Tag Archives: rothschild

2024: Year-End Roundup

To welcome the New Year, I present a potpourri of current heartwarming stories, mostly from the world of intelligence. I wish all coldspur readers a happy, prosperous and inquisitive 2025!

[Coldspur: ‘Purveyor of Conspiracy Theories to the Gentry’ ®]

Contents:

When Victor Met Venetia

(An odd sighting of Victor Rothschild and Venetia Montagu, with links to Blunt, Burgess and Maclean)

False Alarms: Sisman, Trevor-Roper and Philby

(Philby is falsely accused of prolonging the war)

‘The Airmen Who Died Twice’

(Some reflections on the romanticization of many WWII memoirs)

An Update on the Blunt Confession

(MI5 engineered Blunt’s confession before the Attorney-General approved it)

Philby the ‘Double Agent’

(Further hints that Philby was admitted to be working for MI6 and the RIS at the same time)

Christopher Andrew and the Minor Biographies

(Did the renowned authorized historian actually read his latest book?)

Borodin: Deception, Defection and Interception

(The experts let me down)

The Biography of Margaret Thatcher

(A slight quibble with Charles Moore’s masterful biography)

. . . and an aside on awards . . .

(Exactly that)

Michael Holzman, Proletarian

(A bizarre re-appearance of Holzman’s indigestible Kim and Jim)

Ruthenia Revisited

(Culture is not inherited)

‘Richie Benaud’s Blue Suede Shoes’

(A famous 1961 Test Match, and my association with it)

*          *          *          *          *          *          *          *          *          *          *          *          *

When Victor Met Venetia

While I was pursuing my research on Victor Rothschild, a correspondent alerted me to an article in the Daily Mail that claimed that the infamous Venetia Montagu (née Stanley) had had an affair with Rothschild (see https://www.dailymail.co.uk/news/article-13804049/Torrid-trysts-bedroom-wheels-Prime-Minister-Asquith-lover-35-years-junior-lost-Britain-WWI.html ), where he is described as ‘the immensely rich scientist, spy and polymath Victor Rothschild’. (This article was prompted by the publication of a ‘novel’ about the affair between Prime Minister Asquith and Venetia, written by Robert Harris, and titled Precipice.) Now my immediate reaction was that such an alliance was highly unlikely: Venetia was twenty-three years older than Victor. It is of course possible that he could have been her toy-boy, but other snippets reinforced my doubts. The article suggested that Venetia’s described flings with her string of lovers occurred before 1924, when her husband, Edwin Montagu, died. Victor would have been a callow thirteen-year-old at Harrow School at that time.

Venetia Montagu

It may have been a case of mistaken identity. The Mail itself, in an article in 2016, described Venetia’s fling slightly differently, as being with ‘the banker Victor Rothschild’ (see https://www.dailymail.co.uk/home/books/article-3634319/The-PM-daughter-love-girl-Venetia-Stanley-won-heart-Herbert-Asquith-host-men.html ). Now Victor never described himself as a ‘banker’ (or even a ‘bonker’), and he denied strongly the assertion of a certain ‘Colonel B.’ to that effect, as his memoir Random Variables explains (page 92). I initially suspected that, if a Rothschild had been involved with Venetia, it is much more probable that it was Victor’s father, Nathaniel Charles who was the Rothschild who had been enchanted by her. Charles (as he was known) committed suicide in 1923 by slitting his own throat. His obituary indicates that he had encephalitis, but maybe he was also lovestruck, and brought to despair by the fact that Venetia no longer had time for him? While a keen entomologist and conservationist, he was primarily known as a banker. Victor excluded any mention of his father in the few memoirs he recorded.

An inspection of Kenneth Rose’s Elusive Rothschild deepened the mystery, however. Charles had apparently been struck with St. Louis encephalitis in 1916, and, on medical advice, left for Switzerland that year, while his wife remained in England to look after their four children. Charles returned to Tring, but he was not cured. After a few years of depression and debility, he gave up the struggle in 1923. (I discovered I had a copy of Frederic Morton’s 1962 history of the Rothschild family, The Rothschilds,in my library. All it says of Charles (‘Nathaniel’), ‘a gifted natural historian’, is: “Conscientiously but unhappily, he performed his duties at the bank until his suicide in 1923.”) Charles had an older brother, however, named Walter, who retreated from reality in a different way. His heart was also not in banking, but in zoology (as was Victor’s). He was forced to sit at a desk at Rothschild’s during the week, but he loathed it. And he led an unconventional life. As Rose puts it, exploiting Miriam Rothschild’s biography of him: “For years . . . his emotional life had been of labyrinthine disorder. Two mistresses, by one of whom he had a child, fought each other for his favours. A third, a peeress, systematically blackmailed him for thirty years by threatening to tell his strait-laced mother of their defunct liaison. Only Lady Rothschild’s death in 1935, two years before his own, defused that aristocratic conspiracy.” Walter sounds a much more likely candidate – but he was definitely not a banker.

Walter Rothschild

Venetia was not a peeress, either – merely the daughter of a baron. Edwin Montagu was also a son of a baron, Lord Swaythling, and thus brought no elevated nobility to his wife. Strangely, he was also judged to have died from encephalitis. Venetia bore a daughter in 1923, Judith Venetia, but her Wikipedia entry states that Judith’s father ‘was said’ (that weaselly anonymous expression) to have been ‘William Humble Eric Ward, then Viscount Ednam and later 3rd Earl of Dudley’. What these aristocrats got up to! Were ‘they’ correct about Viscount Ednam, or had the father in fact been Walter – from whom Victor inherited the baronetcy in 1937?  As Miriam Rothschild writes in her biography: “Walter’s irreverent nieces remarked that it was a wise man who knew which Rothschild was his own father  . . .”.

Yet I soon found that there were connections between Victor and Venetia. When Venetia eventually married Edwin Montagu in 1915, she had to convert to Judaism so that Montagu could keep his inheritance. This was an exact forerunner of what Victor’s first wife had to undertake to become accepted by the Rothschilds. Moreover, the files on the Rothschilds at the National Archives show that Victor and Venetia socialized, possibly through their acquaintance with another Cambridge scientist named William Grey Walter.

In the extensive follow-ups to the defections of Burgess and Maclean, when Victor was dribbling names of leftist Cantabrigians from the thirties to his MI5 interviewers, Walter’s name came up, on February 16, 1966. Evelyn McBarnet (D1, who appeared to be leading Peter Wright in the exercise) reported that Rothschild had recalled four more names since their last meeting: Mickie Burn, Harry Collier, Grey Walter and a man named Katz. (McBarnet noted that this was a very disingenuous offering by Rothschild.) Rothschild described Walter in somewhat alarming terms:

A very beautiful young man whom he thought of as a queer fish. He recalled that on one occasion when visiting a certain Venetia MONTAGU, a much older woman with whom Grey WALTER was closely associated, he had met MACLEAN staying at her house.

Grey Walter

Walter had a file already, PF 765553, so he was therefore known to MI5, but McBarnet did not then pursue the inquiry. Why Rothschild would choose to describe Walter in that way (his pretty looks did not survive into middle-age, it would appear) is bizarre, but the veiled hint is that Walter, who was born in the same year as Rothschild, was having an affair with Venetia. The implication was perhaps that Walter was tarnished in some way by the Maclean connection. But why was Rothschild visiting Venetia? Was Walter having an affair with her then? If Rothschild knew Walter well, why would he complicate matters by introducing Venetia?

MI5 followed up later – much later. On August 26, 1969, an officer (whose name for some strange reason has been redacted) interviewed Walter at his office in the Burden Neurological Institute in Bristol. The archived note does refer to an earlier discussion from August 4, and the interviewer sought clarity on something Walter had said about Guy Burgess. He wanted to know the date of a holiday that he had spent at Rothschild’s villa in Cap Ferrat, and who besides Burgess had been in attendance. Walter fumbled a bit: he thought it had happened before he was married, but he could not recall the exact date of the latter event. He concluded the visit was probably in 1932. (A note on the file says that Walter married his first wife, Katherine Monica Ratcliffe, in 1933. They divorced in 1945.) Walter then adds that the other attendees were Mary Rothschild, Venetia Montague [sic] and her small daughter, Anthony Blunt, and an auctioneer whose name he could not remember. I can find no trace of a ‘Mary Rothschild’ in the comprehensive Rothschild family tree which appears as an endpaper in Morton’s book: nor does Miriam Rothschild show one in the tree she provides with her biography of Walter. Did Victor perhaps present ‘Mary’ as some kind of relative? How did Walter misremember this person? Why did MI5 not follow up?

