to the Press Officer at the War Office, a Mr. McCulloch, asking for information.

If the distribution in German, by an Austrian, of material gathered and synthesized from open sources widely around Europe was not considered controversial, the inclusion of possibly restricted information from the War Office should have raised eyebrows. Whether Defence and Economic Service was an alibi for the Exchange Telegraph is not clear, but Smolka soon resorted to threats when he expanded his service to Switzerland. A note on file reads: “Smolka has threatened to get the head of the Agence Suisse (Keller) deprived of his British visa, if he refused to take his news service”. It adds that Reuters and Havas have refused to take Smolka’s service, with the result that Smolka ‘had a virtual monopoly of British news in Switzerland, Holland and Belgium’.

Major-General Frederick Beaumont-Nesbitt

Indeed, on January 12, 1940, Major-General Frederick Beaumont-Nesbitt, Director of Military Intelligence, was moved to complain in writing to the head of MI5, Sir Vernon Kell, drawing attention to leakage of confidential information, pointing the finger at Smolka, and, after noting that he knew that Smolka had been hired despite the objections of MI5, observed, in manuscript, that ‘Smollett’s employment in his present position seems to me nothing short of a scandal!’. His deputy, Brigadier Penney, approached MI5 simultaneously at a lower level (Major Lennox), and the complaints came to Dick White’s attention.

White’s response was meek. He instructed Mr. Maude of ‘S.L’ (in actuality Section B19, ‘Rumours’) to help him formulate a reply. A letter of January 19 merely temporized, indicating that ‘Smolka is not an easy problem’. But not much happened. War Office people sniffed around; B7 in MI5 (a section that must have been soon closed down, since no reference to it appears in Andrew, Curry or West) interviewed Wenger, confirming that his salary was being paid by the Ministry, and concluding that he was genuine. A Mr Bret, London representative of the French Commissariat á L’Information, reportedly echoed the rumour of leakage. Special Branch noticed wireless equipment at Smolka’s house at 16 Fitzjohns Avenue, N.W. 16.

A long report on Smolka was submitted by Maude on February 4, 1940. At first glance it seems extraordinary that such an important undertaking should be delegated to such an irrelevant section. Nigel West, in MI5, reports as follows:

            At one point before being posted to Washington [elsewhere he states that Maude became a Regional Security Liaison Officer], John Maude was in charge of a ‘B’ Division section, B19, which ‘investigated the source of rumours’. He soon discovered that the unit, which consisted of about a dozen solicitors, was doing very little useful work and these legal brains spent much of their time answering letters that had arrived denouncing various individuals as enemy agents. Maude wrote a firm memo to Richard Butler and the greater part of B19 were transferred to more productive duties.

It seems irresponsible: the DMI had made a significant inquiry into a possible case of information leakage, yet the task was given to a solicitor investigating rumours. It is more likely that White personally trusted Maude (who would later become a K.C.) to perform a more thorough job than anyone else, or else wanted to keep the investigation out of the mainstream. If White orchestrated a response to Beaumont-Nesbitt, it has not survived.

After providing a recapitulation of Smolka’s career (which in its details reflects precisely what is on file, suggesting perhaps that it had been weeded already), Maude makes a number of points. He suggests that Mr Christopher Chancellor of Reuters may have been casting aspersions on Smolka’s character. He introduces the name of Sir Robert Vansittart as a Smolka champion, alongside Charles Peak. He had interviewed M. Brett [sic], and discounted what he said as evidence that Smolka had contributed to the leaks. He concedes that Smolka was unpopular, and offers the following opinion: “I must say that to me it passes all understanding that the Ministry of Information should employ a German [Dr. Paul Wegner, actually Austrian] to write articles on English military matters.” He notes that Smolka had put forward a proposal that all reports from British Press Attachés should pass through his hands and be edited by him before being issued, (which appears to me a preposterous suggestion) and concludes that ‘the power and influence of Mr. Smollett has [sic] been increasing and ought to be halted’. At least, the Ministry of Information should have been closely surveilling all material that the Exchange Telegraph sent out of the country.

Valentine Vivian of SIS then puts in his oar. On April 8, Vivian writes to Major Marshall of MI5, referring to the latter’s minute of March 29 on MI6’s ‘Vetting’ Form dated February 13. The Minute Sheet lists the arrival of the Form from SIS on February 16 as item 122x, but the entry has curiously been pasted over another item. Indeed, the original trace request is present, directed at Captain Butler, and it expresses a desire to ascertain the reliability of ‘Smollett, possibly Smolka’, who ‘was formerly with one of the news agencies in Switzerland’. Marshall responds with the conventional bio of Smolka, describes him as ‘very able’, states that he is second-in command to Professor E. H. Carr, the Director in the Publicity Department of the Ministry of Information, but does add that Smolka acted in a very high-handed manner in Switzerland in April 1939.

What is going on here? How could anyone in SIS with the authority to submit a Vetting Form be so ignorant about this prominent character? And why would he be interested in the circumstances of a domestic ministerial role, which was MI5’s responsibility in the first place? Was it a test to determine how much the grunts in MI5 knew? Whether SIS was grateful for the information it received is not recorded, but all that Vivian has to say is:

            It may just interest you to know that out information is to the effect that Mr. Smollett is in no sense second in command to Professor E. H. Carr, but occupies a much more subordinate position as Foreign Relations Press Advisor in the Ministry of Information.

Well thank you, Vee-Vee, for that shrewd contribution. Those kinds of insight are what led you to having a corner office, I suppose. It is all quite absurd. Moreover, the archive declares elsewhere that Carr was subordinate to Smolka, who exerted a strong influence over him.

On May 17, 1940, the Minister of Information, Duff Cooper, cancelled Smolka’s Daily Press Review as a waste of paper and time. An announcement about it in the Evening Standard was noticed by Indian Political Intelligence, who reminded B4b of MI5 of the suspicions previously harboured over Smolka, and inquired whether MI5 was now satisfied with him. Dick White responded on June 8, attributing the suspicions to the fact that Smolka had ‘a most unattractive personality’: he was otherwise politically reliable. Meanwhile, Smolka was pushing ahead, trying to get his father a place in the Ministry. Leeper then tried to gain him (the son) a post on Intelligence Duties in the War Office, which prompted Colonel Jervois to seek MI5’s advice. On July 26, B19 (a John Phipps?) replied, judging that Smolka could not be trusted absolutely, and thus recommended that he not be hired for such a role. Yet this was absurd: if the Director of Military Intelligence had protest strongly about Smolka six months beforehand (a complaint not formally responded to, according to the records), why on earth would the War Office be considering him for intelligence duties?

The rest of the year proceeded in similar fashion, with occasional questions raised about Smolka’s reliability, while the man himself increased his influence. His secretary, Stella Hood-Barrs, was investigated for passing on possibly encrypted information to German emigrants in Holland, a charge that Vivian dispelled. Albert Smolka, his father, was released from internment in August. The Air Ministry showed interest in Smolka fils in October: Squadron-Leader Pettit (of D3 in MI5) cleared him again, but reminded Wing Commander Plant that he should not be employed on Intelligence duties.

In that way the archive peters out for 1940, with no further entry until March 1941. It was a puzzling year, since any searching questions about Smolka’s reliability appeared to have been quashed without any documentary evidence. What was Beaumont-Nesbitt told, and what was his response, for instance? That dashing officer was forced from his post on December 16, 1940, having made a mess of signalling an invasion alarm in September (see https://coldspur.com/the-mystery-of-the-undetected-radios-part-vii/), but there had been plenty of time for him to follow up on his vigorous inquiry. Perhaps someone had had a quiet word in his ear. Maude’s judgment from April 1 would seem a fitting analysis of the situation: “My own view is that Mr. SMOLLETT has now entrenched himself behind a sort of super Siegfried Line erected by the Foreign Office and it is quite impossible to dig him out at this stage of the war.”

Smolka was heading the Central European Division of the Ministry of Information at the start of 1941. His progress was marked in August, soon after Barbarossa, when the Soviet Union became an ally, by his being appointed head of the Anglo-Soviet Liaison Section at the Ministry. Andrew and Gordievsky, in KGB: The Inside Story (pp 326-328), using Ministry of Information and Foreign Office archives, give an excellent account of Smolka’s labours for Soviet propaganda during the war, and I shall thus not repeat the whole story here. Last month I recommended W. J. West’s The Truth About Hollis as an extremely valuable contribution, and I can now suggest that readers turn to Chapter 7 of Charmian Brinson’s Working for the War Effort for a comprehensive account of all that Smolka did to promote the Soviet cause in the UK – as well as enabling the Russians to understand a lot more about Britain’s culture and its war effort. Meanwhile, Smolka and his cronies were still being watched carefully. A furtive telephone call with Andrew Revai is listened to in May: Revai was a journalist, a Hungarian exile who had been recruited by Guy Burgess, and had been given the cryptonym TAFFY (not that that was known by the Ministry of Information at the time). Smolka tried to get him into the Ministry (or the BBC), but experienced resistance. Using an inside source, B8c reported, in August, that ‘Smolka is a Communist and has good connections with the C.P.G.B’.

Thus 1941 wound down with further desultory efforts to track what Smolka was up to, some dubious broadcasts by the Hungarian section of the BBC taking up most of the bandwidth, and MI5 following lazily some of Smolka’s ‘Peace’ initiatives. His wife, Lotty, was cleared to work as a Research Assistant at the Political Warfare Executive. [Note: Her employer is not recorded here, but appears in a later bio from 1951, proving that several routine items have been weeded.] Likewise, little happened in the first half of 1942, until an important entry is made on June 30. Mr Wolfgang Foges writes to the Ministry of Information about a book titled Russia Fighting 1812-1942 that he has written in collaboration with Smolka, and to which Ivan Maisky, the Soviet Ambassador has consented to write a forward. In his letter, Foges notes that Smolka ‘has known me since childhood’: we thus have an important confirmation of the relationship described in his son’s memoir (see coldspur of last month). (Note: Foges was the founder of the firm Adprint, which introduced the technique of commissioning material and having it published externally. With some assistance from the Ministry of Information, in 1941 it launched the excellent series Britain in Pictures, of which I own several dozen volumes.)

Soon after, Kim Philby enters the picture. Roger Fulford, now Assistant-Director of F Division, had beforehand been responsible for tracking Peace Movements and related activities in F4. On September 10, he writes to Dick Brooman-White (B1g), enclosing an anonymous report (that probably came from elsewhere in F Division) that sets out the following statement concerning Smolka: “In November 1934 with a certain H. R. Philby he formed a small press agency called London Continental News Limited”. The couching of Philby in those terms is presumably not ironic, and it shows how well encapsulated the officers in MI6 were from even some members of its sister service. Yet Fulford knows more: he tells Brooman-White that the man referred to ‘is almost certainly our mutual friend in Section V’, and he requests of his colleague (who, being responsible for Spanish espionage, would have been the liaison with Philby at the time) that he contact Philby to learn what information on Smolka he can give them.

Philby might have been a little alarmed at this connection having been unearthed, but tried to play it off with a mixture of lies and dissimulation. Having spoken to Philby, Brooman-White responds to Fulford, two days later, as follows:

            The press agency in question never actually functioned but Philby knew Smollett quite well at the time. He says he is an Austrian Jew who came to this country about 1920 [!!], did well in journalism and is extremely clever. Commercially he is rather a pusher but has nevertheless a rather timid character and a feeling of inferiority largely due to his somewhat repulsive appearance. He is a physical coward and was petrified when the air-raids began. Philby considers his politics to be mildly left-wing but had no knowledge of the C.P. link-up. His personal opinion is that SMOLLETT is clever and harmless. He adds that in any case the man would be far too scared to become involved in anything really sinister.

A shrewd but still clumsy item of denial. Yet it appeared to settle things.

Moura Budberg (some years earlier)

1943 is a barren year for the Smolka archive, with only one insignificant entry in January. The cupboard for 1944 is similarly bare. The only event is the appearance of Baroness Budberg, the mistress of H. G. Wells, and another Soviet agent. A Special Branch report dated April 27, 1944 reveals that Budberg ‘was instrumental in getting  . . . . SMOLKA  . . . his job as chief of the Soviet Relations Branch of the Ministry of Information, displacing a non-Communist’. No source or explanation of this snippet is provided. Suddenly, the war is over, and the archive jumps to December 8, 1945, where a report from E5l (‘Germans and Austrians’) reveals the following important information:

            Hans WINTERBERG, Hilde SCHOLZ, Dr. George KNEPPLER and Dr. Walter HOLLITSCHER are reported to be leaving for Austria in the course of the next few days, most probably for Prague. W. HOLLITSCHER has made an arrangement with Peter SMOLLETT, correspondent of the ‘Daily Express’, to live in his house in Vienna. SMOLLETT and his wife, Lotty, are back in London after having visited Austria, Hungary, Jugoslavia, and Roumania, but intends to go back to Vienna. Though not party members, they are regarded as sympathisers, and, as well as Walter HOLLITSCHER, they are on friendly terms with Lizzy FEABRE, nee Kallman (see report of 9.9.45) and Fred GREISENAU [?] @ HRJESMENOU (see report of 3.9.41).

A hand-written note enters ‘PHILBY’ over ‘FEAVRE’.

Smolka is now apparently so well-established that no questions are asked about the purpose of this highly provocative travel. Moreover, an extraordinary visit to Moscow in 1944 (never an easy journey) has been omitted completely from the record. A correction is entered, however, four days later. While Lotty is recorded as remaining in London, Peter is now in Prague, and is supposed to be going to Vienna shortly. Will our gallant security personnel be able to keep tabs on him?

Chapter 4: 1946-1948 – The 1948 Show

It is in fact Kim Philby who kicks off the 1946 Smolka season. On February 26, 1946, he writes a brief letter to Major Marshall, reminding him of the February 1940 vetting form, and inquiring whether MI5 has any information about Smolka’s activities since then. Had MI6 lost track of him, perhaps? John Marriott of F2c responds on March 12. He describes Smolka’s role at the Ministry of Information, remarking that he visited the U.S.S.R. in February 1944, on official duties, but left the Ministry in June 1945, or near then. He goes on to list a number of associations that Smolka had with known Communists between 1941 and 1945, including Betty Wallace alias Shields-Collins, Agnes Hagen, and Eva Kolmer, as well as the afore-mentioned Hollitscher and Hrjesmenou. At the end of June 1945 Smolka went to Czechoslovakia as Central European Correspondent accredited to the Daily Express.

Since Marriott also asked Philby for any further information he had, a reply came back on March 29 (not necessarily from Philby: it is unsigned), declaring that MI6’s representative in Vienna has said that Smolka is now representing the Daily Express there, and adds the somewhat disturbing news: “There are indications that he has been asking questions about Austrian Barracks Unit, and about our representative in VIENNA. Also that he is cultivating Ernst FISCHER, former Minister of Education and his wife, and is in contact with TITO Yugoslav circles in Vienna.” This was, however, not the Ernst Fischer residing in the UK, a communist who worked for the BBC during the war, and whose PF number is annotated as 45068 (unavailable at Kew) on the letter, but another Austrian Communist, a future Minister of Education, who had spent the war in Moscow.

A follow-up revealed that Smolka must have returned to the UK to pick up his family, as a Special Branch report of April 24, 1946, indicates that they all left from Croydon Airport for Prague that day. MI6 had not been doing a stellar job of tracking his movements. Another report suggests that Smolka remained in Britain while his wife and daughter flew to Austria, but on May 2 M. B. Towndrow of F2a informed Philby of the departure of the four, and he follows up by stating that the renowned Communist Hollitscher is still staying at Smolka’s flat in Vienna. (One might expect the MI6 station in Vienna to be responsible for collecting such information, rather than MI5, but no matter.)

B2B starts to get excited about Smolka again, and it compiles another dossier. A source called ‘VICTORIA’, who had accompanied Smolka to the Czech-Austria frontier in 1938, has submitted a note that endorses Smolka’s communist sympathies. But the wheels continue to grind slowly. In November 1946, MI6 developed a report on Political Journalists in Austria, in which Smolka featured, and it shows an increasing trend. An extract reads:

            He [Smolka]came to Vienna as a representative of various English newspapers. His articles are regarded by Austrian Government circles as anti-Austrian, particularly those in ‘Reynolds News’. His fortnightly ‘tea’ soirées at his villa in Hietzing, VIENNA XIII, are a meeting place for leading Russian and Austrian Communists. He has been having difficulties with his British employers and is now trying to gain a firm footing in the Vienna Press. Ernst FISCHER has engaged him as Foreign Editor for ‘Neues Österreich’ and it was he who reported on Dr Gruber’s recent activities in Paris at the Conference.

In these circumstances it might seem odd that Smolka would return to Britain. But maybe MI6 facilitated his return, as it had business to discuss. A report dated February 10, 1947, indicates that Smolka is once more leaving the country, destined for Austria, that he is still employed by the Daily Express, and that he has ‘O.B.E.’ proudly attached to his name on his passport, issued in July 1945. By July, Milicent Bagot is being warned of Smolka’s alarming behaviour. A letter from MI6, based on intelligence from the Vienna station, says that Smolka ‘attends Mr. Helm’s confidential background talks to British newspapermen concerning H.M.G.’s policy, etc.’. It was presumably hard to turn away an accredited journalist for the Daily Express who had been awarded the O.B.E., but suspicions about Smolka’s true allegiances must have been growing.   MI6 believes that it has ‘adverse information of a security nature’ against Smolka, and Helm wants to know what it is. Its representative (Philby is no longer around, having been removed from his post as head of Soviet counter-intelligence in December 1946, and been posted to Istanbul) writes to Miss Bagot:

            To assist us in concocting this prophylactic, we should be very grateful if you would please send us a summary of your more recent adverse information about Smollett.

That is an odd choice of words. ‘Concocting’ and ‘prophylactic’ suggest that the process is merely a charade, a going-through the motions, and that, moreover, Bagot is in on the game. She was probably not the right person to jockey with on these matters, however. G. R. Mitchell, of B1a, then takes charge, but merely informs his MI6 contact that MI5 has nothing to add to the summary that was sent over on March 12, 1946. And then a new appointment occurs. On February 9, 1948, B1a reports that Smolka has just been appointed as Times correspondent in Vienna, replacing a Mr. Burns [actually ‘Burn’], who was also a Communist (and who incidentally had a PF, numbered 69202, created for him, again not available at the National Archives). Smolka had apparently switched from the Daily Express to Reynolds News as he did not like the paper’s politics, yet that newspaper can hardly have changed its political stance in the period that Smolka worked for it. MI6 confirmed this news to J. L. Irvine on March 2, reinforcing the fact that MI6 was a bit slow on the uptake.

Antony Terry
‘Sarah Gainham’ (Rachel Terry)

Yet before this, Smolka had become friendly with two fresh visitors from Britain, Antony Terry and his wife Rachel. Terry, with a distinguished war record, had been recruited by MI6 through Ian Fleming, and had cover as a correspondent for the Sunday Times. In fact, MI6 had insisted that he, a divorcé, marry one of his girl-friends before being posted to Vienna, as they required their officers to have the profile of a stable married man. Terry and Rachel Nixon (also divorced) had consequently undergone a wedding ceremony in April 1947. In June, Rachel, a rather dewy-eyed ingénue as far as the realities of Communism were concerned, met Smolka for the first time – presumably in the company of her MI6 husband. As newsmen, the pair would have inevitably come across each other. (Prompted by an article by Philip de Mowbray of MI6 about Soviet spies, Rachel, writing under her nom de plume of Sarah Gainham, recalled the events in a letter to Encounter magazine in December 1984.)

‘Encounter’, December 1984

Rachel became especially friendly with Smolka’s wife, Lotty, but Peter apparently also opened up to her. What is significant for the story is the fact that Smolka unabashedly declared his sympathies for the Soviet system immediately. He described his work in Moscow during the war as editor of a news-sheet called British Ally (and we thus learn what his mission there was about), while avowing to Rachel his admiration for the Soviet form of government, which was ‘more democratic’ than the British way. Rachel then explains that Smolka was uniquely served by the Soviet administration in south-east Vienna, in that his family factory in Schwechat, unlike all other such properties, was not appropriated by the Russian authorities. A sensational anecdote then appears (which text I recorded last month):

            In November Picture Post wanted an article on a foreign correspondent’s life in an Occupied city, and Peter proposed this to my husband as something in his gift. Smolka had the permits necessary to go to such places as Klosterneuburg, impossible to get from the Russians except on an official level. He also invited us and the photographer, the wife of the editor of Picture Post, to dine at the British Officers’ Club with a woman Russian colonel, whose picture duly appeared with us all in the magazine. [The magazine identifies her as Major Emma Woolf: the photograph was taken at Kinsky Palace on January 10, 1948.] This was something so unheard-of that even I could see something odd in it. It could only have occurred with official Soviet approval, and to get permission for foreign publicity of that kind proved intimate and high-level contacts.

Terry keeping Woolf fascinated at the Kinsky Palace

One could well imagine that Antony Terry, who had assumed responsibility for some of Kennedy Young’s agents, would have been initially impressed, but secondly shocked, by these events, and reported them to his boss. The timing is very poignant, for we are now in the middle of the period of the ‘Third Man’ extravaganza, about which Smolka’s files are ostentatiously silent. One might imagine that after the growing concerns about Philby after the Volkov incident (September 1945), the Honigmann business in the summer of 1946 (including the weird divorce), and the decision by Menzies to move him out of the critical counter-intelligence role, MI6 might have started to investigate some of Philby’s cronies. And Smolka would have been an obvious candidate. After all, if the Secret Service believed that Smolka had been some kind of asset of theirs, with the plan of his being able to help in post-war counter-intelligence work against Moscow and its satellites, and had protected and fostered him during the war, it would be of utmost concern if he drifted away, did not inform them of his movements, and increased his involvement with dedicated Communist cadres. This now appeared to be what was happening.

In last month’s bulletin, I laid out the discrepancies and contradictions in the accounts of Graham Greene’s meetings with Smolka in Vienna in early 1948. The dominant evidence is that Greene was asked to go to Vienna to sound out Smolka in as discrete a way as possible, with a plausible reason for being there, with his presence, as a known close colleague of Philby’s, representing no threat to Smolka, unlike what any approach by the local MI6 station would have constituted. I believe it is impossible to determine, from the sources now available, exactly what happened in the planning and execution of Graham Greene’s visit to Vienna and Prague. Every participant had a valid reason for obfuscating the truth. Yet the evidence of Drazin and Fromenthal (see coldspur last month) suggests that in November 1947 MI6 made a decision to send Greene and Montagu on the mission, and the arrangements were facilitated by the close relationship that Korda enjoyed with the Secret Service.

Whether the projected research into the ‘Third Man’ plot was a lucky coincidence, or whether Greene’s findings in Vienna actually drove the decision to stage the film there is a fascinating question. The plan had hitherto been to have the action take place in London: Korda’s claim that he needed to use the Austrian capital since he had pre-war assets there cannot be relied upon. He was notoriously bad with money, and it is not clear what form those assets took, or whether they were in fact liquid. Moreover, all the later explanations of Smolka’s contribution to the plot, with their apparently convincing details about his literary agents, may have been an elaborate fiction, designed to turn attention away from the real reason that Greene needed to spend time with him.

Smolka was in a precarious situation. As a Soviet agent and a British subject, he could have stayed in the United Kingdom relatively safely, unless he started making anti-Soviet noises, when Sudoplatov’s Special Tasks forces would have been sent out to assassinate him. But he was of little use to the NKGB in London, having lost his job when the Ministry closed down, the war propaganda cause complete, and his lack of access to vital secrets negating any value he may have had as a spy. Smolka would have been needed back in Austria or Czechoslovakia to help build Socialism. And that is where his MI6 sponsors, having nurtured and protected him for so long, wanted him, too, to deliver on his side of the bargain, and inform them about the communist cadres. Hence the cover of a journalist, which, after all, was his trade.

Yet it would have been difficult to masquerade as a bemedalled British toff at the same time as exercising a role as a servant of Stalin. The Austrian Communist Party would be looking for his full, energetic support, and that would not involve high-living it with his English colleagues at the Press Club. Furthermore, there would be many communists in Prague and Vienna who did not know that he had been recruited by Stalin’s organs fifteen years earlier, and they would have harboured great suspicions about this rather obvious plant. When Smolka travelled to Czechoslovakia on his way to Austria, the customs and immigration authorities in Prague would have noticed his British passport (although the O.B.E appendix would not have been present in June 1945). Indeed, that later got him into trouble at the Slánský trial in November 1952, when he was publicly denounced as an ‘imperialist agent’.

Thus Smolka had a decision to make, and soon decided that he had to boost his Communist credentials, and slough off the British Intelligence skin. That is presumably why he started praising Soviet democracy to his English colleagues, vaunted his connections with Soviet Military Intelligence, and did not conceal the help he received in restoring his father’s business to health. In addition, he started squealing early in 1948. Sarah Gainham wrote: “It became clear that we were in disfavour, and a Czech interpreter ‘blabbed’ to my husband that he and another correspondent had been denounced by Smolka as spies.” She continued: “It indicated a wish to please the new Czech government, and therefore the Russians who were the direct manipulators of the takeover”, and she concluded that Smolka’s concern to please the Russians was of much greater importance to him than his position with the British.

Smolka would have been more likely to confide in the state of the game directly with his sympathetic old acquaintance Graham Greene, and to give him the depressing news (for MI6, no doubt, since Greene would surely have found the whole business utterly entertaining) that the game was over – or that, in fact, the game had never even begun, since he had been working for the NKVD since 1933. And that illumination must have sent shock-waves and curses throughout MI6. Readers will recall the episode where George Kennedy Young reported that one of his assets had gone over to the other side, as well as the coldspur bulletin I submitted in November 2019 (https://coldspur.com/a-thanksgiving-round-up/ ) where I wrote of my frustrations dealing with the BBC in a report on a letter written by Eric Roberts: “The matter in question concerns an intelligence officer, Eric Roberts, who was informed in 1947 by Guy Liddell of suspicions about a senior MI6 officer’s being a Soviet mole, but was then apparently strongly discouraged from saying anything further in 1949, when he (Roberts) returned from an assignment in Vienna.” The disclosure of this artefact caused Christopher Andrew to react as follows: “It’s the most extraordinary intelligence document I’ve ever seen. It’s 14 pages long – it will keep conspiracy theorists going for another 14 years.” Yet Andrew refused to say any more, claiming loss of memory.

The 1947 suspicions were clearly about Philby (Smolka may have been a loose MI6 asset, but he was never a ‘senior officer’), but the follow-up strongly suggests that the ‘confession’ by Smolka led MI6 to review the connections between Smolka and Philby, having probably learned through Greene of the collaboration in the sewers of Vienna in 1934, and taken a fresh look at the evidence of their joint venture, The London Continental News. Guy Liddell must have known what was going on, and he had had access to all the documents that did not find their way into the Smolka PF. It is no surprise that Roberts was strongly discouraged from saying anything when he returned from his very fruitless stint in Vienna in 1949.

Czechoslovakia obviously plays a big part in this drama, but I do not yet interpret Greene’s unpremeditated move to Prague after his time in Vienna as necessarily linked to Smolka. MI6 received rumours of a coming Revolution in the capital, and it needed boots on the ground. Of course Greene would not want to boast of his work for MI6 in his memoir, but his sharp eye and his contacts would have made him a useful asset, and other commentators have fleshed out the story. Apart from the return by Greene to Vienna in June, where he met Smolka again, reportedly to discuss copyright arrangements, but probably to buy his silence, and square him off, there is little else from 1948 to add about the spy – except for one revealing last anecdote . . .

A letter to Irvine (now B1a) from MI6, dated July 5, 1948, informs him of a difference of opinion between the Czech Foreign Office and the Czech Ministry of Information as to whether Smolka should be granted a visa for Czechoslovakia. Klinger, head of the Foreign Office Press Department ‘is strongly opposed to it on the grounds that SMOLLETT is working for the American and other foreign intelligence sources’. It took an intervention by the Austrian Communist Party to have the visa granted. This follow-up includes the priceless explanation:

            The grant of a visa was originally opposed by the Czech Foreign Office because SMOLLETT let it be known during his last visit that he was on a secret mission for the KPÖ. This story was checked by the Czechs and found to be without foundation. It was therefore assumed that SMOLLETT was using the story as cover for an intelligence mission for the Western Powers.

Smolka was clearly out of his depth, and he needed help. I recall the irony of Philby’s comment that Smolka would be ‘far too scared to become involved in anything really sinister’. But, for MI6, the 1948 Show was over.

Chapter 5: 1949-1951 – Evidence of Espionage

So what should the response of the Intelligence Services have been? After all, there was nothing illicit in an émigré’s applying for naturalization, pursuing a career in a British Ministry, providing propaganda for a wartime ally while not disguising his or her political sympathies, with the overall contribution being recognized via a medal. And the holder of a British passport would be entitled to travel wherever he or she wanted (indeed Smolka would not have been allowed to go to Prague and Vienna without one) in an accredited role as a newspaper correspondent. Yet anyone’s intensification of associations with communist organizations when the Cold War was hardening, and the apparent demonstration of a lack of commitment to returning to his or her adopted country, would naturally provoke questions. One of the statements that Smolka had to make in his naturalization request was to express an intention ‘to reside permanently within His Majesty’s dominions’. The Metropolitan Police report on him records: “He states that in the event of a certificate of naturalisation being granted to him he will make no effort to retain his Austrian citizenship”, and: “He wishes to become a naturalised British subject because he is not in sympathy with the present regime in Austria and desires to accept the responsibilities of a British subject.”

Those involved can be divided into two groups: those senior officers in MI5 and MI6 who had devised the plan to recruit Smolka as an asset for MI6, or to whom the plan had been confided, and those junior officers who had been left uninformed, and regarded the events more routinely.  This latter group would have considered Smolka’s behaviour as an example of how not all those aliens who had come to the United Kingdom before the war, and had taken advantage of its hospitality, even becoming naturalized, were loyal admirers of its political system. The strange case of Georg Honigmann and Litzy Feabre would have been fresh in their minds. The former group would prefer that the whole matter be hushed up, since, even if Smolka had done something illegal (such as passing on confidential information), the last thing they wanted was for the whole messy business to come out in the open, and thus reveal their colossal misjudgments. (How could they have imagined that Smolka, with that résumé, would have been able to carry out a productive role as a spy on the communists in Vienna or Prague, for example?) As for the second group, they would have been professionally earnest in going over the evidence to detect whether the procedures had been followed, whether any oversights had been made, whether there were any clues to Smolka’s future behaviour that had been overlooked, and whether he had had any accomplices that they should investigate.

But Smolka was not going away. He kept both groups busy in the next few years.

MI6 kept Irvine of MI5 informed of Smolka’s recent moves. On 5 February, 1949, the anonymous officer wrote, based on information from the Vienna station, that Smolka was anxious to get a permanent visa for Czechoslovakia, ‘as he claims to have property there’, and Smolka hoped to be successful as he had good connections with Toman of the Ministry of Interior. Someone has written on the letter that Toman had been imprisoned by then, so maybe Smolka’s hopes were dashed. (A later annotation on file states that Smolka was put on the Czech blacklist on January 11.) Yet it sounds as if the Vienna station has another spy in the camp, since the letter next states:

            Our representative has learnt from the same source that SMOLLETT’s connections with the Communist Party were not ‘overt’, because it was agreed that he was more useful in his capacity as ‘Times’ correspondent and preferred to remain incognito for that reason. At the same time it has been agreed in the Party that he should be given facilities equal to those of a Party member.

One would expect the Times not to be happy to receive this intelligence. Yet over a year passes before the next entry on file, when, on May 17, 1950, MI6 writes (this time to W. Oughton of B1a) that the French Sûreté has let them know that Smolka, described still as ‘correspondent of the Times newspaper in Vienna’, is said to be in touch with Soviet and Communist circles in Vienna. Not news, at all (as the writer admits), except that it shows the planned move to Czechoslovakia had not been successful. The writer shows his disdain, however. “But we have heard nothing of this creature since our letter to you of 5.2.49.”, he adds, and inquires whether Smolka is still the Times correspondent, and whether Oughton is still interested in him. It takes a while for the facts to emerge, but Norman Hinsworth (B4c) informs Morton Evans (B1a) that Smolka ceased working for the Times at the end of May 1949. So it appears the information was passed on.

It should be remembered that George Orwell had sent his list of ‘Crypto-Communists and Fellow Travellers’ to the Foreign Office’s Information Research Department on May 2, 1949, and Smolka was on this list.  Orwell (correctly) believed that it was Smolka who had tried to prevent Animal Farm from being published. Orwell wrote to Celia Kirwan that same day: “. . . it isn’t a bad idea to have the people who are probably unreliable listed. If it had been done earlier it would have stopped people like Peter Smolka worming their way into important propaganda jobs where they were probably able to do us a lot of harm.” The Foreign Office and MI6 were probably not comfortable when they received this news. And fifty years later, Peter Davison (who compiled The Lost Orwell, in which Orwell’s denouncements appear), was ordered to apologize by influential members of the German Press, as well as by members of Smolka’s family, for repeating assertions made by Michael Shelden that Smolka was a traitor. Very sensibly, Davison refused.

By then, however, MI6’s view of Smolka was becoming less charitable. A letter to Oughton dated 20 June provides an update on Smolka’s activities in Vienna, primarily concerned with running his father’s button factory while staying in close contact with various Austrian communists and fellow-travellers. It goes on: “Subject still lives at Vienna XIII, Jagdschlossgasse 27, and suffers from severe diabetes. We wish DR. BANTING had not discovered insulin”, a sentiment that implicitly expresses a hope that a Soviet-style assassination squad would take care of this troublesome person. At this time, the British and US occupation forces were still in bitter conflict with the Soviet Union over the running of the country, and the management of the economy. The Marshall Plan was starting to take effect, Austria being the major beneficiary of that project. Smolka’s preferential treatment by the authorities in the Soviet zone, and his unique ability to run his own business, must have raised the hackles of those who had regarded him as an ally.

And then Smolka came to notice again because of the Peet affair. A few months ago (see https://coldspur.com/the-tales-of-honigmann/) I wrote about John Peet, and the way that Georg Honigmann had deputized for him in the Berlin press shortly before Peet defected to the Communists in 1950. Peet had been the Reuters correspondent in Vienna until 1946, when he transferred to a position with the agency in Berlin, and fled to the Eastern Zone in June 1950. British Military Intelligence in Austria became involved, and Sjt. J. W. Wardlaw-Simons reported that Peet’s predecessor in Vienna, a Mr. H. D. Harrison, had told him that Peet had always held extreme left-wing views, and had been ‘on intimate terms of friendship with the British Journalists SMOLLET and BURNS [sic]’, and asked whether he should approach ‘the subject’ directly.

The ‘subject’ was Mrs Christl Peet, née Guderus, who, shortly before her husband’s defection, had apparently returned to Vienna because of altercations with him. That Peet had foolishly fallen for Soviet propaganda is evident from an extract of a letter to her, where he wrote that he was now ‘on the side of the Peace-loving peoples of the World’. Wardlaw-Simons’ interview revealed little more about his relationship with Smolka and Burn. MI5 received the report in July, and then was sent a confidential memorandum on the Peet defection on October 18, when W. R. Hutton, assistant director of B.I.S. in Chicago, offered a long analysis.

What was B.I.S.? I had assumed it was ‘Berlin Intelligence Services’, but I was puzzled why that organization had an office in Chicago. And then Phil Tomaselli pointed me to the ‘British Intelligence Service’, which (as Wikipedia informs us) was a white-propaganda department of the Foreign Office established in 1941, and re-energized when the Ministry of Information was closed down at the end of the war. Hutton, who stated in his report that he had been in Chicago for about a year, had clearly been working in Vienna during the period in question, since he was intimately familiar with the players. Yet it occurred to me: had Smolka himself perhaps been transferred to BIS when the Ministry shut its doors, under cover as a journalist for the Daily Express?

Hutton described his role in Vienna as ‘information officer for the British element of the Allied Commission headquarters’. He expressed some surprise that both Reuters (in the person of Alfred Geiringer) and the British political adviser in Germany (Peter Tennant) had expressed unawareness of Peet’s political sympathies, since Peet’s fellow-journalists there in 1946 had no doubt that Peet was ‘a close “fellow-traveller”’, or even worse. Hutton identified an ‘unholy triumvirate of Peter Smollett (then DAILY EXPRESS), Michael Burn (LONDON TIMES) and John Peet (REUTERS)’. Hutton then added further incriminating details, including this remarkable passage:

            When Michael Burn was moved to Hungary to await receipt of his Moscow visa (which never came – a great disappointment to him), he recommended Smolka for the London TIMES vacancy in Vienna, and despite the protests to the paper’s headquarters in London by legation and by independent British newspaper men, Smolka was appointed and continued as the TIMES correspondent until mid-1949. Though in ill health (Smolka suffers from glandular trouble), he combined this job, firstly, with that of assistant to Dr. Ernst Fischer when the latter was Communist foreign editor of the NEUES-OESTERREICH, triparty ‘independent’ paper. When Fischer, the only real brains of the K.P.O. was ousted, he went to work, it is believed, as the shadow foreign editor of the official Communist party paper. The pro-Communist news agency, TELE-PRESS, was apparently started by Smollett, and he is still a shareholder. On his ‘resignation’ from the LONDON TIMES (as a result of heavy pressure rather than the ‘illness’ which was announced), Smolka assumed managership of a button factory in the Soviet section of Vienna, formerly owned by his father-in-law [actually, ‘father’], and which, remarkably enough, he had managed to get released from Soviet control. He still maintains his interest with the Communist news agency, TELE-PRESS, and is allegedly writing books.

I take several lessons from this testimony. Smolka’s true allegiances seem to have been far more obvious to his journalist colleagues than they were to MI6, even back in 1946. The infamous Michael Burn (incidentally a one-time lover of Guy Burgess), who abetted Smolka’s career at the Times, had in fact been one of Smolka’s referees in his naturalization request, and MI5/MI6 had obviously been lax in not tracking this triad properly. Burn was a provocative character, but also a brave one, since he was captured during the St. Nazaire raid of March 1942. He published a biography in 2003, Turned Towards the Sun, that is predictably equivocal about his ideological sympathies. (He died in 2010, aged 97.) An intimate friend of Guy Burgess, he suggests that he was almost recruited by his lover to the Comintern cause, and he later got into some trouble for delivering Marxist lectures when in German prisoner-of-war camps. He claimed that he was never a communist, never a fellow-traveller, but admitted to having Communist Party ‘mentors’ in London after the war. At one point he writes that he wanted to get to Budapest early in 1948 simply to witness the trial of Cardinal Mindszenty, yet elsewhere describes his great disappointment in not gaining a visa to move to Moscow (as Hutton confirmed). He was in fact tipped off about the Mindszenty trial by Guy Burgess. In his book he makes only one brief mention of Smolka, when the latter attended a dinner in London at which the Austrian Ernst Fischer and his wife were present, which is disingenuous, to say the least.

‘Turned Towards the Sun’

Smolka was engaged in manifestly underhand and subversive work that could have been considered traitorous, and that could have called for his British citizenship to be revoked. His illness (of which much was made in successive years) may well have been a deceit: although apparently confined to a wheelchair soon afterwards, he survived until 1980. It all points to an unhealthy degree of toleration by MI6 for Smolka and his clique. Interestingly, a further provocative statement is made by Hutton on Antony Terry, whom he accuses of staying too close to Peet and Smolka, and of being influenced by them. Terry, who was ‘vehement in his declarations that he was not a Communist’, soon after received a firm defence from the Intelligence Organization of the Allied Commission. In his role handling agents under the aegis of the Vienna station, a certain amount of dissimulation on his part may however have been necessary.

Next came the highly charged and very critical year in British Intelligence history – 1951. In March, the analysts of the VENONA decryptions were closing in on Donald Maclean as the figure behind HOMER, the betrayer of secrets in Washington, and his identity was almost certain by the end of the month. Oliver Franks, the British Ambassador in Washington, informed Guy Burgess that he was seeking Foreign Office approval for his recall to London. Burgess returned at the end of March, and he and Maclean would abscond to Moscow on May 25. At some time during March, Smolka made a visit to the United Kingdom – but his arrival and departure were not noticed by the Immigration authorities.

The sole indication that is recorded is a series of intercepted telephone conversations between Smolka and someone identified as ANDREW, some of them undertaken in Russian. Who initiated the surveillance, and why, are not recorded, but D. Mumford of B1g receives a transcript of them, and wonders whether the Peter Smolka may be identical with the Smolka with whom MI5 is familiar with, and he makes a request that someone should check up whether the person was in the country on March 1. The outcome of that inquiry is not recorded, but on May 30, an investigation from British Military Intelligence in Austria is launched concerning a letter sent from a S. A. Barnett to Smolka, including information on biological warfare in China, and intercepted on February 1. James Robertson of MI5 asks his colleague in MI6 whether the service has any fresh news on Smolka, but receives the answer that there is nothing new in his file since June 20, 1950. Evelyn McBarnet of B2b agrees with her MI6 counterpart that ‘there is little doubt that he is a Communist’ – an assessment that would appear to be somewhat tentative and dilatory given the man’s track-record. On July 9, B1g is able to inform Military Intelligence in Vienna that Barnett is a biologist, a member of the Marylebone branch of the Communist Party, and a security risk.

It is evident that MI5 is trying to determine whether there were any links between Burgess and Smolka. MI6 in Vienna can find nothing. And then the bomb drops. The Minute Sheet to KV 2/4169 shows that Smolka, as early as August 21, 1951, had come to MI5’s notice in connection with the investigations by B1 & B2 into the Maclean/Burgess case. In November 1951, a trawl through correspondence found on Burgess’s abandoned premises reveals a sheaf of documents that were believed to have generated by Smolka. In an extraordinary pageant, seventy pages of these documents can be seen in Smolka’s third file, KV 2/4169: they have been copied from Burges’s unreleased file PF 604529. They merit a complete transcription, as they cover all manner of highly confidential topics, from notes made from Cabinet meetings, discussions of British strategy towards the Soviet Union, success of bombing raids, to details on armaments. They constitute an astonishing proof that Smolka was not merely an influential propagandist, but also acted as a genuine spy.

The introduction to the documents merits being reproduced in its entirety.

            The enclosed documents, all of which were found in Guy BURGESS’s correspondence, are believed to have emanated from Peter SMOLKA @ SMOLLETT. They consist of:

  1. Notes relating to R.A.F. bombing raids in SMOLLETT’s handwriting.
  2. Document describing conversations with various people. This document as typed on a machine with a faulty lower case “m” and has been annotated in SMOLLETT’s handwriting.
  3.  A number of documents describing conversations with various people. All these documents typed on a machine with a faulty lower case “m”.
  4. Two documents similar in material and manner to III but typed on a different typewriter.
  5. Sample of SMOLLETT’s handwriting obtained from Ministry of Information File F.P. 8052/4.

This evidence is far stronger than the corollary claims on the typewriter technology made about Alger Hiss by Whittaker Chambers a couple of years earlier, after which Hiss was jailed for perjury. And the whole scenario shows how reluctant Smolka was to pass such documents to the new ambassador, Gusev, his predecessor and close friend Ivan Maisky having been recalled in August 1943. Smolka thus had to implicate the unreliable and undisciplined Burgess in his crimes, and rely on him to forward the information to their masters.

The first reaction by MI5 was to try to acquire a complete statement of Smolka’s immigration records. The request expresses the belief that Smolka may have visited the UK in March 1951, and follows with: “Discreetly obtain U.K. address and particulars of foreign visa and documents of interest and telephone arrival or departure to M.I.5.” The result was that Smolka was seen to have benefitted from a constant renewal of his passport: the original in 1938; a fresh one issued in Moscow on June 17, 1944; an exit permit to allow him to travel to Prague dated June 27, 1945; an application made that same day for a new passport tissued on July 5; a granting of a new passport by the Vienna consulate on July 30, 1947; and a further issuance on July 21, 1951. This last event is the most extraordinary of all, Smolka by then having reneged on his naturalization promises, and shown his utter opposition to British democracy, as well as a clear intent to reside permanently in Austria. What thought-processes did the authorities go through? After all, as his naturalization papers confirm, Section 23 of the British Nationality and Status of Aliens Act, 1914, provides that:

If any person for any purposes of this Act knowingly makes any false representation or any statement false in a material particular, he shall in the United Kingdom be liable on summary conviction in respect of each offence to imprisonment with or without hard labour for any term not exceeding three months.

Maybe Smolka had reconsidered his ‘intention’ to reside permanently within His Majesty’s dominions, but he had omitted his early 1934 visit to Vienna when listing his various absences from the United Kingdom.

So what action did MI5 take on learning of this treachery? According to the archive, nothing. in October 1951, Martin had suggested that, should Smolka visit the UK again (as appears to be his practice) ‘we might wish to get in touch with him’. Indeed. It appears again that the lower-level officers in MI5 have not been brought fully into the picture. Yet an apparently harmless request may have caused greater soul-searching. On December 11, British Military Intelligence in Austria made a routine inquiry (on behalf of their US colleagues) about the activities of Smolka and another Austrian émigré, George Knepler, who had been staying at the Smolka domicile. It takes a while for MI5 to respond.

Chapter 6: 1952-1961 – Survivor and Diehard

On January 22, 1952, Arthur Martin, now B1g, wrote a report (heavily redacted in the archive) for British Military Intelligence in Austria. What remains of it is anodyne and stale. Five days beforehand, Martin’s colleague, R. V. Hodson, had recommended a cover-up of Smolka’s role with the Ministry of Information, as the allegations against him concerning his Communism might damage relations with the Americans. Martin notes that the FBI and the CIA have already started nosing around over Smolka, and that B2b has been in contact with them. The Americans can therefore not be fobbed off completely, and he recommends sending to the Intelligence Organisation Austria a sanitized version of his report to pass on to ‘the local American element’.

On February 5, another report arrives, from Vienna, dated January 25, concerning Alice Honigmann (aka Litzy Philby) and Smolka. It seems that the Austrian police have become interested in the activities of both before 1934. The dossier has its amusing items: both the Vienna constabulary and British Military Intelligence are under the misapprehension that Alice married ‘Harald Adrian Russell, student of philosophy’ in February 1934. It goes on to declare that ‘Russel’ was a ‘British diplomat who was alleged to be a dignitary at the court of Siam’. The information is explicitly traced to the article in Die Illustrierte Kronenzeitung (see last month’s coldspur). Neither MI5 nor MI6 has seen fit to point out to their colleagues in Intelligence the true identity of Litzy’s second husband. Thus the Vienna contingent was not aware that Alice Russel was actually Alice Philby, or that she had since married George Honigmann in East Berlin, which indicates that the civil Intelligence Services had been very selective in the information they passed on to their military brethren.

Wherefrom the local interest derives is not clear, but a connection between the two is suggested by another erroneous ‘fact’ – that Smolka ‘lived with his parents in Vienna until 27.9.35’, at which time he left for England. The Colonel GS who signs his name to this report is under the impression that he is at the research frontier, and that he is passing on hitherto unknown information. Whether and how MI5 responded is not revealed, but by now Arthur Martin had more urgent tasks to attend to. A memorandum of February 11 states: “The documents recovered from BURGESS’s flat and from the Courtauld Institute (as listed on PF.604529/SUPP.B.) have recently been re-examined by B.2.B.” Martin goes on to describe in detail greater than was recorded in November the nature of the documents discovered.

Whether ‘re-examined’ in this case means ‘a second examination by B2b’ or ‘the first by B2b after the November analysis’ is not clear. Yet it seems odd that it has taken three months for B2b to start work on such a dramatic and illuminating find. Moreover, the casual mentioning of the Courtauld Institute suggests that the premises of Anthony Blunt had also been successfully searched – which would constitute a startlingly early pointer to the treachery of the art historian. In any event, a project is initiated to track down the sources of the leaks, such as how Smolka obtained access to an Admiralty telegram and to a letter from Sir Stafford Cripps. (Martin was probably unaware of the close friendship between the fellow-traveller Cripps and Smolka.)

Smolka with Sir Stafford and Lady Cripps

Evelyn McBarnet joins the quest, and lists persons who may be able to help, including the inventor Geoffrey Pyke, and Professor Bernal. Minutes of a critical meeting on March 19, 1942, to discuss the highly secret ‘Snow Vehicle’ are dredged out. (One can imagine in what Northern terrains such a vehicle might be put to use.) A few days later, it comes to light that Combined Operations were aware in March 1942 that Pyke had been in touch with Smolka over the scheme. George Carey-Foster, the Security Officer in the Foreign Office, confirms the contents of a telegram despatched by Admiral Myers on Moscow. Anecdotes about Smolka’s favoured treatment by the Soviets when leaving Russia in 1944 are recorded.

The evidence that Smolka passed on several confidential documents, whose use by the Soviets could have seriously weakened Britain negotiating capabilities, is conclusive. A summons to return to the UK for interrogation and a trial would appear to be in order – except, of course that messy, open trials are not popular items on the MI5 menu, and both services would probably have preferred that Smolka simply fade away, literally so, owing to his severe ailment. Thus it is alarming to discover that the next minuted item, dated May 1, 1952, appears under the signature of J. C. Robertson, as B2:

            At DB’s [Dick White’s] request I asked yesterday if he would check up in Vienna on the report received from Carey Foster, to the effect that a certain xxxxx of the British Embassy in Vienna had stated that, in his opinion, SMOLKA might be ready to ‘come over’ if suitably approached.

Irrespective of the uncertain syntax (whom is Robertson asking?), this is an utterly shocking switch in policy. To articulate the term ‘come over’ suggests that Smolka is recognized as a committed Soviet agent, of alien nationality, who has expressed a desire to defect for reasons of weakening belief, fear of punishment, or for some other personal reason. Yet Smolka is still a British citizen who has appeared to have betrayed his naturalization promises, has recently been proved to have passed on confidential papers to the enemy, and should face severe penalties if he returned to the United Kingdom. Moreover, MI6 should have been aware that, if such a figure ‘defected’, he would immediately appear on an assassination list, and would be disposed of ruthlessly. Smolka would know that, too. So what is going on here?

A few trivial items follow: Lotty Smolka was reported a paying a fleeting visit to London in June; Smolka was linked to Guy Burgess’s buddy, Jack Hewett; another Peter Smollett, a young American, was mistakenly identified as Smolka for a while; Smolka informed the Vienna consulate of his new address on August 14. Military Intelligence forwards a report from the Austrian Police on October 30, shedding no new information, but merely reinforcing the fact that Smolka is a ‘fanatical communist’. It contains many errors, which McBarnet points out. Yet Smolka still seems attached enough to his status in England to have compiled an entry for Who’s Who 1953. His continuing British connections, however, may have attracted suspicion not far away.

Rudolf Slansky at his Trial

It is possible that Smolka detected warning signs from Hungary some time in 1952. A report from Special Branch, dated November 18 draws attention to some denunciations of Hungarians made by a Jozsef Menny*** (the page is torn). It was entered into Smolka’s file, presumably because he was subject to similar attacks in Czechoslovakia. On Stalin’s insistence, Rudolf Slánský, the Secretary-General of the Czech Communist Party, had been arrested on November 24, 1951, and, after a year of torture, Slánský had been coached to admit his guilt to a Zionist and imperialist conspiracy at his trial which opened on November 20, 1952. He was hanged alongside several others on December 3. During the trial Smolka was also denounced as an ‘imperialist agent’, an accusation, among all the imaginary charges dreamed up by Stalin and his henchmen, that had a measure of truth in it. I have noted earlier Gordievsky’s observations that a plan was hatched to kidnap Smolka from Austria, but was, oddly, not implemented. Presumably Stalin knew enough about the case to conclude that it would be a great injustice – not that such humanistic concerns troubled him normally. He was initiating a fresh new Jewish Purge, and Smolka could easily have fallen into the maw.

This all leads to a remarkable reprise of the ‘defector’ theme from Robertson, who on January 23, 1953, contacts MI6 with an appeal based on the belief that the attacks on Jews may bring Smolka into British hands, thereby offering MI5 ‘some valuable information about Russian espionage’. What is extraordinary is that a group of five further malefactors are listed on this letter, verifiable by their PF numbers, namely Herzfeld, Klopstech, Beurton (Ursula née Kuczynski), Juergen Kuczynksi, and even Georg Honigmann (who had, so far as can be determined, never engaged in espionage). This is, moreover, a very mixed bag, which, significantly, includes Honigmann, but not his partner, Litzy. Robertson couches his invitation in the following terms:

            We recognize that, however alarmed any of these people may be by the uncertainty of their future under Communist regimes, this might be outweighed by fear of legal or other punitive action on the part of the British authorities. With this in mind, our suggestion is that you might instruct the appropriate M.I.6. representatives to do whatever may be possible to let it become known to them, or at least to those of them who are at all accessible, that they need have no fear on this particular score.

Robertson must have had approval for this nonsense. It just shows how amoral and disoriented MI5’s counter-espionage policy was at this time.

I can see several flaws in this madcap initiative. First of all, MI6 personnel approaching anyone on this list would put themselves in danger, as well as increase the risk to the targeted individual. All members of this group were regarded with suspicion by their respective security organs behind the Iron Curtain, because of their extended sojourns in the West. Whoever might be approached might certainly report the contact to the Secret Police immediately, a fact that would be relayed, thus putting everyone else in jeopardy. The targets would perhaps be more fearful of losing their lives after defection than becoming victims of Stalin’s purges. The mechanics of exfiltrating such persons, either serially or at the same time, would pose immense problems. The challenge of deciding whether whole families should be brought over (else those left behind would be punished) appears to have been overlooked – as the Honigmann case suggests. If any of these foes of British constitutionality did defect successfully, there was no guarantee that they would tell anything useful (or accurate, even), and, if the truth came out about the nature of their original entry to, and survival in, the United Kingdom, some very embarrassing questions would have to be handled – including the obvious one: “Why are these people being given amnesty instead of being prosecuted?” All this for a vague opportunity to gain some ‘valuable information about Russian espionage’! MI5 and MI6 had been utterly outplayed by their Soviet antagonists, and this was a desperate and hopeless idea.

MI6 responded positively to MI5’s suggestions, and indicated it might be able to set up a rendezvous with Smolka through a third party. McBarnet of B2b gets quite excited at the prospect. Fortunately for everybody involved, Stalin died on March 5, 1953, and the scare of the ‘Jewish Plot’ was over. A report comes in dated May 2. The MI6 representative in Vienna (BLAIR) had made an approach to Smolka on Christmas Eve, but the gesture had not been returned. He concludes that Smolka must, after all, be a ‘dyed in the wool communist, for whom there is no hope’. He notes also that there has been a change in policy on the Communist attitude to Semites. McBarnet attempts to climb down, claiming that she ‘never had any high hopes of SMOLLETT’s defection.’

At the Smolkas in Vienna

And there matters peter out for a few years. In 1957, the Attorney-General refers to the embarrassment of holding a trial should Guy Burgess return to the country, and Smolka’s case is mentioned in passing. On October 29 of that year, prominent mole-hunter Courtenay Young of D1 writes to MI6, asking if they have any news on ‘our old friend’ Smolka, and he has to jog their memory on December 3, having received no response. Another month passes, and he has to make a telephone call to try to prod the Viennese Police into action. At last, a report on March 3, 1958, informs David Whyte that Smolka has moved house, is totally crippled in both legs, and was ‘released’ [actually, ‘ausgeschlossen’, better ‘expelled’] from the Communist Party in the autumn of 1952. Expulsion was a serious action. MI5 feels safe arranging for the watch for Smolka at Britain’s ports to be cancelled.

Out of the blue, Smolka turns up in London. On September 27, 1961, Evelyn McBarnet notes that the Information Resource Department of the Foreign Office had contacted F1a of MI5 to inquire about him, since a Thomas Barman, Political Correspondent of the B.B.C., had been invited to a dinner for Smolka at the Savoy Hotel. She writes to him at the Savoy the next day, and she discovers that his British passport was re-issued in Vienna on June 22, 1960 – an extraordinary revelation, indicating deep confusion and lack of communication. Ms. McBarnet applies for a telephone warrant: G. R. Mitchell reinforces the need to know as much as possible about his present activities and contacts. The outcome was that Smolka agreed to an interrogation by Arthur Martin on October 2, but at the Savoy Hotel, because of his mobility problems.

The transcript of the meeting takes twenty pages: it is the most abject example of an interrogator’s work one could ever imagine reading. Martin has not been briefed properly; he is unsure of what he is trying to achieve; he interrupts frequently; Smolka runs rings around him. It is as if Martin had been instructed to bungle it – but then why did MI5 pursue the interrogation at all? On the major issue of the Burgess documents, Smolka explains it away by stating that Burgess told him that he worked for MI5, and asked Smolka to write down ‘his impressions’ for him. Smolka is allowed to make all manner of outrageous statements – about Burgess, Philby and Litzy, about his communist past. He concludes by telling Martin that he suffers from ‘creeping paralysis’, which is incurable, and that he has been warned that he has little longer to live. He left England on October 4, and died in 1980.

MI6 expressed their interest in reading Martin’s report. No doubt they were delighted that Smolka had escaped without revealing anything embarrassing. Yet a last vital entry hints at far more. Extracts from interviews with KAGO (items 322t through 322z), dated November 29, 1961, are listed in the Minute Sheet, but have been redacted from the file. KAGO was the defector Anatoliy Golitsyn, who did not actually move across from the KGB, in Helsinki, until December 15, so it is clear that he had been briefing MI6 and CIA officers for a while already. Golitsyn is recognized as supplying the final proof about Philby, but I do not believe that his providing information on Smolka has been revealed anywhere else.

Summary & Conclusions:

The career of Peter Smolka is shocking in that he easily escaped all justified challenges to his advancement as a Soviet agent, and to the disclosure of that role. He arrives in the UK with a police record, and is noticed attending subversive rallies. He is recognized as having Communist sympathies. He travels abroad frequently, and is watched, but a critical visit to Vienna to join Kim Philby, who marries the best friend of his wife, is ignored, or its existence concealed. He arranges a journey to the Soviet Union, and writes a highly-biased book about Stalin’s Gulag, which is serialized in the Times. He applies for British naturalization, makes false declarations on his papers, but is endorsed by a team that includes two of the persons who championed his book, and a colleague from the Exchange Telegraph. Despite strong objections from MI5, his application is accepted, largely because of support from the Foreign Office.