The report from the August 4 session is also perplexing. Grey Walter claimed that he had been Victor’s supervisor at Cambridge, which can hardly make sense, given that he was about six months older than Rothschild. He then expanded on his relationship, stating that he recalled attending parties at Llewelyn-Davies’s house in London after meetings of the Apostles. The report goes on: “The last, he thought, was about 1943, which, together with a lot of people he did not know, the following attended: Blunt, Burgess, Chesterman, Victor Rothschild, Alister Watson. . .”. He also expressed the opinion that it was paradoxical that a man of Rothschild’s wealth should join the Labour Party. Perhaps he might have wondered in that case why Rothschild had remained an Apostle, and had continued to mix with such a subversive lot.

So why was Victor friendly with Venetia, and inviting her (and her daughter) to his villa? Was it part of an obligation founded in his uncle’s abandonment of her? And did he introduce Venetia to Grey, or was the story of their affair all a pretence, to distract from his own entanglements? And what was going on with Burgess, Maclean and Blunt? I am not going to shell out $100 to buy Stefan Buczacki’s My Darling Mr. Asquith: The Extraordinary Life and Times of Venetia Stanley, which might help solve the mystery, but perhaps someone out there in coldspurland can contribute to solving the puzzle. Hallo, Nigel Platts! Hey, Richard Davenport-Hines! Help me out! (Has anyone read Precipice, and thus might be able to tell me if Harris has discovered any useful information?)

Nicholas Walter

Lastly, I should mention that Grey Walter’s elder son was Nicholas Walter, a prominent irritant to the authorities as a civil disobedience activist when I was growing up in the nineteen-sixties – a member of the Committee of 100, and of Spies for Peace. I notice that he also learned Russian while working for Signals Intelligence. His daughter, Natasha, carries on the family tradition, being an ardent feminist, anti-racist and climate activist (‘Extinction Rebellion’). She has also written a novel (A Quiet Life) based on the life of Donald Maclean’s wife Melinda Marling, which I have subsequently acquired. Perhaps being a gadfly is – ahem! – in her DNA. Then I noticed that she had written a memoir about her parents and grandparents, so I thought I ought to read that too, to see what she said about her paternal grandfather.

The book, Before the Light Fades, is primarily an elegy to the author’s mother, Ruth, who committed suicide as her dementia got worse, and Natasha spends a lot of time analyzing her own grief and sense of guilt. (As she admits, she makes ‘heavy weather’ of her grief.) She also describes the growth of the anarchist-protest movement that brought her parents together, and she appears to want to bear all the world’s woes on her shoulders. (You may not be surprised to learn that she is Honorary Professor of Climate Crime and Climate Justice [!] at Queen Mary University, without appearing to bring with her any appropriate qualification in meteorological science. As Dr. Heinz Kiosk constantly reminded us: “We are all guilty!”.) I found the story of her maternal grandfather’s sufferings under Nazism very poignant, but I was not moved by the overlarded lament about her own predicament and conflicts. In fact, I harbour some sympathies with her complaints about the condescending obscurantism and obsessive secrecy of British governmental institutions, but I have no time for persons who selfishly push their case by disrupting the ability of their fellow-citizens to carry on with their lives, and to go about their daily business. Moreover, the author is typically naive about the Soviet threat and influence during the Cold War. She writes nothing about the corresponding noisy protests demanding nuclear disarmament that did not take place in Russia while she and her friends were demonstrating so boisterously in Britain.

Natasha Walter

The disappointment was that I learned little about her paternal grandparents, since she concentrates on Ruth’s parents, Jewish refugees from Germany. I thus sent her an email (care of her press agent, of course), asking whether she was aware of the snippets in the Rothschild file, and whether she could add any information on her grandfather’s friendships and relationships. I received a very pleasant response from her, in which she revealed that she knew about Grey’s ‘connection with Victor Rothschild and Venetia Montagu’ – which statement implies that Venetia was closer to Victor than Grey was. She added that Venetia had given Grey a silver cigarette-case inscribed with the worlds ‘for services rendered’ – but what those services were is unknown. She said that her father had told her that her grandfather appeared to enjoy his association with the Cambridge spies, but that Nicholas believed that his father was probably not one himself. Apparently, Rothschild treated him poorly, refusing to see his old friend in 1970 after Grey underwent a serious accident. Maybe Rothschild felt awkward about having passed on his name to the authorities. And that was it.

I did read A Quiet Life. It is excellent. Walter’s novel was inspired by the life of Melinda Marling, but it does not attempt to embellish it. Instead, the author has written a very accomplished work of original imagination. Only towards the end, when the denouement of Edward Last’s escape is described, does Natasha Walter falter, as her details too closely mirror the circumstances of Donald Maclean, and a few jarring errors occur.

False Alarms: Sisman, Trevor-Roper and Philby

One of my correspondents, Moshe Evan-Shoshan, contacted me earlier this year to challenge me (very politely) over my treatment of Kim Philby, suggesting that I had downplayed his baleful influence on the course of the war, compared to the other members of the Cambridge Five. He referred me to a passage in Adam Sisman’s biography of Hugh Trevor-Roper, An Honourable Englishman, p 121 (in the USA edition), where the author claimed that Philby (as acting head of Section V of MI6, with Cowgill ‘out of the country’ at the time) had refused to allow a report by Trevor-Roper’s Radio Analysis Bureau (RAB) to be circulated further. The report, exploiting intercepted traffic, had reputedly indicated that the Sicherheitsdienst was encroaching on the work of Admiral Canaris’s Abwehr, pointing to a struggle for power between the Nazi Party and the German General Staff. “It implied that there was an opportunity for the Allies to exploit this widening rift”, wrote Sisman. Stuart Hampshire, representing RAB at the meeting with Philby, was reputedly astonished by Philby’s obduracy. When Trevor-Roper originally wrote about it, this incident had been eagerly picked up by other writers, such as Richard Deacon in The British Connection.

Adam Sisman

It was apparently not until two decades later that Hampshire and Trevor-Roper concluded that Philby had been carrying out Stalin’s orders, strongly discouraging any ‘dickering’ (as Philby described it in his memoir) with the Germans, as it was not in the Soviet interest to have the western allies colluding in any way with conservative Germans. Yet the strange thing about Sisman’s narrative here is that he provides no sources for any of his facts – neither the identity of the ‘Canaris and Himmler’ report, written by Hampshire in November 1942, nor its contents, nor the record of the meeting between Hampshire and Philby, nor the statement claimed to have been made by Hampshire immediately afterwards that ‘there was something wrong about Philby’. I dug around, and found that Edward Harrison, in his Foreword to Trevor-Roper’s Secret World, had identified the repository of the report as being HW 19/347 at the National Archives. So I turned to my London-based researcher, and asked him to photograph it: a couple of weeks later I received the package. I was at that time, however, consumed with other projects and distractions, and unable to give it any focussed attention for a while.

At about the same time, in April of this year, the Journal of Intelligence History published on-line an article by Renate Atkins and Brian Cuddy titled ‘The German opposition question in British World War II strategy: interpreting Hugh Trevor-Roger’s wartime intelligence reporting’. Moshe and I examined it. The authors were similarly puzzled. They had also located the ‘Canaris and Himmler’ report in HW 19/347, but they pointed out that it had a date of June 5, 1943. Sisman knew about this file, as he provides an Endnote to a report written in August by RIS (Radio Intelligence Service, the successor to RAB) titled ‘Abwehr Incompetence’, but all he writes about the puzzle is that the ‘Canaris and Himmler’ report was issued ‘in a bowdlerized form’ in June. That event occurred soon after Trevor-Roper had escaped a reprimand from Valentine Vivian, and been appointed the head of the new group, RIS, reporting directly to Menzies. (Sisman does not state who told him that it had been ‘bowdlerized’, or who had carried out such revisions.) On the other hand, Atkins and Cuddy, in their Footnote 27, gently undermine Sisman’s judgment concerning the virility of the struggle, pointing out that that opinion is not expressed in any of the three points that constitute the report’s conclusion, and that no recommendation for Allied intervention was made. They add that other scholars, such as P. R. J. Winter, who has written about the bomb plot against Hitler, have unwisely accepted unquestioningly what Sisman wrote, and they conclude that Trevor-Roper may have undergone an ‘embellished recollection’ when he wrote about the events in 1968. Yet Atkins and Cuddy do not express any scepticism about the claim that the earlier version of the report did exist.