As his professional career moves on, further objections arrive, including a strong one from Military Intelligence. Yet, when war breaks out, Smolka seems to have enough champions to be recruited by the Ministry of Information, where he soon exerts considerable power as head of the Soviet desk, promoting vigorous propaganda on behalf of the Soviet Union. In 1944 he receives the O.B.E. for his efforts. When the Ministry is closed down, he moves to Vienna as a newspaper correspondent, eventually replacing Michael Burn of the Times. There he fosters contacts with Communists, and, despite his British citizenship, criticizes his adopted country.

When suspicions about his friend and colleague Kim Philby grow in 1947, MI5 and MI6 start to investigate Smolka. So as not to draw attention, or make the approach too obvious, in 1948 MI6 sends out its former officer, the writer Graham Greene, to meet Smolka, and try to determine where his true allegiances lie, and what he knows about Philby. Smolka probably tells Greene all, but the accounts of the discussion are a smokescreen, with Smolka being attributed with anecdotes for The Third Man. Smolka continues with his communist activities, but he is able to renew his British passport regularly, and even makes an unannounced and unnoticed visit to Britain in March 1951, just as the Burgess-Maclean affair is heating up.

In August 1951, a few months after Burgess and Maclean have absconded, MI5 discovers papers containing confidential information in Burgess’s flat that have unmistakable traces of having been created by Smolka. The Security Service fails to act, but when Smolka becomes a near victim of Stalin’s purge against Jews, culminating in the trial and execution of Rudolf Slánský in Prague in November 1952, MI5 recommends reaching out to Smolka, and offering him amnesty, in the hope that he might ‘defect’, and give the intelligence services vital information on Soviet espionage techniques. Stalin’s death in March 1953 pre-empts this initiative.

Smolka is thereafter watched in a desultory fashion. He eventually returns unobserved to London in October 1961, where his presence is accidentally noticed, and MI5 is informed. He agrees to an interrogation, held at the Savoy Hotel, since he has been rendered immobile, dependent upon a wheel-chair, because of ‘creeping paralysis’. Arthur Martin conducts a half-hearted and utterly incompetent interrogation, where Smolka runs rings around the hapless officer. He tells Martin that he has not long to live. The spy returns to Vienna, and he dies in 1980.

*          *          *          *          *          *          *          *          *          *          *          *          *

My theory is that MI6 developed a plan to try to use Smolka for Soviet counter-intelligence purposes. The idea was surely Dansey’s, as it anticipates a pattern of naïve ‘recruitment’ of Soviet agents who, according to Colonel Z, could be manipulated. In 1940, Dansey enabled Ursula Kuczynski’s marriage to Len Beurton in Switzerland, thereby allowing her to gain a British passport. Her passage to Britain via Lisbon was then facilitated, whereupon she took up her committed role of Soviet agent and courier. In a similar fashion did Dansey identify Smolka as a target with potential, and recruit him as some kind of ‘asset’, probably in 1933.

Dansey’s thinking must have been that, given the chance to work for the world’s premier intelligence service (as he no doubt would classify MI6), and being exposed to the obvious attractions of a democratic, pluralist society like the United Kingdom, agents with communist persuasions who must have known about the persecution of the same by Stalin would gratefully redirect their allegiances. (Admittedly, 1933 was early for Stalin’s purge of NKVD operatives called home for execution, or assassinated abroad, but the Terror was clear.) Yet Dansey completely misunderstood the dedication of the communist mind, or the fear that the system implanted in its agents. Moreover, Kim Philby claimed that it was the attraction of working for an elite force that convinced him to turn traitor.

Exactly how Dansey planned to exploit Smolka is a mystery. To encourage him to take up a virulently pro-Communist stand would probably have deceived his Soviet masters about the plot, but it was so excessive (at a time when the Soviet Union was regarded as equally dangerous as Hitler’s German) that it could – and should – have reduced Smolka’s career prospects in the corridors of power. If Moscow in truth recruited Smolka at about the same time, it would have looked for a more stealthy and subtle approach, akin to Philby’s joining the Anglo-German Friendship Society. Maybe Smolka told his NKVD bosses about the Dansey ruse immediately, and they simply played along with it.

Yet it required a high degree of collusion – from the Home Office, MI5, and the Foreign Office (in the person of the oily bureaucrat Rex Leeper), even the Times, to maintain the pretence. That high-level officials did turn a blind eye to Smolka’s misdemeanours and obvious subversive instincts is evident from all the missteps, unpursued complaints, and clumsy derelictions of duty displayed in the Smolka archive. And all for what? To establish a powerful propagandist for the Soviet cause in the Ministry of Information, while he secretly passed on highly confidential intelligence to the Russians via Guy Burgess. Then, finally, he was packaged and polished to be sent abroad under cover of a press representative to infiltrate the Communist cadres in Vienna, and presumably pass back valuable information.

Why MI6 believed that this scheme would work is beyond explanation. It shows a frightening naivety about the nature of the communist machine, how suspicious it would be about cosmopolitans returning from the West, and how ruthless it would be with possible traitors. Smolka was not a particularly brave man. When he returned to consort with his communist friends in Vienna, he knew there was no going back, no matter how much he had grown to enjoy the life in London (as did Georg Honigmann and his partner Litzy). He had far more to fear from the NKGB than he did from the intelligence and police officers in his country of naturalization, since he knew they could never publicly reveal anything about his extraordinary compact. Maybe he did a deal with Graham Greene, and promised to keep his mouth shut for a sum of money – especially about his friend and colleague Kim Philby.

The exact relationship been MI6, Smolka and Phiby in 1934 is inevitably very murky. The fact that Philby declared that he knew Smolka in Vienna is, to me, incontrovertible proof that they collaborated there, since it was otherwise an unnecessary and incriminating admission. It would appear that MI6 secretly sent Smolka to Vienna to join Philby, which would suggest that the Secret Intelligence Service likewise considered Philby as some kind of asset at this time, and the clumsy attempt by the Vienna station to portray him as a prosperous right-winger would reinforce that view. Yet now is the time to pause for breath, and wait to see how the analysts, experts, and insiders respond to the hypotheses presented here.

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Peter Smolka: Background to 1934

Peter Smolka, 1930

Contents:

Introduction

Sources: Smolka in the UK

Sources: Smolka’s Personal File

Sources: The ‘Third Man’ Movie

Research Questions

Chapter One: 1930-1934 – Finding his Feet

Conclusion

Introduction

The status and allegiance of the influential Austrian Peter Smolka (who changed his name to ‘Smollett’ when he was naturalized in 1938: I shall refer to him throughout my postings as ‘Smolka’ – except when quoting other works directly – as that is the name he reverted to after he returned to Austria) are a matter of some controversy. An apparently tireless worker for the Soviet cause, his role as a Soviet agent has been denied by his son, yet Soviet archives clearly identify him as an NKVD operative with the cryptonym ‘ABO’. In this bulletin, I present the first results of a research project involving the inspection of source material (with special attention to a detailed analysis of the extensive files released by the National Archives in 2015) in an attempt to verify the period for which Smolka might have been active on the NKVD’s behalf, and to discover the interactions he had with British Intelligence. In this first report I survey and summarize the generic literature on Smolka, and present my analysis of his career up to the end of 1934, after a momentous year experienced by Smolka and his colleague Kim Philby, one not without controversy.

Peter Smolka (fourth from left, back row) in Vienna, 1926

I divide Smolka’s career into six main chapters : i) his arrival in the UK in 1930, up to his visits to Vienna in 1934, and the months thereafter: ii) the years spent before the war, up to his supposed ‘recruitment’ to the NKVD by Philby in 1939 (or soon after); iii) his career during the war, highlighted by his prominence in the Ministry of Information; iv) his post-war activity in Vienna up to 1948, including his involvement with Graham Greene over the screenplay for the movie The Third Man, and what that relationship reveals about his early career; v) the renewed interest shown in him between 1949 and 1951, when, after the escape of Burgess and Maclean, documents incriminating Smolka were found in Burgess’s flat; and vi) the desultory investigation that followed, interleaved with one or two dramatic flourishes, culminating in Arthur Martin’s ‘interrogation’ of Smolka in October 1961. I organize this introduction by first describing the literature published before the release of the Kew material in 2015, next by analyzing what has been since issued that exploits those same files, and lastly by inspecting the considerable literature on Graham Greene and Smolka, which merits a category in its own right. I shall then use the Smolka Personal Files as a backdrop for interpreting what the highly contradictory third-party accounts report. In a bulletin to appear next month, I shall cover the last five chapters, including Smolka’s assimilation into, and acceptance by, leading establishment offices, his service as a Soviet propagandist during the war, followed by his return to Vienna as a correspondent for The Times, when he gained the attention of MI6 after it was reported that he had joined the Communist Party. Now that I have performed my preliminary investigation, I believe that the results are very dramatic, and that they will help clear up some earlier mysteries.

A reminder about my approach to archival documents: I do not take them at face value. I ask myself the following questions:

  1. Who is the author of the document?
  2. What did he or she know at the time?
  3. What was he or she trying to achieve in writing this item?
  4. What does the framework and incidental data of the document (modes of address, redacted information, unredacted information, references, handwritten annotations, missing information, etc. etc.) tell me about its context?
  5. Why was this particular document inserted into the archive?
  6. How does the information therein compare with other sources (e.g. memoirs)?

Similar questions have to be addressed to memoirs themselves.

Sources: Smolka in the UK

While long-standing government files occasionally refer to Smolka’s involvement with the Ministry of Information and with the BBC, the primary source material consists of the four files KV 2/4167-4170 representing Smolka’s MI5 Personal File 39680, which were released by the National Archives at Kew in 2015. They cover the period from when he arrived in the UK as an eighteen-year-old in 1930 up until early 1962, shortly after he left the UK for the last time, having undergone a very feeble interrogation by Arthur Martin. These files are thus the prime source for Smolka’s overall career: writers on intelligence matters who discussed Smolka before 2015 had to rely on snippets in general files, informal recollections and anecdotes, or (in one case) bootlegged extracts from official archives that were made available furtively. I point out that a supplemental ‘Y’ file – a highly secure Annex to his Personal File – was maintained by MI5, the contents of which are of course unavailable.

Smolka had started to come to the attention of authors in the 1980s, when documents relating to the wartime Ministry of Information were released. In Their Trade is Treachery (1981), Chapman Pincher made a brief reference to Smolka’s questionable role at the Ministry, and he pointed out that the debriefings of Anthony Blunt (a secret that must have been divulged to him) had confirmed that Smolka had been a Soviet agent. Anthony Glees, while also lacking access to such archival material, picked up the story and made a strong case about Smolka’s pernicious role in his 1987 book, Secrets of the Service. He made the confident assertion that ‘there is now overwhelming evidence to suggest that one of Bracken’s most trusted advisers, Peter Smolka-Smollett, was a Communist mole’. Yet, apart from the familiar tale of Smolka as a cagey propagandist for Stalin in the Ministry of Information, Glees did not provide any evidence that Smolka had actually been recruited by the NKVD at that time. He referred to the regular meetings that Smolka had at the Soviet Embassy, but those arrangements were in no way out of order, given Smolka’s position.

I suspect, however, that Glees was the first to publish Smolka’s detailed strategy for projecting the Soviet Union’s influence on British policy, although it is sometimes hard to follow Glees’s narrative and use of sources. He made much of the fact that Smolka was a close friend of Brendan Bracken (without explaining how that friendship occurred), and that he thereby conspired with him to oust Hugh Dalton as the head of the SOE. I find much questionable about this theory, however. Glees wrote a lot about ‘moles and agents’ within SOE, but few are identified, and it is not clear how they affected propaganda at a time when SOE was focussed primarily on sabotage and secondarily on intelligence-gathering. The overall conclusion, in the context of the timing of the Soviet Union’s entry into the war, of Smolka’s promotion, of the maturity into action of SOE, and of Dalton’s dismissal, does not make sense to me.

Another controversial contribution was W. J. West’s The Truth About Hollis (1989). While professing to have had no access to secret sources – or even knowingly to have spoken to any MI5 officer – West (no relation to Nigel West) had clearly been shown portions of Smolka’s Personal File, no doubt according to some manner of controlled leakage. For West was an overt member of the ‘Hollis is guilty’ school. West’s contribution is nevertheless very useful. Exploiting Foreign Office and BBC archives, he gives a very sensible analysis of Smolka’s ‘adoption’ by Rex Leeper, his collaboration with Guy Burgess, and his extensive propaganda work at the Ministry of Information. He even includes a two-page circular issued by Smolka in February 1943, titled Arguments to Counter the Ideological Fear of ‘Bolshevism’, which he sources to his own earlier 1985 work Orwell: The War Commentaries. It is an astonishingly mendacious piece, and should have raised a storm.

Further anecdotes surfaced in the next two decades, some from unreliable memoirs, others from Russian sources. Discoveries made by Oleg Gordievsky from Soviet archives were revealed in KGB: The Inside Story (1990) by Christopher Andrew and Gordievsky: they stated firmly that Smolka had been a Soviet agent, suggesting that he had been recruited some time before 1939 (the year in which Philby claimed to have engaged him). Through that assertion, without mentioning Philby, since they would not have been aware then of Philby’s claims, they reinforced the notion of Smolka’s longevity as an agent. They also recorded that, during the Slánský trial in Prague, in November 1952, Smolka was publicly denounced as an ‘imperialist agent’, characterizing this charge, perhaps a little naively, as ‘absurd’. A plan to kidnap Smolka from Austria, and to bring him to Moscow to answer allegations that ‘during the war he had recruited another Jew, Ivan Maisky, then Soviet Ambassador in London, to the British SIS’ was abandoned. Andrew and Gordievsky attribute these events to Stalin’s generic purge of Jews from the upper echelons, but Smolka’s escape from his Czech persecutors suggests that some intervention may have taken place.

It was in fact in Genrikh Borovik’s Philby Files (1994), where some dubious but henceforth much quoted reminiscences from Philby about his recruiting Smolka first surfaced, while Yuri Modin’s My Five Cambridge Friends (also 1994) offered one or two important insights. Modin provocatively asserted that Philby had met Smolka in Vienna in 1934 (without explaining anything about the circumstances), and he added that Smolka was an NKVD agent when he worked with Guy Burgess at the BBC in 1941 (but said nothing about the manner and timing of his recruitment). The Crown Jewels (1998), by Nigel West and Oleg Tsarev, exploited documents sent by the London-based spies to Moscow, and eventually inspected in the KGB vaults, in which Smolka occasionally appears. Yet the authors appeared to take at face value what Philby wrote in his reports, and how he later explained them, and they also displayed an inappropriately high degree of trust in what Moscow Centre declared about its relationship with Smolka.

In 2012, Gordon Corera offered up The Art of Betrayal, subtitled The Secret History of MI6, a rather hectic, journalistic approach that includes some valuable source material, but does not regard the dating of events as important. He introduced Smolka in the context of the Third Man saga, and described him, almost casually, as having passed information to the Soviet Union ‘from at least the start of the Second World War’. It is exclusively here that we learn that Philby returned to Vienna for a brief visit after the war, sourced to a tape-recording by Bruce Lockhart that the Imperial War Museum has withdrawn (Chapter 1, Note 19). Yet Corera danced around the circumstances of the friendship between Philby and Smolka, merely noting that the latter was ‘a friend of Litzi’s who had come to London’, the event undated. The author did not acknowledge any contribution by Smolka to the rescue work performed by Kim and Litzi in 1934. Thus Corera neither revealed nor corroborated relevant ‘secrets’ about Smolka and MI6 that had in fact been aired before, although he did re-present the startling insight first voiced by Andrew and Gordievsky concerning the KGB charges against Smolka during the Prague trials. He wrote that Anatoly Golitsyn, before he defected to the British, discovered in late 1954 in his predecessor’s file at the KGB Residency in Vienna an old letter from the head of the KGB British Department requesting ‘the kidnapping of Peter Smollett to answer charges that he had been working for MI6’.

The problem is that so many works show a cavalier approach to what has been written before. They either overlook previous assertions or disclosures, or accept them unquestioningly, but almost always fail to inspect them properly, to attempt to verify them, or to analyze in any depth the contradictions of multiple narratives that are crying out for resolution. For example, as late as 2015 Boris Volodarsky, in Stalin’s Agent (a book purportedly about Nikolai Orlov, but one rambling across many spheres) offered a wild summary on Smolka, with some vague and unattributed claims (‘Some say that Smolka got his job at the Ministry of Information through Brendan Bracken’), and several incorrect dates. Many of these works are similarly not accurately sourced, and, in general, one has to be very careful in determining who is echoing whom, and where the stories started. Anything that the habitual liar Kim Philby wrote should be treated very cautiously. As always, a close examination of chronology and geography is required to test many of the ‘facts’ that are presented by these authors.

For instance, the book by Andrew and Gordievsky, bolstered by the authority that the latter enjoyed by virtue of his inspection of KGB files, claimed that Smolka and his wife were trapped in Prague when Hitler visited it (after occupation, on March 19) in 1939, and that they thus had to seek refuge in the British Embassy. An endnote indicates that this fact derived from W. J. West’s volume. West had in fact dug out a memorandum, dated November 1938, from Smolka to Rex Leeper, laying out his plans to visit Prague, Warsaw, Budapest, Bucharest and Berne. Indeed the assertion about his escape from Prague does appear in West’s text, and he claimed that Smolka got away alongside one Otto Strassner ‘and other anti-Nazi leaders’, after which he and his wife returned immediately to London – which would suggest that the visits to other capitals were abandoned. Yet West provided no source for his story. The chronology in the Smolka files (which were not officially available in 1989, when West’s book was published) leaves a puzzling gap between November 1938 and September 1939, although serial no. 116a in KV 2/4168 states that, in April 1939, Smolka went to Switzerland with letters of recommendation from Rex Leeper (his sponsor at the Ministry of Information). No embarkation or disembarkation records for either of these purported journeys have been made available. Moreover, the Smolkas’ second son, Timothy, was born on October 12, 1938, so it seems to me unlikely that Lotty, even if it had made political sense for her to accompany her husband to Prague, would have abandoned her sons at that critical time. In addition, Smolka was a UK subject by then, so should have been in no danger.

Yet confirmations of Smolka’s presence in Prague are offered by Purvis and Hulbert. In the BBC archives, they uncovered a memorandum from George Barnes, the Assistant-Director of Talks, to Guy Burgess, notifying him that Smolka had been pencilled in for a talk on March 14, 1941, since he had been in Prague when the Germans entered the Czech capital on March 14, 1939. The duo even discovered a sound recording of the programme, and heard Smolka vividly describe what happened, when reporting for the Exchange Telegraph news agency – which must be one of the most genuine artifacts in this messy tale. They add that the Foreign Office indeed had helped to get Smolka out of Prague. Lotty is not mentioned in this scenario, but Smolka presumably quickly returned from the UK to mainland Europe, but for an abbreviated tour solely to Switzerland. But why was the Berne expedition, but none of the Prague incident, recorded in his Personal File?

Somewhere, behind all this, a truth might be found. It would appear that West was working from a different source, since he appears not to be familiar with those particular BBC exchanges. Maybe a reappraisal of the sound recording, or some delving into the activities of Otto Strassner, might reveal more, but the whole sequence of events is typical of the muddle that surrounds these archival remnants.

Sources: Smolka’s Personal File

The contents of the files at Kew are very rich in many ways, and merit close attention, since they display many anomalies that have not been picked up by any commentators, so far as I can judge. There exists also a Home Office file on Smolka’s naturalization request (HO 405/47416) –  superficially not very significant, apart from the fact that two pages of extracts (405/47416/1) are closed, and not to be opened until January 1, 2034. The journalist Mark Hollingsworth (whose book I reviewed in October), had submitted a Freedom of Information request to have this item released immediately. His first appeal was rejected, quite absurdly, on the grounds that an MI5 officer was therein identified. Hollingsworth therefore took the process up to a higher level, but his request was again rejected. The logic for withholding details of a naturalization request from eight-five years ago by someone now accepted as having been a Soviet agent is indefensible: the decision represents sheer bureaucratic obtuseness, and merely draws attention to an area of embarrassment. Of course, there must be something to hide, and matters of institutional pride and shame are at stake. The fact that January 1934 happens to be the centenary of Philby’s presence in Vienna, when he was, according to some accounts, in the company of Smolka, might suggest what matters the closed papers address.

My analysis of the files, in which I integrate the intelligence found there with the surrounding memoirs and histories, will be prominent in the sections that follow. I here summarize recent publications by those who have, to some degree, studied them. As far as independent scrutiny in the recent, post-2015 literature is concerned, I believe the only serious analysis of the KV material has been undertaken by Stewart Purvis and Jeff Hulbert, in their 2016 book on Guy Burgess The Spy Who Knew Everyone. The authors have also brought fresh light on Smolka by their discovery of records in the BBC Archives (many of which were actually first revealed by W. J. West), although these items are remarkable more for their curiosity value than for anything they shed on Smolka’s allegiances, and his ability to outwit his hosts. Purvis and Hulbert also refer to some vital memoirs and histories that help flesh out the story, although, probably because their emphasis is on showing how Smolka contributed to Burgess’s traitorousness, they neglect to discuss some of the anomalies in the record, and avoid any inspection of the Graham Greene connection that helps illuminate the details of Smolka’s career and time-line.

Richard Davenport-Hines, in Enemies Within (2016), also gives a respectable but superficial summary of the Smolka files. He has appeared only to skim them: on the other hand, his analysis is enhanced by his bringing to the discussion some worldly and enlightening insights from contemporary political events. He offers some trenchant (and contentious) judgments, but his canvas is so broad that many of the paradoxes and subtleties of Smolka’s career have eluded him. At least he provides detailed references, and he does provide an original perspective on the Graham Greene connection. Helen Fry misses an opportunity to shed light on Smolka in a very confusing and muddled paragraph in her 2021 book, Spymaster, her profile of the MI6 head-of-station in 1934 in Vienna, Thomas Kendrick.

Mark Hollingsworth’s Agents of Influence (2023) would seem to be the first book that attempts to integrate the available archival material from Kew with the rich seam of narratives on the Third Man extravaganzas (see below). The author offers a useful and colourful synopsis of Smolka’s career. Unfortunately, Hollingsworth undermines his story by presenting Smolka as a prime example of an ‘agent of influence’, rather than a confirmed spy. While it is true that he exerted influence as a propagandist, such a classification understates his more serious role. Hollingsworth cites Corera and Gordievsky in support of his thesis, yet Corera himself reported that Smolka handed over information to the Soviets, and Gordievsky confidently declared that Smolka was a spy. That knowledge is now clear from the reports of information provably originating from Smolka being found in Guy Burgess’s effects after the latter disappeared, a fact that Hollingsworth acknowledges. And if Smolka passed on confidential information to Burgess, he certainly would have done the same to Maisky, the Soviet ambassador. In addition, Hollingsworth, while echoing the dramatic story that Smolka worked alongside Kim and Litzy in the sewers in 1934 (which surely demands closer inspection), nevertheless presents Smolka as being largely influenced by Philby, contrary to the evidence. Hollingsworth also trusts Philby’s account that it was he who recruited Smolka to the NKVD, thus implicitly suggesting that Smolka’s activities were all very innocent up until then.

Sources: ‘The Third Man’ Movie

The fourth chapter primarily concerns Graham Greene, and his visit to Vienna in 1948 to perform research for his screenplay for the film to be directed by Carol Reed, The Third Man. There Greene met Smolka (who had returned to Vienna after the war as a correspondent for the ‘Times’, and did not relinquish that position until May 1949), and the overall evidence points to the fact that Smolka contributed in some way to the screenplay, thereby betraying some of his activities from the 1930s, and probably intimating darker arrangements. The literature in this domain is quite rich. As always, however, the accounts are not consistent, but they are frequently very provocative.

Graham Greene’s ‘Ways of Escape’

Graham Greene: Greene’s account of the adventure in his memoir Ways of Escape (1980) is full of deceit, as would be revealed years after when the archives of the London Films Production were inspected, and Elizabeth Montagu in 1997 started to disclose to researchers sections of her unpublished memoir, which eventually saw the light of day in 2003. Greene makes no mention of his stint at the Ministry of Information in the summer of 1940, where he might have encountered Smolka. He does not disclose how Alexander Korda (the producer of the movie, and an MI6 asset) arranged his itinerary in 1948, and he offers specious arguments for his spending a week in Prague after leaving Vienna, when he was supposed to be in Rome. He never mentions Montagu (who worked for Korda, and apparently arranged his meetings in Vienna): nor does he record his contacts with Smolka, or the controversies that surrounded the latter’s contract with Korda’s film company. He describes an unlikely evening with Elizabeth Bowen, which is nevertheless verifiable from other sources (including Bowen herself), and thus not simply a mask for an outing with Elizabeth Montagu. The overall account is, however, a typical Greenian charade, and serves only to demonstrate that he wished to conceal the nature of the events.

Michael Shelden’s ‘Graham Greene: The Enemy Within’

Michael Shelden: Shelden was the first (unauthorized) biographer of Greene, his 1994 book being published in the UK with the suffix The Man Within and in the USA as The Enemy Within. While much private material was therefore withheld from him, Shelden struggled mightily with the mass of anecdotes he was able to collect, and strained to impart a coherent explanation of what was happening. Significantly, he interviewed Lotty Smolka and her sons, as well as Elizabeth Montagu, who must have shown him some of her then unpublished memoir. In that way, a probably more accurate account of Greene’s activity in Vienna comes out, with his being introduced to Smolka by Montagu, who arranged Greene’s meetings with journalists and businessmen. Thus Shelden attributes to Smolka a role as the source of the anecdotes about the diluted penicillin, the sewers, and the bizarre sharing of facilities by the Four Occupying Powers, since Smolka had apparently written some short stories on these phenomena, which he passed over to Greene. This leads into a startling direct reference to Smolka’s subversive activity in Vienna in 1934, something that Lotty Smolka confirmed to him, yet Shelden sees nothing noteworthy in this extraordinary revelation. He also refers to a contract that Smolka signed with Korda that expressly proscribed him from seeking any other monies or publicity over ‘The Third Man’, and relays Elizabeth Montagu’s disgust and puzzlement over this rather clandestine and suspicious agreement.

While Shelden also explains that Korda was working part-time for MI6 (for such services he had in fact been knighted in 1942 on Churchill’s recommendation), he cannot contrive any coherent explanation for what schemes might have been going on at the time. He does indeed claim that the 1948 trip was cover for MI6 investigations in what was going on (‘keeping an eye on the volatile political situations in both countries’), but MI6 had very capable representatives at the time, especially in Austria, where the distinguished George Kennedy Young was head of station. It sounds like a very lame explanation. He very oddly suggests that Greene was possibly working under private instructions from Philby himself, who was ‘still the blue-eyed boy of the service’ (hardly an accurate representation at this time). He judges it a coincidence that Montagu would lead Greene straight to Smolka, although ‘he was the one man in Vienna who could discuss Philby’s past in detail and who could do it in English’. There is a lot of hidden menace in that suggestion of the Smolka-Philby intimacy, but it remains unexplored: why Smolka would volunteer information about his fellow-agent (a suspected spy) to a former MI6 officer is left unexplained. Shelden is clearly out of his depth.

Norman Sherry’s ‘Life of Graham Greene: Volume 2’

Norman Sherry: Graham Greene selected Sherry as his authorized biographer, and his massive and rather self-indulgent study, The Life of Graham Greene, appeared in three parts, with Volume 2 (1939-1955) – which is the critical item for my analysis – being published in 1994. Sherry had eventually fallen into disfavour with both Greene (who died in 1991) and his family, since he inevitably presented some less illustrious aspects of Greene’s career and personality. Sherry does reflect many incidents of Greene’s employment with MI6, but his preference is for literary analysis, and he is not tuned to the multilayered character of intelligence and counter-intelligence manœuvres. He thus struggles to interpret conflicting information, and leaves several paradoxes unanswered.

For example, his chronology for Greene’s sojourn in Vienna is simply careless. He has Greene ‘reluctantly’ going to Vienna in February 1948: Greene wanted to get his preliminary research for the plot of his screenplay over with quickly, so that he could soon rendezvous with his lover, Catherine Walston, in Rome. Sherry makes an incongruous observation: “He thought of leaving Vienna by train because it would have been easier to reach Italy that way, but for the sake of adventure, he decided to fly.” My research indeed shows that there were no commercial flights between Vienna and Rome at that time: voyagers had to travel by train, but neither were there flights between Prague and Rome. Greene therefore took a plane to Prague, since he apparently did not want to miss an exciting story in the Czech capital. Revolution was breaking out. So much for urgently wanting to be re-united with Catherine: he delayed his assignation unduly.

Sherry does report that Greene spent six or more hours with Smolka on the night of February 17 (which would suggest some very intense discussions), and he next mentions the Elizabeth Bowen cocktail party on February 21. Greene had written to Catherine on February 18, reminding her that he had seen her only a week beforehand (which, if true, would place his departure from England on about February 12), and Greene then stated that he left Vienna on February 23 for Prague, where he stayed for a week. On February 27, a paragraph about him appeared in the News Chronicle. Lastly, Sherry informs us that Greene then met Catherine in Rome in late February, where he started writing his screenplay. Yet, according to the chronology, Greene could not have left Prague until early March. Someone is obviously lying, and Sherry is not shrewd enough to suspect that Greene may have had more official business in Prague.

Greene’s return to Vienna in June, accompanied by Carol Reed, is also covered. Sherry states that the pair went to the Soviet zone, that Greene spent time in the sewers with Elizabeth Montagu and the sewer police, and that on his penultimate day there, the famous Beauclerk told him the story about the penicillin racket. Only now does Sherry concede that Smolka may have been the source of such anecdotes, adding that Greene also visited the Soviet zone with Smolka, and that they spent several nights (evenings?) together. Perhaps uncertain where he stands, Sherry cites Montagu as the authority for the stories of penicillin, and credits Smolka’s short stories as a more likely source than Beauclerk. Whether such tales were ever written must remain a mystery.

W. J. West’s ‘Quest for Graham Greene’

W.J. West: W. J. West returned to the fray in his 1997 book The Quest for Graham Greene. For some reason he is very dismissive of Shelden’s work, and largely ignores Sherry’s, especially when it comes to Smolka. Preferring to believe Greene’s own account, as revealed in the author’s papers at Boston College, he recognizes the contract that Smolka signed, but describes it as a possible ‘cover for some other less avowable reason for payment’. (That is a tantalizing observation, however, that may have a lot of merit.) Yet West seems rather naïve about the context: he describes Smolka simply as a ‘freelance journalist’. He suggests that the papers at Boston College indicate that a priest had apparently written to Greene in 1950, inquiring about the source of the penicillin story, and Greene had replied that he acquired it from the ‘chief of police’ (actually the MI6 officer), Beauclerk. West accepts this at face value, ignoring the evidence that Montagu had provided. He does suggest that Greene already knew about Philby’s adventures in the sewers, without explaining where he gained this insight. It is another very uneven compilation that could have benefitted from some stricter discipline.

Charles Drazin’s ‘In Search of the Third Man’

Charles Drazin: Another author who interviewed Montagu was Charles Drazin, a London-based author and film-historian, who presented a timeline that conflicted with hers in his 1999 book In Search of the Third Man. Here he has Montagu being charged with her mission from Korda in December 1947 (as opposed to her claim of ‘early February’), without any overt explanation as to whether her presence was coincidental, or part of a deeper plot to set the stage. Yet Drazin also dug out a letter of January 5, 1948 from Korda to Greene, instructing him to go to Vienna for three weeks and then to Rome for five weeks for purposes of research work. The proximity of the two events suggests that they occurred in tandem.

Drazin was able to exploit the archives of London Films Productions, and thus presents some original documents. He largely follows the Montagu line about her introduction of Smolka to Greene, and the source of the anecdotes, indicating that Montagu learned about Smolka’s stories before Greene arrived. He adds the fascinating detail that Smolka asked Greene’s literary agents, Pearn, Pollinger & Higham, to handle negotiations of the contract for him, and that he seemed happy with the whole process. Drazin uncovered a signed contract returned by Smolka on September 21, 1948. It all suggests a harmonious and amicable relationship between the couple. He also records that Montagu told him that she suspected duplicity in what Greene was up to –maybe a disingenuous observation on her part.

Elizabeth Montagu’s ‘Honourable Rebel’

Elizabeth Montagu: The part-time OSS and MI6 asset Elizabeth Montagu clearly played a significant role in the affairs in Vienna, but her own evidence is riddled with controversy and contradictions. Montagu, the daughter of Lord John Montagu of Beaulieu, was a member of the Mechanised Transport Corps in France in 1940, and she became stranded when she declined an opportunity to sail back to the UK. Hunted by the Gestapo, she managed to escape to Switzerland, and eventually worked for Alan Dulles of the OSS. After the war she was employed by Sir Alexander Korda, who sent her on a mission to Eastern Europe early in 1948. She had been interviewed by Shelden (and others) in 1993, revealing to him portions of her then unpublished memoir, which revealed much about the bizarre encounters between Greene and Smolka in Vienna in February 1948, and her disdain for the contract that Smolka eventually signed. Yet, when the memoir Honourable Rebel appeared in 2003, a year after her death, the text was much more cautious and restrained. While she described introducing Greene to Smolka, and the fact that Smolka handed over to Greene a manuscript, hoping to get his stories published, she even suggested that Greene might have acquired the penicillin story from other sources in Vienna at the time.

Yet far more serious questions have to be asked about the accuracy of her account. The chronology does not make sense: it is physically impossible. First, she recalls that Korda summoned her to his office to outline her mission in Eastern Europe ‘early in February’. She then describes making an emergency exit from Prague, via a US army plane, to Vienna, just after the February revolution, and then spending a few days in Vienna before receiving a telegram from Korda that Graham Greene would soon be on his way, and that he would need her help. Yet Greene arrived in Vienna, verifiably, on February 12, and left – for Prague, of all places, when he was supposed to be going to Rome! – on February 23. And the revolution in Prague took place on February 21, when Gottwald, on Stalin’s orders, seized power. Montagu’s interviews in Prague must either have been a fantasy, or have occurred after her time in Vienna. It seems to me that she must have been complicit in the whole escapade, was encouraged by MI6 to conceal her tracks after her oral revelations, and then left a deceptive paper-trail in the published memoir, not to be released until after her death. I shall explore this remarkable distortion of the truth in next month’s segment, after I have tried to cross-check dates and sources more deeply, but I suspect that the accounts may be irreconcilable.

Peter Foges: An astonishing contribution to the saga appeared in 2016, in the relatively obscure Lapham’s Quarterly – and then only in an on-line segment, visible at https://www.laphamsquarterly.org/roundtable/my-spy . (I have all fifteen years of Lapham’s Quarterly, a fascinating thematic collection of writings and art, in a pile in my library extension.) It was written by one Peter Foges, a film and television producer, who had been in the enigmatic situation of having Smolka, atheist and Jew, as a godparent. A photograph of this remarkable ceremony, held at Liverpool Cathedral in 1944, appears in the article (see below). Peter Foges’s father had known Smolka in Vienna, and Foges fils informs us that Smolka met Kim Philby through Litzy, who was a good friend of his. Moreover, he states that the three of them worked in the sewers together in 1934, and then Smolka followed them to London. I believe that, while hints have been made about Smolka’s presence in Vienna at this time, this is the first occurrence of any claim that Smolka and Philby had been communist collaborators, and the assertion has monumental implications, into which I shall delve later in this bulletin.

The Baptism of Peter Foges (Smolka in centre); Liverpool Cathedral, 1944

The rest of Foges’s account is error-strewn and woolly. He makes unattributed claims about Smolka’s recruitment by the Soviets (Maly?), and he seems to be unaware of Smolka’s previous time in the UK. He gets dates wrong, and echoes the relationship with Bracken (‘Bracken took a shine to Smolka and fell for his flattery’) without providing a source. He also makes the astonishing claim that Bracken himself ‘dragooned’ Smolka into helping write the script for The Third Man, and that Smolka was even flown in specially for a meeting with Korda and Bracken to plan that the movie take place in Vienna, so that Korda’s wealth locked up there could be exploited. Thus the overall tone of the piece is a bit shrill and questionable, while the first-hand exposure to Smolka that Foges père experienced in Vienna has the ring of truth.

Jean Fromenthal’s ‘Prague Coup’

Jean-Luc Fromenthal: An unlikely contribution to the debate crops up with The Prague Coup, a graphic novel written by Jean-Luc Fromenthal, and illustrated (sometimes very salaciously) by Miles Hyman, which appeared in 2018. The nuggets to be derived do not originate in the story itself, but in the Afterwords. Fromenthal echoes the assertion that Korda wanted to set the film in Vienna since he owned blocked funds in an Austrian subsidiary, Wien-Film, but he also suggests that Greene was actually on a mission to uncover evidence that there was a dangerous mole within MI6 – namely Kim Philby – and that Greene was dispatched to uncover Philby’s tracks. In this context, Smolka’s previous acquaintance with Philby is very poignant, and Fromenthal makes the provocative claim that the pair had met in London, in 1933, i.e. before Philby ventured to Vienna, and that it was Smolka who introduced Kim to Litzy (although the author is incorrect on his dating of Philby’s journey). He boldly declares that Smolka had been an agent of the NKVD, already known as ABO, as far back as 1933. Sadly, Fromenthal does not link any of his assertions to the fascinating Bibliography he offers at the end of the book, so it is impossible to trace these references.

What could also be vital evidence in support of Greene’s mission on behalf of MI6 is the role of one Colonel John Codrington. Fromenthal describes him as ‘a former agent of Claud [sic] Dansey’ (the vice-director of MI6), and he presents his role at the heart of Korda’s organization ‘to facilitate the movement of London Films personnel abroad, during an era in which the British government enforced heavy restrictions in that respect’. Codrington was thus able to make all the arrangements for Greene’s trip to Vienna – and to Prague, the latter excursion being described by Fromenthal as ‘an unforeseen (and to this day unexplained) extension to the journey’. Fromenthal distrusts what Greene said about Beauclerk, and attributes to Smolka the contributions on the penicillin and sewer material.

Thomas Riegeler: Lastly, a prominent article about this whole exercise was written by Dr. Thomas Riegeler in 2020, in the Journal of Austrian-American Studies. Titled The Spy Story behind The Third Man, it trawls widely, and occasionally in depth, through the literature concerning the movie. I learned about several items that had escaped my attention, including the Austrian periodical, The Journal for Intelligence, Propaganda and Security Studies, which devoted a special issue (Volume 12, no.2, [2018]) to ‘The Third Man’, as well as the works by Elizabeth Montagu, and Jean-Luc Fromenthal and Miles Hyman, described above in this report. Riegeler also enjoyed conversations with Smolka’s widow, and their children. (I applied via the Journal’s website to purchase a copy of that important issue, but I have received no reply from the institution.)

Riegeler sets himself an ambitious agenda, describing the role of his article as follows: “By drawing upon archival material as well as secondary literature, this article explores this other history of The Third Man and puts the film in the context of postwar Austria, and highlights how real-life events and personalities inspired its story”. Yet Riegeler unfortunately appears to practice no identifiable methodology, and is very ingenuous. He treats all evidence and testimony as of equal value, and fails to investigate where and why conflicting accounts of the events surface. This defect is especially apparent when he reproduces the statements of Smolka’s son Timothy. These claims fly in the face of what others assert about his father’s activities and loyalties, and Riegeler does not question how objective or insightful Timothy might have been when talking to him.

For example, he weakly characterizes Smolka as ‘a possible Soviet spy’, appearing to trust what Timothy, who downplayed his father’s involvement, told him. Timothy claimed that Smolka père had never been a member of the Communist Party, and never a Soviet agent. Riegeler reports that Timothy stated that his brother Peter had discovered documents in Moscow that Smolka had been judged unsuitable as a spy, as he was ‘far too attached to his family’ – all quite absurd, and flying in the face of what Riegeler himself writes elsewhere, when he cites Andrew and Mitrokhin. Likewise, the other son, Peter, minimized his father’s role in supplying anecdotes about the penicillin scam, ‘as his father never spoke about it’. Elsewhere, Riegeler is haphazard and wrong about dates (for instance when discussing the ‘divorce’, and Litzy’s departure for Berlin, as well as Montagu’s activities in Switzerland). He bizarrely describes the first sacrifice that Philby made was ‘to divorce Litzy’. While Hollingsworth states that the Third Man’s Harry Lime was based partly on Smolka, Riegeler asserts that the inspiration for him was Philby himself.

Additional Material: As a coda, I present two important contributions from MI6 sources. The first is a valuable observation on George Kennedy Young, who was head of the MI6 station in Vienna when Greene arrived. He was a Cold War hawk who constantly criticized Western passivity in the face of Communist aggression. In 1984, he published Subversion and the British Riposte, which described his frustrations. He ran agents, defectors persuaded to stay in place for a while, no doubt, and wrote (p 10) that ‘by the autumn of 1947 the Soviet intention to bring Jugoslavia and Czechoslovakia to heel had become known through defectors’. In a 2020 tribute to Young (see https://engelsbergideas.com/portraits/george-kennedy-young-banker-writer-soldier-spy/) , Rory Cormac wrote that in the autumn of 1947 Young ‘had warned London of the threat of a communist takeover in Prague’. The decision to send Greene to Prague must be viewed in the context of this advice.

The second comes from the writer Jeremy Duns, who has made his writing on intelligence matters available at www.jeremy-duns.com . After the war, the journalist Antony Terry (who had performed very creditably during the war in various roles, but had been incarcerated by the Germans) was recruited by Ian Fleming’s ‘Mercury’ network, and posted to Vienna to work for MI6, while also being employed as a correspondent for the Sunday Times. Duns relies on the reminiscences of Terry’s wife, Rachel, for some of his accounts of Smolka, whom they encountered there. Terry took over some of Kennedy Young’s agents, and Duns writes: “Also reporting from Vienna at this time was a Daily Express correspondent, Peter Smollett, who was not all he seemed.” He continues:

                After the war, Smolka returned to Vienna as a correspondent, carrying out much the same job for Soviet intelligence as Terry was for M.I.6. Smolka was a familiar face in the British press pack, but Rachel Terry soon began to distrust him. “In November (1947) Picture Post wanted an article on a foreign correspondent’s life in an Occupied city, and Peter Smolka proposed this to my husband as something in his gift. Smolka had the permits necessary to go to such places as Klosterneuburg, impossible to get from the Russians except on an official level. He also invited us and the photographer, the wife of the editor of Picture Post, to dine at the British Officers’ Club in Palais Kinsky with a woman Russian colonel, whose picture duly appeared with us all in the magazine. This was something so unheard-of that even I could see something odd in it. It could only have occurred with official Soviet approval, and to get permission for foreign publicity of that kind proved intimate and high-level contacts.”

Rachel Terry wrote this in 1984, and even then was being a little coy: the ‘woman Russian colonel’ was in fact Emma Woolf, a senior Soviet intelligence officer.

Duns assumes that this information would have been passed back to Young, but he notes that the British did nothing at that time, despite Smolka’s obvious links to Soviet intelligence. His article cannot be relied on absolutely: his chronology is erratic, and, like many, he has been taken in by KGB files concerning Smolka’s recruitment by Philby – a subject that I shall take up next month. Yet he revealed a very useful source.

I discovered the published source for these anecdotes. In the December 1984 issue of Encounter magazine, the thriller writer Sarah Gainham (the pseudonym of Rachel Terry, then Ames, née Stainer) submitted a long letter titled ‘Smolka “the Spy”’, which, while casting doubt on the reliability of the claim that Smolka had been a Soviet agent, did describe some aspects of his very unusual behaviour when she became acquainted with him in Vienna after the war. I have acquired a copy of the Encounter issue in question, and I shall report fully in next month’s coldspur.

Research Questions

While the overriding questions: ‘When was Smolka recruited as a Soviet agent?’; and ‘What was his relationship with British Intelligence?’ have driven my research, as I made my first pass through all the material described above, I compiled a list of subsidiary questions, as follows:

  1. Why was Smolka so rapidly approved for naturalization (in contrast to such as Honigmann)?
  2. Why did the authorities ignore the implications of his visits to the Soviet Union and his propagandist book?
  3. Why did MI5 and MI6 show so little interest in Smolka’s travel in 1933, and misrepresent the facts later?
  4. Did Smolka truly assist Philby in the sewers of Vienna in 1934?
  5. Why was Smolka’s presence in Vienna not noticed or recorded by MI6?
  6. Why did Smolka declare that he did not meet Philby until late in 1934?
  7. If he did indeed meet Philby only then, why did they so quickly agree to set up a news agency together?
  8. Why was news of Philby’s open collaboration with Smolka not received with alarm by MI5?
  9. Why did Smolka rise so quickly in government circles, leading to his recruitment by the Foreign Office, and eventually the O.B.E.?
  10. In what manner did Brendan Bracken become convinced of Smolka’s value?
  11. Why were the objections of the MI5 ignored, and why was Smolka’s case deemed ‘difficult’?
  12. Why were the suspicious of leakage from the MoI in 1940, described by Beaumont-Nesbit, ignored?
  13. Why did Rex Leeper, abetted by Vansittart and Peak, support him so actively, ignoring the fact that he surrounded himself with Germans and Austrians at his news agency?
  14. Was it really Moura Budberg who enabled Smolka to be recruited by the MoI?
  15. Why did Vivian of MI6 minimize his importance and influence?
  16. Why did Brooman-White of MI5 trust Philby’s opinion of Smolka in 1942?
  17. Who actually first made contact with Smolka in Vienna in 1948?
  18. Why did Smolka accept such a one-sided contract?
  19. Why did Arthur Martin give him such an inept interrogation in 1961?
  20. Why were the contradictions in his account not picked up?
  21. How did Smolka avoid the Czech show-trials?
  22. How, when he was apparently at death’s door, did Smolka manage to survive another twenty years?
  23. Why were suggestions made that Smolka’s visit to Czechoslovakia in 1948 might have been made on secret intelligence business?
  24. Why did MI5 think it might be able to persuade Smolka to ‘defect’ to the British?
  25. Why are so many of Smolka’s activities omitted from his PFs?
  26. When did MI6/MI5 become convinced that Smolka was a Soviet agent?
  27. Why do critics believe Philby’s claim that he recruited Smolka as an NKVD agent in 1939 as ABO?
  28. Why did Graham Greene and Elizabeth Montagu lie about the details of their itinerary in February 1948?
  29. Why did Greene travel to Prague after Vienna, when he was supposed to be in Rome?
  30. What was the role of George Kennedy Young (head of MI6 station in Vienna) at the time of the Greene-Smolka meetings?

(The relevance of several of these may not yet be apparent to the reader, as they derive from a close study of Smolka’s Personal File.)

I thus turn to a detailed analysis of the story of Smolka’s adventure with the United Kingdom, starting in 1930.

Chapter 1: 1930-1934 – Finding his Feet

Smolka’s Authorization by ‘Der Tag’

A significant fact about Smolka’s arrival at Dover on September 29, 1930 is that he was only twelve days beyond his eighteenth birthday. This was an early age for anyone to start engaging in nefarious activities. Yet his presence was quickly noted by MI5, who received a report in November that Smolka had arrived in Marseilles from Barcelona on August 18, that he had immediately been expelled by the French authorities, on August 20, for taking photographs at the port of Marseilles, and that he was suspected of being an Italian spy. Where he spent the intervening weeks is not clear, but he also came to the notice of the Metropolitan Police when his presence at a meeting of the ‘Friends of India’ society in Trafalgar Square was noticed on November 15. (An MI5 report states that that society ‘is described by I.P.I. as a Socialistic society composed mainly of Quaker cranks and Ghandi [sic, should be ‘Gandhi’] worshippers’.)

Smolka was actually interrogated after this event, and Scotland Yard informed B1b in MI5 of the outcome. Moreover, Smolka misleadingly admitted that he had been detained by the French police after attending a meeting. When the French authorities were consulted, they provided the true story, and added that Smolka had given his occupation as a journalist working for Die Zeitschrift der Neuen Jugend. Smolka produced evidence for the Metropolitan Police that he was attending a course at the London School of Economics, ‘taking a general course as a scholarship student of the Austrian government’. Whether the officials in Vienna knew or approved of their student’s wayward travel and offenses is not stated, but no indication is given that MI5 followed up with the Austrian Embassy to verify Smolka’s claims.

Nevertheless, MI5 increased its surveillance of Smolka, watching his movements, and also applying for a warrant to have his mail opened. They thus learned that he was keen on taking photographs of people in straitened circumstances, that he showed communist sympathies, and that his future bride, Lotty, wrote to him congratulating him on learning Russian. He was successful in getting some of his reports accepted by Austrian periodicals. MI5 also started keeping tabs on some of his friends and associates. His permit required him to leave the country within six months, so he departed from Dover for Ostend on March 25, 1931. MI5 knew from his recent correspondence that his destination was Vienna.

Smolka was away for a couple of years, arriving in Folkestone from Boulogne on May 6, 1933. He was accompanied by his wife, and stated that he was now a journalist for the Neue Freie Presse of Vienna. If Smolka had been recruited by the NKVD, early 1933 would have been the obvious time, as the organization was intensifying its infiltration of the Western democracies. Arnold Deutsch had received his training in Moscow in January. The Orlovs had returned to Vienna in March, and, after a short spell in prison, left for Prague and Berlin, and arrived in Geneva in September. In March, Rudolf Katz was sent by Moscow to join Willi Műnzenberg in Paris. He arrived in the UK soon afterwards. In April, Robert Kuczynski fled to Czechoslovakia, then to Geneva, and arrived in the UK at the end of the month. Edith Suschitzky was arrested in Vienna in May, and married Tudor-Hart in August, thereby gaining her British passport. That same month, Deutsch, back in Vienna, recruited the couple as STRELA. In July, Klaus Fuchs was dispatched from Germany to Paris. John Cairncross spent the summer in Vienna. Ignaty Reif was sent to Britain in August.

And it is now that the record starts to take a strange turn. On August 24, Smolka sent a letter to the Under-Secretary of State at the Home office, in which he referred to a recent conversation he had with a Mr. Hoare of that department. He requested that he and his wife be allowed to stay in the country further, given his new role as special correspondent for the Neue Frei Presse to the Worlds [sic] Economic Conference, indicating that they were economically self-sufficient. On September 6, a Mr E. N. Cooper replied to say that the Secretary of State would ‘raise no objection’ to the prolongment of the couple’s stay in the United Kingdom.

Was something being fixed behind the scenes? The statement that no objection would be raised strongly suggests that others might do so. And who was the Mr Hoare with whom Smolka had spoken? Could it be the future Home Secretary Samuel Hoare, who took up that office in 1937? Hoare clearly did not work for the Home Office at that time, since he was Secretary of State for India, but he spoke Russian, and had been a liaison officer inside MI6 to Russian Intelligence during World War I. John Gilmour, a Scottish Unionist, was the Home Secretary between 1932 and 1935, but does not appear to have achieved much of distinction: maybe he did not know exactly what was going on. Hoare himself was deeply involved with the Round Table conferences discussing India’s constitution that summer (a topic of great interest to Smolka, incidentally), and would not naturally have had reason to be distracted by the appeal of an Austrian émigré. Yet, given his questionable status, how Smolka arranged to have any personal discussion with any Hoare of influence, whether working in the Home Office or not, is something of a surprise.

MI5 appeared not to be disarmed by this recognition. On October 6, they requested the GPO to pass on all of Smolka’s correspondence for a fortnight (‘the usual list of letters’). There were only five letters during this period, but four came from Vienna (their contents were not filed). And immediately this fortnight was over, Smolka started to exploit his new status by some provocative travel. He left Folkestone for Boulogne on November 25, returning to Newhaven on December 12. A further batch of over twenty letters had been intercepted during this period, again mostly from Vienna – not all from the Neue Freie Presse. Thereafter the record turns eerily silent, with the next item constituting Smolka’s departure for Boulogne on August 1, and onward to Vienna, at which time the mail interception process resumes.

What do we know from other sources about Smolka’s movements during this time? Modin wrote that Philby met Smolka in Austria in 1934. Foges stated that Smolka worked with Litzy and Kim in the sewers. Drazin indicated that Smolka had met Philby in London in 1933, and that he returned to Vienna a year later. (That could refer to the August trip.) Drazin also claimed with confidence that Smolka presented Litzy to Philby. That could also not be precisely true: Philby arrived in Vienna in late summer, and he met Litzy soon afterwards. But Smolka, who returned to Britain a month before Philby was directed to go to work in Vienna as a courier, could have given Kim an introduction orally before the latter left. Shelden claimed (probably based on what Lotty Smolka told him) that Litzy introduced her future husband to Smolka, thus placing the encounter between mid-January and mid-February. Yet that sounds like a deception: since Litzy was Lotty’s best friend from their schooldays, it seems more probable that Smolka would have recommended that Philby stay with the Kollmanns when he advised him in the summer of 1933. The various testimonies to Smolka’s contribution to subterranean lore would nevertheless seem to show that he had indeed been active in the sewers.

One of two explanations seem possible to me: a) the accounts of Smolka’s work for the Viennese communists that spring of 1934 are pure fantasy; or b) the British authorities covered up the records of the travel of the Smolkas. The evidence in support of the former is flimsy, of ‘dog in the night-time’ character. No one outside the Smolka family appears to have recorded his presence and activity. Why did no one employed by MI6 (either officially or unofficially) notice Smolka’s presence in Vienna, especially since he was close to Litzy and Kim? Would he have attended the wedding? E. H. Cookridge, who was political editor of an unnamed morning newspaper, does not mention him. G. E. R. Gedye apparently did not notice him. The head of MI6 Station Thomas Kendrick apparently sent no report on him, and there were various English-men and -women floating around Vienna, for example Stephen Spender, Hugh and Dora Gaitskell, John Lehmann, Naomi Mitchison, Emma Cadbury, as well as the American Muriel Gardiner, none of whom appeared to detect or remark on his presence.

Yet, if the testimony of Montagu can be relied upon, Smolka drew upon his experiences to write some insightful short stories. And why would his wife and Foges draw attention to such escapades, except perhaps to elevate Smolka’s heroism? (The photographs of him suggest a fastidious character perhaps rather diffident about soiling himself in the sewers.) Yet several questions need answering. Why would the Neue Freie Presse, having just installed a new head in its London bureau, very soon after call him back to Vienna for several months? – unless it had been compliant in the whole endeavour, which is not out of the question. The major piece in the puzzle lies in the behaviour of the British authorities.

Peter Smolka in London (not dressed for the sewers)

Whether or not Smolka did spend some time in Vienna in the spring of 1934, his Personal File, with its utter lack of entries between December 1933 and August 1934 represents incriminating evidence either way. If Smolka (and his wife) did leave the country – and return to it – during that time, the port officials should have recorded the fact, and informed MI5. If they did so, the information was suppressed. And if the couple never left, one would expect conventional monitoring of them to have continued. But there is nothing. Why would MI5, having been surveilling Smolka closely, suddenly be so casual and uninterested in the activities of a known Communist who made frequent trips to the Continent? Moreover, when Smolka gave an account, in his naturalization request of 1938, of all his movements abroad, he omitted any reference to travel between December 1933 and August 1934, which would have constituted a signed perjurious statement if he had indeed visited Vienna.

Was Kendrick, in Vienna, told to turn a blind eye? He has been accused of negligence. In her biography of him, Spymaster, Helen Fry wrote that he overlooked ‘the majority of the prominent, potentially dangerous, communists in Vienna’, which group may have included Smolka. Her focus shifted, however, as she shifted to make the following controversial statement:

            It is, however, possible – though not yet definitely proven – that Philby went to Vienna in 1933 to penetrate the communist network for SIS and was, in fact, working for Kendrick.

I discussed these assertions a few months ago, in https://coldspur.com/kim-philby-always-working-for-sis/, and explained why I thought that hypothesis unlikely. Yet I pointed out that the earlier 2014 version of the book contained an even more shocking claim, made to Fry by a source who wished to remain anonymous, that Philby had ‘always been working for us [i.e. MI6]’. The person told her that it would ‘destroy the book if you say so openly’. Fry did as much, however, by quoting him, and then decided to remove this provocative assertion from the sanitized edition. My conclusion was that she had indeed been nobbled.

Of course her informant may have been a relic who had had ‘intelligence’ passed on to him from the ‘robber barons’ of MI6 who believed that Philby was innocent, and claimed that he had been manipulated by MI6 to pass on misinformation to the Russians. Yet it was a bit ridiculous to assert, as late as 2014, decades after Philby’s escape, confessional memoir, and death, that he had always been a loyal servant of MI6. After all, what did the informant know of 1933? What did ‘always’ mean? Thus the warning may simply have been a traditional smokescreen by current MI6 officers to cause as much confusion as possible. After all, if there was anyone who ‘had always been working’ for the KGB or any of its predecessor structures, it was Kim Philby.

Moreover, there are important issues of tradecraft to be considered. If Philby, as E. H. Cookridge reported, told him that he had close contacts with the Soviet Consul, Ivan Vorobyev, and Vladimir Alexeievich Antonov-Ovseyenko, later to be revealed as an OGPU officer, it was remarkably stupid of the Englishman. It caused a breach between him, on the one hand, and Cookridge and his anti-communist friends on the other: Philby must have misjudged his colleague’s probable reaction. Thus, if MI6 had in reality tried to exploit Philby’s presence in subversive circles to infiltrate the Communist organization in Vienna, Hendrick must have firmly believed a) that Philby was naturally loyal to the British democratic cause, and to MI6; and b) that the Communists could not possibly have any inkling that Philby was working secretly for British Intelligence. If, as seems clear, Philby did spill the beans, he had been remarkably poorly briefed. Indeed, Cookridge assumed that Philby had been compromised by the summer of 1934, and had to leave Vienna in a hurry [in fact in April]. It was more likely that MI6, if it had put out feelers to Philby, suspected that their game may have been rumbled. If the OGPU had smelled a rat, Philby would have been permanently discarded – unless he had been able to convince his contacts at the Consulate that he was in fact loyal to them, and that he was cleverly manipulating Britain’s Secret Intelligence Service. That would suggest, of course, that he had already been recruited by the Soviets.

All this makes the release of information on the Philby wedding to the Austrian Press even more poignant and dramatic. The item (see below) was published in the Illustrierte Kronen Zeitung on May 25, 1934. I extract, highlight, and translate or paraphrase the more significant portions of it. (Readers should recall that Philby had been married to Litzy on February 24, 1934, and the pair had left Vienna on April 28.) The headline reads: ‘A Viennese woman marries into the court of Ibn Saud’, which must have come as a rather startling revelation to those who knew the young leftist firebrand. Litzy was already an agent of the OGPU, was under strict police surveillance, and had probably been set up as part of a honeytrap to capture the young Briton, which makes the following story even more absurd.

Report on Philby Marriage: ‘Illustrierte Kronen Zeitung’, May 26, 1934

The column, having introduced Litzy Kollman [sic] as a student, mentions her marriage to ‘Mr H. K. Philby’, who is identified solely by virtue of his father, a two-decade-long advisor to the King of Hejaz, who had enjoyed such great influence with the King that he was frequently dubbed ‘the secret Chancellor of Ibn Saud’. This was not strictly true. Ibn Saud was the King of Saudi Arabia, and he had annexed the kingdom of Hejaz a couple of years beforehand. No matter. The writer then attempts to set up Litzy as a dedicated scholar with ambitions of becoming a legal expert with the practice of Dr. Joseph Zitter. According to the report, she then encountered Philby in her circle of student-colleagues, ‘a young, elegant Englishman, who, after Eton and Cambridge, and after the obligatory world tour, had come to Vienna to attend the world-famous College of Diplomacy’. Who provided the writer with this nonsense is not clear.

Naturally, the couple fell in love, and the young Viennese treasure is reported to be no longer in her home city. “She is already installed in the lordly mansion of the Philbys, where her husband prepares himself for entry to Great Britain’s diplomatic service”. The writer continues: “Inspired, and still amazed by her fresh good fortune, Lizzy Philby writes to her friends in Vienna of the fairy-tale luxury that surrounds her [no flea-bitten pad in Hampstead, then, under the eye of a sternly disapproving mother-in-law], and also of the long journey that awaits her: H. K. Philby, her husband, is shortly to be transferred ‘with special disposition’ to the court of Ibn Saud.” The column then switches to a long explanation of the history of the region, and of Philby Senior’s role since the end of World War I.

Harry St. J. Philby is described as being ‘a good son of Great Britain and a good friend of Ibn Saud’, but in reality Philby worked mostly against British interests. He opposed the Balfour Declaration, and he worked behind Britain’s back in seeking out agreements on oil concessions with the USA, and even with Spain and Nazi Germany. There are veiled references to Nazi affinities: Philby père is quoted as writing that he considered Ibn Saud ‘the outstanding Arab “Fűhrer” and ‘founder of the incipient Arab “Reich”’ – all very deliberate and weighty words. Readers of the column are advised to watch developments in this sphere closely. “They should expect to hear a lot more about the Arab conqueror Ibn Saud, and, according to past events Philby will surely loom in the background, but not to one side.”

And how does this scenario affect our young, happy couple? The conclusion is muddled, and sentimental. “The petite Viennese Lizzy Kollmann, now Mrs. Philby, will soon reside at the court of the Arab ruler. Whatever the British Foreign Office may demand, and however Arab interests may interfere with Lizzy Philby’s private life – some time during the next year she will return to Vienna: H. St. J. Philby [sic: should be ‘H.K.’] has promised that to his mother-in-law, Mrs Kollmann. And H. St. Philby, the secret Chancellor of Hejaz, has confirmed it.”

How the British Embassy thought it could get away with this charade is unbelievable. After all, there were several Britons still around in Vienna who knew enough about the real life of Litzy and Kim – including the fact that she was not a Kollman at the time of her marriage, and that the innocent young student had already married and divorced one Karl Friedmann. In Treason in the Blood, Anthony Cave Brown wrote of the marriage: “All who were interested heard about it and gossiped about it, and the British community in Vienna was astonished.”  It seems that Kendrick must have been under pressure to show that the British authorities had no knowledge of any subversive activities on the part of Kim, and that he needed to present him as a true cion of his right-wing father. It was trying to send a subtle message to the Soviet Consulate. Yet the column is an extraordinarily clumsy creation. Why did they think the Soviets would be taken in? And why was everyone silent over this disinformation? The visitors from the UK surely must have read it. For example, it is not clear how long Cookridge stayed in Vienna (he was later incarcerated in Dachau and Buchenwald by the Gestapo), but he made no mention of it in The Third Man.

All this sub-plot about the Philby wedding leads back to Smolka, if indeed he were still around. If so, he must surely have read the piece, and he would have enjoyed discussing it with his handlers at the Soviet Consulate. Maybe he even had a hand in composing it, with his journalistic skills, and love of intrigue. For one has to start asking the very searching question that this pattern of activity provokes. Did MI6 believe that they had a similar influence over Smolka at this time as they did over Philby? Had they made overtures to him, back in England in 1933, with the idea that he might become an informer for them in the Communist camp? And did they then start to dangle his pal Philby in a similar manner when they discovered what he was up to with Litzy? And had that part of the plot even been dreamed up in London?

I shall return to that controversial conjecture next month, and here tidy up the loose ends of 1934. In any case, Arnold Deutsch left Vienna for London in May, quickly on the heels of the newlyweds (some write that he left before them). If we are to believe Philby’s account of the events that followed, the spy was recruited after some furtive meetings with Deutsch, arranged through the intermediary Edith Tudor-Hart. Yet that schemery was not necessary: it is much more likely that Deutsch was dispatched to verify the determination and loyalty of the OGPU’s new recruit after the rumours in Vienna.  Moreover, Philby’s timetable is impossible: if he left Vienna on April 28, and travelled via Prague and Paris by motorcycle (as Cookridge recorded), he would not have been able to attend the May Day parade in Camden (as Philby later claimed).

An alternative scenario, as described briefly in the later chapters of memoir by Philby (published in The Private Life of Kim Philby) suggests that he and Litzy travelled by train, via Berlin and Paris.

Meanwhile, what were the Smolkas doing during the summer, how did they survive, and when did they return to the UK? No record appears to exist. Maybe he was being maintained safely by his Soviet protectors until they gained verification that his comrade from the sewers was reliable, and that it was safe for him to return to the United Kingdom. The owners of the Neue Frei Presse were presumably still complaisant. And then Smolka returned to Vienna in early August, 1934. Perhaps his task was to inform his bosses, in person, that the ring was safe, to confirm that Philby was reliable, and had been formally recruited by Deutsch. For the Comintern wheels were in motion again.

The very same day that he returned, on September 4, Litzy left England for France, and then Spain. Orlov left Vienna for Paris, then London, in mid-September, and his family joined him soon afterwards. Guy Burgess (who had written to Isaiah Berlin in May, informing him that Philby had just returned from ‘fighting in Vienna’) wrote to Berlin early in September to let him know that Philby was staying with him. The PEACH files even inform us that Litzy returned to Vienna, for one month, on September 21 – a dangerous exploit had she not been protected by her British passport. In October, Edith Tudor-Hart recruited Arthur Wynn at Oxford, and Philby was instructed to introduce Donald Maclean to Ignaty Reif. On November 7, the MASK traffic reported that MARY (Litzy) had arrived back safely in London.

MI5 did not appear unduly surprised or excited about Smolka’s re-appearance, as if it were completely routine for a communist under surveillance to have taken another trip to a highly volatile city. One might expect urgent confabulations with MI6 to have taken place: if they did, nothing has survived in MI5 files. A week after Smolka’s return, ‘Tar’ Robertson requested of the G.P.O. a ‘return’ of all correspondence addressed to him, such intervention to last for a fortnight. This is an unusual formulation: a warrant for inspection of a suspect’s mail conventionally ran as follows: “I hereby authorize and request you to detain, open and produce for my inspection all postal packets and telegrams addressed to  . . .”. Similar requests had been made in October and November 1933: it seems that a list of all correspondence, with senders identified only if they appeared on the envelope, was the result. Vienna again features strongly, and there is an intriguing letter arriving on September 17 from Guetan in Spain, against which someone has scribbled a half-obscured note mentioning ‘Lizy’. In any case, Robertson was interested enough to request the Home Office file (638153) on Smolka, which contained his Alien record, and the correspondence with the Home Office from November 1933.

Jasper Harker then picked up the baton, writing to Sir Arthur Willert at the Foreign Office for a list of all accredited representatives of the Neue Frei Presse. Willert was under the impression that Smolka, the chief representative of the publication, had been chief for some years, and had just announced that he had hired an assistant, Dr. Robert Ehrenzweig. In a handwritten note, Willert added that Smolka is ‘rather a bore, but decent’, and had an office at the Times premises on Printing House Square. No obvious action results from this inquiry.

As all this busy re-energizing of networks was taking place, and MI5 rather laboriously started paying attention to Smolka again, he then took what might have appeared to be an unnecessarily bold step. Writing as London Editor of the Neue Freie Presse, on notepaper listing its address as Printing House Square, on November 15 he alerted the Undersecretary of State at the Home Office to his intention to form the London Continental News Ltd., along with his British colleague Mr. H. A. R. Philby. He hopes that the Home Office will not raise any objections, and adds in a handwritten addendum: “I have at the same time informed the Press Department of the Foreign Office on this matter.”

While it may seem a little premature for Smolka to have informed the Foreign Office before he had gained permission from the Home Office, this seems a remarkably flamboyant way of drawing attention to his association with Philby. Was it really necessary? The formal response is not included in the file, but extracts from the Home Office papers indicate that a letter was sent to him on January 3, 1935, stating that the Office had no objections, and Harker concurred with that decision.

As so often occurs with these sagas concerning British Intelligence and Communist agents and spies (Ursula Kuczynski, Tudor-Hart, Litzy and Kim Philby, Smolka), one has to pose the challenging questions: Why was the OGPU/NKVD/KGB so brazen in the gestures it threw out? And why were MI5 and MI6 so sluggish and inattentive in their response? It was surely unnecessary for Smolka to draw the attention of the British authorities to his close association with someone who had been watched contributing to leftist subversion in Vienna. One can only assume that he did it as an act of bravado, to prove to himself (and maybe his bosses) that he and Philby were both considered harmless.

As for MI5, who clearly maintained an active file on Philby, the passivity over this letter from Smolka, however superficially uncontroversial, is astounding. The letter was not weeded out at the time. Either someone who had no idea who Philby was (despite the recognition that he had been allocated a PF) added it to the file in innocence, and no senior officer checked what was happening. Alternatively, someone in authority decided that this was all above board, and gave no cause for concern. And why did the document not ring alarm-bells when it was discovered in the late 1940s (as it surely must have been), when Philby began to fall under suspicion? Yet, even in 2015, no one deemed that the publication of the letter was damaging, and that the lack of activity thereafter might prompt some awkward questions.

I offer another explanation for the remarkable number of hints about Philby’s misdemeanours to be found in the archive. MI5 officers were dismayed by the conduct of their ex-chief, Dick White, when he was transferred to lead the rival organization, MI6, and later shown to have been taken in by Anthony Blunt during the war. White then compounded his guilt by allowing Philby to flee unpunished, and then by initiating a damaging search within MI5 for the fictitious ‘agent ELLI’, bringing Hollis, Mitchell, McBarnet and others under suspicion. A generous sprinkling of notes incriminating Philby, and thus embarrassing MI6, was made across various files, awaiting someone in posterity to integrate them into a coherent story, and thereby clear MI5 of any further betrayal.

The last observation I make at this juncture is that another familiar pattern shows itself – the fact that senior officers in MI5 (and probably MI6) made decisions of highly strategic import that they did not confide to their underlings. Thus we encounter the familiar phenomenon of organizational dissonance: a story of eager young officers asking searching questions, but being discouraged when their managers try to diminish the significance of their inquiries, and attribute the suspicious signals to misunderstanding or some kind of prejudice.

Conclusion

This investigation has perhaps been the most challenging that I have ever set myself. The source material is cluttered with lies, deceptions, omissions and evasions. Yet behind it all there must be a narrative that makes sense. There always is. All the actors must have believed that each step that they undertook was either furthering their career (or perhaps preventing it from coming to a grisly end), contributing to the success of the agency for which they worked, or even helping the cause of the nation or movement to which they were ultimately committed. Their priorities were normally in that order. Yet I do not believe that any documents are suddenly going to come to light that will undeniably and permanently clear matters up.

Those readers who have been following my posts over the past few years will probably be able to guess where this line of research is leading. Next month I shall present my analysis of the final five chapters of the Smolka story. In the meantime, however, I appeal to you to get in touch with me – on errors of fact, on mistakes of logic or interpretation, on overlooked source material, on misunderstood procedures. I need all the help that I can get.

(New Commonplace entries can be seen here.)

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A Wintry Miscellany

A Memorial : The Shooting of Protestors at a Soviet Prison Camp in December 1923

In Memoriam: On December 19, 1923, six prisoners were shot at the Savvatievsky monastery compound, which was located on an island in the White Sea and had been converted by the Cheka into a camp for political prisoners. The four men and two women, from ages 23 to 37, had staged an open protest about living conditions at the camp, and either perished on the spot, or died soon after from their wounds. The remembrance of this event is especially poignant since Memorial, the Russian organization that has striven to keep alive records of the crimes of Lenin and Stalin, such as this, has been shut down by President Putin.

While I wish all coldspur readers the compliments of the season, I warn them that this bulletin does contain some cheerless, even curmudgeonly, observations.

Contents:

  1. Personal Files at Kew
  2. Was Kim Philby a Bigamist?
  3. Hannah Coler’s ‘Cambridge 5’
  4. The Rejuvenation of Dick Ellis
  5. The Book Review Magazines
  6. Research Agenda
  7. ‘The Airmen Who Died Twice’
  8. ‘This I Cannot Forget’
  9. J. B. Priestley’s ‘English Journey’
  10. The coldspur Archive
  11. Mental Health
  12. Coffeehouse Talk

***********************************************************

  1. Personal Files at Kew

The Personal Files (PFs) maintained by MI5 represent a rich but often enigmatic resource. They are sometimes converted into a new series of identities in the KV/2 class, KV being the Reference for the Security Service (MI5). Thus most descriptors of individual KV/2 units will declare the number of the PF from which its content is assembled. Yet many PFs have not been released: there exists no master list of such files, but some of their identities can be easily detected since they appear as unredacted annotations made on the pages of many released files. Furthermore, the system used for PFs appears to have allocated numbers in sequential order, with the result that the approximate date of the creation of ‘ghost’ PFs can be quite readily determined.

For example, coldspur readers will by now be familiar with the PF number allocated to Litzy Philby, 68261, since handwritten inscriptions made on items in the Tudor-Hart files (and in others) request that a copy of certain items (letters, memoranda, etc.) be placed in her file – which she may well have shared with her husband. Thus a stab could be made at establishing when her file was opened by studying the dates of released files of PFs holding numbers close to hers. In fact I have started to create a spreadsheet in which I record the PF numbers and their corresponding KV/2 identities, and if a PF has not been released, I enter it in sequence with a reference to the KV in which it appears. I thus have codes for a) unreleased, b) released but undigitized, and c) released and digitized entries, and, if possible, a date on which the file was created. (Undigitized files have to be inspected on site, or, since I have not travelled to Kew for several years, to be photographed professionally by my London-based researcher.)

I have found anomalies. For instance, it appears that a bevy of PFs was created after the disappearance of Burgess and Maclean, with numbers allocated, as the investigation gathered steam, to suspected associates as well as the escapees themselves, such as Philby (PEACH), Blunt (masked as BLUNDEN because of his wartime employment by MI5), and Goronwy Rees (who had volunteered vital information soon afterwards). Yet the suggestion that the collection of material was initiated at this time (May-June 1951) is belied by the fact that the released file on Rees (for instance) contains material that derives from the 1930s. A reference to Philby’s file (PF 604502), dated November 1946, can be seen in the file of the Sicherheitsdienst officer Protze (KV 2/1741). That would suggest that pre-existing PFs on some of these characters had been maintained for some years, but that they were suppressed, for reasons of ‘security’, and that the appearance of a completely fresh inquiry was promoted by the creation of ‘new’ files that may have incorporated older material, and may even have been in existence for a while.

Thus a large number of identifiable but unavailable files exist (unless some of them have been destroyed). Why have they not been released? It could be that the authorities are embarrassed – by the unnecessary surveillance of persons who were of no danger whatsoever, or by the ineffective observations of individuals who were clearly guilty of subversive or treasonable activity. Sometimes specious reasons about protecting family members are given. (I have recently started a project to list all the archival material related to Guy Burgess that appears in the National Archives Directory, consisting of two or three hundred discrete items, mostly in the Foreign and Colonial Office records. It is a shocking story – with many items permanently retained, and many closed but due for opening in the next few decades, including some not to be released until January 2073 (!) – that I shall report on fully in a future coldspur bulletin.)

I have a very pragmatic and inquisitive approach to interpreting all this. One of my on-line colleagues (who has a background with British intelligence) claims that he knows how the system works, and that any anomaly he finds in the records is due to mistakes made by officers, or by the custodians of the Registry. You might call his methodology an a priori interpretation. Since I have no preconceived notions of how the system was designed and implemented, I am a little more sceptical. I tend to regard all manifestations as features of the system, supplemented by possible attempts to cover tracks. You could call my approach an a posteriori one.

One of the anomalies is the fact that certain individuals were given separate classifications, under the KV/6 reference instead of KV/2, representing so-called ‘List’ files. An example is Georg Honigmann (KV 6/113 & 114), whose source is given as L169/65. The Kew Catalogue describes this category rather obliquely and circuitously in the following terms: ‘relating to investigations carried out on related individuals or organisations (for example, investigations into SOE personnel forming part of the SOE ‘list’)’. That is not very helpful. In what way, for instance, would Honigmann have been considered part of a ‘list’ when he arrived in the UK in 1931? I am looking out for other persons of interest in the KV/6 series in an attempt to derive a pattern, and have already collected a small but interesting set.

My study has been complemented by the inspection of some archival material concerning the Registry itself, namely KV 4/21: ‘Report on the Operations of the Registry During the War 1939-1945’. DDO (‘R.H.’, namely Reginald Horrocks) started by describing the state of the Registry in June 1940, when ‘the organization of the service had all but broken down’. The Registry had been allowed to lapse ‘into a most lamentable position’. It seemed that inertia had encouraged information to be gathered in ‘subject’ files, which made extraction of intelligence on individuals particularly difficult. He summarized the problem as follows:

            The basic system of filing was inefficient and inelastic. While a diminishing number of individual files were made the records of those individuals on which interest centred (Aliens, Right and Left Wingers) were filed on a subject basis (i.e. Communists in Northumberland). [‘Seriously?’ – coldspur] The effect was, that to obtain complete information regarding an individual several files were needed, many of which were required by other Offices for other individuals. So few obtained the files they needed and Officers’ rooms were stacked with unanswered correspondence and with files all awaiting other files which could not be obtained. Personal files were classified in series, this being a quite unnecessary complication in the process of file making.

Happily, this mess was rapidly cleaned up, and new systems were introduced. Unfortunately, a bombing raid in September 1940 destroyed some of the records of the new Central Index, but its reconstruction was completed by June 1941. According to Jack Curry, this extended period of turmoil, which severely affected morale, was brought to an end only when Petrie approved Horrocks’s scheme. The former chaos, however, may help to explain why searches were often unsuccessful when they should have uncovered incriminating material. Whether the ‘subject’ files corresponded in some way to ‘List’ files is not clear however. The Kew rubric on ‘Lists’ refers, for example, to SOE, which was not created until this exercise was under way. The fact that Georg Honigmann remained in a ‘List’ file, and was never granted a Personal File, may indicate that he was of no particular interest. On the other hand, an alarming note in the report states that ‘In 1940 a number of the old files of no current interest were destroyed’. [How did they know the files contained nothing of interest?] Perhaps the survival of Honigmann’s file is a lucky accident.

Lastly (for the time being, anyway) I refer to one critical file revealed by this practice. In a recent post (https://coldspur.com/kim-philby-always-working-for-sis/ ) I expressed my incredulity that, if a file had been opened on John Lehmann when he travelled to Vienna as an obvious left-winger, one would not have been opened on Kim Philby. Lehmann’ s PF number is 41490, and the first entry in it is dated October 1, 1932. In fact, MI5 picked him up after he was mentioned in a letter by Gerald Hamilton, a few months before he went to Austria. The highly dubious Peter Smolka (later to be named Smollett) had a file opened on him when he arrived in the UK in November 1930. Its number is 39680. And when Smolka asked the Home Office to allow him to set up the Intercontinental News Agency with his colleague H. A. R. Philby, in November 1934, a handwritten note on the letter (visible at ser. 62a in KV/2 4167) indicates that the aforementioned Philby has a PF numbered 40408. That would appear to show that a file on Philby was probably started during 1931, when he was up at Cambridge . . .  I wonder what happened to it.

Smolka’s Letter of November 15, 1934

2. Was Kim Philby a Bigamist?

There once was a person from Lyme

Who married three wives at a time.

            When asked: ‘Why a third?’,

            He said: ‘One’s absurd,

And bigamy, sir, is a crime.’

(attributed to William Cosmo Monkhouse)

A brief synopsis of the saga of Kim Philby’s ‘divorce’, as conventionally represented, runs as follows: He failed to divorce Litzi when they drifted apart, even when he started cohabiting with Aileen Furse in 1940, and had children with her. In August 1946, he reputedly woke up to the idea that he should legitimize his relationship with Aileen, and confessed the existence of his marriage with Litzy to his former boss at MI6, Valentine Vivian. He subsequently contacted Litzy (who had left England by then), and gained her agreement to a divorce, which was finalized in Paris (or maybe Vienna) in early September. He married Aileen on September 25. Litzy was then free to marry Georg Honigmann, which, by most accounts – including the memoirs by their daughter-to-be, Barbara – took place later that year, or in early 1947. Yet records maintained by Barbara Honigmann’s extended family on the genealogical website, Geni, indicate that Litzy and Georg were ‘partners’, not ‘spouses’. Litzy’s Wikipedia entry states merely that she lived with Honigmann, with no mention of marriage. In his biography of Stewart Menzies, ‘C’, Anthony Cave-Brown wrote that Kim married Aileen bigamously, without offering evidence either way, or even investigating why, if he was correct, the events were not pursued by the authorities.

One of the most astonishing aspects of this case is the lack of curiosity on the part of those writers who have blandly accepted Philby’s account of the ‘divorce’, without any tangible evidence, and who have ignored the absurdities of the arrangements by which he gained his decree – which would presumably have been an essential piece of evidence for his marriage to Aileen. (Otherwise why did he bother? He had already lied to a colleague in MI6 that Litzy had been his ‘first wife’.) I have thus been drawn into the dark web of Geni, in an attempt to pin down the evidence that Georg and Litzy were only ‘partners’, not husband and wife. Of course, in principle, based on hearsay and memoirs, it is far easier to suggest that the couple were legally married than they were not, especially as the Berlin marriage records will not be released until eighty years after the event, thus in 2026 (or 2027), and the ‘fact’ of Kim’s marriage to Aileen would strongly suggest that he was a single man again at the time. When we can inspect those records, the matter should be settled one way or the other.

Geni is not wholly satisfactory. The data is maintained by a string of semi-anonymous characters, who apparently do not have to show their accreditation when they maintain genealogical information, are not required to identify sources, and all too often rely on Wikipedia for relevant ‘facts’. They offer email addresses, but often fall into desuetude, and do not respond to inquiries. Yet some valuable details can emerge. While I have not been able to get a response from the person responsible for the information concerning Barbara and her parents’ partnership, I have succeeded in exchanging messages with some genealogists and serious amateurs who have given me some important leads. As for Barbara herself, she is reported to dislike any ‘prying’ into her life, which I thought was a bit rich. After all, if you are going to try to draw in the public by writing very personal memoirs (Ein Kapitel aus meinem Leben, about her mother, and Georg, about her father) that contain multiple untruths and contradictions, you can hardly expect the intellectually curious to turn off their inquiries when matters become a little sensitive. It reminds me of Peter Cook, and his pastiche on Greta Garbo (‘Emma Bargo’), who goes around with a megaphone declaring ‘I Vant to be Alone!’. [see https://www.youtube.com/watch?v=qGVcgZkMxWk]

Peter Cook as Emma Bargo

I have discovered some important facts. When I wrote about Georg’s cousins in last month’s posting, I assumed that Andreas and Johannes were the children of Georg’s brother Heinrich. But Heinrich died in World War I, unmarried, before the boys were born (and Barbara understated their ages, for some reason). On reinspecting Barbara’s text, I noticed that she had described Andreas as ‘ein Cousin zweiten Grades’, which can mean either ‘second cousin’, or ‘first cousin once removed’. The latter relationship turns out to be the correct one: Andreas and Johannes were Schuelers, the grand-children of Georg Senior’s (Georg’s father’s) sister Elise. Elise married Baruch Spitz, and their daughter, Hedwig, married Alfred Schueler. They had the two sons. Hedwig was thus Georg Junior’s first cousin. I also learned that Barbara Honigmann has two (unidentified) siblings, by all accounts also the children of Litzy and Georg, although the displayed genealogical information is very confusing. Barbara’s husband (Oppermann) is recorded on Wikipedia as having taken Barbara’s surname as his own, but one of her siblings also married an Oppermann while assuming the Honigmann surname. In contradiction of this intelligence, Barbara declared in her memoir that she was an only child – and she surely was the expert in this matter. I am not sure what is going on here.

When I tried to contact the primary author (Decker) of the posting about the ‘partnership’, however, I was thwarted, and received no response. On the other hand, I did manage to initiate an email exchange with two other members of the extended Honigmann clan, who were able to supply comprehensive details of the family tree (excluding living members, apart from Barbara). From open information, however, I was able to identify a great-nephew of Barbara, one Leon Rieding, who is apparently in agreement with Mr. Decker’s posting. I attempted to get in touch with him through a surrogate to determine whence comes his intelligence, but he was one of those shadowy figures who do not respond to emails.

And then I returned to Barbara’s memoir Ein Kapitel aus meinem Leben (A Chapter from My Life), and discovered some startling disclosures. She writes of her mother: “In marrying my father in Berlin, she evidently completely blocked out her second marriage with Philby, being content to produce the divorce decree from her first marriage. The requirement to produce a certificate of capacity to marry was certainly fulfilled in a formal fashion, but it was bogus.” She also reveals an extraordinary ‘admission’ from her mother, who told her: “It was in 1942, I think, that I divorced Kim, or perhaps in 1944 or 1945, unless it was in 1946. I have forgotten what year it was that we saw each other for the last time.” Barbara is stupefied that her mother cannot recall the date of her divorce: Litzy is clearly trying to cover up in some confusion, but all that she can add is that she cannot even recall the date when she divorced Georg, as if she suffered from amnesia in this department.

Later, Litzy tells her daughter that she left the UK for Paris ‘in the spring of 1946’ – definitely untrue – and made her way to Berlin. Yet she had to take a detour via Prague, where she met up with her schoolfriend Lotte, the wife of Smolka, before taking the train to Dresden. At no stage of this explanation does she make any reference to her divorce from Kim, in contrast to her husband’s very dramatic, though detail-free, narrative. It is quite incredible that she could have failed to recall such life-defining events if she had indeed managed to gain the divorce decree in Paris or Prague, and she tries on the pretense that the legal separation had taken place some time before.

Of course, the obvious place to gain their divorce would have been the city where they married – Vienna. Borovik, in The Philby Files, claimed that Kim saw Litzy in Vienna. And indeed, Kim has been recorded as making a secret visit there ‘after the war’. The infamous Note 19 in Chapter 1 of Gordon Corera’s Art of Betrayal cites the tape by Bruce Lockhart making a reference to Kim’s presence there, an item ‘since  . . . withdrawn from the Imperial War Museum’. Yet Litzy made no mention of visiting Vienna, and the records discovered by British Military Intelligence in January 1952 (where they astonishingly refer to Litzy’s marriage to ‘Harold Adrian Russel’ on February 24, 1934) show no recognition of their subsequent divorce, and no knowledge of the couple since they left for England on April 28. If the divorce had been made official there, presumably MI6, as well as Kim and Litzy, would have found it useful to provide evidence.

These claims to Barbara about her divorce and subsequent ‘marriage’ to Georg are thus highly provocative. It would appear that Litzy maintained the fiction that her marriage to Honigmann took place, despite the frauds committed. Otherwise why would Barbara reveal such an unlikely tale? And why (and when) did Litzy confide this truth to her daughter? (I cannot believe that Georg was unaware of the lapse.) Thus we then have to consider the scenarios:

1) The authorities were convinced by the evidence, and approved the marriage, while Litzy and Georg were complicit in a bigamous arrangement, about which no one else knew until Barbara dropped her clumsy hints. Presumably Litzy would have had to show an ID at the ceremony, and her current British passport would have declared her to be a ‘Philby’: the methods of the East Berlin authorities are unknown by me.  (How concerned they were about such bourgeois considerations is another matter, I suppose. If MI6 could prevail on a London registry office to connive at a bigamous marriage, I am sure that the KGB could do the same.) In that case, if a marriage was formalized, a ‘divorce’ could have been accepted in 1953, or whenever it was, but the deception would endure through George’s further two marriages.

2) The marriage was not allowed (or even attempted), and Georg and Litzy were indeed just ‘partners’ (as Mr. Decker indicates), but they were not punished for any attempted deception, since the KGB was partly responsible for the predicament they were in. Barbara was consequently misled. Thus, when the affair fell apart, Georg was free to re-marry, but Litzy was not. And that might explain her later very sentimental reflections on Kim, and her resistance to joining in matrimony with any of her several admirers, since she was still Kim’s legal wife.

I favour the second interpretation. The evidence I have assembled (the claims from Cave-Brown, the very improbable logistics, Litzy’s vagueness and selective amnesia over some of the major events in her life and her later nostalgia for Kim, the bold assertions on the Geni family tree,  the nervousness in the Home Office and MI5 about Litzy’s possible return to the UK, and the Home Office’s apparent determination to keep the Honigmann file closed) suggests to me that the divorce never took place. And that has monumental implications for the Philby and Honigmann families.

Lastly, I reproduce an astonishing article (tracked down by one of my collaborators through the Geni link) from the Vienna press of May 1934, filled with untruths about the circumstances of Kim’s sojourn in Vienna, and obviously placed by MI6 in an attempt to distance Kim and Litzy from their communist actions, and present them as closely tied to Kim’s father, the fascist, Hitler sympathizer and Arabist Harry St. John Philby, while emphasizing Kim’s ‘aristocratic’ background. This is a story with enormous implications that I shall return to next month.

Report on Philby Marriage: ‘Illustrierte Kronen Zeitung’, May 24, 1934

3. Hannah Coler’s ‘Cambridge 5’

Some coldspur readers may recall my distant and short-lived contact with the prickly and elusive historian Jonathan Haslam, and his subsequent disinclination to respond to my written letter during my investigations into ‘Gibby’s Spy’. I have discovered that he is now the partner of the German historian Karina Urbach, whose book Go-Betweens for Hitler I had enjoyed several years ago. I even exchanged emails with her afterwards (in 2014 and 2017), and have been able to retrieve from my personal computer archives our very positive conversations about the Hohenlohes, and my researches on Churchill, Halifax and Burgess. Urbach is definitely a class act. She and Haslam co-edited a book titled Secret Intelligence in the European States System, 1918-1989 that, I must confess, I have not yet read.

‘Cambridge 5’

Somehow I discovered that Urbach had written a novel, in German, bearing the title Cambridge 5: Zeit fűr Verräter (‘Time for Traitors’), but appearing under the pseudonym ‘Hannah Coler’. The topic was clear: I had to read it. The book arrived, and I retrieved my 1968 German skills to work on it. Only when I was three-quarters of the way through its 400-odd pages did I learn – after inspecting Urbach’s Wikipedia page – that what appeared to be an English translation had been prepared and published! A search on amazon (not on ‘Coler’, but on ‘Urbach’) had come up with the rather mysterious title The Cambridge Five: A Captivating Guide to the Russian Spies in Britain Who Passed on Information to the Soviet Union During World War II, with the author’s name rather bizarrely offered as ‘Captivating History’. (I do not see how the ‘Urbach’ in the Search found its target.)

I am sure, however, that this is not the novel, but simply a potted guide, maybe based on the imaginary thesis on Philby written by Wera, one of the characters in the book. Large chunks of her work are ‘extracted’ in the book’s pages. I am not going to acquire the English book to prove my hypothesis. I am not sure why this enterprise was thought worthwhile: indeed the German texts presented could act as an informative guide to German readers who know no English, and have thus not been exposed to the wealth of books about the Five, but another publication in English about Philby would appear to have little new to offer.

But back to the novel. It really was quite enjoyable, mainly because Ms. Urbach is obviously very familiar with Cambridge, and the English scene in general, and writes with flair, humour, and a wry affection for the personalities and pretensions of those figures who coloured media and academic life in the early 2010s. The plot revolves around three generations of students: the Cambridge 5, their leftist successors, engaging in protests in the 1970s, and three doctoral students in 2014, working on their theses under one of the previous activists, the womanizer Professor Hunt. Hunt becomes involved in a murder mystery, since one of his former colleagues (and the father of one of the trio of doctoral candidates) is found stabbed to death in Hunt’s rooms at New College. Thus echoes of 1930s revolt, attachment to causes, recruitment by the Russians, betrayal and revenge reverberate across the three generations.

The main thread of the book is the idea that Wera, the German student (whose name echoes that of Urbach’s mother: the author also explains in a postscript that her elderly father had worked as an agent for the CIA) has selected as her thesis a detailed analysis of Kim Philby, and occupies the rooms at Trinity College that were once Philby’s. The novel is interspersed with chapters of her findings as they evolve, and as they are presented to her supervisor, Professor Hunt. She exploits the Mitrokhin Archive (with the help of a Russian girl called Polina), and is presented as revealing hitherto unknown ‘facts’ about Philby. This was, for me, the weakest part of the book, although I can imagine that German readers would be fascinated. The texts of the thesis are unannotated, and thus lack sources, and the ability of Wera to comprehend the multiple cultural and social aspects of the 1930s milieu is unexplained.

The sources for Urbach’s findings about Philby and his traitorous colleagues would appear to consist of the writings of Macintyre, Knightley, Modin, and Philby himself, as well as the usual suspects of background literature (e.g. Andrew, Costello, West, and her partner Haslam). She does also list Barbara Honigmann, but there appear no breakthrough insights. She lists nothing from the National Archives in her Sources, which is astonishing. Admittedly, the Flora Solomon file was released too late for the project, but the Honigmann and Tudor-Hart folders should have been inspected by the time Urbach wrote her book, and what little has been released about Philby’s interrogations in 1951 should also have provided a richer context.

Some early observations caught my eye. Hunt, who is initially very disdainful of Wera’s ability to shed any fresh light on the paradoxes of Philby’s career, is impressed by her spunk, ambition, and skills of observation. He gives her some advice on the research process. He is very disparaging about the role of authorized historians who are fed documents to analyze, and are thus manipulated. He encourages her to look for details that other historians might have overlooked, and advises her to learn Russian, so that she will not be reliant on translators who might deceive her.

All this was very close to my principles, as I have repeatedly written on coldspur, and I wondered whether this exchange was a key to the eventual plot, and resolution of the skullduggery to come. As it turned out, it was a red herring. But I was energized enough by what must be Urbach’s beliefs about ‘official’ historiography of intelligence matters to reach out to her by email, and draw attention to my recent articles on Philby, which I thought might throw Wera’s apparent ‘breakthrough’ up into the air. I sent a congratulatory and very amiable message to her. It was not rejected outright (as if her address were no longer valid), but in the six weeks since, I have received no acknowledgment or reply. I know that she now resides in Cambridge, England, ‘with her family’. I hope that Haslam is not influencing her modus operandi, but she now appears to have taken on the persona of a media celebrity who needs to be protected from the public at large. She has her own website (at https://karinaurbach.org.uk/ ), and the ‘Contact’ button directs potential communicants to her agent. My opinion of her has gone down.

4. The Rejuvenation of Dick Ellis

Over the years I have had dozens of exchanges – well over a hundred – with persons around the world who discovered coldspur, and had some observation or question for me. Apart from Henry Hardy (whom I actually approached early on in my researches) I have not met any of these people, but I appreciate you all. I have spoken on the telephone to merely two or three. Some disappear suddenly, and then reappear years later. Others appear to go off the radar, as if they had been trapped by the 21st-century equivalent of Radio Direction Funding – email surveillance. One or two, I have regretfully learned, have died. Many wish to remain anonymous. Each of them has idiosyncratic ways of communicating, and follows different email etiquette. I try to match them, but I find it strange that some ‘correspondents’, having received an encouraging reply from me, decline to acknowledge it. (If I have failed to respond to anyone trying to contact me, or not thanked a contact for a contribution, or have left a query hanging in the air, I apologize.)

After my recent book review of Jesse Fink’s Eagle in the Mirror, I received a series of emails pointing to useful material from someone with an email name of ‘Dr. Jonathon Empson’, who did not introduce himself, or describe his background, or explain why he was sending me the links. He sounded like an academic (rather than a medical practitioner), one who has studied intelligence matters, or even worked in such organizations. He drew attention to two of the well-known photographs of Ellis that appear in Fink’s book, suggesting that the subject had aged considerably between 1923 and 1927, when a photograph of him had been taken by the British Chamber of Commerce in Vienna. Readers can compare the two:

Dick Ellis in 1919 & 1927

The Doctor merely observed that there was a ‘discernible difference’ between the two images, describing the second as follows: ‘a different person – haunted, and may hint to his first undeclared contact with an opposition service’. I do not believe he was suggesting that the photograph was actually of someone else. When Fink presented the second photograph, he simply noted that Ellis ‘had aged rapidly’. Yet it now occurs to me: can it really be the same person? Apart from the filling-out of the face, and the receding hairline, are the ears not markedly different?

And then there is a third photograph, also reproduced by Fink, taken at a wedding in London in 1933, six years later, with Dick Ellis on the right (see below). Has he not regained some of his youthful demeanor, with his face regaining its less fleshy shape? Fink does not comment on it. I sent an email to Fink just after I received the Doctor’s message, without mentioning the photographs, as I incidentally wanted to point out to him the fact that Ellis’s book on the League of Nations may have been written by the Communist Konni Zilliacus (Fink had referred to the article making the claim, but had not mentioned it in detail), and also to alert him to the fact that Jimmy Burns’s very poor new book on the insignificant Walter Bell, The Faithful Spy, contained excerpts of correspondence on Ellis that he would probably be interested in.

Dick Ellis (on right) in 1933

For several weeks I never heard back from Fink, so had not presented this enigma to him. I imagined that he was still upset over my review, as his post on coldspur suggests. And then, on December 14, I did receive a message from him: he had completely overlooked my message in his inbox, so I was able to rewrite this paragraph in time. As for the Doctor (whose name is almost certainly a pseudonym), I do request of my informants that they identify themselves properly, although I of course always respect any desires for secrecy and confidentiality if their position requires it. One primary rule of intelligence gathering is to try to verify the reliability of a source. The Doctor, despite his flattering remarks and apparently astute observations, is an obvious ‘dangle’, and an irritation. At the same time, I somewhat wryly deemed that Fink was perhaps a double agent, who couldn’t work out whether he should be working for the Potboilers or for the Scholars, but professional relations between us have been restored, and we have discussed a quite shameful review of Fink’s book by Nigel West in The Journal of Intelligence and Counter-Intelligence.

But does anyone else have an opinion about the puzzling rejuvenation of Dick Ellis? Recall that, when discussing the testimony of Protze, Kim Philby had stated that the Ellis whom Protze had encountered was shown to be ‘(a) a White Russian and not an Englishman, and (b) a fraud and a forger’. Answers on a postcard, please, or via a posting on coldspur, or an email to antonypercy@aol.com.

5. The Book Review Magazines

I subscribe to four journals dedicated primarily to reviewing books, Literary Review, the Times Literary Supplement, the New York Review of Books, and the London Review of Books. I occasionally write letters to the Editors of each, some of which I have reproduced on coldspur, and the writing of this section has been prompted by the non-publication of a recent letter by me.

The best of the four is undoubtedly Literary Review. It offers reviews of a wide range of books across many subjects, both fiction and non-fiction. The reviewers are almost always very well qualified, and directed to write concise and compact critiques of the volumes selected. They are obviously encouraged to give unfiltered opinions about a book’s merits and flaws, such as the novelty of its research, or its overlooking of important sources. There is no room for them to expand on all they know about the subject, and then briefly mention the writer towards the end, which is a policy some other magazines appear to promote. In addition, there is no apparent log-rolling, although I do find a little hypocritical the semi-apologies for expressed ‘quibbles’ and ‘niggles’ when they list mistakes they have found. Its Letters section is its weakest part, publishing mostly uncontroversial and trivial comments – but it allocates very little space to this intrinsically rewarding exercise. I wish all the magazines under review would provide more space for readers’ letters, and also offer more details about the qualifications of the reviewers it engages.

The Times Literary Supplement comes in second ahead of the two Book Reviews. It maintains a weekly schedule, and offers a fairly broad array of topic headings, with some reviews much shorter than others, although it sometime strains to find capable objective reviewers in all the domains it covers, and is liable to offer weak assessments based on good fellowship or potential mutual admiration. It does not take itself too seriously: it provides a full page for readers’ letters, although what is published tends to be on the dull side, dominated by sometimes pedantic corrections from around the world, and frequently including ripostes from authors who feel that they have been short-changed or misrepresented in earlier reviews. It regularly covers film, television and other media, which to me is supererogatory, and outside its mission. The style of the reviews is overall lively and engaging: the editor since 2020, Martin Ivens (who formerly was editor of the Sunday Times), overall maintains an expert but ironic touch.

I place the fortnightly New York Review of Books above its London cousin because, while they both occasionally (but not frequently enough, in my opinion) publish outstanding critical reviews, and both select too many very obscure and marginal items, the NYRB does not contain as much political polemic as does the LRB. It covers a gratifying number of books pertaining to Europe, which is important, as I regret my interest in USA history and political affairs is not as great as it should be. I always welcome Ferdinand Mount and Geoffrey Wheatcroft, as well as Marina Warner and Miranda Seymour, who are regular though infrequent contributors: in a brief column in the TLS on October 20, on the achievement of the NYRB’s sixtieth anniversary, recognition of the British influence on the magazine was stated. (I was also pleased to see that the editor, Emily Greenhouse, is allergic to the expression ‘the lived experience’.) The Letters section is, however, the weakest of all four, dedicated primarily to long and fairly abstruse debates between authors and critics.

So why do I subscribe to the London Review of Books (also a fortnightly)? It is sadly still in the shadow of the rather dire Mary-Kay Wilmers (her of the Eitingon family), who, having retired from the editorship a year or so go, still endures in an advisory capacity as ‘Consulting Editor’. But her enthusiasm for very long leftist essays (and her taste, presumably, for really dreadful ‘poetry’) remains, with such as Perry Anderson to the fore among several writers, often from Embankment universities, who indulge themselves mostly in Pikettyish criticisms of free enterprise –  presented often as the phenomenon of ‘late-stage capitalism’. Deploring Trump has also been a popular hobbyhorse in articles (not book-reviews!), and I have asked the editors why I should be paying for such obsessions when the magazine is supposed to be a London Review of Books?

I have received no answer.

Yet occasionally an issue of the LRB will be so spectacular that it makes the annual subscription worthwhile, such as that of early October this year, which featured a superbly entertaining review by Lorna Finlayson on some books on animal rights and speciesism (by Peter Singer and Martha Nussbaum), as well as an outstanding review of Orwell material by Colin Burrow. Thus I persevere, bypassing some very ordinary submissions, waiting for the next masterpiece. Moreover, one aspect of the LRB amazes me: it employs a simply gigantic staff, which it proudly lists on its title page. It puts the respective display by the TLS to shame (see images below). How on earth a straightforward literary magazine can afford to sustain all these positions is quite remarkable – and these are only the heads of departments. Could they not double up on some of these duties? And what do all these people do in the afternoons? One wonders whether it is all being subsidized by some generous benefactor, such as the Soros foundation. If it were, I am sure the truth would have come out, but it is all very mysterious to me.

The London Review of Books staff
The TLS Staff

This is all as way of introduction to another unpublished letter. In August, the TLS published a review by a Professor Krishnan Kumar titled This Is Britain. I do not need to quote any part of it, as I believe the letter I sent to the Editor adequately reflects the problem. It ran as follows:

I wonder whether I was the only reader to be profoundly disturbed by some of Professor Kumar’s remarks in his review of books on the vexed issue of ‘race’ (‘This is Britain’, August 11).  Most alarming was his statement that, in Britain, ‘mixed-race people are now the fastest-growing ethnic group’. The implication behind this assertion is that each partner in a ‘mixed-race’ marriage (or relationship) must be of ‘unmixed’ or ‘pure’ race, which is not only nonsensical, but also deeply insulting, by resuscitating a doctrine that has been clearly discredited. Kumar compounds his error by classifying such pairs as an ‘ethnic group’, which, given the undeniable different backgrounds of the members, makes the integrity of that highly questionable concept even more absurd.

He makes further categorical mistakes, such as reinforcing the notion that it makes sense to collect ‘Asians’ in a group, and make stereotypical observations about them (‘they are less inclined to intermarry’), as if it made sense to consider immigrants from Iran to Japan, and everywhere in between, as a viable entity worth studying, and one that displayed consistent behavioural characteristics.

It is sad to see how the sociological academics and the census bureaucrats, initially in the USA, but now, apparently, in Britain, too, have ousted the anthropologists and evolutionary biologists in occupying the spheres of social influence. Their obsession with racial classification has encouraged millions to believe that their ‘identity’ can be defined primarily by some tribal heritage, when all it does is to encourage stereotypes, and to promote some unscientific thinking.

My letter was not published. Thus is this sub-Marxian claptrap further established. Kumar, the current Professor of Sociology at the University of Virginia, was educated at Cambridge University and took his postgraduate degree at the London School of Economics. He presumably developed his ideas when he was studying for his doctorate, and encountered no resistance. He was then appointed Professor of Social and Political Thought at the University of Kent, and was able to guide the curriculum and modes of thinking. Since 1971, he has published several books, which his academic colleagues probably praised. Having been away from Britain for twenty years, he was invited to submit a review of three books on ‘race’ and ‘race relations’, and the Editor was either unable or unwilling to challenge him on the primitive and undisciplined points he made. When these absurd ideas, with their outrageous definitions, appeared in print, several readers may have been shocked, but I may have been the only subscriber to take the trouble to write. And the editor decided to ignore my letter.

In such a fashion do insidious and dangerously divisive ideas become accepted. The cult of defining everyone by the so-called ethnic groups or classes that they are claimed to have belonged to since birth, inheriting the victim or oppressor status of their predecessors, is rammed home without any subtlety or scientific understanding. And, as I was writing this piece, I came across a relevant passage by Lionel Trilling (whose windy abstractions and vague generalisations I am mostly not a fan of) in The Sense of the Past (1942), published in The Liberal Imagination:

            This is the great vice of academicism, that it is concerned with ideas rather than with thinking, and now the errors of academicism do not stay in the academy; they make their way into the world, and what begins as a failure of perception among intellectual specialists finds its fulfillment in policy and action.

Soon after, I read the following, written by John Gay in his new book The New Leviathans, and cited by John Banville in his NYRB review of December 21:

            In schools and universities, education inculcates conformity with the ruling progressive ideology. The arts are judged by whether they serve approved political goals. Dissidents from orthodoxies on race, gender and empire find their careers terminated and their public lives erased. This repression is not the work of governments. The ruling catechisms are formulated and enforced by civil society.

If I had not just passed my seventy-seventh birthday, I might get really steamed up about this travesty. Yet it appears I have allies. On the other hand, maybe I would gain greater attention if I wrote on Christ Church notepaper: the first letter published in the December 15 issue of the TLS was written by Richard Swinburne, from Oriel College, and contains the following nonsense:

            Of course ‘an extreme improbability is not an impossibility’, as Edward Greenwood writes (Letters, December 8); but the issue is whether it is rational to believe (in the absence of contrary evidence) that an event (such as the universe being so precisely fine-tuned for life) that would be extremely improbable if it had occurred without a cause, did not have a cause. We should only do this if we cannot postulate a simple explanation of it. But in the case of the universe, we can postulate a very simple explanation, that it was caused by a very simple cause (God, one entity with one essential property, omnipotence), which, I have argued, would make its occurrence probable.

Between superstition and pseudo-science lies sense.

6. Research Agenda

At the beginning of the year, I never expected to be spending so much time on Kim Philby and his various associates, and thus several projects that I had planned have been deferred. Yet they remain on my active list, and I make notes occasionally in preparation for tackling such themes seriously when a vacant spot in the docket turns up.

There is still some unfinished business concerning the Philby investigations. I want to explore more thoroughly where Milmo derived his facts about Kim and Litzy in his December 1951 report, and why White failed to disclose them in his report issued just beforehand. I need to unravel the very strange ‘Stevenson’ business in the Tudor-Hart files, and try to ascertain whether the mystery informant was indeed Graham Greene. A major new thrust will be an in-depth examination of the files on Peter Smollett/Smolka. A cursory look – supplemented by research into Graham Greene, and his dealings with Smolka in Vienna in 1948 – has convinced me that several major anomalies exist in the relationship between Philby and Smollett, and these have been glossed over in all the literature. I need to explore exactly what MI5 knew about Guy Burgess before the notorious escape, and analyze closely the post-mortems that occurred. My analysis of the complete Burgess trove at Kew needs to be completed, and the recently released Rothschild files are straining for my attention. I also have a daunting set of Russian books on intelligence lying on a table, waiting to be tackled.

Matters of peripheral interest endure. I want to compare Chapman Pincher’s fanciful accounts of what Roger Hollis was allegedly doing in Soviet counter-espionage after the war with the more mundane accounts that can be found in source records, such as in the diaries of Guy Liddell, who sprinkles his journals with valuable tidbits concerning the actions of Roger (including his frequent periods of leave and sickness). I’d like to engage in a thorough analysis of the phenomenon of ‘double agents’, and to produce examples from a broad set of initiatives beyond the rather hackneyed and mis-represented set of that species, namely the ‘Abwehr’ agents manipulated to deceive the Germans over the Normandy crossings. I want to investigate the controversies and lawsuits that challenged the first appearance of M. R. D. Foot’s SOE in France. [This topic has been partially addressed by Christopher J. Murphy in a recent article in Intelligence and National Security, published on-line on December 22 at https://www.tandfonline.com/doi/full/10.1080/02684527.2023.2291873 , but I believe Murphy has refrained from touching the serious, more long-lasting, issues associated with the debacle.] Now that I have acquired the files of the prominent Sicherheitsdienst officers who were interrogated after the war, I also want to develop a more rigorous schematic of the activities of Dick Ellis, and what he was claimed to get up to, probably by scouring the original German transcripts of the interrogations.

Other projects go some way back. I have always wanted to understand better exactly what codebooks John Tiltman managed to recover from Petsamo, and when, how they were passed on to the Americans, and how they helped the VENONA project. One longstanding exercise is an investigation into the inquiries that Alan Foote made into the Gouzenko affair, and the connections between the Canadian spies and the Rote Drei in Switzerland. I have not yet studied closely the massive set of Petrov files, which I believe may have much to reveal about Soviet techniques, and possible links to agents who have not been properly identified. I want to examine the cables that were sent by MI6 and the Embassy from Kuibyshev and Moscow in 1943-44, as I believe that George Graham had passed over the cipher- and code-books, and the information transmitted in such telegrams may shed a shocking light on how much Stalin knew about Allied tactics. I also want to pick up my story about the ‘heretic’ communists who fought for the Nationalists in the Spanish Civil war, and then apparently switched their allegiance, such as Humphrey Slater.

Lastly, I have a few more administrative projects to accomplish. I plan to finish my topographical guide to the coldspur collection, and publish it early next year. I’d like to spend some more serious effort on the post-war organization of MI5, which has not received the attention it deserves. Over time, I shall flesh out my spreadsheet of missing cross-references of MI5 Personal Files, offer some sort of chronology, and, maybe with the help of recently photographed files concerning the Registry, describe the processes by which it was maintained.

I thus have plenty to occupy me for a while, and I shall be a much older man than I am now when I complete this assignment – if ever! I am always eager to hear from coldspur readers of other topics worth investigating, as I may find them automatically engaging and thus worthy of elevation in priorities (such as Jesse Fink and his study of Dick Ellis), but I may have to decline. Of course, if Calder Walton wants me to contribute something to his much-awaited three-volume Cambridge History of Espionage and Intelligence, of which he is General Editor, he only has to contact me, and I shall name my fee . . .

STOP PRESS: As I was tidying up this piece on December 29, I was alerted to a large new release of files from The National Archives, involving much on the ‘Spycatcher’ case, as well as on Joan Miller’s One Girl’s War, and on Victor Rothschild’s grumblings. From a quick inspection the Joan Miller material looks very disappointing, but it will mean a lot more work – and I haven’t yet studied the already released Rothschild files. Maybe I need to hire a research assistant, but, hang on, that would be contrary to my principles  . . . (I note in my Commonplace file this month an incident where a Professor tried to blame an example of plagiarism on sloppy work by his research assistants. Tsk! Tsk!)

7. ‘The Airmen Who Died Twice’

A few correspondents have asked me what happened to this project (see https://coldspur.com/special-bulletin-the-airmen-who-died-twice/ ). My colleague Nigel Austin and I were rattling along quite well, having completed six chapters of a planned ten, when Nigel sadly succumbed to some personal problems, and was consequently unable to fulfill his side of the research and writing. I waited patiently for many months, but my interest (alongside my ability to understand and explain work already done) was starting to flag, so I had to let him know that I would have to complete the project by myself. It is a fascinating and ground-breaking story, and I am very keen to see it published.

One of the major chapters to be written, however, concerns the state of Norwegian Resistance during World War II, the political tensions between the different factions, and how Stalin hoped to exploit them. This is not a topic that I am intimately familiar with, and I have performed very little of my own research. I am thus going to have to dedicate a large amount of time in between my other monthly projects to attempt to gain some kind of expertise over the subject-matter. I do not want to start publishing earlier segments (which are in good shape, I believe) until I am confident that the complete story has coherence and quality, and that it is properly defensible. When I am ready, I plan to publish a couple of chapters at the mid-point of each month, as a contrast to the monthly bulletins, in a way that will allow the narrative to have some momentum. I’ll report again in a month or two.

8. ‘This I Cannot Forget’

‘This I Cannot Forget’

One of the most moving books that I read this year was the memoir by Anna Larina, the widow of Nikolai Bukharin, who was executed after one of Stalin’s show trials in 1938. Larina was twenty-six years younger than Bukharin, but had known him since she was a child, since her step-father was a colleague of Bukharin’s in early Bolshevik days. She and her husband knew that the inevitable would happen as the noose tightened, and previous friends began to denounce Bukharin for bogus plots to re-install capitalism and assassinate Stalin. Before the trial, she was exiled, with her infant son sent to a children’s home, then learned of her husband’s death, was interrogated and incarcerated in prison-camps, and was fortunate not to have been executed herself by the NKVD.

Before he was arrested, Bukharin managed to persuade his wife to learn by heart a testimony protesting his innocence, something she repeated to herself every day, occasionally committing it to paper, but each time destroying it because of its incriminating implications for her. Eventually, after Stain’s death, and Khrushchev’s ‘secret’ 1956 speech denouncing the dictator and his crimes, and the relative Thaw that followed, Larina in 1961 delivered the testimony to the Central Committee of the Communist Party, hoping that it would be published. It did not appear until 1988.

I had conveniently seen Bukharin only as a noble victim, someone who had had the guts to stand up to Stalin, and to attempt to moderate such disasters as the forced collectivization of the peasants, someone who had tried to put a human face on communism. Stalin never forgot a slight, or a challenge, and had planned the murder of those who had ever disagreed with him, or stood in his way, over many years, manipulating them at his will. His victims would appeal to him, stupidly imagining that it was the NKVD that was at fault, when in fact it was merely a creature carrying out his bidding.

And then I read Bukharin’s testament in Larina’s book. An early paragraph runs as follows:

Dzerzhinsky is no more; the wonderful traditions of the Cheka have gradually receded into the past, those traditions by which the revolutionary idea governed all its actions, justified cruelty towards enemies, safeguarded the state against any counter-revolution. For this reason, the organs of the Cheka won a special trust, a special honor, an authority and respect.

Bukharin went on to contrast the nobility of the Cheka with the ‘degenerate and dissolute organs of the NKVD’. Yet these are not the words of a humanist communist: they reflect the opinions of a bloodthirsty and vengeful Bolshevik, ready to approve the extermination of all ‘class enemies’, including the barbarous treatment of the protestors at the Savvatievsky monastery. For that is what the Cheka, with its ‘wonderful traditions’, was under Lenin – an executor of terrorism and persecution for its own sake, with anyone who showed the smallest sign of ‘privilege’, from Boy Scout medals to aristocratic background, as someone worthy of being exterminated. Any sympathy I had had for Bukharin instantly disappeared.

Nikolai Bukharin

I wrote about the horrors of the Red Terror last year, in my review of books by Antony Beevor and Donald Rayfield. And I was recently exposed to a personal account of exposure to it when I read The Unmaking of a Russian, by Nicholas Wreden. (I bought a copy of a 1935 first edition of this work, signed by the author, for $4 in a second-hand bookstore a few years ago, but had never got round to reading it until I catalogued it in ‘LibraryThing’.) Wreden offers a fascinating description of the chaos of Petrograd in 1918, how ‘enemies of the people’ were summarily executed by the Cheka, and his narrow escapes from such a fate. He also has a gripping story to tell about fighting for the Whites in Estonia, before he manages to gain a retreat to Denmark. Ironically, from his eventual seclusion in the United States, he saw the NKVD on the road to reform by the early nineteen-thirties – an opinion directly opposed to that of Bukharin.

Remarkably, only one of the quoted letters from readers reacting to Larina’s publication in Znamya in 1988 displayed the same reaction that I had. Professor Yevgeny Stanislavsky, after suggesting that all those who had facilitated Stalin’s rise to power were themselves guilty, wrote: It occurs to me that if we had not had the most brutal so-called Red Terror immediately after October [1917], when we exterminated the better part of the Russian intelligentsia or forced it to abandon Russia, and simultaneously exterminated or expelled the technical specialists, the progressively minded bourgeoisie, when we destroyed anyone who was ‘not with us’, when we savagely shot the entire family of Romanovs, including the children, if we had not had that, we would not have had Stalinism.