An inspection of the file shows that the report, offered with Hampshire’s initials, and a date of June 5, 1943, could hardly be considered controversial. Its main conclusion is that Himmler’s Sicherheitsdienst was indeed intruding on the territory of the Abwehr, and that Canaris was therefore emphasizing tactical operational intelligence. Its issuance did provoke some minor debate, with Palmer, from Hut 18 at GC&CS, disputing some of the evidence. That prompted a partial climb-down from Trevor-Roper, who stressed that the conclusions were indeed tentative. So what happened to that more outspoken earlier version? Sisman writes that Trevor-Roper, frustrated by Philby, had enjoyed a meeting, probably in early April 1943, with his ally Lord Cherwell, Churchill’s top scientific adviser, and given him the earlier version of the paper. This news had found its way to Valentine Vivian, the vice-chief of MI6, who demanded, in a meeting with Menzies, that Trevor-Roper be fired for bypassing the proper channels. Trevor-Roper managed to defend himself, and even gained his promotion after the incident.

Yet, again, Sisman provides no source for the events apart from Guy Liddell’s diary, since Trevor-Roper had looked for sympathy from his friend at MI5 when his ideas kept being rejected. As it happens, Liddell wrote admiringly of Trevor-Roper’s report in his June 19 entry, quoting large chunks of it – but he expressed no knowledge of the earlier ‘unbowdlerized’ version. Sisman did not start work on his biography until after Trevor-Roper’s death: he had access to diaries and other papers, but he refrains from citing them in reference to these episodes, so it is impossible to verify the claims he makes. The description of the events in the summer of 1943 sounds realistic, but what about the skirmish with Philby the previous year? Trevor-Roper was not present. Did Sisman rely on the testimony of that very dubious character Stuart Hampshire? And was Hampshire embellishing his description of the Philby meeting as a way of bolstering his anti-communist credentials, and highlighting his good nose for spies? After all, what Philby stated about not wanting to circulate the paper would have harmonized well with what Churchill himself had instructed about not negotiating with any Germans, as Sisman himself acknowledges on page 122. Philby would have had the support of Cowgill, Vivian, and Menzies.

Another sub-plot was carrying on at this time, however. Sisman describes how Trevor-Roper, frustrated by the excessive secrecy and territorialism of his new boss, Cowgill, had contacted Cherwell on December 17, 1942, seeking his help in finding him a new job. He had been feuding with Cowgill for over a year. This was just a month after the supposed creation of the elusive first folio of the ‘Canaris and Himmler’ report. Sisman does not tell us what Cherwell’s response was, but it seems rather anomalous that Trevor-Roper would not have discussed with him then the essence of his controversial findings, and the regrettably undated contretemps between Hampshire and Philby, but instead have waited until April the next year to ‘mention casually’ to his mentor the fact that his unit had detected ‘signs of a power struggle’ in Germany, and passed him a copy of his report only then.

Elsewhere, Trevor-Roper wrote equivocally about his dealings with Philby. In his book The Philby Affair (the first chapter of which, rather confusingly, is also titled The Philby Affair), he provides two passages concerning these events. The first, in The New Machiavel, describing his summons to the meeting with Vivian and Menzies, runs as follows:

            I was, I fear, distrusted by our superiors, who suspected me, with some justice, of irreverent thoughts and dangerous contacts. I was secretly denounced as being probably in touch with the Germans, and more openly and more justly – accused of consorting with the more immediate enemy, M.I.5. I was once summoned to be dismissed.

Here, however, he does not single out Philby as being the prime agent of the accusations, or of behaving obstinately. Indeed, Trevor-Roper did not report to Philby, but to Cowgill (his immediate ‘superior’). The accusation of ‘being in touch with the Germans’ does, however, suggest a stronger liaison/sympathy than the eventual paper expressed, but Trevor-Roper’s failure to attribute to Philby the dramatic action which Hampshire described is a bizarre oversight.

A second passage (which is cited by Atkins and Cuddy, and of which Moshe carefully reminded me) appears in the chapter An Imperfect Organisation. Now Trevor-Roper is highly specific about Philby’s obstructiveness, and I reproduce the vital passage:

            Late in 1942, my office had come to certain conclusions which time proved to be correct – about the struggle between the Nazi Party and the German General Staff, as it was being fought out in the field of secret intelligence. The German Secret Service (the Abwehr) and its leader, Admiral Canaris, were suspected by the Party not only of inefficiency but also of disloyalty, and attempts were being made by Himmler to oust the Admiral and to take over his whole organization. Admiral Canaris himself, at that time, was making repeated journeys to Spain and had indicated a willingness to treat with us: he would even welcome a meeting with his opposite number, ‘C’. These conclusions were duly formulated and the final document was submitted to security clearance to Philby. Philby absolutely forbade its circulation, insisting that it was ‘mere speculation’.

I noted a few things about this passage. Nowhere does Trevor-Roper state that his report made a call for high-level action, as asserted by Sisman, or that the information, in Sisman’s words, ‘implied that there was an opportunity for the Allies to exploit the widening rift’. He does not explain why the report had to be approved by Philby: he says nothing about Cowgill’s absence. (I cannot even find evidence that Philby was officially Cowgill’s deputy at the time.) Philby was a junior officer who had been with MI6 for just over a year. How could he be expected to voice an opinion on behalf of Menzies, when the Chief was explicitly named in the report? Even if he had been deputizing for Cowgill, would he not have pushed the issue upstairs, rather than making a rash and very revealing decision on his own?

Moreover, Trevor-Roper is sophistical about his citing of Philby’s comments about ‘dickering with Germans’. Philby made these in the context of the state of the war at the end of 1943, not at the beginning. Philby himself writes that it was then clear ‘that the Axis was heading for defeat’. For Trevor-Roper to link his probably imaginary report of late 1942, and Philby’s apparent rejection of it, with the emerging dissentient voices in Germany a year later, is deceitful and unworthy. Neither Trevor-Roper nor Hampshire nor Philby was in a position to exert any influence on strategy, and the historian’s posturing looks like a piece of grandstanding, trying to show his moral superiority at the time, but also suggesting that he was outwitted by the evil Phiby.

Then other questions occurred to me. If Trevor-Roper had indeed stepped too far in interpreting intercepts, and recommending action, how come that Menzies (who needed to keep in favour with Churchill) had so swiftly accepted his arguments, and promoted him after the tense meeting with Vivian and Menzies? And why, if Cherwell had received a copy of the original RAB report, had it not surfaced in the Cherwell archive – perhaps with some indication of the action he took? Moreover, in the light of Trevor-Roper’s appeal to Cherwell in mid-December 1942, had the celebrated historian perhaps behaved especially provocatively in order to try to be transferred somewhere else? And why was Guy Liddell seemingly unaware of the earlier version of the report that got Trevor-Roper into so much trouble? Unfortunately, the historians involved here do not help much. Trevor-Roper’s Wartime Notebooks (edited by Richard Davenport-Hines) say nothing about the business. (It appears that the diaries have not been abridged.) Sisman uses Cherwell’s papers less intensely than does Edward Harrison, who, in Secret World engages in deep analysis of the disagreements between Trevor-Roper and Palmer, but studiously avoids any coverage of the genesis of the ‘Canaris and Himmler’ paper, or the resulting controversy.

RSS Arkley

I dug around a bit more. Guy Liddell’s Diaries were very revealing. They show that, in the winter of 1942-43, Liddell, as the chief of counter-espionage (B Division) at MI5, paid regular visits to St Albans for meetings of the RSS Committee, where Section V was based at the time: Trevor-Roper worked out of nearby Arkley, but reported to Cowgill of Section V. Thus Liddell kept in close contact with other Committee members, and was involved with the disputes over sharing ULTRA intelligence. Moreover, Cowgill was clearly present at the weekly RSS Committee meeting on December 3, 1942, at which everybody except Cowgill and Maltby voted not to dissolve the Committee. My records show that it was in early December 1941 (not 1942) when Cowgill and Montagu went to New York to help Stephenson with Double-Cross activities. It is highly unlikely that Cowgill would have left the country at such a critical period for the Committee – certainly for any length of time that meant he had to appoint someone to deputize for him. On January 7, 1943, Liddell and White discussed Cowgill’s behavior with Vivian, and Vivian had to admit that Cowgill’s perceptions were narrow.