He finished his letter by writing:

But reading the memoirs of victims of Stalin’s repression, I feel my blood ‘run cold’ and involuntarily there come to mind the atrocities of the German fascists, whom we properly judged (alive and dead) with the full severity of the law.

Well said, Professor.

9. J. B. Priestley’s ‘English Journey’

This summer I read J. B. Priestley’s English Journey. I had acquired a handsome Folio Society edition some years back, enhanced by some period photographs of the time, and an introduction by Margaret Drabble. Priestley is an author who seemed to go out of favour in the latter half of the twentieth century, although there has been a recent revival. I regret that I have read very few of his other works, although my father must have been an enthusiast in the 1930 and 1940s, as I recall that he had a prominent copy of J. W. Dunne’s Experiment with Time lying around the house, as well as editions of Priestley’s ‘time’ plays that were influenced by it.

J. B. Priestley

A very clear recollection of listening to a radio version of Priestley’s An Inspector Calls stays with me, however. It must have been in about 1960 (I can find no record or cast-list on the Web), and I was enthralled. My younger brother, Michael, my mother, and I listened to it on an evening when my father was out at some committee meeting: I was not only captivated by the plot, but recalled how my mother instructed her two boys not to inform our father that we had listened to it. She did not explicitly say why, but, since the play involved rape, prostitution and alcoholism, it was very clear what the reason was. Those were not subjects that youngsters in 1960 should have been exposed to, and she would have been criticized for allowing us to listen in. Nowadays, I notice, the play is a GCSE set text.

I was astounded to learn that An Inspector Calls was first produced on stage in Moscow in August 1945, purportedly on the grounds that no theatre in England was available for staging it. I find that hard to believe, and it was a very foolish decision by Priestley, about whom suspicions of communist sympathies were immediately expressed. I noticed also that, in his recent sequel to his biography of John le Carré, The Secret Life of John le Carré, Adam Sisman records his subject’s nervousness about the role of his biographer. Le Carré had written to his brother, Tony, that it was odd ‘to have an “Inspector Calls” in one’s life, going round ringing doorbells from one’s past, & not always coming up with very edifying results . . .’

And then, while I was ready to complete the writing of this month’s edition of coldspur, I came across during a book-cataloguing stint a copy of Priestley’s Margin Released, in a black faux leather edition published by Heron Books in 1962. It has a price of £2 inside, so I must have bought it in England, but had never read it. It is subtitled ‘A Writer’s Reminiscences and Reflections’, and I have enjoyed fewer books more this year. Priestley is opinionated, but engaging, unpretentious, and eminently sensible, and writes in flawless English about his experiences in various fields of writing. Occasionally he is pompous and deceptive. He gives no account of his lawsuit for libel against Graham Greene, about which I read in Norman Sherry’s biography of the rival writer. On page 63 he offered the following insight, however: “Managers who were obdurate if the mill girls wanted another shilling a week could be found in distant pubs turning the prettiest and weakest of them into tarts. (Over thirty years later I made some use of these discoveries in a play, An Inspector Calls, set in 1912.)”

To return to my main topic: English Journey is a wonderfully crafted portrait of a country just starting to emerge from the worst of the Depression, published in 1934, and Priestley’s only rarely sinks into sentimentality. As a proud Yorkshireman, he was distressed at the apparent wastage of human capability that was evident from wide scale unemployment, but he admired the resilience of the affected communities that he encountered, with a familiar divide affecting the North and The South (where light industry was starting to take off). His socialism was obvious, but it was never dogmatic, and he was clear that the rigours and cruelties of Communism should never be part of any political response. His love of, and appreciation for, the countryside, as well as his delight in literature and music, are always apparent. Towards the end, he becomes somewhat repetitive, and occasionally maudlin, but I found the book very evocative of a fascinating period in English social history.

1933 had been a critical year for Europe. Hitler had come to power, and banned the Communist Party. Many of its members fled to the Soviet Union: most of them were later shot by Stalin. Stalin himself had become emboldened by his ability to endure unchallenged the horrors of dekulakization and the Ukrainian famine (the Holodomor) to prepare for a fresh series of purges, starting with the assassination of Kirov. Just as Britain started to crawl out of its slump, Kim Philby decided to throw in his lot with the Communist horror. English Journey remains a timely contrasting perspective.

10. The coldspur Archive

I am happy to report that I have signed an agreement with an academic institution that commits me to entrusting to it my library and archive, with the university allocating a separate space for my collection, and providing indexing and electronic gateway access. I look forward to providing more detail about this arrangement early next year.

The good news is that I now have a home for my library without it’s being broken up and its contents dispersed, or even destroyed. I believe the accumulated volumes are so much more valuable as a unit, and that my collection constitutes a unique set of books on twentieth-century history and literature. The bad news is that at some stage in the next few years I shall be deprived of instant access to my non-electronic resources. Thus, with a full agenda of research still to be executed, I may have to re-assess my plans!

Meanwhile, I continue with my project to record every volume (or, at least, all those books that will be of interest for the Special Collection) on LibraryThing for eventual export to the university authorities. I have now started a routine whereby, every Sunday morning, I spend a couple of hours cataloguing another hundred books, and, as of this date, have entered about 2,200 volumes. Several more months of work await me  . . .

11. Mental Health

A couple of months ago I underwent my annual medical check-up, and shortly afterwards received an invoice from my doctor. It was not a large one, for an amount not covered my Medicare, but I was startled to read a couple of line items in the statement. The listing describes the treatment, the standard fee that the doctor would charge for someone uninsured (‘Initial Cost’), the adjustment to reflect the fee agreed with Medicare (or other insurance provider, presumably) for the treatment (‘Insurance Adjustment’), the amount actually reimbursed to the doctor (‘Insurance Paid’) and any remaining amount owed by the patient (‘You owe’.)

‘Wellness Visit’

As can be seen my treatment included a ‘Medicare Annual Depression Screen’, estimated to take 5-15 minutes, and a ‘Medicare Annual Alcohol Misuse Screening’, also 5-15 minutes. I recall telling the nurse that I enjoyed one glass of white wine a day (I could have lied, of course), and discussing with the doctor for a couple of minutes what depressing times we live in, what with tribal conflicts around the world, Trump, Putin, Xi, Netanyahu and other monsters, as well as the challenges of dealing with Greta Thunberg and Sam Bankman-Fried. I thus thought that this allocation was a bit excessive. After all, what would anyone do about my ‘depression’? The fact is that everyone seems to be concerned about ‘mental health’ these days, and media icons even self-diagnose, as if they were quite competent in distinguishing between various forms of mental stability or instability. Yet anxiety, grief, even despair, are part and parcel of human existence, and, if one is not allowed to feel depressed occasionally about the reality and prospects of old age, then the world has come to a pretty pass. I thought of Hugh Kingsmill’s parody of A. E. Housman:

What? Still alive at twenty-two?

A fine, upstanding youth like you.

I suppose the authorities at Medicare need to be on the alert lest I convert any dire thoughts into harmful actions against my fellow-citizens, but this whole process appears to me at a piece of bureaucracy run amok. Plus it is deceitful. The doctor was paid for processes that were completed in a minute or two. When I paid my bill, I suggested to him that we drop these ‘screenings’ next year, and divert to those who truly need help the taxpayers’ $40 it will probably cost by then. As for my predicament, as Mona Lott said in the World War 2 wireless series It’s That Man Again: “It’s being so cheerful that keeps me going.”

‘It’s That Man Again’

12. Coffeehouse Talk

Some time earlier this month, I was sitting in one of Wilmington’s more fashionable coffee-houses, when I couldn’t help overhearing a monologue from a woman at the next table. I made a few mental notes on what she was saying to her companion . . . .

“I think that everyone should have access to free child-care staffed by competent professionals who probably don’t have children of their own to care for so that all can undertake safe, well-paid and fulfilling stress-free jobs that allow them to stay out of poverty, and live in a solar-powered home in a crime-free and multi-ethnic neighborhood, close to good schools with excellent teacher quality and teacher-to-student ratios, while not actually depriving anyone else from an underprivileged minority of the employment opportunity, and should be able to enjoy healthy foods, the cultivation of which does not require the exploitation of the labor of any children or disadvantaged persons, as well as enough material goods that also do not derive from any similar exploitation, and certainly did not in their manufacture cause any environmental degradation, or challenge the survival of any threatened species, or damage to a World Heritage site, or harm any local cultural traditions that should nevertheless evolve to be respectful of women’s and minority rights (especially of the LBGTQ community), and be able to enjoy the occasional holiday abroad while maintaining a low carbon footprint, thus without negatively affecting climate change (although I worry about the enormous demands for water that converting airplanes to run on ethanol will cause), as well as having free access to first-rate medical care, including the availability of a cardiologist and endocrinologist within a twenty-minute drive, using suitably qualified immigrants if necessary while not exploiting anybody and not depriving underdeveloped or developing countries of the home-grown skills they need to emerge from poverty (in a way that avoids the perennial social injustices and ills of developed countries), and enjoy the benefits of a well-staffed care-home nearby, subsidised by the government, so that their aged parents can be looked after by dedicated carers, but can be visited regularly at weekends, and that their investments for their own retirement income grow regularly, with the companies they own shares in making satisfactory (but not excessive) profits while pleasing all their ‘stakeholders’ and engaging in sustainable business models without having to behave in a predatory manner by underpaying their workers or indulging in practices that might harm the planet or contribute to global warming, and can use an eco-friendly car to exercise their right to explore the country and visit protected national parks without interfering with the rights of indigenous peoples to indulge in traditional practices (that may in fact be harmful to them, and in poor taste), or worrying whether such areas in other countries where the laws are less restrictive will have to be exploited for the rare earths that have to be mined for the construction of the batteries needed for such vehicles, or that the surveys that have to be carried out for offshore wind farms will not harm the fragile whale populations, and that their implementation will not require excessive use of energy and steel, or result in massive blots on the landscape, or damage populations of any rare bird species, or that the mining of cobalt, graphite and other elements required to manufacture such items will not cause environmental devastation, civic discord, or harm to any tribal heritage (although the whole notion of tribes that have to stay on their reservations and marry within their own community in order to preserve their tribal identity is a deeply troubling one for any progressive and emancipated thinker . . . and were you aware that many of the Cherokee Indians on the protected reservations are not Cherokees at all, but black slaves who were captured ? . . .)”

I had heard enough. I drank up my Reserve Hazelnut Bianco Latte and left.

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2022: Year-End Round-up

[from an original cut paper collage by Amanda White]

Seasonal Greetings to all coldspur readers! Thank you for all your comments, hints, corrections, praise, criticisms, messages of support, and challenges throughout 2022! Stay in touch.

The SOE On-Line Forum

‘The Airmen Who Died Twice’

Gibson & Gubbins: Further Myths?

Geoffrey Elliott: An Obituary

Coldspur and the archive

Notes and Queries

Dr Austin and ‘Agent Sonya’s Wireless’

John le Carré: Letters & TSWCIFTC

The National Archives

Documents No Longer Talk

Hilary Mantel, Fiction and History

Envoi: Philip Larkin’s Nightwear & Homo Sapiens and Us

********************************************************************

The SOE On-Line Forum

The Special Operations Executive appears to have settled into a sedate maturity. Now over eighty years old, its authorized histories have been written (partially); the plaques and memorials of its most brave and intrepid agents have been set up: several biographies – all very flattering – of its most celebrated leader, Colin Gubbins, have been written; the ceremonies of remembrance take place with appropriate dignity and respect; the obituaries of its members are diminishing in number; occasional items on the radio and in the press about the exploits of SOE include a mix of romantic embellishment with more solid facts. Overall, its reputation is good: new histories of the war regularly emphasize the contribution it made to the conclusion of the hostilities, frequently citing the somewhat overstated opinion of General Eisenhower. No academic historian appears to want to rock the boat and present a re-assessment of the practices and achievements of the organization.

I am rather uncomfortable about this state of affairs. I have performed enough research this year, on the incidents involving PROSPER and the Cockade deception scheme, and in a detailed analysis of the contribution of Colonel Gubbins, to convince myself that the current story is inadequate and misleading. Part of this conclusion emanates from the fact that the authorized histories of SOE are so defective. The only substantial volume covers France, but the original 1960s edition was severely censored, and, when the author, M. R. D. Foot, came to revise it in 2004, he neglected to analyze subsequent research, and failed to reconcile conflicts in his story. Meanwhile, the air has been cluttered with a host of memoirs and biographies that casually mix archival records with highly dubious assertions about events.

Thus, earlier this year, I was energized to discover an SOE forum/chat-group on the Web, and joined it. I thought that a colloquium of serious students of SOE would lead to a more profound assessment of all the new evidence about the strategies of SOE, and its relationship with the Chiefs of Staff, with MI6, and with the London Controlling Station. The members of the group whose postings I have read are almost exclusively dedicated and estimable persons who are sincere about establishing the facts about a number of SOE actions and projects. They include some distinguished authors of books on military history and intelligence. They share their findings, and encourage others (many of whom are performing family-based research) in their aspirations, and guide them in their inquiries. They are led by a member of the Special Forces Club, which was created to perpetuate the heroics of members of SOE.

Yet I rapidly became disenchanted. The group is very absorbed with (and efficient at) resolving questions such as: At which country house did the Poles get their training? What airport was used for launching Operation X? What medals were awarded to the members of Mission Y? Exactly what firearms did they carry? What was the background of Agent Z? Whenever a matter of more controversial substance arises, however, I have noticed that a sepulchral silence takes over. I have been prompted a few times, by the raising of a topic close to my research on SOE (such as my coverage of PROSPER, or the career of Colin Gubbins, or the troublesome history of the Russian Section), gently to draw attention to my researches on coldspur by providing a link. While I have received some private messages of encouragement arising from such introductions, the only public statements from the forum have almost exclusively been intemperate and dismissive lectures from one of the senior members.

It seems to me that the group is somewhat in awe of Francis Suttill, and he has a cabal of supporters who rally round him. Now, I happen to think that Mr. Suttill deserves a lot of sympathy and respect: sympathy, because his father was cruelly murdered by the Nazis in March 1945, and respect, because he has performed some painstaking (but flawed) research into the exploits of F Section of SOE in WWII. But that does not entitle him to maintain a closed mind on the tribulations of 1943, which standpoint he has unmistakably adopted. He is in the thrall of M. R. D. Foot, the late historian of SOE, and of Mark Seaman, the successor to the advisors from the Foreign Office, and it appears to me that he is not really willing to engage in calm and constructive debate about the surviving anomalies of SOE’s French adventures in 1942 and 1943.

When in early November I drew attention to my research on coldspur, and my theory that Francis Suttill Sr. probably made two journeys back to the UK in May and June 1943, Suttill Jr. responded on the SOE forum with an ill-mannered attack on my scholarship. I ignored it, as previous direct exchanges with him had proved fruitless, and he had abandoned me mid-stream in April after we had started an email dialogue about the events of summer 1943. And then, a few days later, a person identified as ‘Emma’ submitted his complete tirade to me on coldspur, and I decided to approve the whole message, while pointing out that neither she nor Mr Suttill had apparently read what I had written. I said I would welcome any serious response, and would be delighted to engage in debate. Emma then replied, expressing her surprise at what I had written, while erroneously suggesting there was evidence that Suttill had never made a second visit to the UK (an almost impossible task to prove, incidentally).

All those postings can be seen at https://coldspur.com/feints-and-deception-two-more-months-in-1943/, following the text of the article. At this stage I decide that Emma needed to come out into the open, and I accordingly sent an email message to the address supplied with her WordPress posting, where I explained that she needed to divulge to me (confidentially) details about her real name, her residence, and her qualifications and connections before we moved forward. I then discovered that the email address she gave me was a non-existent one, and I alerted her (via coldspur) that she was henceforward disqualified from posting any comments on my site until she came clean with her name and affiliations. (The original email, and the subsequent posting, can also be inspected on coldspur.)

That was not the last I heard from ‘Emma’: a few days later she explained that she had mis-spelled her email address, and did not want to divulge her full name. That was enough for me: my policy is not to allow anyone to enter serious debate (as opposed to offering incidental comments) on coldspur who is unwilling to confide to me his or her name and qualifications. ‘Emma’ may not have been a woman; she may have been one of Suttill’s acolytes put up to goad me. I have no idea. In fact, since she has not offered one single argument of any merit, but simply shown herself as a shill for Suttill, it doesn’t really matter. But the whole farrago seems to be exceedingly sad: that a group established to investigate SOE (and promote the memory of its gallant agents, of course) should so smoothly slide into such incurious and obstinate behaviour, and that one of its members should so naively dissemble in an effort to discredit my own careful and professional researches, reflect poorly on the state of serious historical inquiry.

And then, out of the blue, at the end of November, I received a conciliatory email from Mr. Suttill, apologizing for taking so long to respond to my questions from last April. I thanked him for his insights, promised to follow his advice and delve carefully into the records, and on December 11 sent him a long and careful email listing a number of questions I had concerning his conclusions. A week later, I received a detailed reply, for which I was very grateful. It communicated a very useful message, although the text confirmed to me that Mr. Suttill really has no methodology behind his researches. Shortly after Christmas I consequently sent a long screed to Mr Suttill, in which I explained my methodological approach, and outlined in detail the flaws that I believe exist in his account of the events. I shall report on the outcome next month.

The Airmen Who Died Twice

Operation PARAVANE

Several correspondents have asked me where this project stands. I presented a teaser article back in early June of this year, where I described the crash of a Lancaster aircraft in Norway in September 1944, on a return from a bombing raid on the Tirpitz using a temporary airbase in Yagodnik, in northern Russia. I suggested that the records of the anomalous casualties had been covered up, as two of the fatalities initially reported survived only to be killed by the Germans on the Swiss border a month later, and I committed that a full explanation would be forthcoming.

It has proved to be a fascinating exercise. Nigel Austin (with whom I am collaborating) and I have now completed seven chapters of ten, and plan to complete the project by early 2023. What will happen with our story is uncertain: we hope to find a reputable outlet that will issue the story, although its length may be challenging. As a back-up, we have coldspur, and, if we decide to use that medium, shall probably release a chapter a week in order to make it a more manageable serial.

The ramifications of the accident have been wide-ranging. Our researches have taken us into such fields as: the strange, late decisions that were made on the logistics of the Tirpitz raid; Stalin’s SMERSH organization, and its relationship with the NKVD; the Warsaw Uprising; the use of bases in Poltava by the USAAF; SOE’s relationships with Norway’s resistance organization, MILORG; Communist factionalism in Norway; the Soviet Union’s plans for regaining territory in Finland and acquiring some in northern Norway; Stalin’s desire to acquire Allied technology clandestinely; the controversies surrounding the British Military Mission in Moscow; disagreements over policy between the War Office and the Foreign Office; and SOE’s relationship with the NKVD representative in London, Colonel Chichaev. The investigation is thus multi-faceted, and the conclusions are shocking. Watch this space for more information.

One of the most fascinating parts of the project has been studying the records of the communications between the Foreign Office, the Chiefs of Staff, the Air Ministry, the Joint Intelligence Committee, the Embassy in Moscow, and the 30 Military Mission (which was strictly independent of the Embassy and its own attachés representing the armed forces). A continual battle took place in 1943 and 1944 between the appeasers of the Foreign Office (rather surprisingly supported by Cavendish-Bentinck, Chairman of the Joint Intelligence Committee) and the Chiefs of Staff, who demanded a more rigorous approach by the Head of Mission in order to overcome Soviet intransigence and lack of co-operation. The Foreign Office managed to have General Martel recalled, presumably because of his arrogance and obstinacy, and arranged for the more conciliatory General Burrows to replace him. Yet Burrows quickly encountered the same difficulties as Martell had experienced, and started to echo Martell’s tune, much to the embarrassment of the Foreign Office mandarins.

One anecdote in this business I found very amusing. Sir Anthony Eden, the Foreign Minister, believed that he had established a strong personal relationship with Vyacheslav Molotov, the Soviet Foreign Minister, and wrote a personal note to him introducing General Burrows, assuring Molotov that he would take to Burrows ‘because he is a close personal friend of mine’. How Old Stonearse responded privately to this message is not recorded, but the allusion might have been lost on him. In the Soviet Union, ‘friends’ were people you informed upon and betrayed, lest they do the dirty on you first. Molotov himself failed to come to the rescue of his own wife, who was arrested and incarcerated by Stalin as an obvious member of the Great Jewish Conspiracy, and he subsequently divorced her. It just shows how little the Foreign Office understood the nature of the Soviet system.

Coincidentally, as I was concluding this section, I found an observation by George Kennan (at the time deputy to US Ambassador in Moscow Averell Harriman) made during the Yalta conference in February 1945. When asked to comment on personal relationships (Roosevelt had boasted of the ‘friendship’ he enjoyed with Stalin), Kennan said:

            For a Soviet official to do anything or say anything in deference to a personal relationship which one would not have done or said in a straight performance of official duties would be considered equivalent to acting in the interests of a foreign state.

Verb. sap.

Gibson & Gubbins: Further Myths?

When I wrote recently about Harold Gibson, and his imaginary spy in the Kremlin, I drew attention to the fact that an eager crew of writers was ready to promulgate the myth on the shakiest of evidence. As I delved more deeply into the stories surrounding Gibson, I discovered that Colin Gubbins, the SOE chief from September 1943 onwards, about whom I had somewhat disparagingly written earlier in the year, had also been infiltrated into some historical narratives, and such tales now appear as facts in many serious-looking article on the Web.

It all started with Frederick Winterbotham, who, in 1974, in his book The Ultra Secret, broke the silence on Bletchley Park and the decryption of ENIGMA (and other) signals that became known as ULTRA. Unfortunately, Winterbotham had only a vague idea of exactly what was going on, and he was assuredly ignorant of how the expertise in the internals of the ENIGMA machine had been developed. Someone must have fed him a line, since he described how, in 1938, a Polish mechanic working in Eastern Germany on ENIGMA got himself sacked and was sent back to Poland. In Warsaw, he reputedly contacted British Intelligence in Warsaw. The head of MI6, Hugh Sinclair, delegated the project to his deputy, Stewart Menzies. The Pole was smuggled out to Paris with the help of the Polish Secret Service, where the Deuxième Bureau gave him a workshop in which he constructed a model of ENIGMA.

Unfortunately, none of this was verifiable, but it did not prevent Anthony Cave-Brown from enthusiastically picking up (and embellishing) the story in his 1975 publication Bodyguard of Lies. He described how, in June 1938, Gibson issued a report on a visit he made to Warsaw, where he had met a Polish Jew named ‘Lewinsky’ (not his real name), who had worked at a factory in Berlin where the ENIGMA was produced. He had been expelled because of his religion, but felt he had valuable information to sell, and requested ₤10,000, a British passport, and a resident’s permit in France for him and his wife. He claimed that he knew enough to build a replica. Menzies was suspicious, but when the technical data were examined, the judgment emerged that his information was genuine. In August 1938, he sent two experts to meet Lewinsky in person, Dillwyn Knox and Alan Turing. If that distinguished twosome were satisfied that Lewinsky was genuine, they were to arrange with Gibson to take the Pole and his wife to Paris.

Now the careful student might at this stage raise some questions. Turing was not recruited by GC&CS until September 1939, so it would be unlikely that Knox would have selected him for such a sensitive project at that time. In any event, as Cave-Brown reported, they went to Warsaw and met Lewinsky, ‘a dark man in his early 40s’, as Wilfred Dunderdale, resident MI6 officer in Paris, described him. Knox and Turing returned and advised Menzies that the bargain should be accepted. Lewinsky and his wife were taken by Gibson through Gdynia and Stockholm to Paris, where Dunderdale took them under his wing. Lewinsky created the replica of the Enigma machine from his apartment.

Now this whole adventure is probably a complete hoax – and Dunderdale might have been complicit in it rather than responsible for providing an authentic-sounding testimony. In August 1939, a successful visit was made by GC&CS personnel to Polish Intelligence to gain information on, and a replica of, the Enigma machine. In several stories that can be found on the Web (at least one by a published author), Gubbins’ arrival in Poland just after the war broke out, on a military intelligence mission, has been presented as part of this successful exploit, but the claim does not hold any water. I shall explore and explain the whole shifty and contradictory story of how the Poles actually contributed to the success of the Enigma project in a posting early next year, but simply make the point here that the British, the French, and even the Poles, all out of reasons of national pride, or to cover up their own inadequacies or exaggerate their own creativity, all contributed to the haze that has surrounded the transfer of cryptologic skills to Bletchley Park, and their subsequent development.

The particular poignancy that this story has for me concerns Alastair Denniston, and the cruel way that his contributions between the wars were diminished when he was removed from his leadership in 1942, becoming the only head of GC&CS/GCHQ not to receive a knighthood. (I wrote about this puzzle in https://coldspur.com/sonias-radio-part-iv/ ) Now I believe I may understand why. I suspect that he made a fateful blunder in the early 1930s, when he rejected an approach from the French about gaining a copy of the specifications of the ENIGMA machine from Polish sources. That must have caused enormous frustration to Knox when he learned about it, and the British campaign to provide mechanisms to decrypt Enigma messages was set back several years. I shall pick up this story in my coming account, and also inspect the occasional claim made that the Gibson aspect of the adventure may have some truth to it.

Geoffrey Elliott: An Obituary

Geoffrey Elliott

Earlier this year I was invited to contribute an obituary on Geoffrey Elliott for the on-line newsletter published by the Whitgift Association, under the auspices of Whitgift School, which establishment we both attended (although Elliott left a year before I arrived). My father, who attended Whitgift from 1922-1930, was a master there for over thirty years, acted as honorary archivist, and wrote the History of Whitgift School, had also taught Elliott. The following duly appeared in October:

Geoffrey Elliott (1949-1955) was born in April 1939 to Kavan Elliott, a bohemian character who worked for the Special Operations Executive during World War II, and Sonia Redstone, the daughter of emigrés from Siberia. With his father engaged in both forced and unforced absences from the family home, Geoffrey’s mother had moved Geoffrey and his sister Jennifer to Purley, probably because Dick White, then a senior officer in MI5 (who had taught at the School in the early 1930s) had recommended Whitgift as an institution suitable for her son.

His career at Whitgift was unremarkable (described with wit in Geoffrey’s memoir about his father, I Spy), but in 1957 Sonia Elliott was killed by a drunk driver in Purley High Street. In Elliott’s words ‘life span out of control for a while’. Yet, with the support of his grandfather, he managed to find a position working as an articled clerk for the illustrious lawyer Lord Goodman, one of the two major influences in his life. Goodman had been the solicitor for the Balkan Sobranie tobacco business run by Geoffrey’s grandfather and great-uncle.

National Service then called, and Elliott entered the Intelligence Corps. Having applied to learn Arabic, he was then sent on the last of the courses for interpreters in Russian, and spent an enjoyable couple of years journeying between Cambridge and London. He starred at this assignment (despite never having learned any Russian from his grandparents). The rewards, however, were unexciting. As he wrote: “Not for me the clandestine delights of supposedly chance encounters on that well-worn Regent’s Park bench with some charismatic unfrocked Hungarian priest coyly sounding me out for membership of the Whitgift Twelve.”

Instead, his training led him to a productive spell of translating, where his main customer was ‘that bow-tied bullshit artist’ Robert Maxwell. He married Fay (who predeceased him by two years), and moved to Reuters, where he very successfully monitored Soviet radio broadcasts. It was at this time that he worked in some capacity for ‘the Firm’ (MI6), following his father, who had undergone painful experiences in Hungary after being arrested there in 1948 with the cover of an executive for Unilever. Elliott became a senior associate member at St Antony’s College, Oxford, and his friends and colleagues there became an important part of his research activities in later life. He was elected to an Honorary Fellowship there in 1997.

The second major influence on Elliott was the banker Siegmund Warburg, the head of an ‘arriviste’ but very successful banking-house, who had refreshing ideas about recruitment and training. Elliott prospered there before being tempted to move to the USA, where he became Managing Director for Morgan Stanley. In 1990 the Elliotts retired to Bermuda, where they embarked on a generous and culturally rich course of philanthropy. Geoffrey became Chairman of the Bermuda National Gallery, and was awarded the OBE in 2004 for his contribution to Bermuda’s cultural heritage. In 2002, Geoffrey and Fay also donated an exceptional assortment of rare books and manuscripts to the Special Collections Library of Leeds University.

Geoffrey Elliott was a widely-read individual, with a broad interest in many matters of history and culture, and he devoted much of his retirement in a quest to learn more about his errant father’s life and exploits, as well as the exotic background of his maternal grandparents. He left two outstanding memoirs, I Spy (primarily about his father), and From Siberia, With Love, which is an extraordinary account of how the Redstones met in prison, married, and made their way to London before returning to Siberia and escaping a second time. His books are percipient, witty, and allusive, a combination of the content, style and anecdotage of John le Carré, Fitzroy Maclean and Alan Furst.

Yet one unique achievement occurred in a more covert way. Elliott contributed to other books, such as Secret Classrooms, with Harold Shukman, which tells the story of the Joint Services School for Linguists, and with Igor Damaskin to a biography of Kitty Harris, Donald Maclean’s lover, The Spy With Seventeen Names. He was also in demand as a translator, applying his skills to Rufina Philby’s memoir, and more exquisitely, translating documents from the KGB archive for Nigel West’s book on government secrets purloined by the Cambridge Five (Triplex), which the Soviets had translated into Russian. Since many of these original papers have not been released by the British Government, Elliott’s re-translations of these back into English are the only available versions.

This obituarist had the pleasure of becoming acquainted with Elliott (by email and telephone) while researching his doctorate in Security and Intelligence Studies a few years ago. Geoffrey was modest, insightful, patient, amusing – and sometimes very waspish. The character and wisdom of the man came through immediately, and I was very grateful for his guidance on some problematic matters of intelligence.

Geoffrey Elliott’s heritage was surely more exotic than most. Yet in some way it perhaps mirrored that of many Whitgiftians. Mysterious backgrounds tend to be subdued in the uniforms and conventionality of suburban schooling, and the subjects probably believe their lives are just as normal or abnormal as that of every other boy. And then they take their experiences to make some sort of mark in the wider world. In Geoffrey’s case, he underwent a few apparently mundane years in Surrey suburbia, plagued by teenage worries and bizarre schoolmasters. A full life then followed, an outstanding career in several fields of endeavour, all carried out with aplomb but little trumpeting. He concluded in his retirement that he had become a ‘rootless cosmopolitan’, but, despite his lack of sense of belonging, Elliott left a deep and positive impression everywhere he worked and lived. He died in Bermuda on May 1, 2021.

(Soon after this piece was published, I heard from my friend Nigel Platts, who edits the newsletter in which it appeared, that he had recently encountered a close schooltime friend of Geoffrey Elliott’s on a social occasion. This colleague mentioned that, when he and Elliott took O-Level Latin, Elliott left Big School after 20 minutes or thereabouts, not because he was stumped by the paper but because he had completed it. His friend said that Elliott was a most remarkable linguist – it was no surprise that he went through the JSSL or that he prospered in investment banking.)

Coldspur and the archive

Since I wrote about the challenges of preserving my library of books and papers, and making it available for a future generation of researchers, a few correspondents have expressed sympathy with my efforts to find a suitable home, and have offered some suggestions. I am grateful to them all, and am happy to report – rather cautiously, as nothing has been signed yet – that I am engaged in very positive discussions with an institution that is very enlightened about ‘special collections’, appreciates the unique substance of my collection of books and archival material, and is also imaginative as to how some of my research aids, such as the very detailed Chronology of Events supported by hundreds of sources, could be deployed electronically to empower students of twentieth-century history. I shall report further as the project evolves.

Two other aspects of the archive occupy my mind occasionally. I am frequently stressed to recall in which posting an important reference occurs. The internal search capability provides some introductory information, but is not adequate for detailed inspection, and I have to switch to my Word versions to obtain highlighted incidences. A comprehensive Index would be very desirable, but, owing to the density of the texts, would be a mammoth exercise that I am not prepared to undertake. Perhaps an undergraduate project at some stage.

The other exercise would be to create PDF versions of major pieces, a feature that a few correspondents have asked about. (Some find the on-line version unwieldy to read, and I do provide Word versions of each piece on request.) PDFs would presumably give the articles greater substance and identity, and maybe increase their utility and availability. I do not have a full license for Postscript, so have not been able to experiment with such a process, but, if any reader has insights and advice on this topic, I should be happy to receive them.

What about the short term? Over the holidays I was reading about the new ‘chatbot’ (dreadful word!) ChatGPT, and how it was amazingly producing elegant responses to routine inquiries. So I decided to try it out, to see how it would respond to the question ‘Who was ELLI?’, and thereby advance the cause of human knowledge. I thus went to the OpenAI site, requested a download for the free trial, entered my email address, and then responded to the verification message by entering my telephone number. I then received the message: “SMS Verification is not supported by landline phones”.

Ha! I wasn’t falling for that! The oldest trick in the book! My cellphone sits in my drawer, turned off, for 98% of the time, and is only powered on when I go out. (Though I expect that, before too long, I shall need to reveal it in order to access my own bank account . . .) I don’t give the number out to anyone: the only two persons who know it are our son and my wife. So OpenAI isn’t that smart, is it? On the other hand, perhaps someone else who is more liberal in passing out his or her mobile phone number could try out ChatGPT, and let me know the answer to the ‘ELLI’ question.

So what about coldspur in 2023? On the docket: PROSPER’s secret return to the UK; the truth behind Alistair Denniston and ENIGMA; the resolution of The Airmen Who Died Twice; the structure of Soviet counter-espionage in MI5 at the end of the war; John Tiltman’s mysterious exploits in Finland; a study of wireless traffic probably betrayed by George Graham; an inspection of the recently release MI5 files from Kew; perhaps more on ELLI and Archie Gibson  . . . . (although, at some stage during 2023, I might hand over the writing of the blog to ChatGPT. I doubt anyone will notice). Don’t touch that dial!

Notes and Queries

I frequently receive from correspondents tips on matters of intelligence, some of which seem particularly fruity, and need to be followed up. Yet I always ask the following questions:

  • Who is the source?
  • Is there any documentary evidence?
  • May I quote you?

And if any of the answers are negative, I tread very carefully, lest I appear like Chapman Pincher, fed spurious information by ‘good authorities who have to remain anonymous’.

One recent item sounded plausible. I was told that MI5 applied a lot of pressure on Leo Marks (and his publishers) when he wrote Between Silk and Cyanide, as he had included some very critical remarks about SOE’s performance in WWII, and the service had successfully managed to keep such comments out of the book. Now that would not surprise me, as Marks made some fairly scathing observations about Colin Gubbins, and what he had originally written might ‘help me with my inquiries’ into the deceptions of F Section. My informant said that Marks’s original manuscript existed somewhere, waiting to be inspected, but could not tell me any more. Can anyone out there help?

My second query relates to Genrikh Borovik’s Philby Files. Keith Ellison and I have been working closely on this very chaotic book recently, trying to resolve its many errors, paradoxes and contradictions. For instance, Borovik’s claim that Ivan Chichaev handled Philby during the war turns out to be almost certainly false, since Borovik equates VADIM with Chichaev, and has him handling Philby in early 1941. But Chichaev did not arrive in London until December 1941, and VADIM was Anatoly Gorsky.

A passage that has particularly engrossed us is the transcription of a report made by Gorsky (then named ‘KAP’) from London, to Moscow Centre, on July 10, 1939. It runs as follows:

            Very soon, ‘S’ will come here to resolve the question of future work. While here, ‘Mary’ met one of her intimate friends, a certain ‘Stuart’, whom, she says, we knew nothing about. She has written a detailed report on him. This ‘Stuart’ is now working on some top-secret project, probably for the illegal ministry of information and, in his words, has already recommended ‘Söhnchen’ for this work to his bosses. The question will be decided while ‘Söhnchen’ is here.

(‘S’ and ‘SÖHNCHEN’ are Philby. ‘MARY’ is Litzi Philby, domiciled primarily in Paris, where Donald Maclean is currently stationed. Maclean’s cryptonym is now STUART, it having been changed since Kathy Harris, his courier and lover, revealed his previous cryptonym, LYRIK, to him, against all the rules.)

Keith and I disagree about the probable identity of ‘Stuart’. He thinks that it refers to Maclean, and that Maclean was probably involved with Guy Burgess’s project at the Joint Broadcasting Company (the ‘illegal ministry of information’). He deems it unlikely that two agents would have been given the name of STUART. My thought is that ‘Stuart’ is the person’s real name. Litzi Philby strongly suggests that the person is working in London, and that she had a meeting with him there. Maclean, moreover, would hardly have been spending time on any such surreptitious projects from Paris.

There is ambiguity in the phrase ‘we knew nothing about’ him. Is ‘we’ the London residency, or the NKVD overall? The London station was being rebuilt, and trying to discover who its agents were. Yet, if Litzi knew that her ‘Stuart’ was actually Maclean, why would she have to write a detailed report on him, since she could have referred Gorsky to Moscow Centre, which was receiving Maclean’s reports from the Paris residency? It sounds to me as if ‘Stuart’ is a potential new contact working in the government (and probably not Stuart Hampshire, who, while having a slightly dubious reputation in this business, was a fellow at All Souls’ College at this time). ‘Stuart’ knows Philby well enough to want to recommend him for a job, and is surely working on the wrong side of the blanket if he is an ‘intimate friend’ of Litzi’s.

Ironically, this may not be the only occasion where confusion over cryptonyms has reigned. In SOE’s F Section in 1943, Henri Déricourt was known as ‘GILBERT’. In some communications, GILBERT was taken as referring to Gilbert Norman (ARCHAMBAUD), PROSPER’s chief wireless operator, with unhappy outcomes. For instance, in May 1943, the Abwehr agent Richard Christmann, posing as a Belgian resistance worker called ‘Arnaud’, asked the proprietor of a Paris restaurant where members of PROSPER’s group frequently met if he could put him in touch with GILBERT, and the owner naively led him to Gilbert Norman.

Borovik uses this incident to show the confusion at the Lubyanka over the identity of their sources, but perhaps it has a simpler explanation. Can anyone help? How would you interpret this passage? And can you shed light on who ‘Stuart’ might be? Answers on a postcard, please.

Dr Austin and ‘Agent Sonya’s Wireless’

Dr. Brian Austin

Coldspur readers may recall Dr Brian Austin, now retired, who was a distinguished academic in the Department of Engineering and Electronics at Liverpool University, and is a noted historian and biographer (of Sir Basil Schonland). Over the years, he has been very helpful in guiding me on wireless matters, and he contributed a vital column on coldspur in December 2020, where he explained the difference between wavelengths and frequencies. He is also a keen follower of intelligence matters, and has tracked with great interest the erratic accounts of Sonya’s adventures with wireless. He even wrote to Ben Macintyre to challenge the popular author’s claims, but his appeals went unanswered.

That interest was recently converted into a fascinating and comprehensive analysis of the unlikely exploits that Sonya must have undertaken to achieve the results attributed to her in Macintyre’s largely fanciful account of her enterprises in espionage, or, more accurately, couriership. Dr Austin’s article, ‘Sonya’s Wireless: fact, fiction, fantasy and fable’ was published by Signal magazine in August of this year. Unfortunately, the publishers of Signal do not offer an on-line version, but Dr Austin has generously allowed me to post the PDF of his article on coldspur, and it can be viewed at Sonya’s Wireless.

[I regret that I have experienced a few problems installing and using the Plug-In for importing PDFs to WordPress, which may not have been tested with the release of the product that I use. The result is not as clean as I hoped: the PDF can appear only as a ‘Post’, not a separate ‘Page’, and I cannot correct the text, or its erratic disruption of paragraphs. I may try scanning the individual pages into a separate document. My apologies.]

I am sure all coldspur readers will be impressed by Dr Austin’s scholarship and insights. He brings to what could easily have become a dry-as-dust study a wonderfully entertaining analysis, laced with wit and wisdom. His article deserves wider distribution. One item to which I want to draw attention, however, is Dr Austin’s link to my review of Ben Macintyre’s book on the website of the Journal of Intelligence and National Security. Since the review will be blocked from non-subscribers, I remind readers that they can access it on coldspur, at https://coldspur.com/wp-content/uploads/2020/12/Courier-traitor-bigamist-fabulist-behind-the-mythology-of-a-superspy.pdf.  Now, if only we could persuade Ben Macintyre to study our articles seriously. . . .

John le Carré: Letters & TSWCIFTC

John le Carre

My copy of John le Carré’s Letters, A Perfect Spy, arrived earlier this month, and I have been reading it with mixed reactions. Overall, it is rather a bland and routine collection, where the letter-writer rarely gives much away of the secret self that he protected for so long. Le Carré carefully selected which of his letters should be preserved, although the editor, his son, Tim, was able to supplement the trove with items from various addressees, and their archives. I had to turn back to Adam Sisman’s unsatisfactory biography (he appeared to lose interest as his subject aged) to fill in some of the pieces. A few extracts appear, but no letters written to le Carré are included, a phenomenon that always gives a one-dimensional aspect to the dialogues that must have gone on. Only occasionally does the wit, drive and magnetism that made le Carré such an attractive partner come through – as in a very impassioned letter that he wrote to his lover, Susan Kennaway, who was, with her husband, close friends of le Carré and his first wife, Ann. Here he essentially breaks off the relationship, but the inclusion is surely made to remind readers of his essential decency. While I should have liked to read the letter le Carré claimed he sent to Stalin, expressing his support for opening the ‘Second Front’, and complaining about his boarding-school,  I was distressed to read his letter to Ben Macintyre of August 31, 2020, complimenting him on Agent Sonya: ‘ . . . it’s absolutely terrific; an elegantly assembled, scrupulously researched, beautifully told compulsive read, and an extraordinary slice of history’, and ‘But best of all you made us over time love and admire Sonya herself’. ‘Love and admire’? ‘Us’? Pass the sick bag, Alice.

TSWCIFTC

Over the holiday I also watched the DVD of The Spy Who Came In From The Cold, which I had acquired a few months ago. I had imagined that I must have seen this film back in 1966, soon after it came out (when I had already read the book), but I could recall only one scene –  the event in the grocery-shop where Leamas attacks the proprietor for not granting him credit –  and the bulk of it seemed entirely fresh, so maybe I just saw a trailer. I know I did not understand all the twists when I read the book as an eighteen-year-old, so I brought a more seasoned perspective to the story in 2022.

It was an engrossing experience in many ways. The views of 1960s London were fascinating, and it was good to see again some familiar faces (e.g. Robert Hardy, Michael Hordern, Rupert Davies, and the delightful Claire Bloom, still with us, I happily notice, at age ninety-one). The sets were suitably damp and noirish, and the acting was generally excellent. But the scenes in cars looked very phony (why did drivers think they had to twist childishly the steering-wheel left and right all the time to suggest they were really manipulating a vehicle?), and the proceedings of the DDR tribunal, all being carried out in impeccable English, were jarring. If those scenes were re-done, I imagine they would take place in a mixture of English and German, but with sub-titles.

The actions of the East German traitor, Mundt, troubled me, and I wondered whether le Carré had got in a bit above his head. Mundt has inveigled Leamas’s lover, Nan Perry (Liz Gold in the book) into the country, in order for her to show the tribunal that she knew George Smiley, and that MI6 was paying her rent. Leamas himself is shown to be a false defector, under control of MI6, and would face a hefty sentence. (In the book, he kills an East German guard: I did not notice that in the movie.) Mundt is in a quandary: he knows that he is expendable to the British, and that he must be being watched carefully by the DDR government. Nan is a British citizen (though a member of the Communist Party), and would be expected to be able to make an open return to the UK. But she knows too much, and could betray him. Mundt would have little ideological sympathy for Leamas, since he himself is a mercenary, not an ideological, traitor, but he presumably feels he has to send Leamas back somehow to please his controllers in London.

So why the ruse to have Leamas and Perry make a dangerously arranged flight over the Berlin Wall (although the murder of Perry was always planned that way)? Why did Perry go along with it? And why didn’t Mundt simply arrange for them to have been unfortunately killed in a car accident, disposing of them relatively quietly, and washing his hands of them, instead of organizing a highly unlikely escape from their place of incarceration? No doubt I am missing something. The recruitment of Mundt, and the matter of his psychology and motivations, must present challenges that are not easily side-stepped. I shall have to go back and re-read the book. (I note that le Carré, in a 1994 letter to a German reader who spotted inconsistencies in the novel, wrote: “The book was always a rough instrument and underwent none of the fine editorial tuning to which I and my publishers have subjected my more recent work.”)

The National Archives

On October 11 a considerable number of MI5 files was released to the public. They contained files ‘on people with links to the Cambridge spy ring, including Fred Warner, Jack Hewit, Victor and Tess Rothschild, and Goronwy Rees’. I am sure that Victor Rothschild would have objected violently to being described in those terms, as it suggests that he was in some way associated with the ring itself, as opposed to just being on friendly terms with its members, but the categorization is just. What is regrettable that the files on the spies themselves have not been released, and the supposed reasons (such as members of a family having to be protected) are obviously spurious in the case of Guy Burgess, who had no offspring.

I have not inspected carefully any of these files yet, but plan to do so in 2023. One of my correspondents, Edward M, has beaten me to the punch, and he has posted a comment against my November 2019 Round-up concerning Rothschild’s attempts to alert Peter Wright to the true identity of ‘PETERS’ (the MI5 investigation into the reliability of Graham Mitchell). William Tyrer has alerted me to a 1961 investigation into Jenifer Hart as a possible ‘ELLI’ suspect. Keith Ellison has also dug into the file on Harold Philby (actually released in 2002), and discovered some references to vetting procedures being explored with Litzi Philby (Kim’s first, Communist, wife) and Kim himself at the end of 1939 and early 1940, before Philby’s official interview with Valentine Vivian of MI6 in July 1940. Keith has written these up in his e-book (page 22), for which a link appears in my recent report ‘Gibby’s Spy’.

Young Stalin

My interest was piqued by the fact that the files recently released included records of the notorious rabble-rouser Joseph Stalin, as if he were one of those dubious characters that MI5’s watchers should ‘keep an eye on’ if he managed to gain entry to the country via Harwich or some other port, perhaps in some disguise. In fact the Personal File on Stalin was created only on December 13th, 1920, when he was recognized as a ‘revolutionary propagandist’, and most of the file concerns reactions after his death in 1953, and various rumours about his death, and his possibly having been a spy for the Okhrana in his younger days.

Yet Stalin had visited the United Kingdom in 1907, and was watched by the Special Branch. As Stephen Kotkin wrote in the first volume of his biography, Stalin: Paradoxes of Power 1878-1928:

. . . Jughashvili [Stalin] stole across the border to attend the 5th Russian Social Democratic Workers’ Party Congress held between April 30 and May 19, 1907, in north London’s Brotherhood Church. Congress luminaries were lodged in Bloomsbury, but Jughashvili stayed with the mass of delegates in the East End. One night, utterly drunk, he got into a pub scrape with a drunken Brit [serious historians should never refer to subjects of HRH as ‘Brits’. Ed.] , and the owner summoned the police. Only the intercession of the quick-witted, English-speaking Bolshevik Meir Henoch Mojszewicz Wallach, known as Maxim Litvinov, saved Jughashvili from arrest.

Who was that heroic citizen who, with a better-guided punch, might perhaps have caused a career-stopping injury to the future dictator? He should have been given an OBE on the spot. And if Stalin had been arrested, could not an unfortunate accident have been arranged that would have taken him permanently out of commission? What worldwide pain and suffering might have been averted had he come to a sticky end in Stepney! In any case, the Special Branch appeared not to start a tab on him. And maybe the survival of Litvinov (who married an English girl, Ivy Low, in 1916) owed something to the fact that he had intervened to save his room-mate and pal back in 1907. Anastas Mikoyan, however, suggested that Stalin had had Litvinov murdered in a motor accident in 1951.

One significant item in the file is a somewhat portentous obituary written by Sir Alvary Trench-Gascoigne, the British Ambassador to the Soviet Union at the time of Stalin’s death. He composed a tribute to Stalin for the attention of the Secretary of State for Foreign Affairs, Anthony Eden, rather understating the Marshall’s cruelties while exaggerating his leadership qualities. It is titled ’Some of the Main Facts in Stalin’s Life’. Thus we learn that, when Stalin became supreme ruler of Russia [sic: actually the U.S.S.R.] in 1924:

            He ruthlessly disposed of his enemies, replaced the ‘old’ intelligentsia with his own bureaucratic henchman [sic], and finally purged the party of most of the remnants of the old guard Bolsheviks, sending many thousands of guilty and innocent alike to death or concentration camps.

Thousands? Maybe that was the best assessment the Foreign Office had at the time, but the summary ignores all the horrors of the Holodomor, the Purges, and the immensity of the Gulags. Gascoigne (as he signs himself here) goes on to praise Stalin’s personality:

            He has played an outstanding part on the world scene for almost thirty years of this century. His position was due to his extraordinary tenacity and strength of character, his salty realism, shrewdness and common sense. In company he knew how to relieve his normal dourness of manner with striking flashes of humour and undoubted reserves of personal charm. His personality had the quality of greatness, the proof of which is the way in which he transformed Russia from a backward semi-agrarian economy into a military-industrial State of first importance.

What a mensch! About the only thing Gascoigne left out was that Stalin ‘was a man you would want to go tiger-shooting with’. It is all rather gruesome and feeble. Here was a man who had recently extended his prison-camp over the whole of eastern Europe, and had designs on bringing the western countries under his orbit, by force if necessary. And Gascoigne appears to be oblivious to the threat. Still, that had been the dominant Foreign Office view of the man, and of the Soviet Union, for a while.

Documents No Longer Talk

Documentstalk was a website that I occasionally used to visit. It was managed by someone called Svetlana Chervonnaya, and she introduced it with the following text:

            I live in Moscow, Russia, and by education and professional experience I am what we call here an ‘Amerikanist’ – a scholar whose occupation is the study of the United States of America.

Chervonnaya’s mission was to shed light on fresh revelations from Soviet archives on the exploits of Soviet espionage in the United States. It appeared that she had access to files that were not available to other researchers, although I questioned that assertion, as her explanations were not convincing. William Tyrer, who performed some valuable original research on Igor Gouzenko, and also had some challenging experiences with the Cleveland Cram archive, was in regular touch with her.

Yet www.documentstalk.com  is no more. At least, the substance has disappeared. President Putin must have decided that such open discussions acted counter to Russian interests, and closed it down. The website is now just a shell. However, by clicking on it, one can discover a replica of its final status maintained elsewhere, at http://deadlypass.com/wp/highlights/.

An intelligence insider told me the following: “Chervonnaya’s site was taken down. Its mission to spread historical defamation was unpopular as she tended to complicate rather than correct. She was a collector of suggested anomalies in US cases. There was fear of leakage too from other official historians. Agentura.RU was useful for the contemporary scene.  But it has also been closed down by Putin although the SVR director is a ‘keen historian’. He was assigned by Putin to rewrite the school history curriculum.”

For better or worse, such a fate probably does not await coldspur. An inferior destiny than having too much attention paid, however, is not having any attention at all. What I would give to gain the notoriety of having coldspur suppressed by the authorities! I have illusions that Calder Walton is feverishly emending his Cambridge History of Espionage and Intelligence, because of disclosures that he has read on coldspur; that tense meetings are being held at Vauxhall Cross, owing to my revelations about the ‘legendary’ MI6 officer, Harold Gibson, and for fear of publicity about George Graham’s betrayal of secret codes and cyphers in the wartime Soviet Union; and that Mark Seaman, ‘historian’ at the Cabinet Office, is nervously polishing his MBE medal under the supposition that the colossal mis-steps of SOE in 1943 are about to be made public. When I next travel to the United Kingdom, I shall be ready for that ‘tap on the shoulder’ as I attempt to pass through Customs.

Hilary Mantel, Fiction and History

Hilary Mantel

During my researches, I continually come across the challenge of deciding what archival material is authentic, and what is spurious – that is, issued as a means of disinformation. In the world of intelligence, fiction masquerading as history is a common occurrence, whether it is Ben Macintyre regurgitating Sonya’s ‘memoir’, MI6 officers passing on stories to Chapman Pincher, or the SOE adviser guiding M. R. D. Foot through selected massaged reports and memoranda. Thus, when a colleague a few weeks ago introduced me to statements made by Hilary Mantel in her First 2017 Reith lecture, comments that described how she viewed the roles of historical fiction and history-writing, my interest was piqued. I am a fan of Hilary Mantel, have enjoyed her Cromwell books immensely, and support most of her ideas about writing historical fiction. I responded very positively to some of the statements she made, such as: “To retrieve history we need rigour, integrity, unsparing devotion and an impulse to scepticism”, but I had to disagree with many of her comments, which I found sentimental – even mystical – and lacking in that intellectual rigour she admitted to admiring. I hereby comment on some excerpts:

We carry the genes and the culture of our ancestors, and what we think about them shapes what we think of ourselves, and how we make sense of our time and place. . . . . My concern as a writer is with memory, personal and collective: with the restless dead asserting their claims. . . . . . I have no names beyond my maternal great-grandmother – but let me introduce her, as an example, because she reached through time from the end of the nineteenth century to form my sense of who I am. . . .

The first assertion is both a truism, and untrue. Of course we carry the genes of our ancestors, but to select a partial ancestor (as Mantel does) to create some kind of mystical linkage is simplistic. She has eight great-grandparents: why does she single out her maternal great-grandmother, just because she is the only great-grandparent she knows anything about? What did the other seven contribute to her sense of who she was? (What does that mean, anyway? Is this a 21st-century fetish about ‘identity’?) And what does this whimsical notion of her great-grandmother’s ‘reaching through time’ mean? (It was Mantel who performed the ‘reaching’.) If you go back six centuries to the Tudors, one’s potential ancestors could maximally number about sixteen million, at a time when the population of England was about three million. The conclusions are obvious. Duplication compresses the number, so why and how can anyone reduce one’s lineage to a known few? Moreover, we do not ‘carry the culture of our ancestors’: that is absurd. ‘Culture’ is not magically imprinted into DNA, but transferred through teaching and practice. And again, why single out the ‘culture’ (whatever that means) of a few whose behaviour and beliefs are known to us? This is just sloppy thinking.

There is no such entity as ‘collective memory’, or ‘living memory’. It resembles that other fashionable trope – ‘the lived experience’, as if there were any other kind. If facts about previous times are passed on, that is a version of history, or possibly folk history. (Later in the lecture, Mantel writes: “When we remember – as psychologists so often tell us – we don’t reproduce the past, we create it”, thus openly admitting that ‘memory’ is a flaky construct.) The notion that the ‘restless dead’ assert their claims is mystical nonsense. Her concern as a writer is more about ‘imagination’, how to attribute, based on facts about an era and possibly imperfect knowledge about the lives of her subjects, how they might well have thought and acted, given some universal insights into ‘human nature’ (again a very dubious concept – as Mantel herself conceded in answering a question at the time).

We remember as a society, with a political agenda – we reach into the past for foundation myths of our tribe, our nation, and found them on glory, or found them on grievance, but we seldom found them on cold facts.

I do not know who this ‘we’ is. Does Mantel claim to speak for all of ‘society’, or does she grant that quality to historians or other historical novelists? Which are our ‘tribes’ in twenty-first century Britain – the Freemasons? the MCC? The Iceni? I agree that ‘foundation myths’ are frequently perpetrated erroneously (as I was taught about the British Empire as a boy), but to unify everybody into a ‘political agenda’ whereby history is used supposedly to achieve political ends is simply absurd. What about those scholars who step outside the ‘tribe’ and try to deal with ‘cold facts’? What are the ‘cold facts’ that Mantel recognizes? Which historians established them? What method does she use to distinguish cold facts from lukewarm ones?

Nations are built on wishful versions of their origins: stories in which our forefathers were giants, of one kind or another. This is how we live in the world: romancing.

Again, some truth in the legend-making of much historiography – see Putin or Arthur Marshall – even Churchill. But to universalize the notion by suggesting that ‘we’ all live in a world this way is patronizing and incorrect.

Historians are sometimes scrupulous and self-aware, sometimes careless or biased. Yet in either case, and hardly knowing which is which, we cede them moral authority. They do not consciously fictionalize, and we believe they are trying to tell the truth. But historical novelists face – as they should – questions about whether their work is legitimate. No other sort of writer has to explain their trade so often. The reader asks, is this story true?

Again, who is this ‘we’, and why generalize all historians this way? Who ‘cedes them moral authority’? Of course, some are careless or biased, but, if they are, other historians should point that out, and refine the story – which is precisely what happens. Mantel indicates this when she writes: “Any worthwhile history is a constant state of self-questioning, just as any worthwhile fiction is”, although the comparison with the tasks of historical fiction is irrelevant. As someone dealing with the challenge of highly dubious archival records I try to do this all the time, especially with the ‘authorized’ historians of intelligence. But the response should be – better history, not more historical fiction.

The problem is that when ‘public intellectuals’ advance in the public eye, are invited on to Any Questions, and then rise to the status of being a ‘national treasure’, which is what Mantel became, persons who should know better treat their utterances with a respect that is undeserved, and consider their opinions on any subject under the sun as coming from authority. (The transcripts of Mantel’s lectures can be viewed at https://bluebook.life/2021/07/19/hilary-mantels-lectures-on-historical-fiction/ .) She was thrown mostly softball questions, and was showered with applause.

Envoi: Philip Larkin’s Nightwear & Homo Sapiens and Us

Virginia Stride, Alan Bennett & John Sergeant

My attention was recently drawn to an article in the Times Literary Supplement that described how the Poet Laureate Simon Armitage had ended up examining the pyjamas of the poet Philip Larkin. I immediately recalled an analogous sketch on the 1960s BBC2 comedy program On The Margin, written by, and starring, Alan Bennett, and it occurred to me that the only two persons on the planet who might remember it were my brother and Alan Bennett himself. My brother, true to form, knew instantly to what I was referring, and I decided to write a letter to the Editor of the TLS. It ran as follows:

            Kyra Piperides’ report on the poet laureate’s ‘bemusement and indignity of excavating Larkin’s pyjamas’ (TLS, November 25) was a poignant example of life imitating art. I recall a sketch from Alan Bennett’s BBC2 series On the Margin (scandalously destroyed by a BBC functionary) where the authenticity of Kafka’s Underpants was discussed by Bennett. Moreover, with the knowledge of Larkin’s enthusiasm for jazz, we now have a reliable explanation for the source of the phrase ‘the cat’s pyjamas’.