I had also been surprised by Liddell’s reaction to the July version of the report, since his comments clearly tell (unless he was being massively deceptive) that this was the first time he had seen it – whether bowdlerized or not. His knowledge at the time would appear to be confirmed by another diary entry. On January 17, 1943, he comments on intelligence gained from Abwehr POWs about the incursions of the Sicherheitsdienst into Abwehr affairs, but Liddell makes no reference to any earlier RAB conclusions. Since he was in constant communication with Trevor-Roper (the contact that Vivian so strongly deprecated), it would be astonishing if the case of the inflammatory report had not been described to him by his friend.

Moreover, Liddell had known about Canaris’s dubious loyalty for some time. In his diary entry for November 12, 1940, he refers to testimony that the Soviet defector Walter Krivitsky had given MI5 the previous January, namely the suggestion that Canaris was in Russian pay. (This item does not appear in the official report, but Liddell had enjoyed private sessions with Krivitsky.) Liddell even suggests a possible meeting in Portugal, and he indicates that he has recommended to Valentine Vivian that they should ‘try to get at’ Canaris. Over a year later, on January 7, 1942, he makes the astonishing observation that the Times has reported that Canaris ‘is intriguing with Gen. Marschner for the overthrow of the Nazi regime’. Thus intelligence of rifts in the German ranks and specifically of Canaris as a rebel, that, according to Sisman’s allegations, was gathered by Trevor-Roper, was hardly news, and was even in the public sphere. Trevor-Roper may well have been echoing received wisdom within MI6 when referring to the possibilities of a rendezvous in Portugal.

The obvious answer was to contact Sisman, and to ask him why he had published such claims with so flimsy material to back him up. Accordingly, I sent to his agent (no direct email access to Mr. S. being available, as he is an important man) on August 8, a ten-point questionnaire, preceded by a suitable introduction. It ran as follows:

* Who was the source of this story?

* Have you seen the original RAB report?

* Where may the report be found/inspected?

* How do you know that it was later bowdlerized?

* What changes were made to Hampshire’s original draft?

* Where is the evidence that Trevor-Roper sent Hampshire to St. Albans to discuss it?

* What evidence is there that Philby refused to allow its circulation?

* Did Hampshire write up the outcome of his meeting with Philby?

* Where did Hampshire record his statement that ‘there was something wrong with Philby’?

* Who were the other RAB officers who were ‘baffled by Philby’s obduracy’?

I should greatly appreciate any other information you can give me on this puzzling incident.

I never received any acknowledgment from Sisman, let alone a response. He has thus been added to my ‘List’. I wonder whether he is embarrassed by what he wrote: he should be.

Thus the claim that Philby may have helped to frustrate a rebellion and coup against the Nazis lies on very shaky ground. Philby’s probably mendacious boast is not backed up by any other evidence. The story of Hampshire’s indignation, and of Trevor-Roper’s frustration, is supported by no archival evidence, not even a confidently attributed conversation. Cowgill was around in November to process the report himself. Any relevant exchanges between Trevor-Roper and Cherwell remain elusive. The true cause of Trevor-Roper’s summons by Vivian and Menzies cannot be determined. The so-called ‘unbowdlerized’ report has not been located. Guy Liddell did not appear to be aware of its existence. I cannot identify any reference by Stuart Hampshire to the incident. Moreover, if Philby had obstructed a report that encouraged Britain to interfere in a potential conflict between the Nazi Party and the General Staff, he was only expressing a policy that emanated from Churchill and was passed through Menzies, Vivian and Cowgill to him.

As with so many incidents, we outsiders should be very wary of trusting what so-called ‘experts’ write on intelligence matters, whose authority relies solely on the fact that they have developed a certain reputation. If their unsupported pronouncements go unchallenged, they frequently become cast in stone, are cited and reinforced in other works, and thus become very difficult to dismantle. (I explored this problem seven years ago, in Officially Unreliable, at https://coldspur.com/officially-unreliable/, but the defect is not restricted to authorized histories.) Historical figures, irrespective of their reputation, tend to embellish their own achievements, and biographers should be very cautious before accepting such claims. Sisman has been shown to be a very slippery and imprecise chronicler, and his subject, Trevor-Roper, turns out not to be the completely ‘Honourable’ Englishman that Sisman dubbed him.

‘The Airmen Who Died Twice’

I must confess to an enormous amount of disappointment that my researches into the crash of Flight PB416 did not result in any recognition by the authorities (Squadron 617, the Foreign and Colonial Office) that the disaster was the result of an incredibly stupid decision that turned fatally wrong. My dismay was intensified by the fact that it was the official historian at the F&CO who had put me on to the Crash Report where I discovered the shattering but embarrassing facts about the subsequent investigation which confirmed my theories. I posted my analysis of the file well in time before the eightieth anniversary of the event, but it was sadly ignored. I had imagined that the British Embassy in Norway would be participating in a commemoration service at the church in Nesbyen, as they had done ten years ago, but its representative informed me that they had not been invited to any such event.

I feel that I have been let down by several persons – not just the obtuse ‘historians’ at the 617 Squadron Association and the Foreign and Commonwealth Office, but also by reporters in the national media, whose invitations for stories were clearly bogus, as the newspapers did not even acknowledge my emails. I failed to gain any response from more independent reporters who should have had a professional interest in what I wrote, and there even ‘friends’ I had acquired through coldspur who made promises, but turned out to be utterly useless. And the person who started the whole project off has turned out to be an empty vessel, and has done nothing detectable to promote my story in the UK. It is all quite astonishing, as my ‘conspiracy theory’ offers much substance, and a good deal of hard evidence, and I repeat my suspicion that some kind of celestial D-Notice may have closed out any discussion.

In late September, I noticed on Facebook that the 617 Squadron Society had posted a story, with photographs, reporting that the ‘Nes’ [presumably ‘Nesbyen’] Historical Society had held a ceremony at the crash site in September, and it offered photographs of those attending, including the mayor of Nesbyen. I immediately posted a message of support, recognition, and thanks, and provided a link to my analysis of the Crash Report. By the end of the month, fifty-three persons had indicated their approval of the ceremony: none had showed any appreciation of my message, which is prominently displayed. Is that not weird? I then dug out the email address of the mayor from the Web, and sent her a message explaining the history, and providing a link to my analysis. I never heard back from her.

Nesbyen Churchyard

I believe that a strange dynamic is at work here. I detect a very strong interest from amateur historians and aficionados in the fortunes of WWII frontline soldiers, airmen, seamen and agents – especially those who lost their lives in a good cause. Much of this derives from an appreciation of their heroism in confronting dangerous odds, and sometimes having to undergo unspeakable cruelty. I believe that a continuing remembrance of what they went through is admirable, and I have shown my support in my attention to the victims in F Section of SOE, and to the unfortunate casualties from Flight PB416 of the ‘Dambusters’ squadron.

Yet such concerns display all too often a sentimental and unrealistic side. Many books are written about the failed operations in which these heroes and heroines took part, and many of them are not very well put together. I have learned, from some of the chat-sites on the Web, that the mere publication of a book is an occasion for intense excitement and congratulations, irrespective of its quality. There are a few excellent authors out there, such as Clare Mulley and Stephen Tyas: on the other hand, too many clunkers are published. I recently read one, titled Behind Enemy Lines with SOE, based on the memoirs of Major E. C. R. Barker, introduced and annotated by Michael Kelly. It is a clumsily compiled work, and poorly edited. It is an account of Barker’s participation in Operation Arundel of the CLOWDER mission in the Balkans, which took place in the autumn of 1944. As the flyleaf describes: “The team’s brief was to find safe routes into Austria and infiltrate agents in order to encourage resistance against the Nazis.” It carries the obligatory blurb from Nigel West: “At last a brave officer on a clandestine assignment in the Balkans receives the recognition he deserves”.

This was, however, a foolhardy mission, conceived with poor intelligence, and launched without sensible logistic support. It should never have been undertaken. Yet to suggest that some of these schemes dreamed up in London were hare-brained frequently touches a nerve of those who are very reluctant to accept that the adventures of their relatives and heroes might all have been in vain. (Barker actually survived the CLOWDER operation, although Hesketh Pritchard, about whom I have written, did not.) Such persons can become very defensive about the units (SOE, Squadron 617, Bomber Command, etc.) for which the subjects of their attentions served. The epitome of this syndrome is Francis Suttill, Jr., who, naturally holding a life-long grief about the death of his father in the collapse of the PROSPER network, cannot face the facts about its betrayal and his father’s subsequent execution, as it would depreciate the sacrifice that he made. It is as if a criticism of the Gubbinses, Wilkinsons, Buckmasters, Harrises – all looking out carefully for the medals to be awarded to them – implies a criticism of the agents and airmen they sent out, many on doomed missions. As an antidote to some of the romanticism depicted in books about such exploits, I recommend Jim Auton’s bitter, but balanced, account of his aerial experiences, mostly in eastern Europe, titled The Secret Betrayal of Britain’s Wartime Allies.

I cannot help feeling that the lack of interest in my findings displayed in The Airmen Who Died Twice is largely explained by the same reluctance. The doubters would rather believe that the crash was a sad accident, an incident in which an airplane went off-course in a storm, rather than the outcome of a cruel and desperate project, devised by Churchill in a desire to appease Stalin, which could have enjoyed no satisfactory outcome whatever. It is, of course, complemented by the desires of the authorities I named earlier to bury any theories that might provoke very awkward questions as to why they had ignored the facts for so long.

An Update on the Blunt Confession

I have on this site occasionally referred to the startling discoveries of archival items that suddenly vindicate my previously tentative judgments, or break open startling new research avenues. These include – but are not limited to – the note on Burgess’s contacts with the Comintern, the letter to Len Beurton from SIS in Geneva, the reference to Francis Suttill’s two visits to France in 1943, the report by Jane Archer on Philby, the admission by Guy Liddell that George Hill’s cipher clerk with the SOE in Moscow, George Graham, was actually a Russian born as Serge Leontieff, and the reference to two Russians in the PB416 crash report. I now draw attention to a recent revelation, which might have been overlooked by some readers when it appeared in the September coldspur.

Readers are no doubt familiar with the story of Blunt’s ‘confession’. Andrew described it on page 437 of Defending the Realm, and accounts since have emphasized that MI5 sought the permission of the Deputy Director of Public Prosecutions and the Attorney-General before approaching Blunt on April 23, 1964. The Cabinet Secretary, Sir John Hunt, described the episode thus to Prime Minister Jim Callaghan in December 1978, and his successor, Sir Robert Armstrong, wrote similarly to Margaret Thatcher in November 1979. Thatcher’s statement to the House of Commons on November 15, 1963, spelled out that the Attorney General concluded that ‘the public interest lay in trying to secure a confession from Blunt’, which duly occurred in that April of 1964, and she echoed the claim that new information had arrived earlier in 1964 (when the revelations from Straight had in fact been received the previous summer).

I debunked this account in my two pieces in January and February 2021, titled ‘The Hoax of the Blunt Confession’. My reasoning was primarily as follows: 1) Michael Straight had admitted, in the early summer of 1963, that Blunt had recruited him at Cambridge; 2) Roger Hollis visited the FBI soon afterwards; 3) Straight came to Britain that October, and had meetings with Blunt and with MI5; 4) John Cairncross, whom Blunt shopped, ‘confessed’ to Arthur Martin on American soil in February 1964; 5) the very stagey confrontation with Blunt, described in very melodramatic (and conflicting) terms, did not officially take place until April. My conclusion was that the deal had taken place in December 1963, and that Blunt had accepted the offer of immunity, and (partially) confessed.

[Incidentally, when reading Christopher Andrew’s recently published profile of Cyril Mills, an officer in B1A in MI5, titled The Spy Who Came in from the Circus, I noticed, in a Footnote on page 275, the following laconic text: “In 1963 Blunt had made a brief confession in return for a promise of immunity from prosecution.” 1963? Andrew has always, so far as I know, dated Blunt’s confession to April 1964! Why did he revise his opinion? No source or attribution is given, but I can only assume that the Professor has been reading coldspur, and that he was persuaded by my analysis. In any event, it would be useful for all of us to hear the facts from him.]

Yet, when I wrote those pieces about the Blunt Confession, I rather simplistically assumed that the approval process had also taken place that December, before the actual interrogation that gained the result that MI5 wanted. A couple of months ago, however, I stumbled upon another minute written by Sir John Hunt, this time to Harold Wilson, dated July 3, 1974. Here he wrote: “Following his [i.e. Blunt’s] confession, the case was referred to the Attorney General of the day, Sir John Hobson, who decided that the public interest lay against prosecution.” It was obvious from this that MI5 had forged the immunity deal when it lacked the authority to do so, and that the officials properly responsible had been informed after the fact. Hobson had to decide whether they should honour MI5’s clumsy initiative, or whether they should indeed prosecute Blunt, and explain to him that the offer had been made fraudulently. The authorities (presumably Prime Minister Douglas-Home – although he later claimed to have been uninformed – Cabinet Secretary Sir Burke Trend, Home Secretary Henry Brooke, and the Attorney-General) chose the safer course. And thus the myth was promulgated.

Cabinet Secretary Sir John Hunt

Gave the game away about Blunt.

In a careless memo he conveyed

That the ‘confession’ was all a charade.

One important aspect of the deal is the legal wording that protected Blunt. In Thatcher’s statement she refers only to ‘the offer of immunity’, i.e. without a guarantee that the fact of his espionage would not be disclosed by the government. In the Epilogue that Andrew Boyle wrote for the paperback version of The Climate of Treason (in which he very provocatively presented Jim Skardon, not Arthur Martin, as being the successful emissary!), the author described how Thatcher’s Attorney-General, Sir Michael Havers, having studied the documents, felt strongly that Blunt ‘deserved to be shielded from exposure as well as from prosecution’. But Thatcher overruled him. Nothing could have prevented Blunt from being exposed by the media, of course, though that might have entailed a costly libel action. But did the agreement actually spell out the implications of non-prosecution and non-disclosure? I suspect the original, non-authorized, offer was given only orally, and discussed in a collegial fashion after Blunt was faced with the Straight evidence. In any case I can’t imagine Blunt saying: “Oh, I’d better check that with my lawyer before I sign anything”. Moreover, the official version not so smoothly elides over the business of a written document to be signed. If Blunt had been unprepared, would he have not simply rejected the whole idea indignantly, rather than asking Skardon/Martin to show him the paperwork? Any hesitation would have given the game away. It is all very absurd.

While on the subject, I record here another story on Blunt. I read somewhere that T. E. B. Howarth, in his book Cambridge Between Two Wars, which appeared in 1978 (i.e. the year before Blunt was unmasked) had contained broad hints about the identity of the Fourth Man, and I wondered whether his disclosures had helped fuel the Fleet Street rumours. I acquired the book, and noticed that the text on the end flap encouraged such speculation, since Howarth harboured his own suspicions. The author wrote in his Preface (dated 1977) that the hypothetical ‘Fourth Man’ ‘was believed to have recruited [believed by whom? a passive formulation I abhor] Philby, Maclean and Burgess as Soviet spies’, but stated that he doubted whether the truth would come out without access to Soviet sources. Nevertheless, with his suspicions, he added: “Now that the period is being intensely studied, it would not be surprising if more light were soon to be shed on these murky corners. Perhaps a few glimmers may be found in the following pages.”

The most obvious statement would appear to be one found on page 210, where Howarth writes: “In a 1937 compilation of left-wing essays, characteristic of the times, and ironically titled ‘Mind in Chains’, we even find a future Keeper of the Queen’s pictures, Anthony Blunt, then a fellow of Trinity, torturing his critical sensitivity to conform with the new orthodoxy. He quotes Lenin to Clara Zetkin: ‘Every artist . . . has a right to create freely according to his ideals, independent of anything. Only, of course, we Communists cannot stand with our hands folded and let chaos develop in any direction it may. We must guide this process according to plan and form its results.’” The absurd aspect of this public expression is that Blunt, unlike Burgess, Philby and Maclean, made no attempt to conceal his true political opinions, right up to his recruitment by Military Intelligence in 1939. And yet he was the last of the Five to be exposed.