Sadly, the Editor declined to publish my letter. Perhaps it was not serious enough for him. I can still today hear the voice of my Russian teacher, Martin Clay, booming to me: ‘Don’t be frivolous, Percy!’

On the other hand, the Editor must have been more impressed with a letter I sent him a week later, where I twitted the faulty logic of Charles A. Foster, a fellow at Exeter College, Oxford, and visiting professor at the Oxford Law Faculty. The Editor, Martin Ivens, published the following in the issue of December 16th, my seventy-sixty birthday:

            In his somewhat excitable review of Paul Pettitt’s Homo Sapiens Rediscovered (TLS, December 2), Charles Foster comes to the provocative conclusion that ‘we’ are all ‘Upper Paleolithic hunter-gatherers’. While that might come as a surprise to many of your readers, Foster undermines his logic by stating that ‘when we arrived in Eurasia it was already occupied by other humans – Neanderthals and Denisovans’, whose DNA nevertheless, because of sexual interaction, endures in ‘us’. Thus to exclude Neanderthals and Denisovans from ‘us’ appear a very unscholarly – one might say ‘speciesist’ – analysis of humanoid history.

I wish a very productive and prosperous 2023 to all my fellow Upper (and Lower) Paleolithic hunter-gatherers! As the anthropologist Domenica Lordie said in Alexander McCall Smith’s A Time of Love and Tartan: “I have lived with hunter-gatherers before, you know, and they tend to be utterly charming people, with lots to say.” Of course, there are some ‘climate’ activists who would have us return to those innocent times of hunting/gathering. Though I suspect that fox-hunting would be banned under their régime, a long list of species would be protected from any venery, and the much-maligned ovine community would be shut down as an inefficient protein-conversion agency . . .

Lastly, a bit of animal nonsense for the New Year, from Christian Morgenstern:

Wie sich das Galgenkind die Monatsname merkt [How the gallows-child remembers the names of the months]

Jaguar

Zebra

Nerz

Mandrill

Maikäfer

Pony

Muli

Auerochs

Wesenbär

Lochtauber

Robbenbär

Zehenbär

(This month’s Commonplace entries can be seen here.)

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Filed under Economics/Business, Espionage/Intelligence, General History, Geography, Literature/Academia, Management/Leadership, Media, Personal, Philosophy, Politics

Summer 2022 Round-Up

The Ultimate Fridge Magnet

I ♥ Coldspur Fridge Magnet

I received the above item in the mail a few weeks ago – completely out of the blue. It arrived from Greece, and the envelope included a packing-slip that informed me that the item had been bought from Mundus Souvenirs on Amazon Marketplace, and that the buyer’s name was ‘David’. The condition of the item was described as ‘New’, so I was happy that I was not the beneficiary of a re-tread. But who could the semi-anonymous donor be?

I know of only three ‘Davids’ who are aware of coldspur, and also have my home address. None of them is renowned for wearing his heart on his sleeve, but maybe each does adorn it on his refrigerator. It was a superbly innovative and generous gesture, and I determined to get to the bottom of it.

Maybe coincidentally, I happened to hear from David Puttock soon after. David lives in Hamilton, Ontario. We go back a long way: we studied together in the Sixth Modern at Whitgift, and we both went on to read German and Russian at Oxford, David at New College, I at Christ Church. We have met only once since 1968 – at a Gartner Group conference in Toronto ca. 1990, but have maintained a sporadic email correspondence, and the exchange of Christmas cards (heathen that I am), since his retirement. And, indeed, when I asked him about the magnet, he admitted that he was the benefactor.

David told me that he found the item by googling ‘coldspur’, and that the amazon link appeared on the first page of the selection. When I performed that function, however, amazon was nowhere to be seen, but my site gratifyingly appeared before the township of Coldspur, Kansas. The magnet was probably intended for the good citizens of that community, who may think they have stumbled into an alternative universe if they mistakenly look up www.coldspur.com. In any case, those coldspur enthusiasts who feel an urge to have their ardour more durably expressed know where to go. I vaguely thought of buying a stock of magnets, and making an arrangement with Mundus to send them out to well-deserving readers of coldspur, those who post congratulatory or innovative posts in response to my bulletins, but it all sounded a bit too complicated. For about $8.00, you can buy your own. (The SKU is mgnaplilo103600_1, in case you have difficulty. See
https://www.amazon.com/dp/B08RZBNVJ3?ref_=cm_sw_r_ud_dp_F2MAMV1SC49R799FBKWJ
.) Lastly, I am of course delighted with the magnet, as my enthusiasm for coldspur is boundless. But what about David? Did he purchase one for himself at the same time, for proud display to his friends on the Puttock refrigerator? I hope so.

Contents:

Introduction

Sonia and The Professor

Operation PARAVANE

The Coldspur Archive

‘Hitler’s Spy Against Churchill’

An Update on Paul Dukes

The PROSPER Disaster

2022 Reading:

            General

            Spy Fiction

            ‘The Art of Resistance’

            ‘The Inhuman Land’

            ‘Secret Service in the Cold War’

            ‘A Woman of No Importance’

Language Corner

Bridge Corner

* * * * * * * * * * * * *

Introduction

Since I spent two weeks in Los Altos, California, in June, staying with our son and his family (whom we had not seen for two-and-a half-years), my research has been somewhat lagging. So I thought for my July bulletin I would perform a mid-year round-up instead. Not that there is much new material to report, but I usually find a few points of interest when I carry out this exercise. Moreover, the exercise of writing it all up helps to clarify my opinions on these research topics, and acts as a kind of journal and memoir should posterity (i.e. my grand-daughters) ever want to track down what was really going on.

I suppose that I must record a certain disappointment that my research in the first half of the year has resulted in a resounding tinkle. I would have thought that the disclosures that Henri Déricourt had definitely been recruited before he arrived on British shores in 1942, that SOE was harbouring a dangerously vulnerable cipher officer in George Graham when it set up its mission in Moscow and Kuibyshev in 1941 and 1942, and that Graham was later driven to madness, that M. R. D. Foot’s history of SOE in France is evasive and unscholarly, since Francis Suttill almost certainly made two visits to the United Kingdom in the months of May and June of 1943, shortly before he was arrested, that Peter Wright behaved in a scandalously irresponsible and mendacious manner when he claimed that Volkov’s hints in 1945 pointed to Hollis rather than to Philby, and that Colin Gubbins was not the innovative hero that his biographers have made him out to be, might have provoked some rapt attention in the world of spy-watching and intelligence connoisseurship. While I have received several private messages of support and approval, I have seen no public recognition – nor any challenge to my theories expressed. If I cannot receive due publicity for my pains, I would rather have someone step up and protest that my theories are hogwash, so that I could at least engage in a serious discussion about these outstanding puzzles.

If I were resident in the United Kingdom, I would eagerly take up any invitation offered to me to speak at any historical society that showed an interest in my subjects of study. I have undertaken a few such activities in the United States, but the good citizens of Brunswick County, while listening politely, are overall not particularly interested in predominantly British spy exploits of the 1940-1970 era.

Sonia and The Professor

Flyer for On-Line Talk by Glees & Marnham

Thus it was with considerable excitement that I heard from Professor Glees a few months ago that he had agreed to speak to an historical interest group in Oxfordshire (the Soldiers of Oxfordshire Museum) about Agent Sonya (or Sonia), as I imagined this would generate some interest in coldspur. When I looked at the promotional material, however, I was slightly perturbed by the rather two-edged endorsement of my research. While Professor Glees spoke glowingly of my investigations, his overall message was that I was in reality a side-show to his own endeavours. “This is not just my story, it is his.” Considering that, according to my analysis, Glees has not written a word about Ursula Kuczynski since his book in 1986, I considered this observation rather troublesome. I was further dismayed when I listened to and watched the recording of his presentation. Coldspur gained only one mumbled acknowledgment. While the promotional material for the talk highlighted Ben Macintyre’s biography Agent Sonya as a teaser, Glees ignored completely my careful review of the book, which demolishes most of the falsehoods that Macintyre promulgated about his subject.

Furthermore, I believe that Glees grossly misrepresented my researches, and dug himself a hole when attempting to answer a question as to whether Sonya had been a ‘double agent’. Glees seems to be under the impression that it is he alone who has revealed that Sonya had been ‘recruited’ by MI6, but that her intentions may not have been entirely honourable. (“I made it very clear that the archival research aka ‘the trees’ was yours, not mine, & the thought that Sonya was an SIS agent aka ‘the wood’ was mine,” he wrote to me afterwards.) He appeared to be unaware of what I had published on coldspur back in 2017, when I showed that MI6 had been fooled by Sonya when she agreed to their terms in order to be exfiltrated from Switzerland, and her life effectively saved. She had no intention at all of serving British Intelligence loyally, and would have had to contact her Moscow masters in order to gain approval for the scheme of her marriage to Beurton, the resultant adoption of UK citizenship, and her subsequent escape to England. The fact that she then became a courier for Klaus Fuchs proves that she never intended to be of any useful service for Menzies and his pals, who were grossly hoodwinked. I do not know where Glees derived the illusion that it was he who prised out these discoveries.

When I gently protested to Glees about his misrepresentations, and his failure to give credit to my discoveries and analysis on coldspur, he was very patronising and dismissive, exaggerating his own ability to see ‘the woods’, and suggesting that I had been concentrating on ‘the trees’, while at the same time he compounded his forgetfulness (or inattention) over what I had written. In a responding email he wrote: “As I explained the release of KV 6/41 a few years ago, found by you, dissected by you, and read by me, thanks to you and esp[ecially] the Farrell letter which I ‘decoded’ to you, if you recall, & was imo [in my opinion] key to solving the riddle. You’ll remember that I put this to you, along with the notion that the simple fact this file from 1941 existed, showed that MI5 were aware of Sonya’s existence in Oxford.”  

But that is absurd. Glees did not ‘decode’ the letter for me. My researches in 2017 showed quite clearly that MI5 was aware of Sonya’s presence in Oxford at that time. Glees’s ignorance is dumbfounding. I did indeed introduce him to the file KV 6/41, which Glees appears to believe constitutes an exclusive exposure of Sonya’s activities. But it stands out because it is the only digitized file on the Kuczynskis: I had inspected the others at Kew several years ago, and published my analysis of them. I tried to explain to Glees that these other files revealed much of her goings-on in Oxfordshire, but he did not want to listen. I am confident that he has not looked at these files (although I have shared my notes on them with him).

And his claim that he alone can see the ‘big picture’ (he is a ‘woodsman’, while I am only a ‘trees’ man’) is insulting and patently absurd. His distinction between different aspects of the forest was nevertheless exceedingly murky: in his talk he made some bizarre assertions that Sonya must have developed some useful contacts within the Oxford intelligentsia, without offering a shred of evidence (‘the trees’, about which matters he was punctilious when he was my doctoral supervisor).

He then accused me of behaving like M. R. D. Foot (the historian of SOE) wanting to stake proprietary claims about a sphere of research, and trying to prohibit anyone else from stepping on his turf. After saying that “No one will want to engage with someone who fires off furious emails at the drop of a hat”, he wrote:

You know I’m one of the biggest admirers of your work & have always made others aware of it. It’s easy to be cross & resentful, as MRD Foot, for example, excelled in being (an academic version of ‘outraged of Tonbridge Wells’) but much better to be charitable, particularly where you ought to be as here. You’re really way off beam here. Few people have done more to bring your work to the attention of others but at the end of the day it was I, and not you, who were giving this talk.

I graciously accept the compliment inherent in this, but on this public occasion Glees did all he could not to bring my work to the attention of others. Second, my email was not ‘furious’: it was regretful and calm, and tried to discuss real issues  – which Glees side-stepped. (I could make the email available to anyone who is interested.) His reaction merely points to his own prickliness and egotism. Moreover, I am not sure where ‘charity’ comes in. Am I really supposed to be grateful for Glees for mangling my research. and failing to give me proper credit? And perhaps I should be pleased to be compared with M. R. D. Foot, a famous ‘authorized’ historian?Yet I could really not harbour any such protective ambition, as I was communicating through a solitary private email from 4,000 miles away! And then Glees tripped himself up over the absurd ‘double agent’ business. It appears that the professor has not bothered to read my research carefully, and does not understand the distinctions between penetration agents, traitors, and double agents. I have thus ignored his lectures to me. Some woodsman; some lumber.

It is all rather sad. I do not understand why an academic of Glees’s reputation would want to engage in such petty practices, and try to distort my researches in such a non-collegial manner. (I have indeed helped him on several matters when he has sought my advice.) Yet, in a way, I do understand. I have seen enough of the goings-on at the University of Buckingham to be able to write a David Lodge-type novel about the pettiness and jealousies of provincial English university life. I have described some of those exploits on coldspur already: I shall refrain from writing up the whole absurd business until another time (I would hardly want to lower myself precipitately to that level, would I?), as I presently have more important fish to fry. When I have run out of other research matters, I may return to the shenanigans at the University of Buckingham.

Yes, I admit this is all rather petty on my part, too. It was just the Soldiers of Oxfordshire museum, not an invitation on In Our Time with Melvyn Bragg. But, if ‘one of my biggest admirers’ can get things so wrong, what is he doing the rest of the time? I wanted to set the record straight. Besides, it is quite fun to bring the Prof down a peg or two.

And then, by one of those extraordinary coincidences that crop up more frequently than they should, I read these words in the July Literary Review, by the biographer Frances Wilson: 

. . . . most memoirs, if not loaded guns, are written for the purpose of retribution and revenge. This is by no means a criticism: retribution and revenge are strong reasons for writing a book. You want to put the record straight, to tell your side of things, to correct a wrong. Even the mildest-mannered memoirs have reprisal at their hearts.

Thank you, Ms. Wilson.

Operation PARAVANE

I have not yet received anything substantial on the piece compiled by Nigel Austin and me, The Airmen Who Died Twice. That does not surprise me much, as the PARAVANE operation is a little-known episode, a side road to the main WW2 excursion. Yet the posting of my bulletin on June 3 placed an important marker for the story, and immediately made a synopsis available worldwide as a reference point for anyone who might be trawling on the Web for information on PARAVANE.

I shall not reveal here the astonishing denouement of this extraordinary series of incidents, but one aspect of the exploit merits some attention. And that is the uncharacteristically cooperative behaviour of the Soviet Air Force. It was only at the end of August 1944 that RAF Bomber Command concluded that an attempt to use the new ‘Tallboy’ bomb in a direct raid from Scotland was not feasible because of fuel capacity, and considered using a base in the northern Soviet Union, near Murmansk, as an intermediate destination after the raid at Alta Fjord. That Air Marshall Harris could take for granted at this late stage that the Soviets would agree to such an initiative indicates that negotiations for such must have been in place for some time, as the Russians were extremely wary of allowing foreigners on Soviet soil. Any such move would have had to be approved by Stalin, and recent events at Poltava and Warsaw had indicated that the Soviet military command was keen to obstruct any such cooperative operations.

For the relationships between the Western Allies and the Soviet Union were indeed at their lowest ebb at this time. (See https://coldspur.com/war-in-1944-howards-folly ) Stalin, having encouraged the Warsaw Uprising over the radio, then refused permission for air support operations by the western Allies to the Poles to be launched from Soviet territory, the missions having to be directed from the UK, and from Brindisi in Italy, and back. It was at the end of August, when the PARAVANE operation was being planned, that Churchill pleaded with Stalin to allow Soviet airfields to be used to support the Warsaw rebels, but Stalin was obdurate, and Roosevelt would not join Churchill in his appeal. Soviet forces waited the other side of the Vistula river until the uprising was quashed by the Nazis, at enormous loss of life.

Moreover, a precedent for the use of Soviet airbases had recently occurred in Operation FRANTIC, where the Soviets granted rights to the USA Air Force to conduct bombing-raids on German territory between June and September 1944. I have recently read books by Glenn Infield (The Poltava Affair) and Sergii Plokhy (Forgotten Bastards of the Eastern Front) which tell the sad story of how the Americans were misused by the Soviets, especially when, on June 21, Soviet air defences failed to prevent a highly destructive raid at Poltava by German airplanes, all of which escaped intact. By then, in any case, with the Soviet land forces moving close to Germany, the value of the base had sharply diminished.

Thus when Bomber Command had a further change of plan, and was apparently able to decide, on September 4, without further consultations with the Soviet Air Force, that the aircraft of the PARAVANE operation would better land in Soviet territory, and preferably at an airfield further away from German airbases than Murmansk, and thus less likely to be strafed, it was extraordinary (in my opinion) how smoothly and quickly the negotiations continued. In a matter of days, Yagodnik had been identified as suitable, and made available, but a week later, an even bolder version was aired. The new plan – to have the squadrons fly directly to the Archangel area, and rest and refuel, before launching the attack on the Tirpitz, and then return to that airbase – was likewise immediately approved by the Soviets. I believe that the groundwork must have been prepared some time before, and that the Number 30 Military Mission to Moscow (Air Section), which had been boosted in the summer of 1944, must have presented a case for the usage of airfields well before early September.

The fact is that Stalin was extremely wary of any Soviet citizens’ being exposed to foreign influences, and the NKGB and SMERSH were trained to consider all such persons on their soil as spies. While the cause of protecting convoys to Murmansk was no doubt genuine, it was becoming less important by this stage of the war, and Stalin must have had ulterior motives (such as the acquisition of the latest military technology) in granting such rights to the British squadrons. The Foreign Office, in its misguided belief that ‘cooperation’ with the Soviet Union would lead to harmonious relationships when the war ended (an echo of the attitude taken by President Roosevelt and his sidekick Harry Hopkins), was quick to see this offer as a sign of Soviet goodwill – a ridiculous mistake. I have started to investigate the 30 Mission records for further clues, as the RAF records are disappointingly vague.

I was able to make email contact with Professor Plokhy, and asked him whether he had any insights into the complementary PARAVANE operation. Unfortunately he did not, but he directed me to someone who, he thought, would be able to help, a Liudmila Novikova, in St. Petersburg, an expert (so Plokhy said) on British units in the Soviet Union. I was unable to gain any response from her; perhaps I went straight into her spam folder, or maybe she has uprooted because of the recent turmoil. Does anyone know her?

Lastly, one correspondent, having read the PARAVANE piece, drew my attention to another mysterious aircraft accident of 1944, in Newquay, Cornwall, the details of which have ever since lain in obscurity. The informant was Mark Cimperman, the son of the FBI’s wartime representative in London during the war, Frank Cimperman (who appears frequently in Guy Liddell’s Diaries). I tracked down the event at http://wartimeheritage.com/storyarchive2/storymysteryflight.htm , and was astonished at the eerie characteristics that patterned those concerning the crash at Nesbyen a few months later. Mark told me that the researcher for the story, David Fowkes, had written to the Cimpermans, believing that Frank might have known something about the accident. Sadly, Cimperman had died of cancer in 1968 at the age of sixty.

The Coldspur Archive

As part of my project to preserve the coldspur archive, I made contact in early May with the Hoover Institution at Stanford University in Palo Alto, and eventually received a very courteous response from Dr. Anatol Shmelev, a research fellow and Robert Conquest curator of the Russia and Eurasia Collection. Over email, he had advised me to seek out a smaller university as a destination for my book collection, as he believed there would be too many overlaps with what the Institution held for Hoover to be an appropriate donee. I have thus since attempted to contact the Librarians at a couple of other universities, but have received no response to my approaches. I arranged, however, to have a meeting with Dr. Shmelev, during my visit to the area, and it turned out that he and his family live a few minutes away from our son in Los Altos.

On June 11 I thus enjoyed a very pleasant lunch with Anatol and his wife, Julia, who was born in St. Petersburg, and who acted as research assistant to Robert Conquest in the latter years of his life. Robert Conquest was someone I admired greatly (another significant writer whose hand I hoped to shake, but he was too infirm by the time I wrote to him just before his death): his Great Terror and Harvest of Sorrow made a deep impression on me, as they must have done on many students of Russian history. He was also a close friend of Kingsley Amis and Philip Larkin, two more of my enthusiasms, although their private correspondence betrays opinions that are highly inappropriate in today’s sensitive times. It was a privilege, nevertheless, to meet two academics who had worked so closely with Conquest.

Anatol gave me some further tips about finding a home for my books, suggesting that I seek the support of members of the history faculties at such universities rather than the librarians/archivists themselves. We had a lively and fascinating discussion about many topics of Russian literature and history, and intelligence matters, as well as regretting the obvious fact that many book collections are simply pulped when the cream has been skimmed off them. I would hate to see that happen to mine, but that is presumably what everyone says. I did also immediately order Shmelev’s recent book, on Russia’s path immediately after the Revolution, In the Wake of Empire. I expected it to be a fascinating companion to Antony Beevor’s volume Russia, Revolution, and Civil War, 1917-1921, which has received excellent reviews in the British press already, but will not be available in the USA until September.

‘In the Wake of Empire’ by Anatol Shmelev

Indeed, Shmelev’s book was absorbing – quite brilliant. The author had access to a large trove of correspondence between the exiled Russian diplomats and their military counterparts, such as Admiral Kolchak and General Denikin, and has exploited them to show the futility of a fractured opposition to the Bolsheviks. I had not understood all the dimensions of the conflict, what with outlying nations of the old Russia straining for independence, the struggles between those wanting to restore the old land-owning aristocracy, or even an emperor, and those who accepted that land reforms and a more democratic constitution were absolutely essential in order to give credibility and authority to any future regime. The challenge for pluralist political entities to counter effectively a determined and single-minded dictatorial force was brought home to me by the fact that not only did the Whites disagree among themselves, the Allies all had diverse interests, as did the borderland national territories of old Imperial Russia, and, even within one nation’s administration, the British War Office disagreed with the Foreign Office on policy, and within the Foreign Office itself, factions had sharply divided views on what the representation and constitution of the future Russian governing body should be. Eventually, Communist Might meant Right. Shmelev’s judgments are sure – authoritative without being dogmatic – and shed much light on the tortured dynamics of the civil war. I shall defer a full discussion until later, when I have read Beevor’s book.

Incidentally, Dr. Shmelev also wrote a book on Russian émigrés, titled Tracking a Diaspora:
Émigrés from Russia and Eastern Europe in the Repositories
, and I believe that the story of Serge Leontiev (aka George Graham) and his forbears, friends, and associates will be of interest to him.

‘Hitler’s Spy Against Churchill’

‘Hitler’s Spy Against Churchill’

This book, by Jan-Willem van den Braak, is now available – both in the UK and the USA – and I encourage coldspur readers to acquire it. It constitutes a very valuable addition to the chronicle of the Abwehr spies sent to the United Kingdom in the autumn of 1940, its subject, ter Braak, managing mysteriously to remain undetected for several months before committing suicide, or so the story goes. (I did supply an Afterword for the book, which I would not have done had I not thought that the author had carried out a stellar piece of research. In that piece I voice an alternative theory about the spy’s demise.) I have not seen any reviews of the work yet, but I know these things take time.

An Update on Paul Dukes

In my piece on George Graham, I had expressed some puzzlement over the behaviour of Paul Dukes in the 1930s, finding the official biographical records somewhat wanting. And then, while I was researching the Volkov business, I discovered that Keith Jeffery, in his Postscript for the new paperback edition of his history of MI6, had inserted some new analysis of Dukes’s activity at this time.

The essence of the account is that MI6 did attempt to exploit Dukes’s plans, in May 1934, to take a predominantly Russian troupe of ballet-dancers to Eastern Europe and to the Soviet Union. When Admiral Sinclair, the head of MI6, heard about this, he sent Harold Gibson to Vienna to discuss how Dukes might help develop intelligence sources in the U.S.S.R., since MI6’s sources there were practically non-existent (if, indeed, there were any at all). Yet the project soon foundered. Illness and disappointing box-office returns meant that the company never reached further than Italy, and, twelve months later, Dukes was in such bad favour that Sinclair told Monty Chidson, head of station in Bucharest (who asserted that Dukes was involved in arms dealing with Sofia) that he was to have nothing to do with Dukes.

MI6 belatedly realized that Dukes was a faded product: he had mixed too closely with White Russian emigrants (very true), and he would now constitute quite a security risk. Valentine Vivian issued him some advice before Dukes left London in August 1934, warning him to minimize his risks, but then minuted that the characteristics that had helped him become a valuable agent in 1919 would work against him now. Later, MI5 apparently took an interest in him, for Vivian posted another memorandum in February 1940, where he was forced to concede that Dukes’s finances were considered to be ‘catastrophic’, and that his sense of balance was considered by some to be ‘deficient’. Perhaps that was intelligence-speak that he was losing his marbles. Vivian went on to write: “His temperament is essentially artistic, and while his knowledge of things and people is encyclopaedic, his tastes rather run towards the eccentric and he would not be acceptable to those who look for a uniform service mentality”. In other words, no bohemians wanted.

The evidence I collected for my piece suggests that Dukes was trying to rehabilitate himself for a foray into the Soviet Union after these setbacks (John Stonehouse-like faked death, pro-Soviet writings), but it is not clear why anyone would have been sponsoring his intelligence-gathering aspirations. And, if he did now have an official assessment as being a loony and a spendthrift, why would anyone have listened to him when he came to recommend Serge Leontiev/George Graham as cipher-clerk for George’s Hill’s mission to Moscow? Sinclair was dead by then, but what was Valentine Vivian thinking? It is all very odd.

And then I alighted on another odd reference to Dukes while checking something in Michael Smith’s Station X (about Bletchley Park). While discussing the imaginary British spy Boniface (who was used as an alibi for Enigma decryption sources) Smith quotes R. V. Jones, who reported something he had been told:

            Gilbert Frankau, the novelist, who held a wartime post in intelligence, told me that he had deduced that the agent who could so effectively get into German headquarters must be Sir Paul Dukes, the legendary agent who had penetrated the Red Army so successfully after the Russian Revolution.

This statement does not appear in Most Secret War, so probably comes from an article that Jones supplied to the journal Intelligence and National Security in 1994. I note that appalling use of ‘legendary’ again, presumably not meaning that Dukes was a mythical being, but that many tales were told about his exploits, and that a good proportion of them were tall. The irony here was that, instead of Dukes being able to infiltrate the Nazi command, he had, through his recommendation of George Graham, unwittingly enabled the Soviets to break into the supposedly clandestine exchanges of MI6 and the Foreign Office.

The PROSPER Disaster

As I was starting to write this piece, the thickness of the fog that surrounds the relationship between the Allies in the UK and French resistance during World War II was brought home to me. I was reading a review of Graham Robb’s France: An Adventure History in the Wall Street Journal when I encountered the following sentence: “Rather, he notes the Allies’ fatally tepid support of the Resistance and turns a sad gaze on the reprisals that tainted every corner of the mountains with ‘some ineradicable act of cruelty’.” The impression – and I suppose that it is Robb’s, but one endorsed by the reviewer –  is that a potentially decisive opportunity was lost by the Allied armies (or SOE and OSS) in not supporting an extensive secret army that was simply waiting in the wings for a chance to make vigorous assaults on the German occupiers. Yet the story in fact played out on the following lines: initial experimental attempts to infiltrate agents; some vastly exaggerated claims about the size of secret armies; struggles to get the RAF to ship arms and equipment; betrayals to the Germans; stepped up shipments with the false promise of an early Allied assault; disillusionment and multiple arrests; a recalibration in the months before the Normandy landings; some vicious attacks and reprisals by the Gestapo and the Wehrmacht; a few spectacular successes in support of the Allied armies. And then de Gaulle attacked anyone who had co-operated with the Allies and tried to perpetuate the myth that the French exclusively had liberated themselves. Thus the representation of Allied strategy as being a failure to support the Resistance is both a distortion and an oversimplification of what actually happened.

I have still to post the concluding segment to my analysis of the betrayal of the PROSPER circuit. This will involve a close inspection of the minutes of the War Cabinet and Chiefs of Staff in June and July of 1943, as well as a closer study of the Bodington and Déricourt files. I do not intend to reproduce simply what has been published before, but I believe the current accounts are deficient in different ways. Robert Marshall’s All The King’s Men is on the money, but it is a little too hectic, and relies too much on oral testimony that cannot be verified. M. R. D. Foot’s SOE in France is packed with detail, but is fatally flawed by the constraints laid upon him and is still rooted in a 1960s perspective, which means that he evades the strategic issues. His Chapter XIV, Strategic Balance Sheet, completely ignores the premature attempts in 1943 to arm resistance forces with promises of an imminent arrival of Allied forces. (Moreover, the text of that summarization remained unchanged in 2004, nearly forty years after it first appeared – an extraordinary gesture of disdain towards all who had written about SOE in the interim.) Francis Suttill’s Prosper is driven by a need to track down all the details of his father’s circuit, but it is error-strewn, and he ignores the evidence in front of him in his eagerness to discount any conspiracy behind his father’s demise. Patrick Marnham’s War in the Shadows is very sound overall, but choppy: Marnham misrepresents some of the key events of 1942 and 1943, in my opinion, and weakens his case by introducing the Jean Moulin side-plot.

I therefore judge that my account of the saga needs a tidy conclusion, and I suspect that the evidence from the archives will embellish the assertion confidently made by Marnham and Marshall that the French Resistance was willfully misled as to the imminence of an Allied re-entry to the French mainland in the summer of 1943. I believe that my hypothesis that Suttill made two trips to England in May and June 1943 (see https://coldspur.com/feints-and-deception-two-more-months-in-1943/) contributes to a clearer picture of his motivations and disappointments. My next report on this saga will appear at the end of August.

It is a continuing research question of mine: what strategy was SOE executing when it tried to ship weapons to sometimes unidentifiable teams of resistance members in 1942 and 1943? According to their own records, at least 50% of arms were lost or fell into the hands of the Nazis. The submissions of SOE to the Chiefs of Staff about the potential of ‘secret armies’ showed that they had been completely misled by the claims of some of their agents. Furthermore, they showed a dismal lack of understanding of what would be required to store and maintain weaponry in good condition, and to train guerrilla forces in how to deploy it. Supplemented by some further reading of memoirs and biographies, such as in my study of Colin Gubbins last month, and the new biography of Virginia Hall (see below), I plan to provide soon a more detailed exposition of the controversial events of the spring and summer of 1943. Moreover, I have ordered a copy of Halik Kochanski’s Resistance: The Underground War in Europe, 1939-1945, in the hope that its 932 pages may reveal some fresh insights on the events of 1943 that the primary histories (including Olivier Wieworka’s recent The Resistance in Western Europe: 1940-1945) have in my opinion severely mismanaged.

P.S. As I was putting the finishing touches to this piece, I came across the following sentences in The Quiet Americans: Four CIA Spies at the Dawn of the Cold War (2020), by Scott Anderson (p 294):

            In most Nazi-occupied countries of Western Europe, whatever partisan formations existed only became a factor on the battlefield when the arrival of Allied armies was imminent. Nowhere was this truer than with that most vaunted of partisan forces, the French Resistance. Despite the popular notion of a France united in undermining the rule of their German conquerors, in reality, the Resistance was little more than an intermittent and low-grade pest to the Nazis until their numbers suddenly swelled in June 1944.

Precisely! This was the colossal mess that Gubbins presided over, and which M. R. D. Foot, either through lack of imagination, or by intimidation, failed to reveal in SOE in France.

2022 Reading

As I peruse the Times Literary Supplement, the London Review of Books, and the New York Review of Books, I am constantly reminded of the earnest volumes that are issued by the University Presses. Should I be reading The Kingdom of Rye: A Brief History of Russian Food, or Legacies of the Drunken Master: Politics of the Body in Hong Kong Fu Comedy Films, or Harry Potter and the Other: Race, Justice and Difference in the Wizarding World (all titles advertised in the June 17 issue of the TLS)? Probably not: life is too short. And sometimes I can’t help feeling that my speculative second book, The Unauthorized but Authoritative History of MI5 (affectionately known as TUBA), might have a better chance of commercial success than some of these rather dire works. And then the reviewers! Most of them are able to boast what their last published book is, but occasionally one is signalled by such phrases as ‘she is currently working on a collection of essays’. It all sounds rather drear, like those American waitpersons who approach you to ask whether you have ‘finished working on your meal’ so that they might take the plate away. But my work is fun (mostly). And I don’t have to consider the dreadful chore of dealing with publishers and editors: I just post my current essay on coldspur, and move on to the next one.

On reviewing my spreadsheet of Books Read for the year so far, I note that it consists mainly of volumes related to my researches, of which more later. Yet I do try to relax with lighter works in between. I started reading the fiction of Elizabeth Taylor: I was not very impressed with the short stories in You’ll Enjoy it When You Get There or the somewhat clumsy A Game of Hide and Seek, but enjoyed Mrs Palfrey at the Claremont, and the well-drawn A View of the Harbour. And I am a keen reader of memoirs and biographies, The new edition of Konstantin Paustovsky’s Story of a Life, in a fluid and sparkling translation by Douglas Smith, gained some excellent reviews: I had let this work pass me by when it came out many decades ago. The reviews were merited: it is a beautifully written memoir of a vanished world, Paustovsky showing an ability to recall smells, sights, sounds, persons, conversations and situations without becoming over-lyrical or extravagant. As a picture of life before the revolution in eastern Europe (mainly in Ukraine), it is probably unmatched. For the short time about which he writes after the revolution, as in the escape from Odessa (Odesa), it lacks the irony and incisiveness of Teffi (Nadezhda Lokhvitskaya), whose Memories I read last year, but gives a very insightful picture of the rapid disillusionment that followed the drama and expectations of 1917.  Paustovsky was a survivor in Stalin’s prison-camp: when many of his contemporaries were oppressed or even murdered, he managed to outlive the dictator (1892-1968), so must have had to compromise to be allowed to continue writing and avoid persecution.

Spy Fiction

I have also dabbled in a genre that is called ‘spy fiction’, and has received much media attention of late. I read Gard Sveen’s The Last Pilgrim because it is a book about the Norwegian resistance, and includes in its cast a real person, Kai Holst, who was of interest to me because of his strange death in 1945 soon after the Swedes received secret cipher material from the Abwehr. Holst was a Norwegian resistance fighter, resident in Stockholm, who died in mysterious circumstances in June 1945. Some writers have suggested that he was murdered because he knew too much about Operation Claw, a venture whereby the Americans and the Swedes gained vital intelligence material on Soviet ciphers from the Germans, something that would have embarrassed the Swedish government because of its claimed neutrality. The file at Kew, FO 371/48073 (https://discovery.nationalarchives.gov.uk/details/r/C2805368) was supposed to be released under the 75-year rule in 2020, but is still marked as being retained by the Foreign Office. As for the book, it won several awards, but I found it rather laborious and repetitive, and the mixing of real and fictitious persons and events irritating.

And then there was Mick Herron. I read a few reviews of his Slow Horses, and decided that I ought to give him a try, and have since also read Dead Lions, Real Tigers, and Spook Street, volumes in his series concerning Slough House, an imagined dumping-ground for MI5 officers and personnel who committed some career-breaking faux pas during the cause of duty, and have been exiled to this dumpy office in London. The books are hilarious. Slough House is managed by a very sharp but foul-mannered slob, Jackson Lamb, who makes Horace Rumpole look like Jacob Rees-Mogg. Herron captures the essence of his characters with wickedly humorous speech patterns and dialogue, and his prose has a Wodehousian creativity and zaniness about it. I found the larger-scale plots a bit absurd (for instance, could there really have been a colony of communist sleeper agents of influence in the British countryside in the 1990s?), but they were not damaging enough to spoil the rollicking fun. I see that a TV series has been made of Slow Horses: I have not seen it yet, but Aunt Edna would probably not approve of the language (although these days, of course, Aunt Edna probably swears like a trooper).

One important point occurred to me as I read Herron’s books. The plots of spy fiction these days have to be dependent upon, and coherent with, the technology of its time, yet that technology is constantly changing. I vaguely recall reading a thriller by Charles Cummings a decade or so ago, sprinkled with Nokia mobile phones, VCRs, payphones, and SCART connections, all of which immediately date it, but also drove the plot. (I am constantly amused that my 2011 edition of Chambers Dictionary includes an entry for ActiveX.) Between the time an author starts writing his text and the date of the book’s publication, much of the technology must change radically. Herron sensibly does not identify many products so specifically, but such features as Google, (which was there in Cummings’ world of 2010), YouTube, and the dark web are prominent in his plot, and Twitter appears in Spook Street. Yet there must still be risks: I was astonished how Herron allows so many mobile phone-calls between different members of MI5 to be carried on in unencrypted mode. Was nobody listening? And how come no one seems to use their phone-camera? Pinpointing current technologies, and lavishly exploiting them, give verisimilitude  – but also raise questions of accuracy and authenticity. And future novels involving flashbacks will have to be very precise about the technical context of the time. (‘Snapchat was not around in 2010!’) That was not a problem faced by Arthur Conan Doyle, or Eric Ambler – or even John le Carré.

I also picked up, on an impulse, An Unlikely Spy by Rebecca Starford, who is described as ‘the publishing director and cofounder of Kill Your Darlings, and, more alarmingly, as having ‘a PhD in creating writing from the University of Queensland’. I am not sure how Fyodor Dostoyevsky or Charles Dickens managed to be successful without some degree in Creative Writing, but then I am an old fuddy-duddy. The plot sounded intriguing, however: “In 1939, with an Oxford degree in hand and war looming, Evelyn finds herself recruited into an elite MI5 counterintelligence unit” (as opposed to those non-elite Slough House-type backwaters, I suppose).

I soon discovered that the book was originally published in Australia with the title The Imitator, so I suppose the reworked version was superior, as I doubt whether my eye would have been caught by the rather drab earlier headliner. And it turned out to be well-written, although it did carry that annoying post-modern trick of jumping around in chronology all the time, rather than approaching events in an orderly serial manner. (Is that what your Doctors of Creative Writing tell you to do? Do you get extra credits for displaying this habit?) I thus quickly entered the spirit of the plot, and started to acclimatize myself to the carefully placed markers of London in 1940, and the offices of MI5 at Wormwood Scrubs, as Evelyn Varley is recruited to help out with deciphering work.

A flicker of recognition then slowly dawned upon me, however. Evelyn Varley was a thinly-veiled representation of Joan Miller, author of One Woman’s War; Bennett White, her boss, was clearly the MI5 officer Maxwell Knight; Nina Ivanov was undoubtedly Anna Wolkoff. The whole story was a re-play of the Tyler Kent story, where the American cipher clerk stole copies of documents from the US Embassy in order to have them passed to the Germans. It reminded me of another clumsy effort at faction, Kate Atkinson’s Transcription, about which I wrote a few years ago. I really do not see the point of these ‘novels’: the authors take some characters from history, and then massage events and names to make it appear as if they have created a convincing psychological study. I quickly lost interest.

Ms. Starford admits her ruse in her ‘Reading Group Guide’, where she is also vain enough to offer some ‘Questions for Discussion’. She proudly describes her research activities (including a generous acknowledgment of Christopher Andrew’s history of MI5), and how she decided to ‘create’ Evelyn from the scraps of Miller’s memoir, and even manages to bring in ‘Brexit, the rise of far-right populism in Australia and abroad, and the ascent of Trump’ as a relevant backdrop to her writing, and even claiming that the fear and anxiety that those phenomena provoked found its way into her characters. What nonsense! And how pretentious to offer a review of her own book as collateral!

Moreover, she also offers an ‘Author’s Note’ to explain her deceptions, writing that she ‘tried to remain as faithful as possible to the history of these events’, but then declares that she had to make some ‘adjustments’ in order to provide a convincing story. She then lists a catalogue of her chronological changes to events that explicitly undermines the integrity of her story. All utterly unnecessary and distracting. In sum, I do not know why such works are attempted or encouraged. Either perform some innovative research to uncover the true facts about events, or use your imagination to create a convincing artificial world. These factional books are not for me.

The only interesting item I derived from the book is the statement from Stanford that Joan Miller ‘died in a mysterious car crash in the 1980s not long after she had published a memoir about her time in MI5’. Readers of Misdefending the Realm will recall my analysis of why MI5 tried to get her book banned, but this was the first I had heard about a suspicious car-crash. Sounds like an echo of the demise of Tomás Harris, or the accident involving George Graham’s son.

The Art of Resistance

‘The Art of Resistance’ by Justus Rosenberg

I have also read some remarkable books peripheral to my main course of research. Justus Rosenberg published his memoir The Art of Resistance in 2020, and in an epilogue wrote:

I will not write here of my extensive travels in the Soviet Union and its satellites during the Cold War, in Cuba just after the revolution, in the People’s Republic of China, of my visit with the Sandinistas in Nicaragua, or of the interesting material I found about me in my FBI file under the Freedom of Information Act. Nor will I explore my years of teaching at Swarthmore, the New School for Social Research, and Bard College. I hope to deal with all these things in future memoirs.

The main problem with this plan was that Rosenberg was ninety-seven years old when he completed his memoir, and died in September 2021 at the age of 100. If his follow-up had been as action-packed and insightful as The Art of Resistance, it would have constituted another extraordinary work. Rosenberg’ s life was of interest to me mainly because of his experiences with the French Resistance in World War II. Born in Danzig in a secular Jewish family, Rosenberg managed to conceal his ‘race’ from the Germans when he escaped to France, where he eventually linked up with the American Varian Fry. After the latter had to return to the United States in some disgrace in 1941, Rosenberg worked in various roles for the French Resistance, achieved a miraculous escape from a prison hospital by simulating the symptoms of peritonitis (although I wondered whether he had in fact swallowed those special SOE pills that triggered the symptoms of typhoid), and ended the war by joining the United Nations Relief and Rehabilitation Administration. He then gained a visa to the United States, where he enjoyed a distinguished career as a professor of literature.

I found Rosenberg an exceptionally level-headed and unmelodramatic chronicler, as well as a brave man. He was clearly a very smart and practical thinker, and was not caught up with the rhetoric of any ideology or religion. He has some illuminating things to say about Varian Fry (whose contribution to the escape of many European intellectuals has been over-romanticized), and scatters his memoir with many incisive vignettes and anecdotes. On two elements, I question him. He is one of those many who errantly contrast Soviet communism and ‘American capitalism’ as rival ideologies, when (as I pointed out in Misdefending the Realm) that it is a false contrast, since capitalism is neither a totalitarian ideology nor a political system, but an approach to the creation of wealth, and the comparison should be made between totalitarian communism and various forms of constitutional, pluralist democracy, whether presidential or parliamentary.

And I found him very loose on the practices of armed French resistance. He lists various categories: ‘partisans’, ‘freedom fighters’, ‘maquisards’, ‘guerrillas’, ‘underground armies’, ‘resistance fighters’, ‘saboteurs’, without explaining what characterized each. He recognizes the differences required in occasional guerrilla raids and the full engagement of an occupying army, and describes the rigorous training that was required to bring a raggle-taggle band up to proper military strength. Yet he also relates how ‘the French Underground Army’, described as ‘Resistance fighters waiting to join the Allied forces’ suffered a catastrophic defeat in the Vercors mountains, when a large section was annihilated by a glider-led force of 12,000 SS paratroopers. This vexed issue of the remote management of insurrectionist forces is a perennial interest of mine, as I believe that proper justice has not been performed to the topic in the writings about SOE and OSS in France. A book titled The Art of Resistance disappoints when it covers authoritatively such matters as the practices of secrecy, clandestine communications, and the isolation of networks, but does not explore what the implications of providing weapons to ‘secret armies’ were, and how such tasks should have been executed.

The Inhuman Land

‘The Inhuman Land’ by Jozef Czapski

Another valuable work was Jozef Czapski’s The Inhuman Land. I found that I had a copy of the 1951 edition on my bookshelf – a volume that I had never got round to reading. It has recently been resuscitated by New York Review Books, with an introduction by Timothy Snyder, but my edition (according to the price on abebooks) is now something of a rarity. Czapski’s book is vital, since, with the post-war knowledge that the NKVD had in the spring of 1940 slaughtered twenty-thousand Polish officers (of whom 4,421 were executed in the Katyn Forest near Smolensk), the author, who had managed to avoid the killings, described his attempts to discover what had happened as he worked as propaganda minister for General Anders’ emerging Polish Army, gathered in the Soviet Union.

The evil of the NKVD’s massacre was compounded when the Soviet Union tried to transfer the blame to the Nazis, who had themselves uncovered the graves in April 1943. When the Polish government-in-exile requested that the International Red Cross investigate the incident, Stalin broke off relations with the Poles. What made the whole business even more sordid was the fact that Churchill and Roosevelt, while privately acknowledging the Soviet guilt, did not dare challenge Stalin on the matter, fearful that they might lose his support, and that he might even abandon them in some fresh deal with the Germans. It was an abject display of appeasement.

What is remarkable about Czapski’s work is the fact that he was essentially allowed a free hand, from inside the Soviet Union, to investigate what had happened to so many of Poland’s elite force, who appeared to have disappeared from the face of the earth. He maintained a file of all missing officers, and was allowed even to make inquiries of the NKVD, when a careless and grudging admission that ‘mistakes were made’ led him first to conclude the awful truth. The other side of this effort was that he also learned at first hand a lot about the hideous cruelty of Communism from all manner of oppressed tribal people, forcibly migrated national groups, common citizens who had been split apart from lost family members, or dispossessed because of dekulakization, or who had simply witnessed the barbaric cruelty of the Soviet organs. And that he was able to commit it all to memory, or write and conceal encrypted notes, which allowed him to tell the whole grisly story after the war. The Inhuman Land was first published in French in 1949.

Amazingly, Czapski, born in 1896, died as late as 1993. I regret coming round to his work so late in life. One of the many whose hand I should simply like to have shaken before they died. Like Gregor van Rezzori (1914-1998), or Robert Conquest (1917-2015), or the recently encountered Justus Rosenberg, all long-lived witnesses to such chaotic times, who wrote about them so poignantly.

Secret Service in the Cold War

‘Secret Service in the Cold War’ by John and Myles Sanderson

Readers may recall that I noted, in my recent study of the Volkov affair, the existence of the interpreter Sudakov at the Ankara consulate in 1945. “The name of ‘Sudakov’ is an intriguing one.  In An SIS Officer in the Balkans (2020), John B. Sanderson and Myles Sanderson write: “The First Secretary of the Soviet Embassy in Ankara was a Brigadier General Sudin, in charge of “illegal residents” (spies), within Turkey, some of whom were Bulgarians. Penkovsky was a friend of Sudakov’s (Sudin’s alias) and would have passed over to his SIS handlers useful intelligence on Bulgarian espionage in Turkey, picked up in conversation with his high-ranking friend.”

From the sources given by Myles Sanderson, it did not appear that any fresh light would be shed on the character of Sudakov, but I acquired the book, of which the full title is Secret Service in the Cold War: An SIS Officer in the Balkans. It is a compilation by the subject’s son, using unpublished memoirs of his father, and supplemented by some lengthy description of Cold War politics. It is an unusual, and overall praiseworthy study, as it tries to provide a thorough political background to all the espionage and counter-intelligence activities going on throughout John B. Sanderson’ s career. Yet, as time marches on, the contribution that Sanderson Senior made to counter-intelligence activity becomes very thin and strained, and thus the focus of the book likewise becomes very fuzzy.

The good points: as a general compendium of significant historical events, and the intelligence activity behind them, the book is probably unmatched, as many of the reviews posted on amazon confirm. Nearly all general histories of the winding-down of WWII, and the onset of the Cold War, do not do justice to the contribution made by Stalin’s agents to the ability of the Soviet Union to manipulate and outwit the democracies, especially Great Britain and the United States. Studies of intelligence and espionage are normally so wound up in the intricacies of spycraft and treachery that they do not pay enough attention to the political results of such activities. The second major quality of the book is the insight that it gives on the exploits of John B. Sanderson in his early career, culminating in a valiant role at the battle of Sangshak in Burma in 1944. He then served as a military intelligence officer in Eastern Europe, primarily in Bulgaria (Bulgarian being a language he had learned), when the show trials were held.

Yet the lack of discrimination in using sources drags the book down. Myles Sanderson (who seems not to be a qualified historian) has assimilated a vast number of books – many of which were new to me – but uses them in a completely unselective way. If Peter Wright (for example) states something he thinks might be relevant, he quotes it, and that goes for countless other references. Thus a large number of misunderstandings and errors have crept into his text, such as an endorsement of Wright’s fresh interpretation of Volkov’s letter, a reference to the perpetuation of SOE beyond 1946, the claim that Britain had a crew of agents working inside the Kremlin, and a simplification of GCHQ’s successes in ‘finally cracking the Soviet ciphers’ in 1976.

And a major question must revolve around the fact of whether Sanderson was an MI6 officer or not. His son even claims that his father was about to replace Philby as liaison officer with the CIA in Washington, and could even have risen to be chief of the Secret Intelligence Service – quite an astonishing assertion. Yet Sanderson pêre was a military attaché, and there is no clear evidence that he was ever strictly employed by MI6, as opposed to being someone who provided them with intelligence occasionally. Stephen Dorrill (who wrote a long, unauthorized history of MI6) expressed strenuous doubts about Sanderson’s affiliation in a brief review in 2019, and I had a similar reaction, based on the evidence shown in this book.

Sanderson was a military attaché in the key years after WWII, and that role itself induces some degree of amazement from me. What on earth would a military attaché be doing in a capital such as Sofia, except trying to gain intelligence about Bulgarian and Soviet intentions clandestinely? Such figures seemed to spend a lot of time at cocktail parties, where they would mingle with their counterparts from other western countries, and even banter with the opposition. Sanderson relates an incident where Sanderson suggests to a Soviet officer that he ‘come over to our side’, and the latter indicates that, despite his obvious criticism of communism, his life is too comfortable to be disrupted. And then, during that second tour of Sofia in 1961, Sanderson is caught photographing aircraft at an airfield outside Sofia. After claiming diplomatic immunity, he makes a quick escape across country so that he can evade the indignity of being expelled, something that he suspects would have damaged his career irretrievably. Astonishingly, he receives no reprimand on his file for behaving so stupidly. But maybe that was because it was not a surprise? Did his bosses expect him to gain such intelligence by using a camera himself, or should he have tried to use an agent? If he blew it, then he blew it, and should have been rebuked. On the other hand, might expulsion have been a point of pride in a Foreign Office career? The episode is all rather absurd.

In summary, Secret Service in the Cold War will be a rattling good educational read for the novice who is rather confused about the significance of various espionage stories during the post-war years, and how they related to each other, but will be somewhat irritating compilation for the more sophisticated reader, who will demand greater discipline, and an evident methodology in the exploitation of all the rich sources that Myles Sanderson has mined.

Lastly, I was going through the War Diaries of the 30 (Military) Mission to Moscow for 1943 and 1944 (to be found at WO 178/27 at Kew) when my eye alighted on the entry for June 8, 1943:

            General Martel [head of the Mission] and Colonel Turner met General Dubinin and Colonel Sudakov, who appears to be Dubinin’s P.A. for the present discussions.

Could it be the same man? A promotion from Colonel to Brigadier by 1945 makes sense.

A Woman of No Importance

‘A Woman of No Importance’ by Sonia Purnell

Sonia Purnell’s 2019 biography of the SOE-OSS agent Virginia Hall, A Woman of No Importance (which I read in the 2020 Penguin edition) arrived with an impressive set of blurbs from such as Clare Mulley and Sarah Helm, as well as a number of prestigious media outlets, even selected as ‘Best Book of the Year’ by the Spectator, the Times, and others. Were such encomia merited? I was keen to investigate.

Notwithstanding its bizarre title, the book is indeed very well written, and reflects a thorough exploration of many obscure sources on Hall’s life. It offers a very sympathetic – even hagiographic – version of the life and career of the American socialite who transformed herself (even with a partially amputated leg) into an effective recruiter and in some ways leader of guerrilla groups in southern France, working initially for SOE and then, in 1944, for the American OSS. Purnell has collected some startling information about the odious Abbé Alesch, who infiltrated F Section’s circuits on behalf of the Abwehr (and was executed in 1949), that I do not believe has been published before. (Alesch has no entry in M. R. D. Foot’s Index to SOE in France.) She describes the escape at Mauzac (engineered by Hall), and the maquisard attacks at Le Puy with great verve. The account of Hall’s escape across the Pyrenees is breathtaking. Purnell has a fascinating light to show on the relationship of Nicolas Bodington (familiar to readers of this site because of his dealings with Déricourt) with Hall. He in fact recruited her, and thus followed her progress with great interest, which must cause a re-assessment of Bodington to be made. She offers some tantalizing suggestions that the Germans may have been tipped off about Sicily (cf. Operation Mincemeat!) and about the Dieppe Raid, both stories that I need to investigate more deeply. All in all, a biography of Hall was earnestly required, and this work will fulfill that function – to some degree.

But is it a wholly reliable account? I have several reservations. I could not detect any methodology behind Purnell’s analysis of sources: she is a bit too keen to trust anything that she reads in official archives, and is caught out particularly when she quotes Maurice Buckmaster, both from his memoir and from his in-house history, which works reflect a lot of wish-fulfillment and outright deceit. It is as if the book had been compiled from a cuttings library of anything that mentioned ‘Virginia Hall’, and was then transformed into a Ben Macintyre-like adventure. The author treats SOE very superficially, neglecting even to identify officers when there is no enigma behind their identity. She overlooks the tensions between MI5, MI6 and SOE – maybe not the book she wanted to write – but in that way she drastically oversimplifies the politics that were driving subversive activities in France. She dismisses Britain’s Intelligent Services generally as being populated by ‘posh boys’ – far from the truth. She continually misuses the term ‘double agents’ when she intends to describe traitorous spies in the pay of the Germans, infiltrators, or penetration agents. She has swallowed verbatim too much mythology about German radio-detection techniques, and recounts some bizarre stories about guerrilla teams intercepting Nazi wireless messages – an assertion that cries out for stronger evidence. Her coverage of Hall’s activity under OSS, and the manner in which OSS exploited SOE resources, when SOE make remarks about her performance, is muddled. She breezes past the destruction of the Prosper circuit without any indication that she understands the way it was betrayed.

Furthermore, her narrative reflects a lot of contradictions. Even though Purnell describes Hall as continually ‘recruiting, training and arming’ guerrilla groups, it is not clear what expertise she really had. She did not go through comprehensive SOE training, and seemed to derive her expertise solely from reading the SOE Handbook, so it is unlikely that teams of raw recruits would be able to become proper saboteurs under her direction, especially given her gender. Indeed, elsewhere, Purnell reports Hall as waiting intently for experienced SOE trainers to supplement her meager knowledge. In some places, she insists that guerrilla groups had to work in isolation: at others, she indicates that they should have been more coordinated. Moreover, M. R. D. Foot plays down her role in direct operations, representing her more as a liaison officer, a role that involved a lot of travelling, but nothing too arduous or dangerous. He claims that her cover remained intact, ‘mainly because friends at Lyons police station took care not to inquire too closely into her doings’.

The coverage of the supply of arms is bewildering. Purnell observes that, as early as late 1942, the secret armies were being provided with the munitions for the Allied assault – but D-Day did not happen until almost two years later. By then, according to her, some arms had started to rot, and were frequently discarded, or even thrown into rivers in despair, contradicting the blithe statements from Buckmaster that Purnell cites. She encapsulates the activity in early 1943 in a weakly casual way (“Parachute drops of arms and explosives were generally being stepped up when clear skies and light winds permitted”), showing that she has not internalized the complexities of the situation. This topic cries out for a more close-grained analysis. Purnell moreover never resolves the ongoing question as to how closely sabotage activities were directed by SOE in London. Hall herself was admittedly undisciplined, frequently made her own decisions without approval from Baker Street, and herself complained about the wastage and unauthorized sabotage that was frequently undertaken. Foot writes that she had ‘an imperturbable temper’.

Purnell scatters her text with multiple examples of shoddy tradecraft, from ruinous meetings like that at the Villa des Bois and excessively prolonged wireless time on air, through careless and disastrous carrying of papers that revealed names and addresses of contacts, the casual mixing of circuits against instructions, the issuance of false banknotes with consecutive serial numbers, to the failure to deal with traitors ruthlessly. These patterns receive no analysis from the author, who also provocatively claims that Hall’s name was given to the Gestapo by MI6, but does not explore the implications and reasons for such a dramatic and severely troublesome move. The source for this story is probably a mysterious footnote 68 to Chapter XI of Foot’s SOE in France, where he archly reports, on Hall’s second mission in 1944: “It was not known in SOE that her real name and her role on her first mission had been communicated to the Germans late in 1943 in the course of a wireless game played by another British secret service.” (Foot chose not to identify MI6, even in 2004, unless he was simply lazy: the footnote remained unchanged after forty years.) Foot gives the impression that Hall had been re-accepted by SOE as a wireless operator at this time, since they had disqualified her as a courier, but he seems to be unaware that it was OSS who had signed her up for the second mission.

Perhaps Alesch was a figure in this dastardly MI6 plot, the details of which are probably hidden in some dusty file, and cry out for further investigation. (Was Bodington perhaps a common element in this sickly charade?) Hall herself was fooled by Alesch, even though he was reported to have come from an MI6 cell, and had not been vetted. He caused immense harm: Hall was identified, and could have been arrested by the Abwehr. The unit held off, hoping to entrap more members of the Resistance, and Hall narrowly escaped the Gestapo entry into Lyon, and consequently made her escape over the Pyrenees. Many arms-drops were carelessly carried out and equipment lost; money was handed out indiscriminately to groups who were fighting rival resistance groups as much as the Germans. Too many loose ends and unsubstantiated claims.

On one important event Purnell appears to venture a challenging opinion. When Paul Vomécourt (Lucas) discovered, in January 1942, that his wireless operator Mathilde Carré (‘La Chatte’) had become the lover of the Abwehr officer Hugo Bleicher, and betrayed dozens of her comrades, Vomécourt decided to try to play her back in the hope of deceiving the Germans. Purnell writes: “At this point, Lucas should have eliminated la Chatte, gone into hiding, and immediately contacted Virginia to let her know she was at best compromised, at worst about to be arrested.” Such an action would have reflected Gubbins’ rules (as I explained last month), and sealed the circuit from any further contamination. It is not immediately clear how Purnell derived this standpoint other than reflecting proper SOE policy.