Lastly, my loyal correspondent Andrew Malec encouraged me to watch the 1987 TV movie on Blunt, The Fourth Man. I initially intended to offer a short review here, but its story and origins are so fascinating that I shall dedicate a coldspur bulletin to them. It will appear next month.

Philby the ‘Double Agent’

This one will not go away. Regular readers will be familiar with my disdain for writers who refer to members of the Cambridge Five (most frequently Kim Philby) as ‘double agents’. They were more correctly ‘penetration agents’, initially recruited by the Russian Intelligence Service (a useful term to represent Soviet Military Intelligence, the GRU, and its companion Federal Security Agency, in the guise of the CHEKA, OGPU, NKVD, MGB, MVD, KGB, etc. over the years), who then infiltrated various British offices and intelligence agencies under false pretences, with their undivided loyalty remaining to the Soviet Union. Just because a Soviet agent happened to be employed by a British intelligence organization did not make him or her a ‘double agent’.

A ‘double agent’ is one who is believed by his (or her) new employer to have switched his allegiance from an enemy service to the domestic one, without the initial recruiting agency’s being aware of the change of allegiance. Of course, the representation might be false, and the enemy might actually still control the individual. That is why John Bevan of the London Controlling Section in WWII preferred to refer to the agents working on behalf of the Double Cross System as ‘controlled enemy agents’. That was also a misnomer, however. It was an accurate term only for those agents – e.g. Wulf Schmidt (TATE) – who had been recruited as loyal Nazis before being poached by MI5. Some of the agents were in fact ‘penetration agents’ who had been recruited by the Abwehr while intending all the while to work for the Allies – e.g. Pujol (GARBO) and Popov (TRICYCLE).

Yet the ‘control’ aspect is vitally important. With Schmidt, for example, all his wireless messages were prepared to be transmitted under his name by MI5 officers, and of course he was never let out of the country. If he had been, he surely would have blown the whole operation (in the early days, anyway). On the other hand, part of the ruse with Popov was that he was allowed to meet his Abwehr handler on neutral territory – a sure sign that he was trusted completely by his British mentors. If control could not be ensured, and doubts came to threaten the confidence the institution had in an agent – as happened with Arthur Owens (SNOW), or Eddie Chapman (ZIGZAG) – then that agent had to be dropped. That was a difficult operation, as the enemy might have wondered why the agent had been taken out of service, and perhaps it would have suspected that its negotiations and discussions with the gentleman in question could have been intercepted.

The inevitable conclusion from all this is that the life of a double agent is normally a very perilous one. It demands a great ability for dissimulation, and the commitment to memory of stories and facts supporting each discrete role. The threat of being caught out by the crueller of the two powers will cause immense stress – unless, of course, the person is safely ensconced in a remote house, such as Schmidt, with the work being done on his behalf. Yet, even up to the end of the war, Schmidt feared for his life that the Germans would discover who he was, and how he had allowed himself to be used in the Allied cause. Overall, true ‘double agents’ do not last long (and the disposition of such by the Soviets in World War II tells a very gruesome story.) Their eventual loyalty is solely to their own survival.

I was thus pulled up in my tracks, when reading John Fisher’s 1977 book Burgess and Maclean: A New Look at the Foreign Office Spies, by a brief assertion the author makes, on page 100, when writing about the leakages attributable to HOMER. The passage starts as follows: “Kim Philby, the spy who, all along, had been a double agent, says that he was briefed in London . . . .” What does this mean? It is not written in the context of a careless reference to Philby’s treachery. It follows a serious evaluation where Fisher writes: “In some cases they [counter-espionage officers] are prepared to work with double agents, that is, men who are betraying information to both sides, in the belief that they can feed more false information to the enemy through a double agent than he can feed to them – or alternatively they hope to win over the agent so that he or she will work exclusively for them in the future.”

It sounds as if these nuggets were fed to Fisher by some naive officer in MI6 who truly believed that such a policy would work with Soviet agents, but, more astonishingly, that Philby had actually been cast in that role, and was carrying out such disinformation exercises to his original masters in the belief that the messages would be trusted. But what if the first thing that Philby had done was to inform his NKVD handler that he was under British ‘control’, and that nothing he was passing on to the Soviets should be trusted? I have made the same point about Anthony Blunt, when the historian Michael Howard absurdly claimed in the Times that Blunt was being used for such purposes. And why would Philby submit to such a scheme, since he must have realized that, if ever he were suspected of having switched sides, his remaining days on this earth would have been drastically reduced? If he did consider volunteering such a recusancy to MI6, and agreeing to be ‘turned’, the first thing he would have done would be to contact the NKVD and gain its permission to do so. (One major irony of this whole exploit is that, for a while in 1943, the NKVD deemed that Philby and the rest of the Cambridge Five were indeed under control of British Intelligence and passing on misinformation to the Kremlin.)

And yet this leaker indicates that Philby had been a double agent ‘all along’. Since when? Since Vienna in 1933/34? Since September 1939? Since he was recruited by SOE in 1940? By MI6 in 1941? It is not clear, but it echoes other vague assertions that I have noted in my previous research. (The conundrum implicitly posed by Fisher is irritatingly not addressed, let alone resolved, in his later chapter focused on the ‘Third Man’.) The murkiness of the Vienna days still bemuses me, but I have made a strong case that Philby did indeed offer his services to British Intelligence in September 1939, when, fearful of possible revelations from the coming Krivitsky visit, he used the Nazi-Soviet Pact as a pretext for coming to an ideological volte-face. He thus pretended to have recanted from his former Communist allegiance, and he promised that he and Litzi would now work for the Allied cause.

The continued belief held by many officers in MI6, even after the events of the summer of 1951, and Philby’s recall from Washington, that Kim had been a loyal officer throughout the war, and beyond, would tend to support my theory that he very skillfully effected a change of heart in 1939, deluding the big shots in MI6 and MI5. The problem was that the leaders of British intelligence simply did not understand guile and subterfuge, and certainly did not understand how the intelligence agencies of their enduring antagonist, the Soviet Union, worked. Their first reaction was to pat themselves on the back for the coup of gaining a Communist convert, when they should have been suspicious, sent Philby into exile in the Outer Hebrides, and asked themselves: “How many more might there be out there?”.

So where does that leave Philby’s status? To MI6, he was a counter-espionage officer who had been reformed, and seen the light, after the Ribbentrop-Molotov Pact, and could be relied upon to pass on disinformation to his former controllers, who had been gulled, and (so they thought) continued to believe misguidedly in the loyalty of their agent. That illusion started to crumble after the Volkov incident of 1945, the embarrassment of the Litzi/Georg Honigmann elopement in 1946, and the association with Burgess in 1950 and 1951, with the ensuing ‘Third Man’ suspicions. In that sense, doubters of his integrity might justifiably have offered the opinion that Philby was some variety of ‘double agent’, working at times for both sides, but one who was not ultimately controlled by MI6. As for the Soviets, they believed they had installed a very capable agent who had hoodwinked British intelligence, until in 1943 they started to harbour doubts about the reliability of the information they were receiving, and considered that Philby might indeed be a creature of British intelligence. For a while they might too have judged that he was a ‘double agent’. (And later, in Moscow, they protected state secrets from him, still not trusting him utterly.)

I can think of no analogous example the other way – of a native German or Soviet citizen recruited by MI6 who confessed to his totalitarian organs his past role as a traitor, and volunteered to work for his national intelligence services in some role – while thinking that he could continue his work as a spy. I maintain that such a person in that situation would more probably have been executed on the spot. It could only happen in Britain, where the Soviet Union was a temporary ally, under a non-totalitarian system, with radically different cultural norms, accompanied by a rather simplistic approach to security by its intelligence services, that such events could be allowed to happen. Meanwhile, these hints about Philby’s transfer of allegiance continue to accumulate, without yet offering any conclusive evidence . . .

In that last respect, a dishonourable thought occurred to me. When Michael Howard wrote that notorious letter to the Times, he might have entertained one of two contrasting beliefs. The first might have been that he was disingenuously offering a cover story for MI5’s lamentable failure to prosecute Anthony Blunt, not seriously believing in the pap he offered to the newspaper. On the other hand, he might have been one of those intelligence officers who had convinced themselves that Philby had been working on behalf of British intelligence since the outbreak of the war, had been helping to pass misinformation on to the Soviets, had included Blunt (and maybe Burgess, too) in his team of fresh loyalists, and that such exercises were actually successful. After all, why was Liddell ‘consulting’ with Burgess and Blunt over the Borodin business unless he devoutly believed that they were reliable assets who would pass on disinformation to the Soviets? Such an idea is so preposterous, it might even have some validity.

Christopher Andrew and the Minor Biographies

Scattered around my shelves are the biographies of minor players in the intelligence world –  those of Kitty Harris, Klop Ustinov, ‘Tar’ Robertson, and the like. I had to read them all, because there were bound to be nuggets that appear only within their pages. But many of them are indifferent – and frequently have to be padded out with historical background material since there is not enough to write about the character to fill a book properly. Thus, for the neophyte who seeks an introduction to the hoary old stories (the Cambridge Five, ULTRA, the birth of SOE, the Double-Cross System, Gouzenko, etc. etc.) they can represent an engaging few hours of productive leisure-reading, but I cannot imagine anyone who is unfamiliar with the broad outlines of the canvas wanting to pick up such specialized volumes, unless they are dedicated aficionados like me, or are perhaps members of the extended family of the subject.

I have read at least four such books over the past year: A Faithful Spy: the Life and Times of an MI6 and MI5 Officer, by Jimmy Burns (about Walter Bell: the rather sad ‘Life and Times’ highlights the problem); Spy Runner by Nicholas Reed (a 2020 re-issue of the 2011 memoir of his father, Ronnie Reed); The Spy Who Came in from the Circus, by Christopher Andrew (about Cyril Mills of the circus family: I suppose he actually came in from the circus into the ‘Circus’, namely MI6, of John le Carré); and A Suspicion of Spies Risks, Secrets and Shadows, by Tim Spicer (about the no doubt ‘legendary’ but elusive figure of Wilfred Dunderdale, who rejoiced in the nickname of ‘Biffy’, at home alongside all those ‘Jumbos’, ‘Busters’, ‘Fruitys’, and ‘Sinbads’). I plan to write in detail about these four books in a coming coldspur bulletin, but wanted to make a few observations now about Andrew’s enterprise, as I found some aspects of its delivery very puzzling.

I can live with that that rather ponderous title: Mills was actually a spy before and after the war, while working in counter-espionage for MI5 during it. Andrew does have to cover, however, for the fact that Mills was not actually involved with many of the events that he describes, reflected in such speculative phrases as: ‘Though only twelve, Cyril Mills cannot fail to have been struck’. . . ; ‘He must have been impressed by Ramsay MacDonald’s acceptance. . . .’; ‘Abrahams must have told Cyril. . . .’; ‘Mills could not fail to have been moved by the speech . . .’; ‘The key intelligence breakthrough, of which Mills was unaware . . .’; and perhaps the most classic of all: ‘Cyril and Mimi . . . were not present on 8 July 1961 . . .’ (at Cliveden, on the day that Ivanov and Profumo first met Christine Keeler), alongside a lot of other more famous names who were curiously absent from the scene that day.

Yet it is the presentation by the author himself that I find bizarre. He offers an absurdly long bibliography (of which no less than seventeen items are by Andrew himself), and in his Footnotes adds a number of personal touches, describing his own interactions. In at least one, however, he refers to himself as ‘Christopher Andrew’ (p 201), instead of ‘the author’, or ‘me’, the more frequent designation. Furthermore, one remarkable passage appears as follows (p 102): “Despite this mess, the somewhat singed and water-damaged files from the First World War and interwar period, saved by Mills and his helpers, were a crucially important source for the history of MI5 published almost half a century later by its official historian, Christopher Andrew.”

Why would the author want to refer to himself in this pompous manner, in the third person, as if the readers have not already been reminded enough of his history of MI5 by now? And why ‘almost half a century later’? He is referring to the fire in Wormwood Scrubs in 1940: Defending the Realm was published seventy years later. How could he commit such an obvious error? Lastly, why would he refer to himself as the ‘official’ historian of MI5 – a mistake reproduced in the inside flap? He was the ‘authorized’ historian – which is quite another category. (He makes the same mistake about Keith Jeffery, described as the ‘official’ historian of MI6.) One wonders: did Andrew really write this book? And did he even read it before it was published?

Borodin: Deception, Defection and Interception

I enjoyed the exercise of researching and writing about N. M. Borodin, the biological spy. It was a change from the regular beat, and I learned a lot in the process. I was happy with the way my piece turned out, with a pattern evolving that allowed a reasonably coherent story to be laid out, while still leaving some unanswered questions. I have made one significant discovery since. Stewart Purvis and Jeff Hulbert, having inspected the Burgess file KV 2/1115 (which I am awaiting from my London-based photographer), wrote in their biography of Burgess (p 287) that, one of the visiting speakers at a joint MI5-MI6 event held at Worcester College in 1949 was ‘a defector from Soviet military intelligence, Nikolai Borodin’. While that description is wrong (and Borodin has no entry in the index), the note in the archive records that Burgess, Rees and Footman were in the forefront of those who attacked Borodin’s credibility after he spoke. It is the brazenness of that onslaught that amazes me, and I believe that it is very significant.

Amazingly, on December 30, I stumbled on a remarkable passage on Borodin, written by Guy Burgess. It was buried deep in one of Petrov’s voluminous files, KV 2/3453.  A letter from Moscow, perhaps to Tom Driberg, had been intercepted, dated March 15, 1956, and the passage read as follows:

Of course what you say about PETROV is true – he was ‘paid nark. As far as I can make out, he gave his original information C.O.D. and subsequently added to it – in different and self-contradictory forms in England and America – on the hire-purchase system. They always do – and the Foreign Office and Intelligence services should know that perfectly well. I remember I once stayed for some days at a joint Secret Service-M.I.5 ‘house-party’. One of the visiting lecturers was a Soviet defector, rather like PETROV, called ‘Borodin’. After he had given his talk containing sensational secret revelations about the USSR, he was whisked away. The audience, all of whom, except me, were members of either the Secret Service or M.I.5 and hence people of whatever experience the officers of those strange services do have – even they smelt obtrusive rats in the revelations we had heard. They attacked the organizer of this proto-PETROV. This was an officer of great experience. He sadly admitted that scarcely a word was to be believed, but that it was always the same. People had to invent to earn their keep. He quoted the cases of KRIVITSKY, KRAVCHENKO and others as examples. Had PETROV been about then, no doubt he would have cited him.

The attitude of the officer who was responsible for bringing in Borodin is even more fascinating than that of Burgess himself. I shall have to return to these matters before long.

Yet the immediate aftermath has had its disappointments. Having performed my due diligence, I wanted to return to the letter by Richard Davenport-Hines in the Times Literary Supplement, which seemed more absurd the more I looked at it. I had written a long letter to the journal at the time, but its content represented augmentation rather than refutation, since I had not yet carried out my research. So I re-approached my contact at the TLS at the end of November, inquiring whether the Supplement would consider another letter. Unsurprisingly, he responded that the matter was no longer topical, but he did promise to alert Mr. Davenport-Hines to my piece after I published it a few days later.

I accordingly sent him an email on December 3, giving him the url. Shortly afterwards, I was alerted by academia.edu that someone had recently looked me up on Google, and had found my review of Agent Sonya on the academia website. It also told me that the inquiry had come from Hackney. I didn’t think much about it, until my contact told me that he was working at home, and that he had been blocked from inspecting my piece. Very innocently, I asked him whether he lived in Hackney, and he replied that he did – without asking me how I guessed. When I expressed my frustrations at the way that coldspur was routinely blocked in some parts of the UK, he replied that he did not think that Mr. Davenport-Hines lived in the Peoples’ Republic of Hackney, and he promised to advise one of the periodical’s major reviewers and correspondents of the existence of my article.

I never heard from him again – nor from Davenport-Hines. After a week or so, I inquired of him whether he had heard back, out of courtesy, from Davenport-Hines, noting at the same time that I was not greatly surprised by Davenport-Hines’s studied aloofness, and reluctance to engage with me, but thought that he should have at least responded to my contact. That email was ignored as well. However, on December 16, I received an email message from academia.edu informing me that Richard Davenport-Hines had accessed my review of Agent Sonya  . . .  Maybe the TLS had prodded him into action? Yet I have heard nothing since.