But, of course, SOE policies were not carried out in a disciplined fashion. And Bernard Cowburn, who was an integral member of the ensuing deception concluded after the war that the attempted ‘triple-agent’ play had been successful. He considered (in his 1960 memoir No Cloak, No Dagger) that the ruse had prevented the Germans from exercising a ‘North Pole’ scheme against the French, in the manner they had exploited the Dutch, and wrote that he thought that Lucas had handled the situation in the ‘best possible way’. Cowburn met Bleicher after the war, and recorded:

            He then looked at me almost pleadingly, and suddenly asked, ‘Tell me, I beg of you  . . . La Chatte  . . . is it true she was double-crossing me?’ This proved beyond a doubt that our manœuvre had succeeded and that for once the Germans had been properly fooled.

Yet I believe that is naïve. For Bleicher to have imagined that his mistress’s act against him was a double-cross without considering the nature of the deaths that she had incurred beforehand, was simply vain and amoral. He was probably more concerned about the shallowness of their affair. Cowburn, moreover, appeared not be aware of the more drastic ramifications of Carré’s treachery.

I think Purnell’s judgment is spot-on, although she probably derived her response from what M. R. D. Foot wrote about the incident: “The correct course for him to take was to vanish at once, not even pausing to assassinate her if her death was going to complicate her escape.” When Vomécourt eventually escaped to England, he had to be rebuked by Gubbins when he suggested that he and Carré return to France, to rescue what was left of the circuit, and also assassinate Bleicher. Gubbins put his foot down, and forbad such exploits: Carré was incarcerated for the rest of the war, then sent to Paris, where she was tried, sentenced to death, and then reprieved. She died in 2007, at the age of ninety-eight. A case-study in treachery: all a very messy business, with several lessons on how to deal with traitors, and on the perils of playing with such in the guise of thinking they can be ‘turned’ at will.

None of this sub-plot detracts from the bravery of Hall, but it does undermine the hyperbolic claims made about the contribution to the overall war success of Purnell’s subject, described in the book’s blurb as ‘the American Spy Who Changed the Course of the War’, a completely unwarranted assertion. Purnell is relentless in promoting Hall’s skills and achievements, but a less breathless assessment is called for. It appears that the author had too many sous-chefs, who may not have been rigorous practitioners themselves, assisting her researches. To write with depth and authority in this realm, you have to immerse yourself, work close to the coalface, get your hands dirty, and not rely on too many intermediaries. I do not believe that Purnell has done that.

Lastly, I note that a movie on Hall’s life is now under way, perhaps to accompany a hypothetical one on Agent Sonya, ‘the Soviet Spy Who Changed the Course of the Cold War.’ Oh, lackaday! ‘A Woman of No Importance’ is a significant contribution to the history of French resistance in WWII, but it should not be regarded as a definitive account, and needs to be integrated with and checked against more serious histories.

P.S. I should have made room to discuss Stephen Tyas’s SS-Major Horst Kopkow. I have read some clunkers on intelligence matters over the past couple of years, but this book, about the notorious Gestapo officer who engineered the sham deal with Suttill and Norman, and provided testimony that sent Kieffer to the gallows, is excellent. A must-read.

Language Corner

Regular readers of coldspur will be familiar with my high sensitivity to incorrect spelling and grammar, especially when such solecisms are committed by professional writers and broadcasters. My biggest gripe is with those who cannot deploy ‘I’, ‘me’ and ‘myself’ properly, and end up with such monstrosities as ‘between you and I’, and ‘he gave it to my wife and I’. I almost threw Anthony Powell’s Dance to the Music of Time (all twelve volumes) across the room because of his clumsy and excessive use of the reflexive ‘myself’ when he couldn’t work out whether he should have been using ‘I’ or ‘me’. I decry the decline of the subjunctive in conditional clauses, and, as a devoted student of German verb conjugation, get annoyed by any evident confusion over lie/lay/lain and lay/laid/laid.

Some of my objections are directed at the careless use of vocabulary that reflects lazy thinking, or politically correct viewpoints, such as Nobel Prize winning economists who use ‘plutocrat’ when they mean ‘rich people’ (Yes, Krugman P. at the back there, I am talking to you!), or the New York Times journalists who describe some region as ‘impoverished’, when they simply mean ‘poor’. (‘Impoverished’ implies that the region was at some time wealthy, but then was denuded by some oppressor, which is presumably the sub-marxist impression that the writers want to bequeath.)

My continuous and long-standing beef, however, is with the New York Times, and its inability to instruct its journalists to understand and use properly singular and plural forms of Latin words, even though the correct usage appears in its Style Guide. (I have been told as much.) This defect is shown mostly in the use of ‘bacterium ’and ‘bacteria’: dozens of articles over the years have deployed ‘bacteria’ with a singular verb, and I have collected the messages that I have sent to the editors in a single document, inspectable at NYTBacteria. I have surely not captured all the incidences during this period, since I must have overlooked many, and some I ignored because I forgot to write, but I believe the collection is rich enough. And now it is on-line, and the editors at the paper can use it as a teaching-tool. Bravo! (I would get out more, but my piles of books on intelligence are blocking the exit-doors.)

Bridge Corner 

With the COVID epidemic ebbing, I have resumed playing face-to-face duplicate bridge, and normally play three times a week. It is an absorbing pastime, where the rewards are finding out how well you and you partner handle deals that will be played by all the other pairs of the same orientation during the session. Thus all the East-Wests compete against each other, as do all the North-Souths. The goal is to get a ‘top’ score on each hand, and minimize the disasters. One recent hand has absorbed me recently. I picked up as East:

(Spades):  ♠ A K 10 9 6

(Hearts) ♥ A 6 3 2

(Diamonds) ♦ 8 3

(Clubs) ♣ 9 4

My partner, West, opened the bidding with 1 D; I responded 1 S; the opposition was silent; he replied 2S (showing 4 spades and regular opening values); and I jumped to 4S (a game contract that delivers extra points if made during the play), as I had 5 excellent Spades, and an outside Ace.

South led the King of Hearts, and West laid done his hand as Dummy, showing me the following cards:

♠ Q J 5 4

♥ 8

♦ K J 6 5

♣ A K 6 5

This was fine, but then every other pair would probably bid game, and thus face the same challenge. It looks fairly straightforward, as there is no side-suit that can be developed after trumps are drawn: win the Ace of H, draw trumps, hoping they split 2-2, take the Club winners, and trump Clubs and Hearts in both hands leaving a Heart loser, and the Diamonds to guess. (Who has the Ace? Who has the Queen?)

I thought I saw a superior play that would ‘guarantee’ 11 tricks, and maybe make 12, by exploiting my higher-value trumps, and get rid of that last pesky Heart loser, if Spades did indeed split 2-2. (And, if they don’t, I would at least match the less enterprising pairs). Thus I imagined 11 tricks: 2 Clubs, 1 Heart, 3 Spades in dummy, and 5 in hand, with a Diamond still to come as a possible twelfth. Win the Ace of Hearts, and trump a Heart. Play the Ace, then the King of Clubs, and trump the 5 of Clubs with the 9 of Spades (in case Clubs split 5-2), trump another Heart, play the last Club and trump with the 10, and lead the last Heart, trumping with the Queen. Lead the last spade to the Ace, and hope to draw the last two trumps with the King. Then see what the opponents do when I have to break Diamonds. I’ll hold on to my last trump just in case the owner of the Ace leads a Club or a Heart. (Defenders do not always keep count of the number of cards played in each suit.) South probably has two Diamonds and a Heart left, but probably not the Ace of Diamonds, as he or she might have bid over my 1 Spade with all those Hearts and the Ace of Diamonds. North probably holds two Diamonds and a Club: if he or she has Ace and Queen of Diamonds, it doesn’t matter, and just 11 tricks make (and all the ’conventional’ pairs will make only ten tricks). If South has the Ace of Diamonds, he or she will probably go up with it on the Diamond lead, and I am home and dry. If not, I have to play the Jack from dummy, losing to the Ace. I then make 12 tricks.

But I never got there! The Spades did indeed split 2-2, but the Clubs split 6-1, and South was able to trump the King of Clubs before I got going. Thus I had to guess the Diamonds properly in order to even make the game (10 tricks). Seven of the other pairs all made 11 tricks the obvious way (presumably), and must all have guessed the Diamonds correctly. Thus my partner and I received only 1 point, while seven pairs got 5 points each. A certain ‘Top’ was converted to a near ‘Bottom’ in an instant. The ninth pair made only nine tricks: presumably their East (a good player), played the same line as I chose, but mis-guessed the Diamonds. So much for enterprise and imagination. Those cursed computer-arranged hands!

The full deal:

                                                            North

                                                            ♠ 8 3

                                                            ♥ 7 5 4

                                                            ♦ A 4

                                                            ♣ Q J 10 8 3 2

West    ♠ Q J 5 4                                                                      East     ♠ A K 10 9 6

♥ 8                                                                                           ♥ A 6 3 2

♦ K J 6 5                                                                                  ♦ 8 3

♣ A K 6 5                                                                                ♣ 9 4

                                                            South                          

                                                            ♠ 7 2

                                                            ♥ K Q J 10 9

                                                            ♦ Q 10 9 7 2

                                                            ♣ 7

Such is the endless fascination (and frustration) of bridge. (‘A Bridge Too Far’? Do not worry: this column will not be repeated unless I receive overwhelming demand.)

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The Strange Life of George Graham

Nadine Nikolaeva-Legat, George Graham’s Aunt

Before I present this month’s main course, on George Graham, I want to comment on a few other items:

When I published the 2021 Year-end Round-up last month, I was either tempting fate, or articulating a very sensible long-term strategy. Three days afterwards, on January 3, I suffered a heart attack, was rushed to hospital (after which I lay in a corridor for four hours), and the next day was moved to another hospital where I had a stent inserted in the artery that had undergone the big blockage. I was discharged on January 5, at mid-day, but was back in the Emergency Room at 1:30 the next morning, suffering from fever, wheezing, and chronic shortage of breath. I imagined such symptoms might be what serious COVID patients experienced, but I was fully vaccinated, and had had a negative test the day before. It turned out that I had pulmonary edema, a build-up of fluid in the lungs, caused by the somewhat erratic behaviour of the heart trying to re-adjust the system after the assault. Oxygen pumps and powerful diuretics soon stabilized me. I was discharged four days later.

In order to explain my lethargy in concurrent email exchanges, I have described the events to those of my communicants with whom I was in active contact at the time, but thought that I should post a notice here, even if it will be Too Much Information for many, and there is nothing more boring than an Old Fogey rabbiting on about his medical problems. I expect this event will mean some operational changes (although I have been very attentive to diet in the past few years). My heart is, fortunately, overall in good health – and has always been in the right place, of course – and I do not believe the pace of my research activities will have to be slowed down at all. Indeed, I should have more time available for cerebral pursuits since such activities as tree-felling, bush-hogging and yard work will clearly be proscribed by the doctor. No more for me the Reaganite removal of brush and repairing of boundary fences on the ranch. I most cordially thank all of you who have passed on your messages of goodwill.

With a new regimen of medicines to be taken, I told my wife that I felt like one of those old persons who cannot read the small print on the vials, and have to have instructions laid out to be sure of taking the correct purple oblong pill after breakfast. I now realize that I am officially one of those persons.

When I was discharged, I was earnestly encouraged to sign up for a Cardio Rehab course in a week or two, to handle with my fellow-sufferers such items as appropriate exercise and strategies for handling stress. I am very wary of such collegial activities: you will not see me standing in a pool with other rehabilitants, waving my hands in the air. I know best, because of the scar tissue from multiple back surgeries, and resultant neuropathy, what exercise I must avoid in order not to irritate further the heel (where the stabbing occurs). Moreover, several sessions on stress avoidance will be offered. Yet there has been no stress in my life in recent years (apart from the tribulations of dealing with local service contractors of any kind, and reading laudatory reviews of Agent Sonya), and nothing would be more stressful to me than having to listen to a lecture on ‘Mindfulness’ when I could be spending my time more fruitfully among the archives.

Thus it was with some chagrin that, when I picked up my copy of the January 6 issue of London Review of Books on my return home, I found a review of Ben Macintyre’s Agent Sonya by someone called Malcom Gaskill, described as an ‘emeritus professor at UEA’. His webpage at the University of East Anglia records the following as his ‘Areas of Expertise’: “Social and cultural history of Britain and America 1550-1750; history of crime, witchcraft, magic and spiritualism.” So one might naturally wonder why he was selected to review the book, so late in the day, unless he had some alarming new theory about Sonya’s dabbling in the black arts, or the story of her reincarnation. I accordingly wrote a letter to the Editor, as follows:

            I was both astonished and dismayed by Malcolm Gaskill’s review of Ben Macintyre’s ‘Agent Sonya’ in the LRB (January 6). Astonished, since, while your description informs us that the book was published in September 2021, it was actually issued a year beforehand. It is difficult for me to imagine how you judged that a review after all that time was justified. Dismayed, since Gaskill, while producing a very competent and readable synopsis of Macintyre’s work, appears to bring no external knowledge or expertise to his analysis, and has been taken in by many of Macintyre’s fictions in the same way that Macintyre was hoodwinked by Ursula Kuczynski’s GRU-driven memoir, and his conversations with her offspring.

I have a special interest in a corrective to the mostly laudatory reviews of the book, and my review of it appeared in the on-line version of The Journal of Intelligence and National Security as far back as December 2020, under the title of ‘Courier, Traitor, Bigamist, Fabulist: Behind the Mythology of a Superspy’. (Please see: https://coldspur.com/wp-content/uploads/2020/12/Courier-traitor-bigamist-fabulist-behind-the-mythology-of-a-superspy.pdf ) I have received multiple congratulatory messages on this piece, thanking me for setting the record straight, and for pointing out Macintyre’s errors and flights of fancy. I am surprised that Professor Gaskill did not come across it in his researches or, if he did, why he ignored its conclusions.

Professor Gaskill touches lightly on the major enigma of Sonya when he writes: “A puzzle emerges from Macintyre’s telling of Kuczynski’s life: how did she not get caught?” Yet a predecessor question, just as important, would be: “Why did MI6 facilitate a bigamous marriage for Sonya, a known Communist subversive, in Switzerland, and then facilitate her passage to the United Kingdom at a time when the Soviet Union was in a pact with Nazi Germany, and providing materiel to support the German war effort against Great Britain?” I would refer your readers to my observations, and the sources listed in my review, so that they may learn about the machinations of Claude Dansey and other MI6 officers, abetted by their counterparts in MI5, to deceive lower-level counter-espionage officers in MI5, such as Milicent Bagot, and deter them from doing their job.

I would be the first to praise Ben Macintyre’s superb story-telling expertise, but would challenge his boasts of commitment to factual history-telling (as expressed in conversations with John le Carré before the latter’s death). The bare bones of Sonya’s life and career are no doubt true, but Macintyre has greatly exaggerated her role as a ‘spy’, misrepresented her ability to escape detection, and studiously ignored the evidence of collusion by British Intelligence over her survival. Bland and uninformed reviews by such as Professor Gaskill sadly reinforce the mythology instead of taking a critical eye to one of the most astounding mis-steps by British Intelligence in World War II.

To my letter I attached a postscript – not intended for publication, which ran as follows:

I attach a highly relevant letter that I sent to Mary-Kay Wilmers a few months before Macintyre’s book was published. I never received any acknowledgment or reply. The London Review of Books could have accomplished a scoop of considerable proportions.

And here is the text of this earlier letter, sent on April 9, 2020:

Dear Ms. Wilmers,

I should like you to consider an article for publication. I am approaching you, exclusively, since I believe that you may have a personal interest in the story, that the LRB is the best vehicle for getting a piece like this out quickly, and that it would be of compelling interest to your readers.

In essence, it a scoop about a woman who has been called the ‘greatest woman spy in the twentieth century’, Ursula Hamburger/Beurton, née Kuczynski, aka ‘Sonia’ (or ‘Sonya’). Ben MacIntyre will be publishing his book on her in September of this year. MacIntyre claims access to privileged sources in Russia, Germany and the UK, but I strongly doubt whether he has investigated her life with the depth that I have.

I gained my doctorate in Security and Intelligence Studies at the University of Buckingham in 2015, and my book based on it, Misdefending the Realm, was published in 2017. Since then, I have been delivering further research on Sonia on my personal website, www.coldspur.com.

My main claim is that SIS (MI6) tried, with the connivance of MI5’s senior management, to manipulate Sonia in World War II. It facilitated her marriage to Len Beurton in Switzerland in 1940, an event that allowed her to gain a British passport, and then contributed to her safe passage to Britain. This was presumably an attempt to get Sonia to lead them to her networks, to pass disinformation through her, and to gain access to Soviet codes and ciphers. When Len Beurton, who was a communist and had fought with the International Brigades in Spain, was also aided in getting to Britain through a faked passport in the summer of 1942, MI5’s anticommunist section woke up, but was essentially stifled.

Yet the exercise went horribly wrong when Sonia managed to act as courier for Klaus Fuchs and Melita Norwood, right under the noses of SIS and MI5, while her husband, Len, transmitted clandestinely on her behalf. The intelligence services have never been able to admit their mistake.

What makes this story especially newsworthy is the analysis of an overlooked document in the Kuczysnki/Beurton files at Kew. It is a letter from Victor Farrell, the Passport Control Officer in Geneva, to Len Beurton, written as if from a private address. It offers incontrovertible proof that, early in 1943, SIS in Switzerland tried to encourage the communist Len Beurton to communicate with them by wireless, betraying that they had some kind of agreement with him. Beurton would inevitably have passed that information on to his wife, Sonia. Thus she would have known for certain that SIS and MI5 were surveilling her.

I attach the version of the story that I have been preparing for my website. As you will see, it is a work in process, and continually evolving. It assumes readers will be familiar with my earlier research, and I look to them to provide information and tips. I know the piece would require some fundamental rework for publication as an LRB article, to set the context properly, remove detailed comments, and provide a more definitive conclusion. I can do that quickly. The main story is very solid.

I do ask you to read at least the introductory few paragraphs, and the latter sections headlined ‘Analysis’ and ‘Conclusions’. Please let me know if this sparks your interest in publishing a revision of the piece. And, if you decide that it is not suitable, I shall simply proceed with posting it on my own website.

If you need to have a second opinion, my doctoral supervisor, Emeritus Professor Anthony Glees, is very supportive of my research and findings, and has agreed to act as a reference. He can be contacted at xxxxxx@xxxxxx.

Thank you for reading this far.

The very next day, I received an email from the Editor, saying that they were considering my letter for publication (as well they should have). Yet it did not appear in the issue of January 27. Maybe there is a natural delay. Maybe Mary-Kay Wilmers (who retired last year, but is still around as ‘consultant editor’) would prefer the story to be buried. I shall keep an eye out for the next issue. If nothing appears, it is not exactly censorship, but it is irresponsible. The guardians of officialdom (Ben Macintyre at the Times, Mark Seaman and Nigel Perrin at the Times Literary Supplement, and Mary-Kay Wilmers at London Review of Books) keep the contrarians at bay. I am not saying that they are acting conspiratorially, of course. It just looks like it.

*          *          *          *          *          *          *          *

And now to this month’s main story:

The Strange Life of George Graham

1. Introduction

2. Leontievs in exile

3. Alexander Shidlovsky

4. Paul Dukes

5. Nadine Nikolaeva-Legat

6. Dukes in the 1930s

7. WWII – Dealing with the NKVD

8. George Graham – marriage and SOE

9. Post-War Tragedy

10. Summing-Up

*

  1. Introduction:

For someone of my generation, the name ‘George Graham’ summons up the rather lugubrious figure of the Arsenal football player, and later manager, perhaps accompanied by grainy video of Chelsea’s Ron ‘Chopper’ Harris taking down Graham’s team-mate Charlie George on the edge of the penalty-box. ‘George Graham’ is a decidedly Scottish appellation, neither common nor rare, and has a pleasing solidity to it.  At some time, however, this same moniker was chosen to signal the new identity of one Serge Leontiev, a Russian émigré who was recruited for a dangerous mission with the Special Operations Executive (SOE) in Moscow in 1941. This report outlines what I have so far been able to discover about his life, and explores how a callow and inexperienced young man was carelessly plunged into the cauldron of espionage on Stalin’s home turf.

I reproduce first the brief snippet from Guy Liddell’s Diaries that brought my attention to him. The entry occurs soon after the defection of the Soviet cipher-clerk Igor Gouzenko in Canada in September 1945. After receiving hints about a possible spy named ELLI, Liddell started to investigate possible security leakages in the Moscow SOE station, led by George Hill. He had a meeting with Alexander Boyle, the chief security office for SOE (the wartime sabotage unit which would shortly be disbanded and absorbed into MI6). The date is November 16, 1945, and the text runs as follows:

            I went to see Archie Boyle about the ELLI case and discussed with him at length SOE’s set-up in Russia. He again expressed to me confidentially his grave suspicions about George Hill, and also about one George Graham whose real name is Serge LEONTIEFF, a White Russian. The two are very closely tied and one always backs up the other.

I have written before about the highly dubious decision to employ a tsarist émigré for intelligence work in the Soviet Union (a phenomenon that does not appear to have fazed Liddell) and shall recapitulate it later in this bulletin. My primary objective in this report is to tread back to Mr. Leontiev’s early years (the transcription of his name that I shall primarily use, even though many of the documents favour the alternative spelling) to his arrival in the United Kingdom, and to his exposure to new influences. All information given here (unless I indicate otherwise) has been derived from records publicly available in the United Kingdom.

2. Leontievs in exile:

The Peterhof Palace

Serge was born on August 18, 1910, in Peterhof, the palace in St. Petersburg built by Peter the Great, modelled on Versailles, thus implying fairly grand connections. His father was Alexander Ivanovitch Leontiev, described as a musician: his mother Olga Leontiev, née Briger, was born on January 2, 1892, the daughter of Alexander Briger, a Lieutenant-General in the Russian Navy. (In a Gilbertian touch, Olga’s sister wrote that her father ‘was an officer in the Russian navy, but at no time that I remember was he actually at sea’.) Olga and Alexander Leontiev had been married on April 26, 1909, and escaped at some unspecified time during the turmoils of the Revolution.

Yet the marriage appeared to have broken down relatively early: Mrs. Leontiev had been living separately from her husband for several years when Serge made his request for UK naturalization on June 20, 1933. She divorced her husband on November 4, 1929, on account of ‘desertion’, and then married her second Alexander, surnamed Shidlovsky (described as a bank-clerk), on November 23 of that year. In his naturalization request, Serge gave his address as 31 Longridge Road, Earl’s Court, in London: his father lived nearby, in 46 Colet Gardens, London W.14. He had a brother, Dimitri, younger than him, born on May 2, 1915, who lived at 3 Ridge Close, Hendon, London NW 14, and who died on November 27, 1938, aged 23. Olga’s address was given in the naturalization papers as 5 Ridge Close, next door. This will be seen later to be a slight error.

Dimitri, whose profession was given as ‘journalist’ on his death certificate, died at home of cancer of the bile-duct – which must surely have been rare in someone aged only 23. The informant, present at the death, was his father-in-law. Maybe his mother was too distraught, but his father’s continued absence from the scene is puzzling. His body was cremated (according to the cemetery records on March 3, 1938, which must be wrong) and his ashes reinterred at the Kent and Sussex Cemetery in Tunbridge Wells on March 17, 1977. Tunbridge Wells, the home of so many disenchanted letter-writers to the Daily Telegraph, will come to play an increasingly important role in this story.

Serge likewise had lived with his mother for most of the time he had been in England. After their escape from Russia the family had arrived –  according to Serge’s statement –  in Malta in the summer of 1918, where they spent nine months before moving on to Rome. After ten months there, they arrived in England on January 17, 1921. (The dates do not compute, however: nineteen months back from January 1921 would take them back to June 1919.) As a minor, Serge presumably did not need separate identification papers, but he was granted a certificate of identity T. C. 4761, issued by the Home Office on September 20, 1926, which was due to expire on August 30, 1933. Strangely, he could not produce a birth certificate, something one would imagine his mother would have maintained a close eye on: indeed, when his step-father was naturalized, on July 31, 1931, the record states that documentary proof of the births of both sons was seen.

Serge provided some rich details about his career in England. He attended St Paul’s School, in Baron’s Court, and Heath Mont School, in Hampstead until the age of 16, whereupon (so he claimed) he studied in France for a year (1926-1927?), and then was hired as a clerk with E. W. Tate and Company. After a few months, Serge left for a similar position with M.D. Aminoff, carpet merchants, where he worked for two years. What is provocative is his asserting in his 1933 naturalization application that he in 1930 took the name ‘George Graham’ for journalistic purposes, as he was publishing articles for The Skating Times. (He was also described as a ‘BBC artist’.) The minutes to his naturalization papers rather enigmatically state: “When he becomes a [subject?] he will be at liberty to use any name he pleases, and S. of S. [Secretary of State] does not propose to take any action regarding his past use of the name ‘George Graham’.” Why this might have been controversial is not made clear. Yet, around 1929, his life had been significantly changed by his relationship with a prominent intelligence officer, as I shall explain.

The pattern of Serge’s movements will be shown to have some special significance. When he listed in detail his periods of residency – in His Majesty’s dominions – in order to complete his naturalization request, he gave ‘Malta’ for the period April 1919 to January, 1920, and then skipped over the time in Rome to an address of 94 Kensington Park Road, where he had arrived on January 17, 1921, and stayed for five months. Thereafter he recorded a rather peripatetic existence (three months in Quainton, Bucks.; seven months back at Kensington Court; one year and eleven months at Northway, N.W. 11; five months in Kilburn; a month in Southend-on-Sea in August-September 1924 – which sounds like a holiday; three years at Gloucester Walk, W8; three years and nine months at 3 Ridge Close in Hendon; and finally one year and nine months at 46 Colet Gardens, the address he was living at when he made his submission, the home of the  Russian School of Ballet. (The last claim is a little puzzling: one sheet in his application states that his permanent address has changed to 31 Longridge Road, in Earl’s Court, while another indicates that he was ‘temporarily’ residing at 294 Earl’s Court Road.) He totalled that up as living in the United Kingdom for eleven years, seven months, with nine months spent in the dominions (Malta). The year in France seems to have been conveniently overlooked: elsewhere in his naturalization application, he described a two-month absence in France undertaken to recover from pneumonia.

Little appears to be recorded about Serge’s father, mainly because he never applied for naturalization. A newspaper report (in the Winnipeg Tribune) shows that ‘Alexander Leontieff, a former Colonel of the Imperial Guard, led the Old Moscow Balalaika Orchestra at a concert in London on May 30, 1931’. On Serge’s marriage certificate, he is described as ‘Colonel Retired’. And when he died at Middlesex Hospital, on August 28, 1957, his profession was given as ‘musician’. Serge was listed as the informant, with the given name of ‘George Graham’, and an annotation on the death certificate provocatively states: ‘Son’s name changed by War Office instructions’ – presumably referring to the occasion of his original new appellation rather than an interference in the procedures of the registrar, with George having to explain why, as a son, he carried a different surname. Thus the story about Serge’s already having assumed that name for his journalism appears to look rather suspect. Alexander Leontiev was buried in Hendon, and his gravestone is clearly marked.

3. Alexander Shidlovsky:

In fact the naturalization papers of Serge’s step-father, Alexander Shidlovsky, shed much more light on Serge’s background. Shidlovsky was born in Voronezh on June 25, 1896, was educated at the University of Petrograd [sic], and was a member of the Imperial Page Corps in that city. He had joined the Russian Army on June 1, 1915, serving as lieutenant until the end of 1917, when he was discharged due to ill-health. He then joined the White Russian volunteer army, and in April 1919 arrived at St. George’s Barracks, Malta, where he resided until September 1919. (Thus Serge’s arrival in Malta coincided exactly with that of Shidlovsky.) The record then indicates that Shidlovsky served in General Denikin’s Army in 1919-1920, and next obtained a position as an interpreter with the British Military Mission in South Russia, with which he was engaged for a month or so before the complete withdrawal of the expeditionary force. If the statements made by Olga and her second husband are true, there would not appear to be any overlap in their presences in Malta, but since Olga’s declaration about the Mediterranean movements does not hang together, one might conclude that there was an attempt to muddy the waters in this respect.

Moreover, Shidlovsky’s statement of residential addresses almost directly mimics those of Serge, detailed above. He arrived in the United Kingdom on March 27, 1921, and hied immediately to Kensington Park Road on that same day, where Olga and sons were presumably awaiting him, moved with them to Quainton, and then returned en quatre to Kensington Park Road. Shidlovsky then accompanied Olga and family to Northway, although he described the location as Hampstead Garden Suburb, not Hendon, and moved with them all to Brondesbury Villas in Kilburn, in March 1924. Likewise, he shared the holiday in Southend with Olga and her sons, and spent the following two years at Gloucester Walk. His statement breaks off at this point, but the address provided on his application (of July 2, 1931) is his marital home at 3 Ridge Close, Holders Hill Avenue, NW 4. Thus Olga and Shidlovsky had been living together quite openly for more than a decade, and the question of her husband’s ‘desertion’ must be highly questionable (unless he abandoned her in Malta). Yet they all came to England, Alexander Shidlovsky making a definitive choice of coming to the UK to follow Olga when his relatives primarily opted for France or Estonia as their place of exile.

The list of referees for Shidlovsky’s naturalization application includes one or two distinguished names. Sir Bernard Pares, then lecturer at the School of Slavonic Studies at University College, London, claimed that he had known the applicant for over twenty years, having been friends with his father. Retired Vice-Admiral Aubrey Smith testified to his good character and loyalty, and likewise dated his friendship as lasting over twenty years, when he (Smith) had been British Naval Attaché in Russia between 1908 and 1912. Yet Sir Aubrey wrote a more cautionary letter in responding to a communication from ‘Sir John’, suggesting that the application may have been made to further his career at the Ottoman Bank, and that his case was perhaps not of the highest priority.

Sergey Shidlovsky

A quick search on the Web brings more facts about Alexander’s lineage to the table. When he married Olga Leontiev, he gave his father’s ‘rank or profession’ simply as ‘Russian nobleman’, He did indeed come from an illustrious aristocratic background, his father being a prominent member of the Duma (see https://prabook.com/web/sergei_iliodorovich.shidlovsky/3775124). This page indicates that Alexander ‘finished the Page Corps, worked as poruchik [‘lieutenant’] in horse artillery lifeguard’ before migrating to England. He, his brother, and his father all appear to have been educated at the Tsarskoe Selo Lyceum, while Nikolay Shidlovsky (1843-1907), who chaired the 1905 Commission named after him, was probably a semi-distant relative. Alexander’s mother, still alive in Paris when he applied for naturalization, was named Alexandra, née Saburov. (I shall leave further exploration and explication of the Shidlovsky family to other genealogists who may chance upon coldspur.)

Thus, at first glance, the story of the Leontievs-Shidlovskies would appear to be like many other accounts of exiled White Russian aristocrats: déraciné, nomadic, slightly louche, mixing with their fellow-sufferers, perhaps vainly hoping that tsardom would somehow be restored in their native land and that they would be able to recover their lost estates. Yet this clan is somehow different: they do not seem to be short of money, and they go about their business with confidence. No humble careers of taxi-driving or washing dishes (in the way that so many Russian aristocrats ended up in Paris) for them: Serge was sent to good schools, and could afford to spend a year in France. Shidlovsky settled down to a solid job as a ‘bank clerk’, which may understate his role: elsewhere he is described as a ‘bank official’. There seem to have been no furtive counter-revolutionary gatherings, with risks of infiltration by Soviet spies, as happened so frequently in Paris. Yet they were definitely ‘former people’, with counter-revolutionary tendencies, and to be watched by Soviet intelligence. In addition, there was one common figure behind much of their life-events. And his name was Sir Paul Dukes.

Paul Dukes

4. Paul Dukes:

The archives supporting George Graham show three key events where the name of Paul Dukes appears. Chronologically, Dukes’s name first appears in the marriage certificate for Olga and Alexander, dated November 23, 1929, since he and N. Nicolaeva-Legat are listed as witnesses to the event. It next comes up in Serge’s statement about his employment, made within his naturalization request in June 1933. After the period with Aminoff, Serge’s application states that he became secretary to Sir Paul Dukes, Chairman of British Continental Press Ltd., probably in 1930. Dukes acted as referee for Serge’s naturalization request, and described Serge as ‘an upright and conscientious young man’. And these connections present a whole new dimension to the fortunes of George Graham and his extended clan, and their links to British Intelligence, since Dukes networked with British military personnel with experience in Russia after the revolution, intelligence officers in MI5 and MI6 in World War II, and an influential Russian émigré community in between. Serge Leontiev’s career appeared to take on a dramatically new – and superficially positive – turn after he met Paul Dukes in 1929, and began his metamorphosis into George Graham.

Dukes’s career has to be viewed in two dimensions: one, as a prominent musician and conductor; two, as an informant to the Foreign Office and recruit to MI6. His life is infused with much mystery: he was not granted any DNB entry until 2004, despite an illustrious early career, and what has been published (written by Michael Hughes) is a very sparse and vague affair that does not exploit any archival material. Dukes’s Wikipedia entry (https://en.wikipedia.org/wiki/Paul_Dukes) is likewise imprecise on dates, and erratic in its facts. Much of the information about him derives from his own memoirs: Red Dusk and the Morrow (1922); The Story of ‘ST 25’ (1938): and An Epic of the Gestapo (1940), a source genus that is frequently unreliable. Some snippets of information have percolated into the writings of Christopher Andrew, Keith Jeffery, and Michael Smith, with the latter alone providing identifiable archival sources to support his account. Thus contradictions in the timing of events have to be resolved in order to present a cohesive story.

The musical side of things is relatively simple. In 1908, he took up a teaching position in Riga, Latvia, and the following year moved on to St. Petersburg, where he was accepted at the Petrograd Conservatoire. He was encouraged by Albert Coates, who was the Principal Conductor of the Russian Imperial Opera at the Mariinsky Theatre, and also served as English tutor at the Naval College. In 1913 he graduated from the Conservatoire, and Coates hired him to assist in the training of soloists in their operatic parts. It is highly unlikely that he would have been recruited by Mansfield Cumming of MI1c at this time, although he probably did act as an informant to the Foreign Office, ‘ostensibly as a King’s Messenger’, as Jeffery writes. The milieu, however, allowed him to be introduced to several illustrious names in the world of dance, and guided his introduction to eastern mysticism.

The war caused his artistic plans to stumble, and he was co-opted to the Anglo-Russian Commission in early 1915, where he worked under the leadership of the novelist Hugh Walpole, and was given the task of tracking the Russian press across the whole country. This Commission, according to Phillip Knightley, was an office of the British Department of Information established in 1915 that was involved in arranging war supplies from the United Kingdom to Russia, although more sober descriptions suggest it was much more a propaganda outlet, that it struggled with its task, and was dissolved in March 1918, after the revolution. Hughes indicates that Dukes did return to London during this time, so his importance and reputation were surely further recognized. In a provocative aside in The Story of ‘ST 25’ (a gripping memoir of life evading the Cheka, which merits being re-issued), Dukes wrote: “In the summer of 1916 a lady who was a great personal friend of mine and had much influence on my life at the time confided in me her secret thought of making away with the infamous ‘Monk’ [Rasputin]’ Who was the mystery lady?

The focus now shifts to his espionage role. Michael Smith informs us that Dukes next joined a relief mission in the South of Russia, one funded by the American YMCA, but was soon recalled to the United Kingdom that summer, suggesting that the Foreign Office was keeping close tabs on him. It was then that Mansfield Cumming, the head of MI1c, the emerging MI6, recruited him as agent ST/25, with a mission to help finance and accelerate the plans of the National Centre for insurrections in Petrograd and Moscow. The National Centre was an underground counterrevolutionary movement: as the Great Soviet Encyclopedia recorded: “Between July and November 1919, the VChK [Cheka] eliminated the Petrograd branch of the National Center, which was headed by Shteiniger, as well as the espionage network directed by the head of British intelligence in Russia, Paul Dukes, who was in contact with Shteiniger’s group.”

Paul Dukes: ‘The Man With a Hundred Faces’

For Dukes had succeeded in smuggling out intelligence to MI1c in Finland, which guided the celebrated raids by Augustus Agar on the Kronstadt naval base in June 1919. Dukes was in great danger, but could not easily be exfiltrated: despite gaining a reputation for being a master of disguise (‘the Man with a Hundred Faces’), he was outwitted by the Cheka, and had to make a desperate flight through Latvia back to the United Kingdom. He escaped with the help of Alessandro Gavrishenko, a former Imperial naval commander and member of United Great Russia. Dukes just avoided execution, but Gavrishenko and other allies were shot. Dukes was a marked man. He later admitted, when arriving with his new bride in Paris on January 22, 1923 that the Bolsheviks had ‘put a price on his head for the last three years’. He was more explicit when he published The Story of “ST 25” in 1938. Scandinavian newspapers had printed an interview with him while he was still in Latvia, and given his real name. He wrote: “ . . . long before I reached London I realized that Red Russia was closed to me, perhaps for ever. Moscow, enraged at my escape, was broadcasting denunciatory fulminations to the four corners of the globe and a price was set on my head if I ever returned.”

Dukes’s reputation back home was secured, and he had brought much acclaim to MI6 in political circles. Early in 1920, Agar earned a Victoria Cross, and Dukes was knighted. At this time, he met again by chance Alexander Briger, whom he had known well in St. Petersburg. He was soon employed on secret missions again. In May 1920, he went to Poland, with Rex Leeper, of the Foreign Office’s Political Information Department, masquerading as the latter’s ‘secretary’, and submitting intelligence reports. He toured eastern Europe with Sidney Reilly and Vladimir Orlov, recruiting agents, and, as Jeffery reports, nursed ambitions of returning to Russia as an agent himself. Yet his ensuing activities, lecturing and writing, his contacts with unreliable White Russians, and the attendant Bolshevik interest in his movements effectively disqualified any further exploits. In 1919 he had also joined a cabal of other MI6 officers in becoming members of the Bolshevik (or ‘Bolo’) Liquidation Club, an entity dreamed up by our friend Stephen Alley. That was not a move designed to endear him to the Kremlin. And it would be a significant consideration when I pick up his story in the late 1930s.

Moreover, Dukes could not stop talking about his exploits. As Michael Smith writes: “Paul Dukes wrote a long series of highly-publicised articles in the Times, thus eliminating the possibility of his being used for secret service missions again.”  Jeffery dubbed him ‘an inveterate self-publicist’. Hughes refers, in addition, to the possibility that the establishment was ‘uneasy about Dukes’s somewhat eccentric interest in various forms of eastern mysticism’. He also promoted himself in the USA, and his career took on a new-agey turn in that country. Hughes again: “About 1922 he joined a tantric community at Nyack, 15 miles from New York, led by Dr Pierre Arnold Bernard (known as the ‘Omnipotent Oom’)”. While living there, Dukes married Margaret Rutherfurd (whom he would divorce in 1929): she was the former wife of Ogden Livingston-Mills, the U.S. Secretary of the Treasury, and the daughter of Anne Harriman, the second wife of William Vanderbilt. Rutherfurds, Harrimans, Vanderbilts, capped with the Omnipotent Oom: it was all a heady mixture.


Lady Dukes
The Omnipotent Oom

But before I move forward to the intelligence plots of the late thirties and early forties, an investigation into his partner at the Olga Leontiev-Alexander Schidlovsky wedding in November 1929 is called for. Who was N. Nicolaeva-Legat?

5. Nadine Nikolaeva-Legat:

Nadine Nikolaeva-Legat (as her name is more commonly spelled) was born Nadezhda Briger in 1895, the daughter of Alexander Briger (1861-1931), a Lieutenant-General in the Russian Navy (see above), and the sister of Olga, Xenia and Vladimir. She became a dancer with the Imperial Russian ballet, and married another dancer, Nicolas Legat (1869-1937), as his second – or possibly, third – wife, probably around 1915-1916. He was notably almost twenty-seven years older than she: she describes him in her memoir as ‘principal soloist to his Majesty the Tsar of Russia, Ballet master and Professor at the Imperial School of St. Petersburg’. According to the Wikipedia entry of her husband, she rose to become the Prima Ballerina of the Imperial State theatres of Moscow and St. Petersburg. Because of the age difference between the couple, and parental disapproval, they had to elope. During World War I, they performed in Paris and even in London, at the Palace Theatre, in The Passing Show, before returning by minesweeper to their parents’ home in St. Petersburg, with Nadine now pregnant.

Nicolas Legat and Nadine

The Legats were separated from the family at the Naval College after the revolution, and arrests and shootings dominated their lives. In a somewhat cryptic passage in her memoir [see below], Nadine indicates that Rose, her loyal dresser, was a Bolshevik, and might have been able to obtain a pass for her. Yet her sister Olga was designated to try to reach the family and possibly arrange for their escape. (“My sister, Olga, pointed out that it was better that she should go, for she was married to a wealthy Guards officer with an estate in Kiev and her own position was open to question.”) Indeed, Olga did engineer the escape of the parents and sister Xenia to Kiev, although Xenia had by then lost her husband in the fighting. Olga’s trials were nevertheless not over: she and her husband were threatened with shooting by the Communists in Odessa, and only intervention by the French Commandant, and an exchange of twenty Bolshevik prisoners for the lives of Nadine’s father and brother-in-law (Serge’s father), allowed them to gain a ship to Constantinople. King George V himself intervened to offer the refugees hospitality in Malta. Since Alexander Briger was a Director of the Anglo-Baltic Shipping Company, he was able to take advantage of a job offer by the company in London, and moved there with his wife, with Xenia, and with the daughters of Xenia and Nadine.

After the revolution, however, Nicolas and Nadine were celebrated enough to put on balletic exhibitions around what was then the Russian Soviet Republic. According to Nadine, their plans for reforming the Moscow State Ballet School were met with approval, and in 1922 they were eventually able to gain permission to go abroad for six months, partly because Lunachatsky [sic, actually Lunacharsky], the highly influential Superintendent of Education, was a family friend. They then toured Europe for several years. They travelled to Berlin, where Nadine encountered her brother, Vladimir, and learned that her family was safe in London, although her father had struggled with finding a regular job after the Anglo-Baltic Company had been dissolved. They landed up in the United Kingdom in 1923, but after a couple of years, left to spent several seasons touring in Europe, primarily with Dhiagilev. In 1928 they returned for good, to teach the Legat System of Ballet, at 46 Colet Gardens. They thereby fostered such prominent stars as Anton Dolin, Margot Fonteyn, Andre Eglevsky, Moira Shearer and Nathalie Krassovska. The Russian Ballet Association was formally registered in 1938.

A member of the Briger family in Australia let me know about Dukes’s relationship with Nadine. The Australian side of the Briger family has been well documented. Nadine’s nephew, Andrew (born in Berlin in 1920), the son of her brother Vladimir (1885-1971), travelled between Paris and London, and occasionally helped run the ballet school while he was studying architecture at the Regent Street Polytechnic. Because of his connections with the famous ballerina, when he emigrated to Australia, he was introduced to Elizabeth Mackerras, who was the sister of the famous conductor Sir Charles Mackerras, and he and the family found common interests in opera and the Russian heritage. Andrew and Elizabeth married in 1957. My contact described Dukes in these terms: “I knew Sir Paul Dukes quite well – he was a very distinguished man in his day, knighted for his work – ended up travelling the world (including Australia) teaching yoga and I have his yoga book. Apparently he was also Madame Legat’s lover for a while, certainly gave the school a lot of money, for no particular reason.”

Thus, if Dukes was squiring Nadine Nikolaeva-Legat in November 1929 (and openly enough to be companions at a prominent marriage ceremony, and official witnesses to the event), it is perhaps no surprise that he had been divorced from Margaret Rutherfurd that year. The New York Times announced, on January 20, 1929, that Lady Dukes had been awarded a divorce in Paris on the grounds of her husband’s desertion, and added, provocatively, that ‘among her friends, there have been persistent rumors that she intends to marry Prince Charles Murat’. (The Prince’s desires in this arrangement are not recorded, but it appears that the determined Margaret Rutherfurd gained her objective.) The fact of Dukes’s generosity to the Ballet School should be noted also, as the behaviour would point to a certain carelessness with money.

Margaret Rutherfurd marrying Prince Murat

Yet there was another aspect of this relationship. While it is not central to my story, the matrilineal line of Nadine and her brother, Vladimir, has an incidental fascination all of its own. Vladimir’s cousin, Prince Felix Youssoupoff, had led the group that assassinated the Russian court lothario Rasputin. That would, in turn, link the family to Stephen Alley who, though without definitive proof, has been noted (for example, in Douglas Smith’s biography of Rasputin) as having been involved in Rasputin’s murder while working for the British Control Office in Saint Petersburg. What is more interesting is the appearance of other family members in the photographic record.

Memorial in Tunbridge Wells

Nadine died in 1971, and the memorial at her grave in Tunbridge Wells (above) is an informative artefact. It memorializes Alexander Briger (her father), Ludmilla Briger (probably her mother, 1861-1954), Vladimer de Briger – in an alternative Frenchified form of the name (her brother), Zenaida de Briger (Vladimir’s first wife, fully Zenaida Pavlovna Sumarokov-Elston, 1886-1954) and her husband, Nikolay [Nicolas] Gustavovich Legat. The person who surely arranged for this memorial to be set up was her sister, Olga, mother of Serge aka George Graham, and widow of Alexander Shidlovsky who had died, also in Tunbridge Wells, in 1969. Olga died in the same town on December 14, 1975.

In 2021 Nadine’s memoir The Legat Story was published by Cadmus Publishing. It is an appealing but slender offering, dedicated to showing her devotion to her husband and an admiration for his legacy. But it is also deceptive. She has little to say about her sister Olga (about whom she appears a little jealous), restricting her observations to a few comments such as ‘my sister Olga always asserted that a man without a uniform was scarcely a man at all’. She.maintains the fiction that Olga and her first husband were living together in London (“Later Olga and her husband also came to England and found a house in Golders Green where they could all be together”), and writes nothing about Serge and Dimitri. It is almost as if she disapproved of her sister’s liaison, although she was, of course, the prime witness at Olga’s marriage to Shidlovsky.

‘The Legat Story’

Nadine also reveals more about Paul Dukes, although she is silent on any question of an affair. She met him again in Paris, and they discovered a shared interest in yoga, vegetarianism, and the teachings of Gurdjieff and Ouspensky. She must have found in Dukes a soulmate, since Nicolas was very dismissive of her spiritualist enthusiasms. And then Dukes started to realize one of his own ambitions, taking ballet classes from Nicolas and Nadine. She considered him ‘an unusually apt pupil’ and even started partnering him, billed as ‘Paul Dukaine’, in such dances as Le Jardin Exotique, for which Dukes created a new score. While on tour (unaccompanied by Nicolas) they ‘argued’ far into the night; Dukes’s role was not well publicized until they reached Hull in May 1930, and he was unmasked.  Soon after, Dukes was invited on a speaking tour in America, and the professional partnership was broken up. But they must have enjoyed their period of intimacy.

Paul Dukes, dancer & yoga enthusiast

6. Dukes in the Thirties:

A possible sequence of events emerges. Having concluded his world tours in the late 1920s, including the conducting of his own musical compositions for the Ballet Moderne in New York, Dukes returned to London. His exploits in the ballet, and his relationship with Nadine, passed unnoticed by the world at large (and indeed his ODNB entry is silent on the accomplishments of Paul Dukaine). Here Dukes struck up again his acquaintances with the Brigers and other exiles from the musical world of pre-war St. Petersburg, most notably Nicolas and Nadine Legat. Since his divorce for desertion came through in early in 1929, his misconduct must have become public some time before that (as Nadine’s account of their balletic exploits would tend to confirm), and Nadine was courageous enough to be seen as her lover’s companion when they both witnessed the marriage ceremony of her sister and Shidlovsky in November 1929. Meanwhile, Nicolas’s heath was fading. He was taken ill with pneumonia, and then pleurisy, and eventually died on January 24, 1937.

The occasion of Olga’s second marriage makes perfect sense as the time when Dukes would have been introduced to her nineteen-year old son. The following year, Dukes was appointed chairman of the British Continental Press, and gave his protégé an opportunity by appointing him his secretary. It would not be capricious to suggest that Dukes at this time decided to groom the young Leontiev for a role that he could no longer perform himself. He managed to have Serge (and his father) installed with the Legats at 46 Colet Gardens, where their Dance School was housed.

Dukes’s relationship with Nicolas Legat appears on the surface to have been cordial still. In 1932 the firm published Legat’s The Story of the Russian School, a volume that had been translated from the Russian by Dukes, who also provided a Foreword. Other books on dance appeared, such as Lincoln Kerstein’s study of Fokine, in 1934. It is difficult to imagine that the Press thrived on such a limited range of works, and, as the decade progressed, Dukes was perhaps feeling a lust for further adventure. He gave up his chairmanship of the Press in 1937, according to his New York Times obituary. In any event, some very bizarre press releases were suddenly issued indicating the demise of Sir Paul, perhaps designed to ward off any Soviet persecutors who might still be wanting to have him eliminated.

On May 20, 1935, the Perth Daily News (of Western Australia) published a report from Paris that ‘the death occurred here today of Sir Paul Dukes, K.B.E., the English composer and author, aged 46’. This was echoed in the Melbourne Herald the same day. Yet I can find no trace of the story being reported anywhere else in the world. Dukes certainly had an interested audience in Australia, but why he (or his bosses) would try to channel the message of his demise so clumsily is a mystery. To mount a comprehensive disinformation campaign is one thing: but to launch a half-hearted one, and then not disappear from this earth, so that the opposition would be wised up that some deception was planned, was simply amateurish.

What might Dukes have been thinking? The only possible clue that I have detected is the factoid that I cited in an earlier report. A short piece (in the Fort Worth Star-Telegram) announced that on November 10, 1934, Alexey Leontieff, a former colonel in the Czarist Army, and manager of a local machine supply office, faced a firing-squad in Novosibirsk, for failing to provide proper machinery to a nearby collective farm. Out of all the possible events, why on earth would the NKVD release such a gobbet, when so many millions were being murdered during Stalin’s purges? Was Alexey a brother of Alexander? Was the announcement provocation? Did the NKVD intend to lure ‘the Man with a Hundred Faces’, its Public Enemy Number 1, to the Soviet Union? Was Dukes asked by the Leontiev family to help rescue a relative? I have no answers.

In 1938 he published his memoir The Story of “ST 25”, which was essentially a richer version of Red Dusk and the Morrow. To this he added a bizarre and equivocal Epilogue where he appeared to have been hoodwinked by Stalin’s new constitution of 1937, and, despite the turbulence of the Show Trials, suggested that the Soviet Union was making moves towards democracy, and was supporting capitalist impulses. One can interpret this only as his attempt perhaps to get back into Stalin’s good graces (not that he would ever have been in them) so that he might visit the country again, but all he achieved was to ruin his reputation as a sworn enemy of totalitarianism, and undermine his position as a reliable analyst of the Soviet Union. (In a report written by Elena Modrzhinskaya, Head of Department 1, Third Section, of the First Directorate of the NKVD, in April 1943, cited in Nigel West’s Triplex, p 319, appear the following sentences, which would appear to confirm Dukes’s intentions: “A senior British intelligence officer, Paul Dukes, is involved in training intelligence personnel on Soviet matters. Before the war he spent some time in Berlin, where he is said to have been linked with Goebbels; in 1939 he attempted to re-enter the USSR, citing his ‘pro-Soviet’ views.”)

The record is disappointingly thin about his exploits after leaving the Press. The ODNB entry states: “On the eve of the Second World War he was asked by some acquaintances to visit Germany in order to trace the whereabouts of a wealthy Czech businessman who had fled from house arrest following his imprisonment by the Nazis.” He wrote up those exploits in his 1940 book An Epic of the Gestapo, which describes his confrontations with the Gestapo in the summer of 1939. Yet here he renewed his expressions of antipathy to both fascism and communism, drawing the attention of any watching NKVD officer, and had thus abandoned any attempt at subterfuge. In his Introduction, he wrote:

Despite the antagonism that existed between the Nazi and Bolshevist leaders until August, 1939, I was struck from the outset of the Hitlerian regime by the remarkable similarity of its methods to those of Moscow. In the spring of 1939 I began a study of these resemblances. Somewhat paradoxically, I conducted negotiations at the same time for the publication in Germany of my Russian memoirs in which I strongly criticized the Moscow administration, and assistance was spontaneously offered me in this by the hardy diplomat, Richard von Kuhlmann, who played a prominent part on the German side in the framing of the treaty of Brest-Litovsk with the Soviet in 1918. Furthermore, at the suggestion of the Japanese Ambassador in London, M. Shigemitsu, I had a number of conversations with General Oshima, the Japanese Ambassador in Berlin, on the subject of the Anti-Comintern Pact, of which he was one of the authors.

Paul Dukes had arisen from the dead. Meanwhile, after the death of her husband in 1937, Nadine Nikolaeva-Legat was left to run the studio classes alone. When war broke out, she sought an alternative location, first in Mersea Island, near Colchester, Essex, and then in Beaconsfield, Buckinghamshire. At the end of the war she moved her Russian School of Ballet to the town of Tunbridge Wells, in Sussex, and later to larger premises at Finchcocks Manor, in Goudhurst, Kent.

Finchcocks Manor (the ‘Peterhof of the Weald’)

7. WWII – Dealing with the NKVD:

After his mission in Germany, Dukes joined British Ambassador Sir Nevile Henderson on the last plane to leave Berlin before Britain declared war on Germany, on September 3rd 1939. Obviously wanting to assist the war effort, he looked around for appointments. His ODNB entry merely states: “In the Second World War, Dukes lectured on behalf of the Ministry of Information, and served as a director of companies involved in aircraft production.”  Certainly, in his final paragraphs of An Epic of the Gestapo, he predicted that, despite the short-term accommodations, the autocracies of Germany and Soviet Russia, even though they had so much in common, would come to blows eventually. “Where Nazi Germany and Bolshevist Russia must eventually come into conflict is in the contradiction between the hypernationalistic ideals of Hitler and the neo-imperialistic and ultimately world-revolutionary aims of Stalin. Here clash is inevitable.”

Thus, like other Tory grandees opposed to both forms of totalitarianism (e.g. Sir Robert Vansittart), Dukes, with his expressed anathema to Communism, was probably taken aback by Churchill’s over-expansive embrace of the Soviet Union when Hitler invaded it in June 1941. Yet he would have swiftly realized that some accommodation with Stalin’s regime was necessary to defeat the Nazi foe. And the overtures towards some intelligence-sharing with the Soviets came quickly. Hugh Dalton, the Minister responsible for the Political Warfare Executive (and SOE) came to an agreement with Menzies, the head of MI6, that approaches should be made to Moscow. George Hill, the veteran agent from 1918 in Russia, was appointed head of an emergent Russian Section of SOE in August 1941.

The SOE-NKVD agreement was a strange one. While the Foreign Office was very sensitive to the opinions of the (mostly conservative and aristocratic) governments-in-exile, SOE was notoriously gung-ho about co-operating with leftist elements, and thought that native communists in western Europe would be a valuable source of subversion and sabotage. Hugh Dalton had, ever since his push to be appointed SOE’s minister, seen the agency as a mechanism for introducing socialism to western Europe after the war, while MI6 was institutionally nervous about having anything to do with the Reds. For their part, the Soviets were desperate to use the British to help replace their sources of intelligence in Western Europe. Their Rote Kapelle network was being mopped up, and their courier-lines were broken. Their aircraft could not travel far enough to drop spies in western Europe, and make the return home. Yet, if the Soviet objective was primarily to gain information about German military strength and deployment, the mission did not harmonise well with what was the business of SOE, namely sabotage. Fortunately (for the health of the accord, anyway), the NKVD appeared not to discriminate between MI6 and SOE: the agencies were both seen as ‘British Intelligence’, and whoever arrived on Russian soil to operate would necessarily be regarded as a spy, since espionage was what Soviet citizens abroad were required to do, and hence such activity was automatically ascribed to imperialistic foreigners who were admitted to the Soviet Union.

As the heads of MI6 and SOE strategized about the mission to Moscow, it might appear that Paul Dukes carried clout beyond his current authority. Yet the influential figures in intelligence were all familiar with his WWI role. Churchill himself, who frequently directed SOE’s business behind the back of his War Cabinet, had urged intervention in Russia in 1919. Desmond Morton, Churchill’s intelligence adviser, had in 1919 been head of MI6’s Section V, spurring anti-Bolshevism efforts. Colin Gubbins, director of operations for SOE, had served on General Ironside’s staff in Murmansk in the summer of 1919. And then there were Dukes’s old colleagues: Robin Bruce Lockhart, imprisoned for his role in the ‘Lockhart Plot’ (which Dukes claimed was not a ‘Lockhart’ plot at all, but a scheme engineered by Sidney Reilly), was head of the Political Warfare Executive; his 1920 partner in Poland, Reginald Leeper, was again head of the Foreign Office’s Political Information Department; George Hill was the head of the new SOE Russian Section; and Stephen Alley in MI5 was guarding any challenge to British interests from intruders from the Baltic States.

Stewart Menzies thus saw the Anglo-Soviet agreement of September 1941 as an opening to build some espionage capability in the Soviet Union. As I have written elsewhere, George Hill effectively reported to Stewart Menzies, not Colin Gubbins, during his time in Moscow and Kuibyshev. And it was through the exploitation of his reputation, and his long-established relationships, that Dukes was able to introduce George Graham to the SOE mission to Moscow.

8. George Graham – Marriage & SOE:

The Anglo-Soviet agreement between SOE and the NKVD was not signed until September 30, 1941. Yet Hill, on HMS Leda, and his staff members Truskowski and Graham (on another ship in the convoy) left the Clyde on September 20, clearly anticipating the formality. Thus Graham’s preparation as a cipher clerk must have begun a long time beforehand. In his memoir, George Hill claimed that he had selected Graham himself out of the Intelligence Corps. Yet the official historian of the Intelligence Corps has informed me that there is no record of his service in that distinguished cadre.

But first, Graham himself entered marriage. Whether this event was arranged for him, in order to boost the solidity of his curriculum vitae, or whether it was a true love-match, cannot be easily determined. On June 30, 1941, the Register Office in Amersham, Buckinghamshire, solemnized the marriage between Serge Leontieff, bachelor, of First House, Seer Green, and Edith Manley Axten, four years older at 34, spinster, of Twitchell’s End Gardens, in Beaconsfield. Serge’s mother and step-father were the witnesses. Graham gave his rank as Private 10850488, in Intelligence, and declared his father as Alexander Leontieff. Another marriage certificate was created, however. In the second version (which clearly describes the same event, as the names, date, and addresses are otherwise identical), Graham/Leontiev gives his parents’ names as Philippe Leontieff and Anna Grigorieva. Presumably, with obvious capabilities as a native Russian speaker, any identity as ‘George Graham’ would not have fooled the Soviet authorities, so he had to have a lineage invented to distance himself from the aristocratic Leontievs. Maybe the NKVD, when vetting Hill and the members of his team, demanded to see some supporting documentation.

There may not be much significance in the timing of this late June marriage, so soon after Churchill’s announcement of support for the Soviet Union, yet, two days earlier, Mason Macfarlane’s advance guard of 30 Mission had arrived in Moscow and started passing on veiled ULTRA secrets to the Soviets. If a role had already been identified for George Graham, the final steps in the procedure were being out in place.

[I shall now re-present what I wrote in my May 2021 bulletin about Graham’s time in the Soviet Union.]

About Graham, Hill said little, only that the Lieutenant was in the Intelligence Corps, and that Hill had selected him as his A.D.C.  Nevertheless, he relied upon him extensively. One of the items that the Hill party took with them to Moscow was a heavy Chubb safe in which to lock the codes and ciphers each night, but when the embassy was evacuated to Kuibyshev, soon after their arrival, because of the proximity of Hitler’s army, the safe had to be left behind. When an apartment had been found for the SOE office in Kuibyshev, Hill wrote in his diary: “We take care never to leave the flat alone; poor Graham is practically chained to it. Our files and codes are kept under lock and key when not in use. Not in a safe, deary – we ain’t got one – but in our largest suitcase, which is nailed to the floor.” [Much of Hill’s memoir derives from letters that he sent his wife.]

Yet a few months later, Graham and Hill were separated. When it was safe, after a few months, to return to Moscow, Ossipov went first, followed by Hill in early February. But Hill had to leave ‘Trusco’ and Graham behind, much to Hill’s chagrin. “I don’t like being separated from Graham, though, especially on account of coding,” he wrote. Trusco was scheduled to return to England in mid-February, so Graham would have sole responsibility for the flat. Before Hill left (by train), he had to write out orders for Graham, ‘covering every likely eventuality’. “Codes and cash we deposited with the Embassy, otherwise poor Graham would have been tied to the flat for keeps: he will do his coding at the Embassy”, he continued.

Hill’s chronology is annoyingly vague (and not much helped by Peter Day in Trotsky’s Favourite Spy), but it seems that Hill did not see Graham again until he returned to Kuibyshev in about July 1942, to renew his passport, as he had been recalled to London for discussions. Even (or especially) in wartime, strict diplomatic protocols had to be obeyed. Thus Graham had been left for several months without any kind of formal supervision. As a member of the Intelligence Corps, his credentials were presumably considered impeccable.

I add a few annotations. In his memoirs, entrusted to his daughter, Truskowski made fleeting mentions of Hill and Graham. “My little mission was composed of a swashbuckler called Hill, a rather dim type. There was an equivocal type who spoke excellent Russian called Graham; he was not what he purported to be but he really was dim.” And in 1988, in a letter to Mark Seaman (the ‘SOE historian’), Truskowski wrote: “As for Graham, he was rather a colourless type, no match for his boss.” On what aspect of his personality Graham let himself down it is not clear, but it must certainly have been dangerous to have left him alone under the surveillance of the NKVD.

Truskowski’s Report

And then there appears more damaging suggestions. My informant in the Briger family (who had been told by relatives that Graham ‘had been a spy for the English in Russia’) wrote to me with the following tidbit about Graham: “He also fell in love while spying in Russia, which made it so difficult and worse. A real spy story.” Yet foreigners in the Soviet Union did not simply ‘fall in love’ after chance meetings. Any encounter would have been arranged by the NKVD, as a ‘honey-trap’, and the amoureuse would have been selected, instructed, and then been required to report in full to the secret police. Clandestine photography would have been employed, in the fashion that the British Ambassador to Moscow, Sir Geoffrey Harrison, was blackmailed by the KGB in 1968. Thus Graham would have been threatened with disclosure if he did not reveal information – probably his codes there and then, and surely further secrets when he returned to the United Kingdom.

One has to assume that all communications between London and Moscow at this time were intercepted and decrypted by the NKVD. If one inspects file HS 4/334 at the National Archives, for instance, one can find dozens of cables discussing SOE activity in eastern Europe (such as incursions into the Baltic States) that were laid open for the Soviets to interpret, and change their negotiation tactics. These matters deserve a completely independent study which could be dramatic enough to cause the history of the onset of the Cold War to be re-written.

Graham’s time in the Soviet Union was undeniably a disaster. He was ill-prepared, an obvious plant, and utterly unsuited to the position that required a high degree of maturity and attention to security procedures. Archie Boyle’s comment to Guy Liddell that Hill and Graham were ‘very closely tied and one always backs up the other’ takes on a new significance. Hill very openly took up with his mistress, Luba Polik, the hotelier, and would have defended his aide and cipher clerk if security breaches occurred because of the latter’s carelessness or romantic dalliances.It is no wonder that Guy Liddell dropped any further reference to him when he discovered the gory details. And the experience would lead to serious problems with Graham’s mental health.

9. Post-War Tragedy:

The Grahams had two children, one born during the war, after Graham’s return on leave, and the second after he had been demobilized. Again, the official records are a little troubling. On www. ancestry.com, the primary indicator of the birthdate of Christopher Graham is given as March, 1945. Thus Serge should have been in the UK in June 1944: indeed the archives of the Russian section of SOE show that Graham (D/P 103) arrived in London on leave on May 4, 1944.  According to HS 4/331, on April 19, Hill had cabled London to suggest that Graham could accompany two Pickaxe agents [NKVD agents to be parachuted behind German lines by the RAF] to Bari before proceeding on to the United Kingdom: he had been in the Soviet Union for fifteen months without a break. Hill requested that Graham be returned after four weeks’ leave, something that was not fulfilled. Graham did, however, soon leave Moscow, unaccompanied.

His leave must have been extended while SOE discussed the future of the troubled Moscow Mission, where co-operation with the NKVD was steadily breaking down. A very enigmatic and incomplete telegram from Hill to London, dated October 30, 1944 (in HS 4/334) suggests that, while Captain Maclaughlin (D/P 106) was currently in Moscow, the NKVD would prefer to have Captain Graham (D/P 103) return to his post. Graham (recently promoted to Major) was reported to be with Hill at the latter’s farewell dinner in Moscow in May 1945, and had apparently returned from another visit to London with him in March. The father could therefore have been present at the birth.

Yet the actual birth certificate shows that Christopher John Graham was born on January 10, 1945. That would have required George to be in the United Kingdom in April 1944, which appears not to have been possible. [I plan to develop a stronger chronology for Hill’s and Graham’s movements after studying further files in the HS/4 series.] Irrespective of such irregularities, the birth of Jane Ann Graham followed after George’s demobilization in July 3, 1946, by which time George was described merely as ‘Journalist’. His skills as a Russian speaker meant that he eventually found a position with the BBC. Bush House records indicate that he worked as Assistant Programme Organiser in the Russian Section of the Eastern European Service of the BBC from 29 December 1947 to 31 October 1949. Yet no reference points to any particular contribution he made: it appears that the Russian Section had problems attracting suitable staff, and the issue of what tone talks should take in the climate of the intensifying Cold War must have been contentious.

And then the Grahams’ life was shattered by an unspeakable personal tragedy. The Buckingham Free Press reported on December 2, 1949 (a Wednesday):

            When the offside rear tyre of an articulated lorry burst at Dashwood Hill, near High Wycombe, on Sunday afternoon, the lip of the wheel disintegrated, flew across the road and struck four-years old Christopher John Graham, who was walking on the footpath with his mother, his small sister, and another child.

            Christopher, who lived at 8, King-street, Piddington, was seriously injured about the face and neck and died on arrival at High Wycombe War Memorial Hospital.

This must have been a devastating event for George and Edith. Yet stresses had already begun to appear. According to the news item, Mrs Graham had attended the inquest to identify the body, and stated that her husband ‘was formerly head of the Eastern European broadcast service of the B.B.C. at Bush House, London, but had not been working for some time because he was suffering from a nervous breakdown’, adding that he was ‘at present living at Tunbridge Wells’. This assertion was obviously not quite accurate: Edith exaggerated her husband’s role in the service, and did not point out that his official termination had occurred between the date of the accident and the inquest itself. Maybe George did not tell her the full story of his work at Bush House.

A further coroner’s report was issued a week later, adding some bizarre touches:

            Mr. R. E. M. Proust, a superintendent of Colonial police, of 5 Albert Mews, N.W.1, said he was driving a car overtaking the lorry, which was going at five to seven miles per hour, when there was a loud bang and he heard a child screaming. He had noticed nothing unusual about the rear of the lorry.

            Police-sergeant E. Smith said the lorry was loaded with aluminum ingots which were evenly spaced, and the load was well within the legal limits.

Should these reports be taken at face value? What were the chances of such a freak accident? How was it that a police officer happened to be overtaking the lorry at the exact time of the accident? And why would Proust trouble himself to have taken a look at the rear of the lorry if it was merely a routine encounter? What with the timing, and the precision, one has to consider that some devilish attempt had been made to scare (or punish) the Grahams, but the circumstances are beyond analysis.

Yet Graham’s nervous breakdown showed that he was probably being threatened. My Briger informant again: “When he retired he lived at the Legat School in Tunbridge Well for a while and went mad as he thought everyone was trying to kill him. He used to come out only at night and run from tree to tree in case he was spotted. Ending up paranoid, he didn’t know if he was Russian or English or which language he was speaking.” This speaks of justifiable terror, but, if the family lore is reliable, also provocatively indicates that George believed that his oppressors were not just the Russians, who were presumably dissatisfied with his performance after he returned to the United Kingdom. Did his erstwhile employees in SOE/MI6 likewise want him silenced, since he knew too much about the security breaches in Moscow and Kuibyshev?

Perhaps not surprisingly, the marriage broke up. On August 16, 1955, George re-married, in Willesden. George may have been rehabilitated somewhat by then, as his residence at the time of the marriage is given as 5 Greenhurst Road, N.W.2. His bride, who lived in Edgware, was Valentina Ivanov, at the age of fifty-four ten years older, whose previous marriage had also been dissolved. She was described as ‘Cook-manageress’, the daughter of Constantin Kikin, a Russian army general. She had studied in Belgrade in the 1920s and then worked in Yugoslavia as a teacher, where she married and had a daughter. She was deported to Germany during the war (and must surely have suffered there) before making it to the United Kingdom. At some stage George and Valentina returned to the support mechanisms of the Legat institution. Their home from May 1964 (at least) was 17 Sutherland Road, Tunbridge Wells, by which time Valentina was working as a needlework teacher at the Legat School, and as an art and craft teacher at Rosemead School in Tunbridge Wells. The official witnesses at the ceremony had not included George’s mother: they were his loyal aunt, Nadine, and his step-father, Alexander Shidlovsky.

Of the extended family, George’s father died first, in 1957. Next was George himself, of hepatic cirrhosis on February 8, 1968, at the house in Tunbridge Wells. Alexander Shidlovsky followed him on March 26, 1969, succumbing to coronary thrombosis and arteriosclerosis, nearby in Tunbridge Wells. Nadine died in 1971, and her sister Olga followed her on November 14, 1975, with cardiovascular degeneration given as the cause. Edith Graham died at her daughter’s house in Horsham, Sussex, on November 2, 1980, with cause of death given as myocardial infarction and coronary thrombosis and atheroma.

Paul Dukes (1948)
Paul Dukes in 1948

Paul Dukes did not enjoy a happy ending, either. The photograph used in his ODNB entry, taken in 1948, shows a man seemingly beset by a world of worry. He married his second wife, Diana Fitzgerald, in 1959, and died in Cape Town, South Africa, on August 27, 1967. In a local obituary notice, Lady Dukes was reported as saying that her husband’s death ‘was a direct result of serious injuries he suffered in a car accident in England last year’. The notice added: “They had come to South Africa hoping the climate would help him recover.” Was it a suspicious road accident, like that which took the life of former MI5 officer Tomás Harris in Majorca in 1964? In any case, there was no Omnipotent Oom around to save Paul Dukes. He left £374 in probate.

Diana Fitzgerald

10. Summing-Up:

This is a story of exploitation, stupidity and secretiveness. It points to a massive breach of security that would have put any putative ‘ELLI’ problem in London in the shade. MI6 and MI5 later recognized that their premises in Moscow had been electronically bugged, but an admittance that the Soviets had had access to their ciphers and code-books would have knocked such goings-on into a cocked hat. Yet it is difficult to come to any other conclusion.

Serge Leontiev was exploited – by Paul Dukes, who seemed to have selected Serge as a surrogate for his own thwarted ambitions, and by the officers in MI6 and SOE (and maybe politicians, too) who connived with the misbegotten plan to send him into Soviet Russia without a serious thought of the consequences. The inevitable devilry by the NKVD occurred, and George Graham (as he now was) was left hanging high and dry.

The naivety shown by the officers of MI6 and SOE (surely Menzies, Dansey, Gubbins, Boyle and Hambro) over the NKVD’s methods, and how they would treat an obvious White Russian inserted into the Moscow mission, is breathtaking. Any perceived lack of acuity in poor George Graham was dwarfed by that displayed by those giants of ‘Intelligence’. The failure to consider essential security procedures and techniques reflects an amateurism that equals the appalling carelessness over German Funkspiele against SOE networks, primarily in the Netherlands and France, during the war.

If Guy Liddell had not made that single entry in his Diary, or if the censor had been careful enough to redact the name of Graham/Leontiev, presumably none of this story would have emerged. And SOE and MI6 were sensible in stifling the details, as the revelations would have caused damage far beyond their own province. Relevant papers were surely destroyed, and it is possible that all the ‘SOE advisers’ at the Foreign Office were shielded from these events. Thus the secrecy behind them is no conventional cover-up: it just represents one of probably many intelligence mis-steps that were capably buried at the time. Yet the story I have laid out above proves that the final word on any incident can never be written. I direct that message specifically at you, Mr. Mark Seaman.

New Commonplace entries can be seen here.

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2021 Year-end Roundup

Joyous New Year Wishes to all coldspur readers from the entire Editorial Team!

Contents:

1. The Future of coldspur

2. On the Archives

3. The Biography of Ter Braak

4. George Graham & “The Spies’ Spy”

5. Paperback Editions

6. The Non-Communicants

7. Guy Liddell’s Diaries: TWIST and Scout

8. In Memoriam: Geoffrey Elliott (1939-2021)

9. Philbymania

10. Letters to the Editor

1. The Future of coldspur

In headlining this section, I am not raising questions about the future of coldspur the blogger, but coldspur the website. Having just achieved my seventy-fifth birthday, I believe that I shall remain in control of my faculties for a few more years before I prepare to join the ranks of the great conspiracy theorists in the sky. Moreover, I have plenty of material to keep me occupied at least through 2022, and am looking forward to several more years of doughty research and spirited writing. And the publishing model will not change. Readers will not be asked for donations; coldspur will not carry advertisements; I shall not be moving coldspur to Substack. This is my hobby, and I shall carry on my practice of publishing monthly bulletins on intelligence matters, with the occasional self-indulgent foray into personal memoir, without worrying about revenues, popularity ratings, or commentary in the Twittersphere.

Yet what will happen to www.coldspur.com? I know that there are mechanisms on the Internet that store all content in some dark place, but I should like the coldspur archive to be available for future researchers even if I am not around to husband it. As new files are released to Kew, and younger students assume a role in reconsidering MI5’s history, I should like them to be able to tap in to my hypotheses and conclusions, which will presumably not be published anywhere else. To begin with, it presumably means that the domain name has to be maintained, through annual payments to GoDaddy. For the url to be active, it has to have a paid-up agreement with a hosting site, as I have arranged with a company down the road in Ocean Isle. That sounds minimally satisfactory, even if I make testatory arrangements for payments to continue for a number of years. I would much prefer some respectable institution to take coldspur under its wing, and make it available via its native directories, such as the Hoover Institution Library and Archives at Stanford University, or the Bodleian, or Churchill College, Cambridge. Does any reader have experience with any such arrangements, and would he or she be able to advise me?

And then there all my personal files – and my library. I am no longer confident that the Ethel Hays Memorial Library at the University of Eastern Montana in Billings (see https://coldspur.com/homo-sovieticus ) will be a suitable repository for my collection, and it would probably be too far off the beaten track for all but the most intrepid researchers. I have files of electronic correspondence, notes taken from hundreds of books, chronologies, etc. etc. which I am not keen to share without constraints while I am still active but should, I believe, be most useful to posterity. Added to that are numerous articles and clippings that I have collected, in paper format, as well as a library of about 7,500 books, primarily on intelligence matters, general history, and biography, but also comprising a rich set of rare titles in poetry, literature, humour, language and reference. I would guess that the section on intelligence matters is unmatched in any private – or even institutional – collection. I should hate to see it split up and dispersed. My obvious choice would be to donate it to the University of North Carolina in Wilmington, NC (about thirty-five miles away), since that institution has connections with the CIA, and I have used its facilities over the past twenty years. I understand that I would have to set up an endowment to house and maintain the library. I started to approach the University on this topic a few years ago, but my contact moved on. I shall retry in 2022, conscious of the following: “  . . . no one cares about a library collection as much as the person who has assembled it  . . . one man’s passion project would be nothing but a burden to whom the responsibility of curation was passed on.” (Andrew Pettegree and Arthur der Weduwen, in The Library)

Meanwhile, I am considering a number of projects for 2022. I have several more episodes in the Déricourt saga to unroll. I need to report on my discoveries concerning the life and career of the SOE officer George Graham, aka Serge Leontiev. I hear the call to follow-up on my investigations into ELLI, and explore the indications of treachery in MI5 that so excited Peter Wright and Chapman Pincher, and later Nigel West. I still have to study the records concerning the post-war activities of Roger Hollis, how close he was to the functions of counter-intelligence against the Soviets, and how MI5 evolved its organization during those years. I want to return to Alexander Foote, the peculiar interest he showed in the Gouzenko trial, and the links between Canada and Switzerland in passing money to the Rote Drei. There is further research to be performed on Claude Dansey and his attempt to make contact with anti-Hitler factions in the Wehrmacht and the Sicherheitsdienst. I recall numerous loose ends such as my investigation into Donald Maclean and his photographer, and the matter of Peter Wright and HASP (and my communications with the Swedish Professor Agrell). I have to study the Petrov files in depth. There remains more to be told about the struggles of RSS during and after the war, and its role in tracking illicit wireless usage. I am interested in studying in detail the records concerning the evolution of SOE in France, and how the authorities succeeded in stifling accurate analysis for decades. I want to investigate more deeply the phenomenon of disinformation through controlled (or ‘probably controlled’) agents, and what the legacy of the Double-Cross System was. Lastly, in collaboration with another remote coldspur contact, I am engaged in a highly secret project involving the RAF, SOE and the NKVD in World War II.

So what is my objective in all this? I am not seeking any fame or awards – or even an invitation to tea by Christopher Andrew. I should indeed like greater recognition of my efforts, but I am not sure where such a statement would derive, and the overall unimaginative (as I see it) state of intelligence scholarship in the UK is reinforced by a mutual admiration society of persons not willing to take risks and challenge the establishment. What continues to drive me is frustration over the secretive policies of government institutions, not willing to release archival material that has long passed its expiry date under the guise of a probably imaginary security exposure, and despair over the arrogant attitudes of bureaucrats who believe that the public should not be trusted with information that may show less than perfect credit on the way the intelligence services executed their mission. I am also in a perpetual philosophical tussle with the ‘authorized’ historians, and those who seem to accept that, since an official historian has covered a topic or department, there cannot be anything else to be said about the topic. And I get very irritated by the appearance of lazy or deceptive books on intelligence matters that get absurdly hyped in the media by critics who should know better.

(Given my recent diatribes over the shenanigans of the authorised historians and Foreign Office advisers concerning SOE, I was amused – and saddened – to read the following item from Guy Liddell’s Diaries, entered after a Joint Intelligence Committee meeting on January 2, 1946: “We also took the paper about the publication of information relating to SOE. The Deputy Chiefs of Staff had reversed the decision of the JIC and had ordered that a revised version of the SOE memo should be given to the press. They thought that if some official publication went out it would damp down some unauthorised publications. I confined myself to saying that it would be almost impossible to prosecute under the Official Secrets Act if an official release was made, and I suggested that when making the handout something might perhaps be said to the press to the effect that the Official release did not authorise them to publish all sorts of stories that they might have already got written up in their lockers.”

I was also dismayed to learn, from a letter published in History Today of November 2021, that the historian E. P. Thompson had been cruelly frustrated in his attempts to discover more about the SOE mission of his brother Frank, who had been executed for working with Bulgarian partisans in 1944. Thompson went to consult the records in 1974, believing that they would be declassified under the thirty-year rule, but was peremptorily advised that the records had been reclassified for fifty years. He died in 1993, just before his planned return to the archives. I note that the file, HS 9/1463, was made available on February 18, 2003.)

I should like to recognize here all readers of coldspur who have got in touch with me – a group that I shall resolutely refuse to call ‘the coldspur community’. I have no idea how many regular readers of coldspur there are, but each year there are dozens of persons with whom I communicate solely because of something they have read on the site, none of whom I have ever met. (I have spoken to a few on the telephone, and some have warned me that I should be using something called ‘WhatsApp’ or ‘Skype’, but I have resisted, as no one really needs to see my face, and I am comfortable working my PC while the speakerphone is on.) I thank you all for your interest, hints, and advice, and earnestly encourage anyone to email me, or post a comment on the website, if he or she has a comment or question. I respond to every message, as promptly as I can, and, while I know I have not followed up religiously on all tips and leads, I hope that I have tidied up each thread of correspondence politely and adequately. (I admit that I occasionally overlook aspects of an earlier exchange with a correspondent.) Thank goodness for the software on WordPress that traps nearly all junk posts: at the last count I had a total of 6,437,245 messages rejected, which means that I don’t have to go and inspect and delete more than a handful each day (which task I did have to perform in the early days before the special software was introduced). If you have tried to post a comment, and have been ignored, please use my personal email address instead. And do stay in touch.

2. On the Archives

For the past three or four years, I have performed my research exclusively from my home in the North Carolina boondocks, supplied constantly by the invaluable services of abebooks, and my chief photographer in London, Dr Kevin Jones. Yet I have missed visiting the archives, and the excitement of leafing through original documents, and encountering unexpected clues. Most of my time amongst the repositories has been spent at Kew, but I have also visited The Bodleian Library, and Balliol College Library, in Oxford, as well as the excellent resource at Churchill College in Cambridge. Many years ago I visited the Stanford University Library in Palo Alto, but that was when I was researching the life of Gordon Kaufmann, architect, for my ODNB entry, and I have not visited any other home of archives in the United States. The University of North Carolina in nearby Wilmington does not even carry a useful subscription to JSTOR material. Since I am not a faculty member, I cannot, moreover, access any material (such as the ODNB) on-line from home.

I have, however, occasionally requested digital information from such institutions. Many years ago I acquired photocopies of some of David Dallin’s papers on Alexander Foote from the New York Public Library – and wish now that I had ordered far more than I did. I did commission some marginally useful photographs of the E. H. Cookridge files on Guy Liddell from McMaster University in Hamilton, Ontario. Earlier this year I requested information on Stephen Alley’s biography from Glasgow University, but Covid had prevented any action, and I shall try again in the New Year. I never heard back from St. Edmund Hall in Oxford about information on the mysterious Mr. Snelling who featured in the Portland Spy case (see ‘Trevor Barnes Gives the Game Away’ at https://coldspur.com/year-end-wrap-up-2020 ). Dr. Chris Smith (see below) introduced me to some material from the John Cairncross archive at the Special Collections Department of Cambridge University Library.

Hoover Institution Library & Archive

A visit to the Hoover Institution at Stanford University in California would be very rewarding, what with the archives of such as George Hill, Kenneth de Courcy, Robert Conquest, and many more available for inspection. The Library is located just down the road from where our son and his family live, in Los Altos, and in theory should be the most convenient facility to visit when next we voyage out west. Yet, after two years of separation, I can hardly see myself happily absenting myself from son, daughter-in-law and grand-daughters for days at a time, however fruitful such a visit might be. I would prefer to have a round of golf with Sylvia, James and Ashley (now 10, and very keen on the game) instead. There will not be many more such opportunities.

Yet I did recently bring part of a fascinating archive to my home. This summer I acquired, via an on-line auction, a portion of the papers of Donald McCormick, aka Richard Deacon, who wrote several books on intelligence (such as the notorious British Connection). It comprises a mixed set of letters to McCormick (but none written by him) from such luminaries in the intelligence world as Natalie Wraga, Arden Winch, Isaiah Berlin, Nigel West, and Steven Dedijer, as well as a copy of Lord Inverchapel’s last Will and Testament, and a typed statement by Alexander Foote, complaining about the quality of his interrogation by MI5 officers. Perhaps the most unusual of the items is a long handwritten letter, in German, by Karl Friedman to his sister Lizzy (Kim Philby’s first wife), written to her from the Afikim kibbutz in December 1967. It is accompanied by a few photographs, including one of Lizzy herself (below). I have no idea how these pieces arrived in McCormick’s hands, but the whole package cries out for comprehensive analysis and reproduction at some time.

Lizzy, Karl, Rina, Denny (Rifikim, 1967)

3. The Biography of Ter Braak

I wrote about my communications with Jan-Willem van den Braak in February 2019, when I indicated that his biography of the Abwehr spy, Willem Ter Braak, whose real name was Engelbertus Fukken, was going to be translated from the Dutch, and published soon thereafter in English. Well, that did not happen, but I believe a much better outcome has now been arranged. Mr. van den Braak and I had several fruitful discussions, and he embarked upon a project of deeper research that resulted in considerable changes and extensions to the original text.

I became very excited about Mr van den Braak’s discoveries, and the outcome was that I very happily agreed to part-underwrite the translation exercise. Jan-Willem worked very diligently on delving further into the sources of Ter Braak’s life, and the events leading up to his being parachuted into the English countryside in October 1940. Consequently, the new edition of his book will be available in the spring of 1922, published by Pen and Sword.  I believe that he has performed some brilliant research, and done an outstanding job in explaining the complex environment in which the spy was brought up, and how he was eventually recruited by the Abwehr. What is more, the author invited me to contribute an Afterword to his book: in it I express my great enthusiasm about his account while reserving the admission that he and I may draw slightly different conclusions from the circumstances of Ter Braak’s apparent suicide. Moreover, I was also able to review the translation, and offer my own idiosyncratic comments on the text. The translator selected, while showing great skill with the English language, was not a native English speaker, and I thought that showed on occasions. I was happy to apply my own standards of English style, grammar and composition (hidebound and antiquated as they may be) in order to prepare a story that, in my opinion anyway, would provide a more fluid narrative.

The Dutch book, which appeared in 2017, was titled Spion tegen Churchill (‘Spy against Churchill’), and I pointed out to Jan-Willem that I did not think it was a very accurate, or even compelling, choice. After all, every Abwehr spy sent to the United Kingdom clearly had a mission of undermining Churchill’s campaign, and the case that Ter Braak might have been sent on a mission to assassinate the Prime Minister was tenuous at best. Spies did not normally engage in such violent acts, which might have had unexpected consequences. About a year ago, we agreed that The Spy Who Died Out in the Cold (which Jan-Willem had selected from a newspaper headline) was a more accurate and engaging title, and would provide a scenario that succinctly described Ter Braak’s unique fate – dying alone on a cold winter night in an air-raid shelter in Cambridge.

‘Hitler’s Spy Against Churchill’

Yet the publisher unfortunately has decided otherwise – as the picture shows. She overruled our submission, based on some ‘market research’, that Pen and Sword had undertaken, where the word ‘Churchill’ is believed to be a big draw in attracting prospective buyers to a book. What it means is that the cover of the book is in my opinion a little cluttered, as the preferred title has been included as a nominal subtitle. The density of information is increased by the fact that Jan-Willem generously requested that ‘with an afterword by Antony Percy’ appear on the cover as well. That slogan does not have the appeal of a ‘Nigel West’ endorsement, but I am happy to receive a little publicity. On the other hand, the style editor at Pen and Sword was mercifully quite impressed with the fluency and drive of the text, which means that, apart from such whims that may arise from the application of the corporate ‘house style’, we should not expect too many unpleasant surprises when the book is eventually released. (It seems nearly ready to go, but I have not found an announcement on the company’s website, even though over 250 books ‘coming soon’ are listed for publication up to August 2023. We received the proofs from the publisher as I was putting this month’s coldspur to bed, with my editorial team generously giving up some of their holidays to accomplish the task.) I shall post further news of the book’s availability as soon as I receive it. It has been a great pleasure working with Mr van den Braak, who has made a major contribution to the history of espionage.

4. George Graham & “The Spies’ Spy”

I recently wrote about the strange case of George Graham, the SOE officer deputed to accompany George Hill as his cipher-clerk when Hill was sent out to Moscow in November 1941 to set up the SOE mission. The diaries of Guy Liddell had revealed that Archie Boyle, the SOE Security Officer, had informed the head of MI5’s B Division, during the investigation into the Gouzenko disclosures in October 1945, and the quest for ‘ELLI’, that Graham’s real name was Serge Leontiev. That news had in turn provoked Liddell to carry out a thorough investigation into the man’s background, and to determine what security exposures might have been raised.

I expressed my amazement that any intelligence officer worth his salt would have recommended the son of a White Russian officer for such a sensitive post in the nest of the NKVD. The Soviet intelligence service would surely have wanted to find out the man’s background and credentials, and whether he had any relatives living in the Soviet Union, and, even if they had not closely tracked the Leontiev family, would have been prompted by the man’s native speaking of Russian to take a very close interest. And, in my initial investigation into Graham’s immigration, naturalisation and matrimonial records, I discovered some rather challenging anomalies.

Since then, I have engaged a couple of London-based researchers to perform a much deeper inspection of Graham’s life and career, one from a general genealogical and biographical perspective, the other approaching the topic from more of an intelligence and military angle. That exercise is now almost concluded, and I am ready to present a startling account of Leontiev’s rise and fall in the United Kingdom, which starts with a connection to Sir Paul Dukes, and ends with a stumbling post-war role with BBC Foreign Broadcasts. I also succeeded in making contact with the family of George Graham’s uncle, Alexander Briger, whose grandson of the same name is an illustrious Australian conductor, and they have shared some remarkable reminiscences about George. I shall dedicate my January 2022 coldspur bulletin to his story.

At the same time that I wrote about Graham, I mentioned the fact that Stephen Alley (an officer in MI5, and a possible candidate for ‘ELLI’) had made a claim that he was fired from MI6 because he refused to assassinate Joseph Stalin, an assertion that appears in Michael Smith’s Six. The source of this statement lay in his archive deposited at Glasgow University, but, because of Covid, the librarians there had not been able to access the records for me. I was just considering inquiring again when I received my package from the McCormick archive, and I was bowled over to find a confirmation of the story within.

It appeared in a letter written by Arden Winch, dated June 7, 1979. Now Arden Winch (1928-1991) was not a name I knew, but I have discovered that he was a prominent writer and director of crime and intelligence TV series, such as ‘Cold Warrior’, in the 1970s and 1980s. Having just read McCormick’s (Deacon’s) history of the British Secret Service, Winch wrote to offer a couple of anecdotes. He had been performing research for a film on Sidney Reilly, which project never came to fruition, and after mentioning George Hill and Robin Bruce Lockhart, he came to Stephen Alley. The next paragraph runs as follows:

Anyway, I eventually met Stephen Alley, then retired to Bray. All the previous agents I had met had been in awe of Alley obviously the spies’ spy. I don’t know if you knew him. He was, in appearance, the classic retired gentleman. He treated his wife with splendid old-world courtesy, which, in a way is a pity in that he carefully avoided telling her much about his work, partly because it would be dangerous for her, partly because he believed that you didn’t involve the Fair Sex in these sordid matters. He remarked that he had never risen far in the Service as he should have done. I happened to know his position, and there wasn’t much further he could have gone, and asked, why. I didn’t always obey orders, he explained. What sort of orders? He glanced, to make sure his wife couldn’t overhear, then said, “Well, it’s a little confidential. But like the time I was ordered to murder Stalin. Never liked the chap much, but he regarded me as a friend, and the idea of walking into his office and killing him no, I said, I wouldn’t do it.” Then he lowered his voice still further. “Anyway, I wasn’t at all satisfied with the arrangements for getting out afterwards.”

Stephen Alley

The lessons from this anecdote must be 1) that spies indeed are not reliable assassins, and 2) that, if you want a long and successful marriage, you should never tell your spouse that you were once ordered to kill a foreign despot. (Although she might, of course, rebuke you for not sacrificing yourself for the greater good of humanity, and then remind you to take out the garbage.) But I liked that bit about the Exit Strategy. And, even if an admission of ‘not liking much’ someone who was responsible for the deaths of millions of his own citizens is a troubling example of British litotes (and, after all, Churchill did go on about how much he liked Stalin), it all throws some revealing light on the Mystery that Stephen Alley became. You will not read about that in Jeffery.

5. Paperback Editions

An exercise that always intrigues me is checking what changes have been made in the paperback (or any second) edition of any book on intelligence. As I have documented before, it is well-nigh impossible to release a book on this subject that contains no errors, but the implications of fixing them are highly problematic. Of course, if egregious mistakes are discovered when it is too late to change the galley-proofs, errata slips can be inserted, but that can be very messy, and just draw attention to the oversights and misrepresentations. I made a few stupid errors in compiling Misdefending the Realm, but, in my own defence, I was editor, fact-checker and proof-reader, and one can read one’s own outpourings for only so long before succumbing to ennui and somnolence. And it is unlikely that a second edition will come out, although, for a few months a couple of years ago, an editor at the company that took over the University of Buckingham Press did express to me interest in bringing out a new edition. Nothing came of it, however.

One of the challenges is that any dramatic change to the text – apart from the correction of minor facts – will probably require changes to the Index, and that is not a task to be assumed lightly. I notice that the 1968 version of M. R. D. Foot’s SOE in France managed to maintain the same Index from the 1966 first edition verbatim. The changes demanded by the threat of lawsuits were able to be accommodated by replacing paragraphs with new text of the same length. When Patrick Marnham informed me of the upcoming paperback version of War in the Shadows, I became temporarily excited at the prospect of a radically new account of Henri Déricourt’s recruitment, based on my discussions with him. Yet, while Marnham was able to provide a fascinating new Afterword (which did not affect the Index), the text appears to be completely unchanged from that of the original hardback version.

I understand that substantial changes to a text conventionally require a new edition to be identified, and a new ISBN to be allocated. In 1968, there were no ISBNs, and SOE in France was presented as a ‘second impression with amendments’, while the reader had to work out him- or her-self exactly what had changed. By virtue of allowing more text on each page of his Preface, Foot was able to add commentary that summarized his changes, including the need to ‘modify a number of passages which gave some quite unintended personal offense’, and to respond to reviewers’ critiques. In 2002, with a wholesale re-drafting, Foot was able to supplement his 1968 Preface with a couple more pages of explanation for changes made to what the Publishers vaguely identify as ‘this edition’. It does have an ISBN now, of course, but, again, exactly what textual amendments have been made can only be determined by painstaking analysis that I have not yet undertaken. Moreover, it is astounding, to me, that, after all that passage of time, Foot did not make wholesale changes to his narrative. Yet there were surely political reasons for that.

Patrick Marnham’s paperback edition of War in the Shadows is described purely as that – ‘the paperback edition’ of the 2020 hardback version, with no obvious indication that the Postscript is new. I am grateful for it, since it refers to coldspur, and my joint research with Professor Glees, but the Postscript is undated. Nevertheless, a new ISBN has been granted: 978-0-86154-058-7, as opposed to 978-1-78607-809-4, which strikes me as an odd system, with a completely fresh set of numbers, while the ebook ISBN (978-1-78607-810-0) remains unchanged. What does that mean? That the Postscript does not appear in the current e-book version? I have no idea. What is going on here? Perhaps someone can enlighten me.

And then there is Andrew Lownie’s Stalin’s Englishman. Again, perceptive and dedicated readers will recall that, a few years ago, I had to rebuke Mr. Lownie strongly in person when, after I had supplied corrections to his first edition of the book, he incorporated the changes without giving me any credit at all. The publication of these two editions presents further paradoxes. (Both were British versions: the republication of such works in the USA, often with different titles and Americanization of spelling, is a topic that I shall not venture to explore here.) The original (2015) edition came in three formats: the hardback (ISBN 978 1 473 62736 9); the Trade paperback (978 1 473 62737 6); and ebook (978 1 473 62739 0). The 2016 paperback edition is described blandly as ‘first published in paperback in 2016’, and is given an ISBN of 978 1 473 62738 3, with the fact that a ‘trade paperback’ has already been issued apparently irrelevant. The wording does not indicate that any textual amendments have taken place. Lownie, however, made some substantive additions to his text, starting in Chapter 29, which means that the ensuing chapters start on higher page numbers, and the Index has had to be re-drafted. Some very subtle adjustments to the very lengthy Acknowledgements have been made, but without including my name (which was what really galled me!). Apart from the reproduction of extracts from some very flattering reviews, inserted as a Frontispiece, Lownie gives no indication, however, that his text has changed. That strikes me as irresponsible. It is all very strange.

Dr. Chris Smith, on the other hand, behaved impeccably. In 2019 he published The Last Cambridge Spy, a biography of John Cairncross. I tactfully pointed out to him a few chronological and logical errors concerning Arthur Martin’s visit to the USA, and Cairncross’s ‘confession’ there. Smith was very professional and thorough in his replies: we both understand the challenges of working through what can be very deceptive memoirs or archives, and he thought my published criticisms were fair. He committed to incorporating some changes for the paperback edition, but, when we were last in contact in May of this year, Dr. Smith expressed uncertainty as to whether the publisher was going ahead with the paperback edition.

This all leads up to Trevor Barnes and Helen Fry. I purchased Helen Fry’s Spymaster: The Secret Life of Kendrick, her biography of Thomas Kendrick, in 2014, the year in which Marranos Press published it. Its ISBN-13 is given as 978-1500418830. I recall it as an amateurish production, strewn with errors, and delivering little new of any substance. When the book was re-issued this summer, as Spymaster: The Man Who Saved MI6, I expressed mild interest, with no real desire to re-inspect it, but was persuaded by one or two correspondents to acquire it, as it reportedly has a brand new chapter on Kim Philby (see below). Thus I now possess a volume with a totally new identifier: ISBN 978-0-300-25595-9. Yet neither the frontispiece nor the author gives any indication that this is a new edition of a previously published book, or what changes have been incorporated. It is not clear whether the blurbs refer to this new edition, or the original. It is all highly irregular and deceptive, in my opinion. Andrew Lownie is Fry’s agent, and presumably managed the whole affair.

Helen Fry’s ‘Spymaster’

As for Trevor Barnes’s Dead Doubles, I own it in the First U.S. Edition (978–0-06-285699-9). I had submitted a number of comments (and corrections) to the author after reading the book a couple of years ago (see https://coldspur.com/five-books-on-espionage-intelligence ). I enjoyed, for a while, a productive exchange with Barnes, from which I gathered that he was overall in sympathy with my observations. And then he suddenly closed up, perhaps after I publicized on coldspur revelations that tended to overshadow his rather coy attempt to keep an identity a secret. Ever since then, I have been waiting for the new paperback edition to come out, in order to discover whether he incorporated any of my recommendations – and gave me credit! Well I read recently that it has been published, but I really do not want to have to purchase it just to verify those facts. Does anyone out there in coldspur-land have a copy, and have you managed to notice what changes and acknowledgments have been made? Please let me know if you have. (But I suspect most readers are not very concerned about these details. . . . )

6. The Non-Communicants

I do not intend to discuss here those persons who have declined to participate in the rites of the Church, but instead to indulge in some curmudgeonly and unseasonal complaints about those members of academia and journalism who maintain a stand-offish stance when approached on matters of intelligence. I have enjoyed mixed success in trying to engage prominent ‘experts’ in the field – some very fruitful, not the least of which must be the warm and detailed response from Professor Glees when I wrote to him about Isaiah Berlin and Jenifer Hart many years ago, an exchange that brought me down this long path of research. Yet I have experienced several blank responses, of which the behaviours of Christopher Murphy and Dónal O’Sullivan were the most egregious in 2021.

Earlier this year, I underwent an extraordinary series of experiences with The Journal of Intelligence and National Security. After my review of Agent Sonya was published (incidentally nominated as ‘Book Review of the Year’ by Lady Gaga), I thought that I would not offer my services again. It is a rewarding exercise if one needs the publicity, or feels a charitable need to enlighten the world, but it is very time-consuming. The Journal does not pay reviewers, it works very slowly, and makes strenuous demands on the identification of sources (a practice I heartily endorse). Thus, if I have something to say, I can more speedily distribute any commentary or critique on coldspur. Moreover, it is not as if the Journal enjoys broad readership: the institution resolutely shows that it targets it product at universities, and it is supremely expensive for an independent or retired researcher to acquire individual reports that it publishes.  Its owner Taylor & Francis also publishes enhanced extracts from intelligence files at the National Archives (see http://www.secretintelligencefiles.com/unauthenticated). Professor Glees himself promotes the collection by writing here that “Few resources can be of greater use to the student of 20th century history than easy access to the original documentary evidence of how Britain’s foreign policy was shaped by secret intelligence”. But it is hardly ‘easy’ if a student is not a member of a subscribing library.

Earlier this year, however, the Journal (through the University of Aberystwyth) approached me to inquire whether I might want to review David Burke’s Family Betrayal: Agent Sonya, MI5 and the Kuczynski Network? If there was one subject that could grab my attention, this was it, and I wondered what new material Burke (who wrote The Lawn Road Flats, and The Spy Who Came in from the Co-Op, about Melita Norwood) had managed to dig up. I thus agreed – on the basis that the publisher would supply me with a hard copy, as I do not review e-books – to deliver a review for the periodical. I then waited, and waited, for the book to arrive. After about six weeks, nothing had happened, so I emailed my contact at Aberystwyth, and he promised to harass the History Press. A week or so later the book arrived, and I set to work.

I was not very much impressed. Burke did not have much new to say, repeated some erroneous claims from Co-Op, padded out his story with much familiar material, and elided even the yarns that Ben Macintyre had spun. So I wrote up my review, but, before performing the task of adding all the references required, thought I should pass my 1600-word offering by the editors in order to verify that it met their needs. But I never heard back – not even an acknowledgment. That was in August. A couple of weeks ago, however, another copy of Family Betrayal arrived in my mail-box – presumably the original dispatch, although I could not espy a date anywhere. So now I have two copies of the book, and an unpublished critique that I can surely use when I next decide to have a set of book reviews as a coldspur offering. And that will definitely be my last venture with The Journal of Intelligence and National Security.

Another academic whom I tried to contact was Calder Walton. I had rather enjoyed his 2013 book, Empire of Secrets, and noticed that he had taken up a position as Assistant Director of the Belfer Center’s Applied History Project and Intelligence Project at the Harvard Kennedy School in Boston (see https://www.belfercenter.org/person/calder-walton). Walton’s bio indicates his association with Christopher Andrew, and ‘for six years, privileged access to the archives of MI5’, a provocative claim in its own right. But what really grabbed my attention was the following: “Calder is currently undertaking two major research projects: he is general editor of the multi-volume Cambridge History of Espionage and Intelligence to be published by Cambridge University Press. Over three volumes, with ninety chapters by leading scholars, this project will be a landmark study of intelligence, exploring its use and abuse in statecraft and warfare from the ancient world to the present day.”

It occurred to me that Dr. Walton (with his very WASPish-sounding name: it is said that you can tell a true WASP if, by transposing Christian name and surname, no noticeable jarring occurs, such as with Winthrop Rutherfurd or Hudson Swafford) might not be familiar with Misdefending the Realm, or with my subsequent work on coldspur, and that the Cambridge History might be needlessly impoverished without someone in authority taking stock of some of the latest research. I thus wrote a very warm email to him, welcoming him to New England (where I used to live), and encouraging him to read a few essays on coldspur, highlighting the one concerning Dick White,that I thought would be of particular interest. And I never heard back. I notice now that I also sent him a flattering message, accompanied by a series of questions, back in 2014 after I had read Empire of Secrets, and did not receive any response then. Walton Calder – another of the Great Non-Communicants.

7.  Guy Liddell’s Diaries: TWIST and Scout

I have been revisiting the full digitized version of Guy Liddell’s Diaries, this time with the objective of picking up everything he wrote about GILBERT (Henri Déricourt), Nicolas Bodington, and SOE in general. Each time I return to the journals I discover something new, since, in previous projects, I have been focused on other persons and operations, and have had to close my mind to much of the wealth of information that resides there. What I may have overlooked as insignificant when I first passed through them can appear highly important on a later project: for example, I have just discovered several nuggets involving (primarily) Liddell, Frost, Maltby and Gambier-Parry on the severe deficiencies of RSS in 1942. I wish I had used in The Mystery of the Undetected Radios this gem from September 24, 1942, when Liddell is trying to convince his boss, Petrie, about the need for more efficient mobile units to track down new spies arriving. It confirms my analysis precisely (and Liddell does not even mention the fact that the operator might move his or her location):

If he transmitted three times a week for about 10 minutes or quarter of an hour at a time we might reasonably expect to pick him up in due course. We should then have an area of some 60 miles in which to operate the M.U.s. These units were not however particularly satisfactory since unless we happen to be fairly near at the time of transmission and searching on the direct frequency we should not pick up the transmission. If the man only came up occasionally on the call sign and changed his frequency and time it was on the whole improbable that we should pick him up at all. The technical tool was not therefore a particularly efficient one. If we were called upon to operate on the Second Front we should find ourselves singularly ill-equipped.

Moreover, a major item that I had completely ignored beforehand now seems to be a pointer to the creation of the highly secret TWIST Committee (see https://coldspur.com/special-bulletin-lets-twist-again/). On August 15, 1942, Liddell wrote: “I saw Archie Boyle with T.A.R. [Robertson], Senter and Lionel Hale. We agreed that on matters of deception it was desirable to persuade the Controller to set up a small committee consisting of T.A.R., Lionel Hale for S.O.E., Montagu for the services and someone from S.I.S.  T.A.R. will take this up with Bevan.” What I find remarkable about this observation is the fact that SOE, which was of course responsible for sabotage, appeared to be driving the intensified deception plans. Liddell does not explain in this entry why the London Controlling Section was not itself adequate for this role, or why the XX Committee was also considered inappropriate. Soon afterwards, however, he took pains to explain to Rear-Admiral Godfrey, the Director of Naval Intelligence (who wanted Bevan to chair the XX Committee) that that Committee’s prime role was viewed at that time as counter-espionage, not deception, a claim that is borne out by other evidence.  In addition, I suspect that the group wanted a more private cabal away from the prying eyes of the LCS’s American partner (the Joint Security Control). The timing from this record looks far more accurate than the two claims that have appeared in print.

The document passed on to the Soviets by Anthony Blunt (reproduced in Nigel West’s Triplex) claimed that the Committee was set up in September 1941: that seems improbably early, as Bevan was not appointed as Controller (replacing Stanley) until May 1942. On the other hand, Roger Hesketh placed its creation as late as April 1943, which would now appear to be a deliberate ploy to minimize its operation and influence by representing it as a short-lived phenomenon taking place after the controversial events. Moreover, August 15, 1942 happened to be the exact day on which Déricourt and Doulet escaped from southern France on the trawler Tarana, which would mean that the small meeting convened by Liddell constituted a timely intervention to authorize the role of SIS/SOE in managing agents in the cause of deception. The essential members are the same as listed in the Blunt document, which makes clear that the scope and opportunities for sowing disinformation transcended the functions of the so-called ‘double agents’ working under MI5’s B1A. What is also intriguing is that Liddell describes Hale as representing SOE: Hale in fact joined SOE as Press Adviser that very same month, but it sounds as if he had a more important role if he was already having meetings with the head of MI5’s Counter-Espionage section. It also shows that Liddell was quite au fait with what was going on, and knew about SOE’s strong presence behind the scenes. In essence, this brief episode represents another shocking and important lead to follow up, with its strong evidence that the TWIST sub-committee constituted the true deception agency before the XX Committee had matured, and provided authorization for SOE’s plots. The disastrous results all originated in this initiative.

[I plan to return to this business in February 2022. I have recently read Geoffrey Wheatcroft’s excellent Churchill’s Shadow, which is predictably scathing about Churchill’s ventures with SOE, but offers little detail. More interesting is David Stafford’s Churchill & Secret Service, from which I took copious notes several years ago. At that time, however, I paid little attention to what he wrote about the Déricourt period. I shall include consideration of his treatment in my coming analysis.]

But back to the Diaries in general. They are, in my opinion, an immensely rich and largely untapped source for the study of World War II and its aftermath. Liddell reveals an extraordinary capacity for tracking any number of complex events around the world, and combines an excellent memory with attention to detail. Yet, at the same time, they disclose the weaknesses of the man, both in the way he spent his time, and in the confessional way he entrusted his true opinions to the apparently temporary secrecy of his regular record. For he must certainly have expected that they would see the light of day some time.

Nigel West’s publication of portions of the Diaries, in two volumes, is useful up to a point. Eunan O’Halpin has written a cool and incisive criticism of West’s rather erratic approach to the selection and editorial process in Volume 1 (1939-1942) – see Intelligence and National Security (2005), “The Liddell Diaries and British Intelligence History” – and I shall not try to embellish his observations here. Moreover, the published version presents extracts only from the years 1939 to 1945 – less than half of the total coverage – and many of the most controversial episodes in MI5 counter-intelligence and counter-espionage occurred in the post-war years up to Liddell’s retirement in 1953. It is a shame that nobody has commissioned a highly capable expert to edit and publish the lot: they are replete with all manner of abbreviations, acronyms, nicknames, and operations and projects apparently unnamed elsewhere that require some deep knowledge and even powerful imagination to work out. Liddell will refer to such as ‘Buster’, ‘RJ’, ‘Anthony’ in quick succession, while mostly referring to subordinates by their surnames. Many names are usually redacted (such as Jane Archer and Kim Philby), although both have escaped the censor’s blue pencil on occasions. Whole entries and paragraphs have been blanked out. Overall the Diaries range from the ordinariness of Mrs. Dale’s Diary (“I am a bit worried about J.C. [Curry]” to the high politics of the Maisky or Lord Alanbrooke Diaries. And that is one reason why they are so compelling.

What perpetually astonishes me is the amount of time that Liddell spent dictating his record, with accounts of long meetings that have taken place, or summaries of reports that he has read, or discussions he has had with civil servants, other intelligence officers (especially those in MI6, such as Menzies and Vivian and Philby), military men, or politicians, as well, of course with the regular meetings he has with his boss Petrie and with his subordinates such as Dick White, ‘Tar’ Robertson, Herbert Hart, Anthony Blunt, John Curry, Stephen Alley, etc., etc. And then there are the numerous lunches, the dinners at his club with, say, visitors from the USA such as William Stephenson, and the parties he attends that are held for departing FBI or OSS officers, or even the Soviet NKVD contingent. Moreover, MI5 officers seem to be regularly going on leave, as well as taking lengthy time off for colds and ‘flu. One would hardly conclude there was a war on, given the way that social life went on, and leave arrangements were considered sacrosanct. (see also: https://coldspur.com/the-diary-of-a-counter-espionage-officer/) I have been reminded that their equivalents in SOE worked seven-day weeks, and sixteen-hour days. It does not sound just.

And that time usage gets reflected in Liddell’s effectiveness. He did not manage B Division well. He admitted, in the run-up to the succession question as Petrie spun out his day of retirement, that he was not a good administrator, not a solid delegator, and allowed a very flat organization to operate that resulted in a good deal of confusion. Moreover, he was not a strong champion and salesman of ideas, reluctant to take an issue by the throat. His diary entries are liberally scattered with the expression ‘I personally think’, as if his private being and his professional role, and how they tackled the urgent matters of policy and practice, could be separated, and in that way he betrayed the fact that he was not forthright and persuasive enough to promote and defend what he thought should happen. It is no surprise to me that he was not seriously considered for the Director-General job –  twice.

In addition, he was a poor judge of character. He was quick to criticize those in other agencies who, out of incompetence or malevolence, frustrated him, such as Vivian, Cowgill, Gambier-Parry and Maltby, but was hoodwinked, like so many others, by Philby. Yet he surrounded himself with shady characters and hollow men like Hart, Rothschild, Blunt, and Hollis – even Guy Burgess, who crops up frequently in his journals although he was not directly employed by MI5. Capel-Dunn, the model for Anthony Powell’s ghastly Widmerpool, makes some brief appearances. Meanwhile, a cast of solid, dependable characters moves around in the background – Sclater, Moreton-Evans, Cimperman, Mills, ‘Tar’ Robertson, Brooman-White, Bagot, Jane Archer and Loxley (tragically killed in an aircraft accident on his way to Yalta). Lurking continuously is the ambiguous figure of Dick White, who would outmanœuvre his boss on the path to the Director-Generalship. The whole saga would make an excellent TV series – ‘MI5 at War’, first at war with the Nazis, then with MI6, next with the Soviets, and lastly with itself. Just an idea.

So we are left with the rich insights of a highly intelligent but flawed individual, too cerebral, and not tough or political enough even for his job as Director of Counter-Espionage, let alone MI5 Director-General. Dick White outwitted him with his sharp elbows, and cool manner. Yet MI5 was betrayed overall by a ponderous government bureaucracy, and continually had to deal with the competitive wiles of MI6, which appeared to have more clout through its relationships with the Foreign Office, and through Menzies’ direct contact with Churchill. It astonishes me how, in the midst of war, so much time and energy was spent by so many persons considering the overlap of counter-intelligence activity in MI5 and MI6, and whether amalgamation of the two services should occur. Throughout the war, the debate about combining the two services, or parts of them, is ponderously engaged upon, and in the last year Findlater Stewart’s ‘terms of reference’ for investigating the two services are a constant theme.

Liddell, moreover, never came to grips with the Communist threat, always assuming that the only subversive risk would come from the Communist Party. His trust of characters like Anthony Blunt (who appears regularly in the Diaries), is quite remarkable. An article, or coldspur bulletin, on the Liddell-Blunt relationship and exchanges alone could be framed quite easily. This month I picked out a few observations from 1944 that I had overlooked before. On June 28 he wrote: “For example at the moment at any rate Russian espionage could not possibly be carried out except in the background of the CPGB”. On October 21 he cited his friend Peter Loxley, who had just returned from a discussion with Kim Philby: “Peter said he thought that Section IX were perhaps going a bit wide. He had had a talk with Kim about this. Anything in the nature of pursuing prominent communists all over the world was, he thought, a waste of time. The sort of thing should be done on a more selective basis. In other words in areas where the Soviet Govt. had vital interests.” Quite so. Thank you, Kim. Lastly, on November 27, Blunt tried to take control of Soviet counter-espionage: “Anthony came to see me about the possibility of getting assistance from Shillito. He thought the latter might bring his Russian espionage up to London and do part time in B1B. I am rather doubtful as to whether this would be a satisfactory arrangement, but I will have a talk with Roger.” Hollis would no doubt have some firm ideas.

8. In Memoriam: Geoffrey Elliott (1939-2021)

Apart from a brief conversation with Mark Seaman at Lancaster House, I believe I have ever met or corresponded with only two acknowledged alumni of MI6 (or MI5). The senior of the two was Geoffrey Elliott, who died in Bermuda earlier this year. The reason that I may have gained an entrée was that he had been taught by my father, at Whitgift School (the same institution that I attended), after the war. I gathered from reading his memoir about his father, Kavan, who was an SOE agent dropped into Czechoslovakia, that his memories of the school were not wholly negative – an impression that surprised me a little, given his exotic background and later enterprises. I thus got in touch with him through St. Antony’s College, Oxford, and we spoke once or twice by telephone, and communicated more by email. He turned out to be a very helpful supplier of insights to me during the time I was researching my thesis, and maintained a caustic and engaging sense of humour in the confidences he shared with me.

His memoir, I Spy; The Secret Life of a British Agent is perhaps his best book. He wrote another fascinating study (Secret Classrooms), co-authored with Harold Shukman, of the Joint Services School for Linguists, where he learned Russian, and he also collaborated with Igor Damaskin on a valuable biography of Donald Maclean’s mistress, Kitty Harris: The Spy With Seventeen Names. His brief profile of ‘Tar’ Robertson, Gentleman Spymaster, is no doubt his weakest book, as he admitted to me, full of anecdotal information, much of which is irrelevant to the story. He was also a very busy translator. He is listed as the translator of Rufina Philby’s Private Life of Kim Philby, and is also credited, by Nigel West, in his Acknowledgements to Triplex, as the co-translator (alongside Didna Goebbel) of the Russian documents that the NKVD itself translated from English sources when they were passed on by such as Anthony Blunt and Kim Philby. This achievement has a singular historical significance, as the British Government has not seen fit to release the English originals (if they still exist, of course). We owe it to Soviet espionage to be able to inspect valuable historical records that should be part of our documentary heritage.

When I heard about Geoffrey’s death, I sought out his other family memoir, From Siberia, With Love, published in 2004, which tells of the adventures of his grandparents’ (on his mother’s side), and which I had completely overlooked beforehand. They brought him up in London when his father was on some of his many absences. Having once escaped from Irkutsk to the United Kingdom in 1907, they somewhat improbably returned to the area, only having to flee again when the Bolsheviks took over, thus proving life’s contingency on very slender threads. I was somewhat startled to read a sentence in Elliott’s book which directly echoes (or anticipates) what I wrote in my piece A Rootless Cosmopolitan:

            There is really no comparison between my grandparents’ iron-spiked experiences and my marshmallow life. They could never go back to where they were born. I can; though when I do, I feel ever more disconnected, déraciné, what Stalin called a ‘rootless cosmopolitan’, while at the same time till the day I die I shall be seen as a foreigner in the place I now regard as home.

Of all the books I have read in 2021 this is the one I have enjoyed the most. It is well-researched (although it includes a certain amount of speculation concerning his grandfather’s experiences), rich in its description of life in Odessa and in Siberia – and in London – at the beginning of the last century, and occasionally very amusing. Elliott shows a very dry wit, and a deep sense of history. I regret that I never made the hop over to Bermuda to shake his hand. St. Antony’s College offers him a tribute at https://www.sant.ox.ac.uk/about/news/geoffrey-elliott-22-april-1939-%E2%80%93-1-may-2021.

9. Philbymania

Nikolay Dolgopolov’s ‘Kim Philby’

I am astonished by the number of books on Kim Philby that continue to be published. I have been gathering some volumes on intelligence by the Russian Nikolay Dolgopolov, including a biography of Philby. It is a rather unsatisfactory composition, lacking an index or any kind of sources (indexes and footnotes are so bourgeois, don’t you agree?), with the Contents placed at the back, in the conventional Russian manner. I was hoping to find some original inclusion of documents that Philby had passed on to his masters, but they do not seem to be there. No telegrams from the period between June 1941 and May 1948 are reproduced. Instead, I read some extraneous padding in chapters dedicated to each of his comrades in the Cambridge 5, and one dedicated to possible members beyond the Five. It seems that Dolgopolov does not even mention ELLI, and dismisses the idea of Hollis’s guilt with a snort. But I shall persevere with the text in the hope of gleaning something new.

Then there is Helen Fry’s book. I have not yet read it cover to cover, but the chapter on Philby seems to suggest that Philby and Hugh Gaitskell may have been working unofficially for MI6 when they were in Vienna in 1933 and 1934, a hypothesis provoked by the fact that Kendrick did not call Philby out for his aid to the communists. It sounds a bit unlikely to me (Would Philby really have taken all those risks, including marrying Litzi Friedman? What about Maurice Dobb, and his advice to Philby? What was all that subterfuge with the Anglo-German Friendship Society for? And how come Kendrick was The Man Who Saved MI6 if he was hoodwinked by Philby?), but I shall have to read the whole work, and come to some carefully considered judgment. [Postscript, December 30: I have now read the book. Much of it is practically unreadable: the author has no analytical sense, writes clunky prose, and makes all manner of unverifiable assertions, dismal errors of fact, and sophomoric observations about the war and intelligence. I am amazed that Yale University Press has put its name to it. Maybe I shall return to it at some other time.]

This summer saw the appearance of two more volumes, Kim and Jim, by Michael Holzman, which explores the linkage and conflict between Philby and James Angleton, his counterpart at the CIA, who was (according to Holzman) heavily influenced by the MI6 officer in World War 2, and then Love and Deception, by James Hanning, which analyses Philby’s time in Beirut, and the circumstances leading up to his escape to Moscow in January 1963. I have affectionately dubbed this book Kim and Tim, after his longstanding friend from Westminster School, Tim Milne, who features prominently.

I have been in contact with both authors over time, and I even get a mention in the Acknowledgments of Hanning’s work, but what I say should come as no surprise to either of them. While there may be aspects of Philby’s life on which new light can be directed (such as his journalism, as Holzman claims), I wonder whether it is worth anyone’s time packaging such insights into a new publication where so much familiar material has to be trotted out to pad the story.

Michael Holzman’s book makes much of the influence that Philby was assumed to have exerted on Angleton during World War II, but this evidence is tenuous. The intersection of their careers, moreover, appears to be focused on double-cross operations, and in this arena Holzman seems to be unfortunately at sea, since he continually misrepresents the dynamics of what ‘double agents’ involve, and their role in disinformation campaigns. Thus his book relates some very familiar accounts of Philby’s activities, complemented by a large amount of material of some historical interest that is irrelevant to the main thread. Holzman appears not to have read or internalised what I have written in Misdefending the Realm, or on coldspur, and acknowledges no references to my researches. Moreover, the book has been compiled in a bizarre way: the chapters are unnumbered, and the sources are even more inscrutable than in most such works, with no easy indication to which passages the references relate. What Holzman has shown, however, is an enterprising inspection of the work of Dolgopolov.

Likewise, Hanning (who, I know, has seen my pieces on Blunt) does not appear to have read Misdefending the Realm, and does not consider any of my evidence about Blunt’s culpability. (I am relegated to a minor footnote, with an inaccurate url, on page 299, where I have to share space with that erratic potboiler, Roland Perry, which is not very comforting.) Hanning’s highly speculative book does admittedly contain some mildly absorbing details about Lebanese politics, but they really reveal no fresh insights on the enigma of Philby’s tip-off. The enthusiastic blurbs that bedeck the cover do not seem justified to me. His text appears to consist of a long series of rhetorical questions about Philby’s motivations and behaviour, and his discoveries (such as they are) do not shed much fresh light on his subject. Inexplicably, the author William Boyd selected it as his Book of the Year in the Times Literary Supplement.

Yet the spate of books on Philby continues, all claiming to display a new angle on the enigmatic personality of the traitor. I select here a gamut of titles exploiting Philbymania that I have spotted in the publishers’ lists for 2022:

Barbara Pym

Kim and Pym: The whimsical novelist Barbara Pym met Kim at an Anglo-German Friendship dinner in 1937, and was instantly smitten. Her passion was not fully reciprocated, but the couple carried on a brief tempestuous relationship, and the trove of their correspondence was discovered –  and then authenticated –  by Hugh Trevor-Roper shortly before the patrician historian’s death. Kim and Pym analyzes what was one of the most intriguing romances of the twentieth century. Philby has been declared by some to be the model for Francis Cleveland in Pym’s Crampton Hodnet. Others say: ‘No way’.

The Brothers Grimm

Kim and Grimm: Philby accompanied his friend Tim Milne on a trip to Germany in 1933, about which we know little. In his book Stalin’s Agent, Boris Volodarsky reveals the existence of agent GRIMM, hitherto unidentified, who was recruited by Arnold Deutsch in Berlin, and became active in London in 1934. This book closes the circle, explaining Philby’s recruitment much earlier than has been supposed to date, and describing how the master-spy was given the cryptonym of the Nazis’ favourite folk-tale authors, whose work was compulsory reading in schools. It also had a serious influence on Philby’s internal tussles with Good and Evil.

Kim Il-Sung

Kim and Kim: In the early days of his premiership, the North Korean leader Kim Il-Sung was considering breaking away from Soviet hegemony, but his advisers convinced him to engage Philby as a consultant, to remind him of the righteousness of the communist cause. Kim1 persuaded Kim2 not to ‘go wobbly’, and millions of North Koreans have subsequently had reason to thank the Westminster School Old Boy for their country’s happy development, celebrating their hero’s birthday every January 1 with fireworks, singing of the school song, and fan-dancing.

Cardinal Richelieu & Inspector Dim

Kim and Dim: The inspiration for Monty Python’s Inspector Dim (who exposed Ron Higgins as a professional Cardinal Richelieu impersonator) was none other than MI5’s Roger Hollis, who was known not to be the sharpest knife in the drawer. Yet he had a more subtle side. Kim and Dim exposes the ploys that Philby and Hollis engineered to subvert British intelligence, including the mythology of ELLI that confused their colleagues so much, and brought much fame and fortune to Chapman Pincher.

Wim Duisenberg

Kim and Wim: When bouffant-haired Dutch Labour Party minister Wim Duisenberg retired suddenly from politics in 1978, no one suspected that he was being groomed to be President of the Central Bank. This was a scheme contrived by the KGB and Philby to undermine Dutch finances, and Kim and Wim had several furtive meetings on neutral territory to prepare for the coup. With a Foreword by Margrethe Vestager.

Slim Whitman

Kim and Slim: One of Kim’s private passions was a love of country-music, and listening to the Greatest Hits of Slim Whitman in the evenings with a bottle or two of brandy gave him much solace in those bleak last days in Beirut. Yet, when he escaped to Moscow, and tried to have Whitman invited on a concert-tour, the Soviet authorities refused to grant a visa to the Smilin’ Starduster, thus contributing largely to Kim’s growing malaise in the Workers’ Paradise.

Alastair Sim

Kim and Sim: Philby was a keen aficionado of stage and screen, and had been very impressed by the performances of Alastair Sim. The oyster-eyed thespian from Edinburgh was introduced to him, and then educated him in how to control the stage. Thus Philby was able to take the entourage of reporters for a dance when he denied his role as the ‘Third Man’ at his mother’s flat in 1955. Judi Dench, citing the assessment of that performance by her husband, Michael Williams, has described it as ‘a complete lesson in acting’.

The ZIm12

Kim and Zim: When Philby arrived in Moscow in 1963, one of his first requests was to be given a ZIM-12 limousine as a mark of his membership of the nomenklatura. He was immediately rebuked as a dangerous ‘capitalist-roadster’, since the ZIM, named after the sometime Foreign Minister Vyacheslav Molotov, had been rebranded after Molotov’s fall from favour in 1957. The two forged a bond from this episode, and Kim and ‘Stonearse’ would regularly get together to drink Molotov cocktails, listen to Slim Whitman, and read the Grimm Brothers’ Kinder- und Hausmärchen to each other until Molotov’s death in 1986.

Vyacheslav Molotov

Kim and Nym: [That’s enough ‘Kim’ books. Ed.]

10. Letters to the Editor

One of these days, when I am behind in my research, I shall fill my monthly column with a selection of (mostly unpublished) Letters to the Editor of various publications. I am frequently provoked to spend the time on such exercises when I am troubled by some error, occasionally a matter of simple fact, but more frequently the expression of a misguided opinion by someone who ought to know better. One of my pet peeves is the attribution of purposefulness to the process of evolution, and I noticed that Anna Katharina Schaffner, described as Professor of Cultural History at the University of Kent and Director of Perspectiva’s Emerge project (don’t ask) had committed this error in her review of Charles Foster’s Being a Human in the Times Literary Supplement of October 15. I was thus happy that the periodical printed my letter on November 12. It read as follows:

Could Professor Schaffner be a bit more precise about her categories (review of Being a Human, October 15)? She states that ‘our woes started in the Neolithic period’, and that ‘we traded awe for convenience and control’. But then she goes on to write: “How can we ever truly understand people whose sense of self was so different from our own?” If the Professor is evidently so confused about who ‘we’ are, it does not help the rest of us in sorting out these vexing questions. Furthermore, she appears to misunderstand how evolution works, writing that our ancestors’ “brains grew in size to help them navigate ever more complex relationships”. Such relationships would have foundered irretrievably by the time such changes occurred, and, if evolution were driven by need, waiters and mothers would presumably have acquired two pairs of hands by now.

Professor Schaffner displayed that annoying manner of the preachy journalist, namely using the term ‘we’ when it is not clear whether the writer means ‘you and I’, ‘all right-thinking persons’, ‘the whole of the human race’ or any entity in between. Thus we may read of what ‘we’ have to do to achieve certain goals (e.g. ‘saving the planet’, ‘eradicating world poverty’, ‘delivering racial justice’, ‘shutting out Greta Thunberg’) without having any idea as to what the plan of action is. I noticed that Martin Vander Weyer, the financial correspondent for the Spectator, had written a book titled The Good, the Bad and the Greedy: Why We’ve Lost Faith in Capitalism. Since I regarded him as a champion of free enterprise, I wrote to ask him in what way he belonged to the ‘We’ of the title, wondering, perhaps, whether he was planning to move to North Korea. He replied: “You’ll find the book is in fact a vigorous defence of the good aspects of capitalism”, which is encouraging, I suppose, but merely shows that the choice of title was supremely silly and misleading.

On a slightly less serious note, Literary Review runs a series of modest cartoons titled ‘Illustrations to Unwritten Books’, and the example given in the October edition was ‘How Green Was My Valet’, showing a manservant suffering from severe dyspepsia. Now I very clearly recalled Kenneth Williams treating Richard Llewellyn’s 1939 classic in a similar fashion in a segment of Beyond our Ken on the BBC Light Programme about sixty years ago, only on this occasion the ’greenness’ that the valet displayed was a tint of envy rather than of biliousness. I was gratified to see that the magazine printed my correction.

I suppose this response was unique. After all, one had to be old enough to be a radio-listener from those days, one had to be an avid Kenneth Horne fan, one had to remember the episode clearly, one had to be a contemporary Literary Review reader, and one had to be eccentric enough to believe that it was worth spending a few minutes writing up the observation.  Step forward, coldspur! My brother Michael came closest, reminding me of the following: “That was an excerpt from How Green Was My Valley, another in our series of a film worth remembering, which is more than can be said for the next half-hooouur”, but for some inexplicable reason he is not a Literary Review subscriber.

Christmas Cards from ‘Prospect’: 2020 & 2021

Lastly, those Christmas cards from Prospect magazine. I gave the Editor, Tom Clark, a very hard time a year ago for signing a card to me that included the horrible phrase ‘Myself and the whole team wish you a very happy Christmas’. Well, someone must have taken notice, as the curse of coldspur fell upon him, and he is no longer Editor. I see that Clark has been appointed a Fellow at the Joseph Rowntree Foundation: I am not sure what these chaps do at such institutions, but I hope he learns to write good English there, and gets lots of free chocolate. In his final editorial at Prospect, Clark stated that he would now ‘pass the reins to the legendary former Guardian editor, Alan Rusbridger’. Now I had long imagined that Rusbridger was not a mythical being, however, but a real person, and my suspicions were confirmed when I received a Christmas card from the piano-playing ex-principal of Lady Margaret Hall, this time addressed to ‘Mr Percy’, not ‘Richard’. As you can see, Mr. R has improved the syntax, although it appears that Guardian journalists are still not quite sure that ‘the team and I’ (or ‘the team, including me’) would be an appropriate way of identifying themselves. Or perhaps, simply ‘we all’, like the Gang I introduced at the beginning of this post?

This month’s Commonplace entries can be seen here.

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Four Books on MI5

MI5, the Cold War, and the Rule of Law by K. D. Ewing, Joan Mahoney, and Andrew Moretta

Security and Special Operations: SOE and MI5 during the Second World War by Christopher J. Murphy

Intelligence, Security and the Attlee Governments, 1945-51: An uneasy relationship? by Daniel W. B. Lomas

How Spies Think by David Omand

In fact three of the books reviewed this month are about MI5. The fourth relates more to general intelligence, but it is a noteworthy addition, and marginally concerns MI5, and I wanted to keep the title of the piece simple. ‘Three Books About MI5 – and One Not’ didn’t seem very catchy.

Regular readers will recognize that the main focus of my research into intelligence agencies has been MI5, with occasional ventures into MI6, GCHQ, and SOE. If ever I were to attempt a second book, it would be called The Authoritative But Unauthorised History of MI5 (hereafter referred to as TABU). Christopher Andrew’s authorised history of MI5 is a monumental work, very readable, and a valuable companion, but I have consistently maintained that it is too ambitious in its scope, flawed in its methodology, unscholarly in its references to sources, and far too delicate in its avoidance of controversy. That last aspect may have been forced upon its author, but then he should not have succumbed to such pressures if he wanted to preserve his academic prestige.

Above all, there is a wealth of information that needs to be incorporated in any comprehensive history of MI5, with hundreds of files released to the National Archives that require a concentrated and disciplined amount of cross-referencing, a process that would then shed much light on the activities of MI5 officers. I could start TABU with my research into Fuchs, Peierls, Pontecorvo, Philby, Maclean, Blunt, Ursula Kuczynski, Gouzenko, etc. etc. and package the stories into a book on its own. Then there are the figures who have not been properly covered: for example, Alexander Foote, Oliver Green, Dave Springhall, Guy Liddell, Roger Hollis, and Jane Archer.

A more serious approach would carve MI5’s history up into more manageable sections. Thomas Hennessey and Claire Thomas attempted something similar in their three-volume ‘Unofficial History of MI5’, titled Spooks (2009-2011), but their compilation inexplicably lacks an index, which is a fatal flaw. It provides a measure of useful chronicling, but contains numerous errors, and is overall unusable. Another project is required, perhaps covering separately the era of each MI5 director-general. Thus Volume 1 would take us to 1940 with Kell (1909-1940), with perhaps a chapter on Harker’s interregnum, Volume 2 with Petrie (1940 to 1946), Volume 3 with Sillitoe (1946 to 1953), Volume 4 with White (1953-1956), Volume 5 with Hollis (1956-1965), and Volume 6 with Furnival-Jones (1965-1972) – furnished perhaps with an appendix on Hanley’s molehunts, while the remaining Volumes would await further release of archival material. Whoever is charged with managing this enterprise, I hope that he or she has access to the TABU sources available on coldspur.

Meanwhile, some potentially valuable books exploring lesser-known aspects of MI5’s history continue to appear – some absurdly priced – and it is my allotted task this month to analyse what I found in them.

MI5, the Cold War, and the Rule of Law by K. D. Ewing, Joan Mahoney, and Andrew Moretta (Oxford University Press, 2020)

This hefty volume is described in the following terms:  “[It] is concerned with the powers, activities, and accountability of MI5 principally in the period from 1945 to 1964. It was a body without statutory authority, with no statutory powers, and with no obvious forms of statutory accountability. It was established as a counter-espionage agency, yet was beset by espionage scandals on a frequency that suggested if not high levels of incompetence, then high levels of distraction and the squandering of resources.”

This is all very stirring stuff, in the tradition (it would appear) of that overlooked classic of counter-intelligence analysis, Misdefending the Realm, which the authors unaccountably do not list in their Bibliography, while giving ample recognition to those renowned chroniclers of the truth, Chapman Pincher, Kim Philby and Peter Wright. Since my attention was focussed on the period 1939-1941, with some projection into 1949 and 1950 on account of the Klaus Fuchs case, one might expect a smooth transition from MTR into the post-war challenges posed by Gouzenko, Nunn May, Fuchs and Pontecorvo, followed by the growing controversies surrounding Burgess and Maclean up to Philby’s disappearance in 1963.

Yet this is not a conventional study. Ewing, Mahoney and Moretta are lawyers – and their book is therefore a ‘lawyerly’ approach to the mission of MI5, with an emphasis on rights, and discrimination and surveillance. Readers should thus not be surprised when they encounter sentences such as: “That said, it must also be recognized that the consequence of vetting was to discriminate against individuals, either on grounds of their political affiliations or beliefs, or on the ground of their lifestyle.” (p 303)

To an audience in 2021, ‘discrimination’ is clearly a highly negative term. After all, MI5 recently put out a press release stating that ‘in the interests of diversity’, and ‘to ensure that our personnel accurately reflect the community they serve’, the agency would ‘begin a recruiting campaign to hire all manner of riff-raff, ne’er-do-wells, losers, and subversives to its counter-intelligence staff’. [That was intended as a joke. I do not believe any such statement has been made – yet.] In 1950, however, such a policy of ‘discrimination’ should have been seen as eminently sensible, as it should be now. Why on earth should a government department, or a company with governmental contracts engaged on secret work, not discriminate against persons whose avowed objective was to destroy the whole liberal democracy? For we are talking about Communists (Party members), and communists (fellow-travellers), here.

Be that as it may, the authors start off by providing a very useful and detailed inspection of the movements between the electoral success of Clement Attlee in July 1945, flushed with the recent victory between the western allies and their counterpart, the Soviet Union, and Attlee’s recognition, a few years later, after detection of spies and warlike impulses from Stalin, that communist influence in government needed to be stamped out. Attlee was suddenly not beholden to his Left Wing any more. This period was well summarized by Christopher Andrew in Defend the Realm (pp 382-386), and Ewing and Co. exploit the rich archival sources now available to track the important contributions of civil servants like Findlater Stewart and Edward Bridges (neither of whom appear in Andrew’s book), and the efforts by MI5 to resist any controls over its independence.

The focus of the authors is very much on the constitutional authority of MI5, and especially its involvement in ‘surveillance’. Indeed, the word ‘Surveillance’ appears in six of the fifteen chapters’ headings, and is a dominant theme throughout. This expressed dislike of ‘surveillance’ concerns these lawyers the most. It even leads them into some unfortunate misconceptions. As early as page 7, in the Introduction, they write: “Yet we too had a secret police . . .” While MI5 operated secretly, however, it was not a police force with powers of arrest and prosecution, and suggestions that it was somehow akin to the Gestapo and the NKVD are irresponsible. The motif is picked up later, on page 51, where the following interpretation appears: “Quite apart from the form of words used, further evidence that MI5 was being authorized to act as a secret political police force rather than a counter-espionage agency is to be found  . . .”.

These lawyers admit to sympathies for ‘progressive’ views. “Lawyers had no immunity from MI5 surveillance during the Cold War, and progressive lawyers had even less”, they write (p 168). They hail ‘the progressive National Unemployed Workers Movement “ (p 11). They lament how certain presumably ‘advanced’ members of parliament were treated: “In terms of MI5’s mandate (defence of the realm, as threatened by subversion and espionage), what we have here is a situation in which progressive MPs were the subject of fairly intrusive MI5 and Special Branch surveillance on two grounds.” (p 150)

Now, I am not certain what distinguishes a ‘progressive’ lawyer from a ‘regressive’ one (after all, should they not simply be interpreting the law?), but if they are borrowing from the world of economics and politics, they are entering dangerous ground. I could just about accept that ‘progressive’ taxation has an accepted definition concerning the increasing confiscation of wealth from those who either earn a lot or possess substantial assets, but the idea of a ‘progressive’ politician (as espoused by the New York Times and its Nobelist idol of American academia, Paul Krugman) in fact indicates someone on the loony Left who wants the government to pay for free childcare, fund reparations for slavery, forgive all student loans, distribute a universal minimum wage, offer free healthcare, community college tuition, etc. etc. with monies that it does not have, and will never have a chance of collecting.

I do not believe that historians or lawyers should ever start classifying people as ‘progressives’, as they end up sounding like a Pravda editorial, or a functionary from the Politburo. For example, here is Molotov speaking on the new Soviet constitution in 1937, quoting Stalin: “We are entirely on the side of those who have at heart the interests of ‘the whole of advanced and progressive humanity’”. Thus one has to question exactly what sort of world Ewing, Mahoney, and Moretta are progressing towards when they champion the protection of subversive elements whom the government is funding, and analyze the poorly-named ‘Purge’ Procedures. With some apparent sense of regret, they write (p 248): “Although in practice most civil servants at the time [1948] enjoyed secure tenure and relatively good conditions of service, they could nevertheless be hired and fired at will, with no remedy in the event of a transfer or termination on security grounds”. This is a commentary on Attlee’s statement to the Cabinet of March 25, where he essentially expressed exactly that policy. (And Attlee went so far as to include the shocking statement: ‘Even promotion does not come of right’. The injustice! The iniquity!)  If it was good enough for the socialist Attlee in 1948, why question it now?

The authors are on much stronger ground when they analyze MI5’s policies being carried out in practice against the broader public. I have commented before on the colossal waste of time, and the occupation of yards and yards of filing space, that was driven by MI5’s vague and all-encompassing policy of ‘keeping an eye on’ possibly disruptive elements. Literally hundreds of intellectuals, academics, union leaders and CP members were at large, spreading falsehoods about the phenomenon of Soviet Russia, and denigrating what they viewed as the oppressive, exploitative nature of western democratic society. There was thus a continuous hum that abetted Soviet propaganda, and apologists for the relatively free and enlightened United Kingdom struggled to find the right voice and outlet. The ‘scandal’ that erupted when Encounter magazine was found to have been funded by the CIA was typical of this: why on earth should a government organisation not assist a publication that promoted western values?

Nearly all these dubious characters were never going to be caught in any illegal act, such as bomb-throwing, or passing state secrets to a Soviet contact. Dave Springhall was a notable exception, and his arrest caused alarm and dismay in Moscow. As the authors point out, the most dangerous activity was taking place under the noses of MI5’s and MI6’s senior officers, by traitors who had concealed their ideological loyalties. Thus most of the surveillance energy was a wasted effort. As the authors conclude (p 424): “True, we have become accustomed to MI5 – a counter-espionage agency – being over-obsessed with fears of subversion and ill-informed about espionage threats, going back to Nunn May and Klaus Fuchs, and of course to ‘Sonya’.” (‘Of course’?)

On more prosecutorial issues, Ewing, Mahoney and Moretta proceed painstakingly through the 1950s and early 1960s, albeit with some confusing jumping around in time, explaining in detail the ramifications of such overlooked but much cherished phenomena as The Radcliffe Report on Positive Vetting, the Maxwell Fyffe Directive and the George Wigg Codicil. With their published concern about the fashionable leftist bogey of ‘witch hunts’, they offer a barbed criticism of Lord Denning as the Grand Inquisitor, but cover the Vassall case well, and are very incisive and accurate in their criticism of the government’s performance in the Profumo case. One probably long-forgotten grievance they document is the case of one John Lang, a solicitor with ICI who had lost the confidence of its board because he had, in 1951, married a woman who had been a member of the Communist Party, and has thus appeared on MI5’s radar trail. The authors fail to make any comparison with the romantic affairs of Dick White, the director-general of MI5 a couple of years later, who had himself married a communist at the end of the war.

One highly useful component of the volume is the Appendix on the Post-War Structure of MI5. (This was the feature that introduced me to the book, when I was conducting a Google search.) The neglect by Christopher Andrew of this important facet of MI5’s operations is one of the severest failings of Defend the Realm, and I had been strenuously trying to establish (for instance) exactly the extent to which Roger Hollis was working in Soviet counter-espionage after the war. His rump Division F became reconstituted into the new B Division at the end of 1946, after which Hollis headed B1 for a couple of years. The preliminary conclusions from this narrative indicate that Hollis became Director of C Division in December 1948, and was for some years involved in relatively inconsequential vetting procedures away from the main spy-fighting unit when the Fuchs and Pontecorvo cases were rumbling, a fact that I have since confirmed from a closer inspection of Liddell’s Diaries. The authors’ analysis of the records that source their inquiry (KV 4/162 and KV 4/166, primarily) is close and detailed, but patchy and error-prone. I have ordered photocopies of the relevant material, and plan to provide a fuller account on coldspur at some time, as a follow-up to my piece from November 2018, B2B or Not B2B?.

The standard of copy-editing in this book from the venerated Oxford University Press is sadly lamentable. Thus we read of ‘invetigations’, ‘a corrigenda’, and ‘enior judiciary’. One sub-chapter is headed ‘The Expulcation of MI5’. Persons’ names are mis-spelled: ‘Gielgud’ appears as ‘Gilguid’; ‘Beurton’ as ‘Buerton’; on a single page (219) Evelyn McBarnet appears as ‘McBarnet’ and ‘Barnet’. Sir Burke (later Lord) Trend is introduced as ‘Sir Burke’ on page 302 (without a respective index entry), and referred to thereafter as ‘Sir Burke’.  One or two incomprehensible sentences obtrude, such as the verbless creature on p 369: “It is disappointing, nevertheless, that the official trade union structures co-operative in both the development of the Radcliffe exclusion policy and its extension and implementation.” Percy Sillitoe is described as being the director-general of MI5 in September 1945 (p 236), when he did not accede to the position until the following April. A similar mistake is made over Roger Hollis, when he is presented as being the director-general in November 1952 (p 320). The authors make several mistakes about Soviet espionage, such as asserting that Dave Springhall ran the Cambridge Five (p 233), and a puzzling judgment about the need for secrecy at GCHQ (p 352). They claim that the trials of Nunn May and Fuchs were both held in camera, when in fact both were public.

In conclusion, this is a bit of a clunker; a useful compendium for the earnest scholar of constitutional law, with hundreds of valuable references to archival material that might otherwise have been overlooked, but a bit laborious in its repeated plaints about MI5 as a secret police force, and its obvious bias in favour of (disputable) rights and entitlements for the left-wing cause. Nevertheless, it properly raises some important points about the constitutional and legal basis on which MI5’s surveillance powers are based, which never go away.

Security and Special Operations: SOE and MI5 during the Second World War by Christopher J. Murphy (Palgrave MacMillan, 2006)

I had to make a further raid on my wife’s gardening budget to acquire this volume, which had somehow lain undetected by me since its release fifteen years ago. I cannot recall where I encountered it, but its title beckoned unavoidably, since earlier this year I was earnestly trying to hunt down information on the decision to send the enigmatic George Graham (né Leontieff) to Moscow as George Hill’s special assistant and cipher-clerk in 1941. Murphy is described as ‘an independent scholar . . . formerly Leverhulme Postdoctoral Fellow at the Centre for Contemporary British History at the Institute of Historical Research’. I was not familiar with that institution, which is apparently celebrating its centenary this year. Unfortunately, its resources seem designed for research libraries and universities through a subscription service, and, like Taylor and Francis, offers no flexible subscription package for a retiree like me.

The book arrived, and I re-inspected the blurb: “The first comprehensive account of the work of the Security Section of the Special Operations Executive (SOE) during the Second World War,  . . .”, and Richard Thurlow, of the University of Sheffield, added his commendation: “Security and Special Operations is a significant addition to the burgeoning literature of the history of the Special Operations Executive.” Thurlow, I see, wrote a book titled The Secret State, published in 1994, that I should perhaps read. So I turned eagerly to the Contents and Index, to discover what Murphy had written about the Russian Section of SOE in his ‘comprehensive’ account.

The answer was – not one word. That was a colossal disappointment. How could this be a ‘comprehensive’ account if it neglected to cover the most controversial of all of SOE’s undertakings – its attempt to ‘co-operate’ with the NKVD, the most suspicious, unyielding, aggressive and demanding ‘intelligence’ organisation in the world? And how did Murphy’s sponsors (“The archival research on which this book is based was made possible by a Leverhulme Foundation Postdoctoral Fellowship at the Centre for British History at the Institute of Historical Research”) not supervise adequately Murphy’s project to ensure that it delivered the goods? Leaving the Russian Section out was like recounting the tale of Harry Potter without mentioning Voldemort. [Is this correct, Thelma? I was going to write ‘Hamlet without the Prince’, but I wanted an analogy that today’s readers would understand  . . .  Please emend as necessary. Tony].

What is notable is the fact that Murphy also thanks one Duncan Stuart (‘former SOE Adviser at the Foreign and Commonwealth Office’) for his help, ‘pointing me in the right direction with a single sheet of paper’. Is it not strange that the F&CO would need an ‘adviser’ for a unit that was dissolved in January 1946? Was he perhaps appointed in 1943, and kept his position for several decades, forgotten and untroubled? His status sounds rather like that of Peter Simple’s Dr. Heinz Kiosk, ‘chief psychiatric adviser to the National Meringue and Profiterole Authority’. Yet it is an important position, and was in fact designed to ‘help’ historians, not the Foreign Office itself.  E. G. Boxshall was the first appointee, in 1959, but for much of the period my record is bare. Christopher Woods occupied the post from 1983 to 1988, and Gervase Cowell (of Oleg Penkovsky/Greville Wynne fame) followed him until 1996, with Duncan Stuart, the last Adviser, succeeding him, and retiring in 2002. Thus to Dr. Murphy I would say: ‘I am sure Stuart did indeed orient you, squire, and pointed you away from the files on the Russian Section, which you were not capable of finding by yourself.’ The last thing an SOE Adviser would want is someone digging around in files he did not understand, whose revelations might be embarrassing, and which the Adviser was trying to get withdrawn, in any case . . .

Despite its obvious oversights, I of course read the book. As the image above shows, the cover displays the determined visage of the ‘double agent’ Henri Déricourt, taken in November 1946. When I read the volume several months ago, I had only a very hazy idea of who Déricourt was, but, now that I have become involved with Patrick Marnham and War in the Shadows, he is a subject of immense interest to me. Murphy dedicates ten dense pages to the aspects of the Déricourt affair which intrigue him, but it is symptomatic of his methods that he completely misses the point, starting his investigation only with the events of November 1943, when all the damage had been done in the preceding twelve months. I shall return to this analysis later.

Murphy has clearly applied some serious delving into the archives to put a story together. He lists an impressive Bibliography, but his detailed and very useful Endnotes are almost exclusively from files at the National Archives, and they thus for some reason ignore the published sources. Concerning the establishment of the Security Section of SOE – a unit that was much resented by the Country Sections – Murphy painstakingly explains the struggles that Air Commodore Archie Boyle experienced after he was appointed Director of Intelligence and Security in July 1941. There was ‘physical’ security (maintaining the secrecy of what went on in SOE’s various establishments), and ‘esoteric’ security, which former SOE security officer Peter Lee described as work ‘including the double cross system, running double agents [and] the very high grade interrogation of people coming out of occupied territories.’ The latter were the functions that the country sections resented, as they felt their judgments were being questioned, and the bureaucrats were putting obstacles in the way of their achieving results.

While Murphy understands well the question of how relationships between SOE and MI5 (what he calls, in the familiar jargon of our time, ‘adequate liaison machinery’) should work, he is somewhat ponderous in explaining its ramifications. He really gets going with the MI5 connections only in Chapter 4, when Geoffrey Wethered was appointed in early 1943 as the SOE Liaison Officer. The need for such had intensified. As Murphy writes: “MI5 had good reason to be concerned over the security of SOE agents in the field. Fears about the extent of undetected German penetration of SOE networks in Belgium, raised during the winter of 1942-1943, were compounded by the ‘increasing number of cases’ of agents returning to the UK having been captured by the German and ‘turned’, a staged escape preceding their return to the UK with a German mission’” In other words, MI5 had every reason to be petrified about the influx of such persons, and their not being vetted stringently enough as they passed through the London Reception Centre in Wandsworth, and how secrets about the Double-Cross Operation might be inadvertently revealed.

Yet Murphy struggles to discriminate clearly between the insignificant and the important episodes. His narrative attempts to pick up every detail of who said what to whom, and how Wethered groped through his difficult task, and the responses by SOE security officer John Senter to Wethered’s recommendations and intrusions. Murphy describes the tensions as the two organisations grappled. The Country Sections continued to act in a blasé fashion. MI5 warned SOE about its ‘shockingly irresponsible’ conduct in sending a dubious character, Barry Knight, to France, and the dispute almost reached the level of Lord Selborne, the minister responsible for SOE, but Duff Cooper backed off. Guy Liddell wanted a softer approach, by talking with Senter’s boss, Archie Boyle.

Thus Murphy introduces the Déricourt story only with the investigations in late 1943, when allegations were made against him, by Jacques Frager (another SOE agent), that he was working for the Germans. Murphy painstakingly goes through the records of the discussions over Déricourt, logging the testimonies of various witness, and the plans to bring Déricourt back to the United Kingdom for interrogation. He thereby ignores all the fracas about Déricourt going back to 1942, when he had been snapped up by Dansey’s henchman, Bodington, in SOE and bypassed all the recommended investigations into his biography that MI5 tried to insist upon. His shady past was suspected then and confirmed in early 1943: Murphy misses all the nuances and sub-plots of this investigation.  As with nearly all other historians of this period, he also does not seem to be familiar with the TWIST committee, and the way that MI6 was managing SOE’s ’double agents’ for them. That is understandable (given that the revelations on TWIST appeared only in 2009), but Murphy displays a lack of imagination in not providing the well-documented background material to Déricourt that did exist at the time, and not putting the events of 1946 and after into context.

There is more, on the Double Cross System and the plans for OVERLORD, which the enterprising reader may wish to follow up him- or herself, but overall my judgment is that this book was an opportunity missed. Too much of ‘what one clerk said to another’, in the immortal words of A. J. P. Taylor, and not enough imaginative synthesizing investigation. No risks were taken in the creation of this work, and no endangered species harmed. Murphy draws no integrative conclusions from his study, and the book ends very abruptly, with a Chapter he titles ‘Unfinished Business’. He covers some of the post-mortems, especially the ‘Nordpol’ operation in the Netherlands, and a fruitless interrogation of Hugo Bleicher of the Abwehr at Camp 020, in an attempt to learn more about Déricourt, but his only conclusion is to suggest that MI5’s interest in SOE soon waned after the war, ‘as the new security priorities of the Cold War emerged’.

I suspect the reality is more complex than that. For example, the failure to even consider the Russian Section is unpardonable, in my opinion. I of course wrote to Murphy about this oversight, and then, failing to gain any response from his email address, tried to call him on the telephone, leaving him a message on his answering machine. He never responded, and I thus add him to my list of appalling academics who advertise an email address, but never want to engage with any of the public who read their books. As Ko-Ko might have sung:

The reclusive annalist, I’ve got him on my list.         
I don’t think he’d be missed! I’m sure he’d not be missed!

[What do you think, Thelma? Will my readers recognise The Mikado?]

Intelligence, Security and the Attlee Governments, 1945-51: An uneasy relationship? by Daniel W. B. Lomas (Manchester University Press, 2017)

I do not think it is a sensible idea to introduce a question in the title of a serious book on intelligence: it makes it sound like a conference presentation where you want to keep your audience in suspense. But, if you haven’t made up your mind by the time you have completed writing its 250-plus pages, you have probably chosen the wrong topic. It is not as if the eager reading public is walking around thinking: ‘Gee, I wonder whether the relationship between Intelligence and Security during Attlee’s premiership was uncomfortable in any way, and I wish some capable academic would sort it all out for me’, partly because ‘Intelligence’ and ‘Security’ are merely abstract nouns, and do not have relationships with governments, and I do not believe that anyone has made the claim that the Attlee administration was exceptional in that dimension. So not a good start. Yet, according to his biographical profile at Salford, Lomas’s book was shortlisted for the Royal Historical Society’s Whitfield Prize for first academic monograph.

Dr. Lomas is described as Lecturer in International History at the University of Salford, and an early warning signal is communicated in the second sentence of his ‘Acknowledgements’, where he thanks his colleague, Dr. Christopher J. Murphy, of renown in this parish above, for ‘his cherished advice and support’ throughout his research. And here is another academic who manages to gain sponsorship from a charitable institution – this time the Arts and Humanities Research Council. How do these guys do it? All that money flowing around, simply to spend some hours in the dusty archives? Moreover, he lists a whole stream of eminent persons who gave him ‘valuable advice’, such as Countess Attlee, Professor Richard Aldrich, Dr Gill Bennett, Tom Bower, Professor Keith Jeffery, Dr Christopher Moran, Professor the Lord (Kenneth) Morgan, etc. etc. (I did not see David Hare, John le Carré or Ben Macintyre on the list.) What did they tell him?: ‘Go West, young man’? ‘Don’t forget to floss’? And how does one handle all that advice, and what happens if their advice clashes? To whom would one turn? It beats me. Perhaps Lomas would have won that Whitfield Prize if he had used fewer advisers.

In fact the book starts out promisingly, with an Introduction that offers an insightful tour d’horizon of the state of play in historiography of the Labour Party and MI5 and MI6. He suggests that the phenomenon of ‘the missing dimension’, first formulated by Christopher Andrew and David Dilks, is still at work in writings about political history, although he lets off certain biographers (including one of his advisers) because they did not have access to relevant archival material at the time. He crisply describes the effect of the 2005 Freedom of Information Act, and how its good intentions are often hindered by bureaucratic trudgery. And he sensibly reminds his readers of the large number of other sources, including private papers, that need to be mined to cover the era properly. He provides a rich bibliography, comprising a wide array of papers from various Ministries, as well as MI5 records, although his ‘primary’ source documents are dominated by possibly dubious memoirs from notable participants, with presumably more objective accounts from eminent (and not so eminent) historians relegated to ‘secondary’ level.

He then provides a brief history of the British Labour party’s relationship with ‘intelligence’, in which he unfortunately deploys the 21st-century cliché of ‘the intelligence community’, as well as that misplaced metaphor of ‘the machinery’.  (If historians want to refer to ‘intelligence agencies’, they should do so: classifying them, alongside GCHQ, as a ‘community’ distorts the battles and rivalries that flourished then, and still do, just as with the FBI and the CIA. If they were a ‘community’, they would not be separate units.) Lomas highlights the background to the Labour Party’s electoral victory in 1945, and the historical reasons why socialist politicians might have had cause to be suspicious of more ‘reactionary’ intelligence organisations, going back to the Zinoviev Letter affair of 1924, a fake stage-managed by the Tory Joseph Ball. Yet his conclusion is tentative: “The legacy of the Zinoviev Latter meant that relations between ministers and the intelligence community may have suffered during the initial stages of the second MacDonald government, elected in June 129.” That ‘may’ demands a lot more analysis.

Yet Lomas effectively destroys his straw man at the outset. The concluding clause of this section runs:  “ . . . the legacy of Zinoviev was not as damaging as popularly [by whom?] suggested, showing that Labour-intelligent relations were on the mend”. His synopsis of Chapter 1 reinforces this idea by stating that, since Labour ministers in Churchill’s coalition government had access to, and use of, intelligence, ‘the experience ended any lingering animosity that remained from the Zinoviev Letter affair.” So the notion of debunking the rumour of ‘an uneasy relationship’ quickly appears to be an artificial one. And, if the reader jumps forward to Lomas’s conclusion, one reads: “Rather than intelligence novices, many senior figures in the Attlee government were experienced intelligence committee consumers, having used intelligence products in office.” (p 259). So what was the whole controversy about?

Another example of how Lomas attempts to present his argument as innovative is in his treatment of Attlee. “While it has been argued that Attlee, a committed internationalist, was opposed to any hostility towards the Soviet Union”, he writes, “the chapter shows that he was kept fully aware of Soviet interests and intentions despite his commitment to renewed Anglo-Soviet relations.” But of course he was kept informed. There is no conflict there. Moreover, Lomas introduces his Chapter 6 (‘Defending the Realm: Labour Ministers, vetting and subversion’) with a quote from Attlee expressed as early as 1940: “The Communists have no right to the name of socialists or Communists. They are Stalinists. Whatever Stalin says is right for them . . .” The antithesis of ‘internationalism’ and ‘anti-communism’ is a false one. Attlee saw through Stalin from the start, as did his Foreign Minister, Bevin. It would have been more interesting if Lomas had focused on why the Edenic Tory policy of ‘co-operation’ with the Soviet Union had been forged in the first place, and if he had explored why a Labour administration had had to undo the appeasement strategies of Attlee’s Conservative predecessors.

Thus what Lomas has compiled is a very readable, well-sourced, integrative study of the fascinating few post-war years where any illusions about Stalin were quickly dispelled. It is overall well-edited (although the U.S. Secretary of State James Byrnes appears several times in Chapter 5 as ‘Brynes’, and is not indexed). If the reader is new to this subject, he or she can gain a well-written and widely-sourced account of the Gouzenko affair, the Soviet threats with the atomic bomb, the espionage of Fuchs, Nunn May, and Pontecorvo, the Foreign Office’s propaganda offensive, the disastrous operations against Albania, relations with the USA and the Commonwealth, Attlee’s policy of ‘positive vetting’, and the disappearance of Burgess and Maclean. Lomas has gathered many fascinating accounts of politicians and intelligence, such as Christopher Mayhew’s discussions with Attlee about setting a middle way between American capitalism and Soviet totalitarianism. Topics like these could well have been extended into a novel analysis, but immediately an opportunity seems to appear to develop an innovative study, the text returns to the more platitudinous generalisations. The author tries to wrap it all in a message that is simply not invigorating or imaginative.

Thus for any reader who has performed even only occasional study of these topics, there will be little new to be found here, apart from some incidental minutes and observations from ministers and diplomats, and Lomas misses many of the darker undercurrents that affected the surface appearance of many events. Another example: if the relationship between ministers and MI6 was so good, how was it that Attlee, Bevin and Strang approved the calamitous incursions into Albania? Lomas simply concludes: “The results were far from positive”, and reports that Bevin and Strang then decided to suspend any such activities. These episodes could have provided a stirring stretch of useful analysis, but Lomas simply moves on. At the Conclusion, one reads: “It [this book] has shown that, contrary to existing views of the relationship, ministers enjoyed what could be described as an excellent working relationship with the intelligence community  . . .”. Not much of a breakthrough, that, and not really true, anyway.

It is not that the subject of his ‘monograph’ is unworthy of study. Attlee and his period certainly deserve attention, as he was probably the finest British premier of the century, skilled in both management and leadership. The reality otherwise was that ministers came and went, and some were good, and some were duds, while civil servants and the intelligence services went on for ever (with the exception of SOE, of course, which was absorbed by MI6). The intelligence ‘community’ had its rivalries, just as the individual agencies had their internal plots, conspiracies, and competition. Their bosses sometimes lied to their political masters, and intelligence was frequently concealed from those who should have received it – both outside and within the service, such as frequently happened with MI5, where senior officers withheld vital information from the grunts. Lomas seems to want us to believe that everything was hunky-dory, and that the Whitehall ‘machinery’ acted according to well-oiled routines, with politicians and intelligence officers all executing their roles in an exemplary manner. But that was not the case. Unfortunately, his book reads very much as if it had been written by a committee, and maybe that court of advisers helped bring about that result.

The bland monographist, I’ve got him on my list.

He never will be missed! He never will be missed!

How Spies Think by David Omand (Penguin Viking, 2020)

When I first saw this title, I imagined that it might sit handily on my shelf next to the SOE handbook How To Become a Spy, and that I could learn more about what made Anthony Blunt and Richard Sorge tick. Yet it all seemed a little unlikely that a book could be written about such a subject: would not spies be simply concentrating on the topic of ‘How can I get this document to my controller without being spotted?’ But then, inspecting further, I discovered that the book is not really about Spies at all. The subtitle is Ten Lessons in Intelligence: the PR boys must have got hold of it, and told their bosses that the author would never get invitations to the late-night TV shows unless they sexed up the title a bit.

For the author is the distinguished Former Director of GCHQ (Government Communications Headquarters), and more recently ‘the first UK Security and Intelligence Coordinator, responsible for the professional health of the intelligence community [yes, that dread word again], national counter-terrorism strategy and “homeland security”’. (Why that last phrase appears in inverted commas, I have no idea.) And Omand’s book focuses on how seasoned intelligence analysts think, how they sort out fact from fiction, and thus build a reliable picture of the world. Espionage (or ‘Spying) may play a part in that process, but the fact that GCHQ has traditionally picked up electronic signals from the ether that have been transmitted with the awareness that adversaries will intercept them, and attempt to decrypt them, is not indicative that spying went on. Intercepting citizens’ private telephone calls or email messages without legal authority would be another matter, however.

How Spies Think turns out to be a very practical, and riveting, tutorial in how (good) intelligence analysts process information, and the author presents his analysis as a guide to how the rules for sound decision-making can be applied to everyday life. He outlines a four-step process, the SEES model, as a method for developing confident judgments about uncertain intelligence that may be arriving in a variety of forms. It consists of the following levels (and I quote directly):

* Situational awareness of what is happening and what we face now.

* Explanation of why we are seeing what we do and the motivations of those involved.

* Estimates and forecasts of how events may unfold under different assumptions.

* Strategic notice of future issues that may come to challenge us in the longer term.

All his explanations are liberally illustrated with examples from military and intelligence history, such as the D-Day landings, the Iraq War, the Falklands War, the Invasion of Czechoslovakia, the Cuban Missile Crisis.

I must confess a personal fascination with these ideas. I spent the most important part of my career as an analyst at the Gartner Group, where we were charged with assessing the situation in our area of interest and expertise, and presenting forecasts for a five-year time period based on our analysis of trends, technologies, vendor capabilities, market dynamics, and buyer preferences and profiles. (The acid test of such processes occurred when a five-year cycle was completed, and one’s forecasts from the past were dredged up for review.) I was always intrigued as to why so many smart persons would have contrary opinions as to what outcomes would be, and it turned out that a certain hard-headedness, even cynicism, and a good dose of practical experience in the field, were required to cut through much of the idealistic waffle that attached itself to many technological initiatives. Thus the analysts who believed they could change the world, or who imagined vendors to operate against their own interests (as opposed to the emissaries they sent to industry consortia), who were simplistically influenced by the more skillful of the vendor marketing campaigns, or who ignored the dynamics of buyer politics, were essentially lost. The most serious defect they displayed was viewing the world as they hoped it could be rather than as it was.

Furthermore, my last job, as VP of Strategy for a small software company, showed me how even skilled executives can ignore intelligence if it gets in the way of their personal agenda and use of power. As part of the strategic planning process, I developed a simple scheme for separating Facts about the market and technology from Assumptions about such matters as competitive threats and future innovations, and started to determine why different executives in the company sometimes maintained conflicting ideas about the unknowns we were addressing. It turned out that the CEO was really not enthusiastic about a formal strategy, as she regarded it as possibly inhibiting her desire to act spontaneously and whimsically: moreover, she paid too much attention to Wall Street, where the analysts looked to her to be a ‘deal-maker” (i.e. engage in precarious acquisition strategies), as it would enhance her reputation (and maybe the stock-price in the short run). The VP of Research and Development (who worked 1500 miles away from Head Office) believed, as creator of the product, that she had a unique insight into what features the product needed, but would change the schedule according to which large customer walked into her office. The VP of Sales did not want his creative energies to be limited by being told what market segments he should pursue to make his numbers. Thus cool assessments can always be undermined by personality traits and private ambitions.

But back to Omand. His text is studded with accurate and useful observations. He offers a clear-headed analysis of how Bayesian approaches of conditional probability can help develop alternative hypotheses to explain events, and how new evidence thus enables new situational awareness, such as in the Cuban Missile Crisis. He presents some cogent insights on topics relevant to historians as well as intelligence analysts, such as the following, on the reliability of a source: “Like the historian who discovers a previously unknown manuscript describing some famous event in a new way, the intelligence officer has to ask searching questions about who wrote the report and when, and whether they did from first-hand knowledge, or from a sub-source, or even from a sub-sub-source with potential uncertainty, malicious motives or exaggeration being introduced at every step of the chain.” (p 27) He offers a provocative section on ‘Reluctance to act on intelligence warnings’, although he fails to delineate a clear linkage about general intelligence about inhuman crimes (e.g. genocide in Bosnia: ‘something has to be done’), and how that intelligence is converted into political action. He laments the communal ‘magical thinking’ at the time of the Falklands crisis that prevented anticipatory action in time – a clear echo of my point about self-delusion over realities.

Since the four SEES items comprise Lessons 1-4, the rest of the book covers Lessons 5-10. Again, Omand offers a very lively lecture, almost impossible to simplify. I thus recapitulate these Lessons for the eager reader, the first three grouped under the heading of ‘Checking our Reasonimg’:

5. It is our own demons that are most likely to mislead us

6. We are all susceptible to obsessive states of mind

7. Seeing is not always believing: beware manipulation, deception and faking

The final three are characterized under ‘Making Intelligent Use of Intelligence’:

8. Imagine yourself in the shoes of the person on the other side

9. Trustworthiness creates lasting partnerships

10. Subversion and sedition are now digital.

This section includes several insightful passages, such as his coverage of conspiracy theories, where he cites Peter Wright as noted delusionist. He provides (on pages 142-143) a useful checklist of memes that characterize a conspiracy narrative, and admits that today’s world of social media makes it much more difficult to debunk or dismantle such theories. He adds, somewhat beguilingly, that his experience ‘is certainly that even in the world of secret intelligence cockups outnumber conspiracies by a large margin’. He recommends a number of steps that an analytic team should perform to check their models in the light of new information, since even such disciplined teams can fall in love with their own theories. I found all this accurate and hard-hitting advice.

I thought, however, that Omand’s arguments became a little slack, the further on he went, and even presented some contradictions. For instance, I considered a phenomenon of Number 8 that Omand does not cover: the appeasement of Stalin in the belief that he would behave like a decent English gentleman after sitting in meetings with the likes of Anthony Eden, and the completely misguided strategy of ‘co-operation’ that the Foreign Office tried to forge as the Soviet Union and the Western Allies fought together against the common enemy. It was the inability to imagine that Stalin was an irredeemably ruthless individual, an autocrat who did not have to listen to ‘the hard men in the Kremlin’ (or even to his own people, as he claimed) that resulted in a disastrous misjudgment of his intentions.

And, as for 8 and 9, whom should one trust? Should the USA and Great Britain really have sat down at the conference table with the amorphous and undisciplined Taliban, for instance, knowing that that body was utterly untrustworthy? Would one of Omand’s ‘negotiated agreements’ have meant anything? On Lesson 9, Omand concentrates on ‘trust’ between natural affiliated allies, such as the USA and Great Britain, and the long-term value that such strategic alliances can bring. But how enduring are they? Are they institutional, or too dependent on personalities? Can President Trump, or a Brexit, disrupt them in both directions? Do the FBI and the CIA, or MI5 and MI6 trust each other? Do members of NATO trust each other over controversial issues like Afghanistan? Does the public trust the government? It is in this section that Omand’s advice tends to become a bit preachy and idealistic, and I should have liked to read more on when and why the process of intelligence analysis fails.

Moreover, even if the analytical process is correct, the problem will be one of political will, made all the more difficult by the fact that everyone and his sister will be out there on a public platform criticising policy, or recommending populist change. The recent withdrawal from Afghanistan is turning out to be disastrous: one expert stated on television that the USA had given the Afghan government the materials, the training, and the intelligence, but that it lacked the political will to resist. Yet an assessment of the integrity and fortitude of the Afghan administration should have been one of the factors in intelligence-gathering before planning the withdrawal. (Bayesian reasoning does not appear to have helped here.) On the other hand, from intelligence gained, China’s intentions regarding territorial expansion and authoritarian control seem evident enough, what with the suppression of the Uighurs, the closing down of democracy in Hong Kong, and its claims on Taiwan, but does President Xi’s policy represent an existential threat to the West, and how can it be resisted given how economies are interlocked?

Omand’s argument disappointingly starts to get mushier in lesson 10 (‘Subversion and sedition are now digital’), where, after covering the dangers from cyber-crime and -espionage, he tries to summarise: “Finally, in Part Three I have wanted to persuade you that to manage our future sensibly we all need effective partnerships based on trust and the ability to establish constructive relationships with those with whom we have to deal.” Who is that ‘we’? – the familiar plea of the journalist with his or her heart on the sleeve, appealing to an undefined audience. And a page later, he follows with: “We are on notice that there are further developments in information warfare capabilities over the horizon that will further damage us, unless we start to prepare now.” All very vague and unspecific, more like an article by the Archbishop of Canterbury: not a useful call to action.

In a more puzzling denouement, Omand appears to discard his own Lessons in his final chapter 11: ‘A final lesson in optimism’. It is as if his Editors told him that he had to leave his readers with some hope among the chaos. The chapter concludes with an analysis of the rules of today’s digital byways, and the author then rather fancifully projects forward to ‘a warm spring day in Trafalgar Square in 2028’. After welcoming a return to representative democracy, Omand attributes the success to three schemes. The first was a major five-year programme in schools to teach critical thinking for the digital world; the second was ‘a marked reduction in the vulnerability of the public to online manipulation and disinformation’. He illustrates it as follows: “There was praise for the leadership of the new US President in calling a 2025 global conference on internet norms that had brought together democratic governments, civil society groups, the major internet companies and the global advertising industry.” (p 291) This is pure Kumbaya wish-fulfilment: maybe Osman’s own demons trying to mislead him, his own ‘magical thinking’. The third scheme was a stronger defence against cyber-coercion. However realistic that third plank may be, the chapter constitutes a weak ending to an otherwise strong book.

As a coda, I offer this suggestion. In a recent LRB review of Scott Anderson’s book on the CIA, The Quiet Americans, Charles Glass presented a long list of US intelligence failures, including many of Omand’s examples, from the Soviet atom bomb to 9/11, which he tantalisingly attributed to a ‘neglect of intelligence gathering’, rather than to a failure of analysis. So perhaps a broader study is required: how ‘spies’ collect information, whether they all cogitate over it according to Omandian principles, what happens when they disagree, and what occurs when they present their conclusions to their political masters. ‘How Politicians Think’ would be a valuable follow-up. All politicians who set out to ‘change the world’ should be interrogated to determine why they think they know best what ‘the world’ needs, and why their enterprises will necessarily make it better, not worse.

Finally, I noted a few questionable assessments in the text overall.

P 139   “The paranoia even crossed the Atlantic. Under the charismatic influence of Angleton, a small group of MI5 officers in London led by Peter Wright caught the obsession with long-term Soviet penetration. Angleton sent the defector Golitsyn to London to brief them and help them uncover the Soviet weevils presumed also to be burrowing away within the British intelligence agencies.” They did? What ‘weevils’ were those? ‘Presumed’ or ‘real’? If ‘uncovered’, presumably the latter. But who? I think we should be told.

P 141   “We now know that he [Hollis] was cleared by high-level British government inquiries, confirmed by evidence from later KGB defectors.” Well, actually not quite true. And who are ‘we’, again? The question was very much left open: Gordievsky may have pooh-poohed the idea, but his and Christopher Andrew’s explanations about ELLI muddied the waters. If it were only that simple.

P 174   “The Cabinet Secretary would have been all too aware that the incoming Prime Minister [Wilson] had been, as we saw in the previous chapter, the subject of unofficial inquiries by a clique of MI5 officers in response to the CIA’s Angleton into whether Wilson was a KGB agent of influence.” A clique? Who, in particular? Is that intelligence or rumour? That claim deserved greater detail. Was it an example of ‘How Spies Think’?

P 175   “Eric Hobsbawm knew he had been discriminated against  . . .” Of course, Hobsbawm should have been discriminated against! See my comments under MI5, the Cold War, and the Rule of Law, above.

P 215   “That led to the uncovering of the Russian spies Donald Maclean  . . . and Klaus Fuchs.” Maclean and Fuchs were British citizens, but Soviet spies.

P 243   “We all carry, for example, unconscious fear about others who appear different. This instinctive xenophobia is the result of our evolutionary history as a species.” This is a very risky and debatable generalization, a dangerous step into the domains of anthropology and biology.

P 275   “The individual Western citizen is thus already, and will be for the foreseeable future, the recipient of digital information of all kinds  . . .” Both a statement of the obvious, as well as a feeble prediction: ‘the foreseeable future’ (like ‘only time will tell’) represents a vague prognostication that should NEVER be used by any reputable intelligence analyst, let alone an officer of Omand’s stature. The period could be five minutes or fifty years.  I forbad my team at Gartner Group to use either of the two phrases.

But definitely the best book of the four. The ‘wise cryptanalyst’ is not on my list.

(New Commonplace entries can be found here.)

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