And then there was Kevin Riehle, an academic with whom I have enjoyed cordial exchanges in the past. He is the author of Soviet Defectors, which focusses on defectors working in intelligence, not trade groups. When an enthusiastic new coldspur reader pointed out to me that Riehle had claimed that Borodin had still been alive in 1979, I immediately emailed Riehle, asking him for the source. Within an hour, he had responded, regretting that he could not recall wherefrom he derived the factoid. I thanked him, and encouraged him to read my article, asking him specifically to comment on my analysis of Davenport-Hines’s text, and my interpretation of the ‘defection’ itself. I never heard back from him.

Regular readers of coldspur will recognize this distressing phenomenon: an established authority declines to engage in debate, or withdraws from it, because of self-importance, a sense of proprietorship, or simply embarrassment – or some combination of the three. I don’t know what happened to scholarship, but it is all very sad. I do not believe that the TLS would have published that letter had it not come from their insider, Davenport-Hines, and they trusted him implicitly. Yet my hunch is that he has been used, in the way that Alan Moorehead, Chapman Pincher and others were exploited for propaganda purposes.

The Biography of Margaret Thatcher

As I reported in October, my reading of To Catch a Spy prompted me to acquire, and read, the massive three-volume biography of Mrs. Thatcher by Charles Moore. I acquired a set (each in a different format) of all 2,500 pages from abebooks, at a cost of about $18, which must have been a bargain. It is a monumental achievement by Moore, who shows utter control of his material, and writes in (almost) impeccable English (even correcting Maggie’s frequent grammatical and syntactical lapses with a careful ‘sic’). I have to confess that I found many chapters stodgy: the negotiations over the Exchange Rate Mechanism left me slightly woozy, and trying to capture exactly what the Westland Helicopter crisis was about resembled attempting to come to grips with the Schleswig-Holstein question. Yet, overall, Moore covers his subject with not completely uncritical sympathy, and shows an amazing familiarity with the highways and byways of political manœuvering in Britain in the 1980s.

It is salutary to consider how alive many of the challenges that Mrs. Thatcher faced in her time in office remain with us (or with those of you in the UK, I should say) today – the threat of striking workers, and the power of the unions; the need for some sort of energy policy (I read about her struggles with Arthur Scargill the same week that I learned that the last coal-fired power plant in the UK was shutting down); the constant debate of how ‘Europe’ should be treated, with Thatcher uniquely recognizing that a steady move to complete political integration would consist in the disappearance of democracy at the national level; the threat from the Soviet Union, and the tentative idea that what replaced it should even become part of NATO; perennial problems with Northern Ireland (then involving terrorism, and the murder of two close friends, Neave and Gow); enduring financial stresses, concerning austerity measures and the attempt to balance the budget and reduce the national debt; the vexing problem of how to privatize organizations that were effectively public monopolies. For a while, Thatcher was even an early advocate in the cause of climate change – until she discovered what a negative effect drastic measures to curtail it would have on the economy, and on shared prosperity (the Reeves-Miliband conflict in all its barest dimensions). It was all very fascinating.

Perhaps the most striking – and controversial – aspect of Moore’s research is his exclusive access to Cabinet and Prime Ministerial files, indicated by his voluminous references to ‘DCCO’ (‘Document Consulted in the Cabinet Office’) – a phenomenon that is apparently restricted to Volume 3. I have commented in depth on the relevance of such to matters of intelligence (see my October report: https://coldspur.com/to-catch-a-spy-actually-no/ ), but my observations extend to all domains of Moore’s research into Margaret Thatcher’s premiership. The lack of attention paid to this disturbing phenomenon is astonishing. (A Google search on ‘DCCO and Moore’ comes up with nothing relevant.) Not only does some dedicated researcher need to catalogue these incidents: the unjust and discriminatory policy should be challenged at the highest level in the cause of the integrity of historiography.

Apart from Moore’s oversight in not discussing the creation of the University of Buckingham, Britain’s first private university which Thatcher supervised and encouraged – one aspect of Moore’s book really irritated me. It is a feature that attracts the attention of some of my coldspur correspondents, namely the use of Footnotes. Endnotes are a necessary component for the serious reader who needs to follow up references, and they do not interrupt the flow of the prose. But Footnotes can be disruptive, and should be minimized, in my opinion. If the incidental observation is important, the author should try to incorporate it into the main text. If it is largely irrelevant, it should be abandoned. And if it is of a repetitive, formulaic nature, it should be relegated to an Appendix.

Moore decided that, each time he introduced a new politician (or, occasionally someone from another sphere), a potted biography of him or her should appear as a Footnote. This information invariably includes the secondary school that he or she attended, and the college or university. And, with the politicians, the entry normally ends up with the date the MP was knighted (they are almost exclusively male), and, for many, when they were elevated to the peerage. I have no idea why the educational establishments are deemed to be of such interest, and it seems that even the less competent of Britain’s political representatives, so long as they hung around long enough, would end up with such awards or ennoblements. It just reminds me how absurd the whole UK Awards and Honours system is. (I have written about this before: see  https://coldspur.com/enigma-variations-dennistons-reward/ ) All such entries should have been placed in an Appendix for the benefit of those readers who consider such details important.

And then I read in The Times of November 7 the obituary of Sir John Nott, which summed up the nonsense very well:

He was bitterly disappointed to be awarded only a KCB. Compared to the peerages that Thatcher bestowed on virtually all her former cabinet ministers, as well as many junior ministers, it was matter of comment and seen as a mark of her disapproval. Yet he had been offered and refused a peerage only to regret it and request in vain if the offer could be repeated. In public he said he was glad not to be in the Lords and did not need the £300 allowance.

This was an aspect of Thatcher philosophy – the exaggerated power of patronage – that the very traditionalist Moore did not analyze in his work: nor did he remark upon the Nott incident.

. . . and an aside on awards . . .

Moore’s Footnotes reminded me of my father, a schoolmaster and amateur (in the best sense of the word) historian. He wrote an excellent history of the school at which he was educated and at which he taught for several decades, and he acted as the honorary archivist for most of that time. He was dedicated to local social history and fine arts groups, and he was a frequent speaker at gatherings of such devotees. He thus garnered an enormous amount of respect for his intellect and research. Astute readers may recall that, when I asked Sir Anthony Seldon at my doctoral viva whether he recalled F. H. G. Percy (from his teaching spell at Whitgift), he immediately responded; ‘Oh, that great man!’.

In that vein, a few years before he died, a group of former pupils conspired to recommend him for an award, and put the necessary paperwork together. But when my father discovered what was going on, and that he was going to be recommended for an M.B.E., he declared that he would rather have nothing than be dignified with a medal that was customarily (as he put it) handed out to the Warlingham postmistress for managing the local office for thirty-five years. (This was of course a long time before the Horizon IT debacle.) That reaction may have seemed ungracious to the well-intentioned team who wanted to have his contribution recognized, but I understood his opinion entirely. He knew his own worth, and what he had achieved, he knew that the persons he respected appreciated it as well, and having those three letters after his name, after all that time, would mean nothing. Would he have accepted an O.B.E.? A knighthood? Probably. One of the ironies was that he religiously scanned each announcement of the Queen’s Honours and Awards to ensure that any Old Whitgiftian thus recognized did not escape the notice of the archivist.

I was amused to read John Cleese’s take on the charivari, quoted in Jonathan Margolis’s biography of him:

I’m very proud. With all these bloody silly showbiz awards around nowadays there are really only three left worth having – the CH, the OM and this one [The Queen’s Award for Industry]. I should mop that lot up in a couple of years. I certainly wouldn’t want any old OBE. They’re like school prizedays where you go up and get patted on the head for being a good boy.

And, as a final comment, I quote the irrepressible and ubiquitous Richard Davenport-Hines, from his review of Hugo Vickers’ biography of Clarissa Eden, in Literary Review. He cites the Duke of Wellington complaining to the Countess: “The trouble with the Order of the Garter these days is that it is full of field marshals and people who do their own washing up”.

Michael Holzman, Proletarian

I was surprised to see an advertisement, in the Times Literary Supplement of September 6, for a book by Michael Holzman rather exhaustingly titled Spies and Traitors: Kim Philby, James Angleton and the Friendship and Betrayal that Would Shape MI6, the CIA and the Cold War. It was placed appealingly below Richard Davenport-Hines’s review of To Catch a Spy, and it declared that the volume was ‘available now from all good bookshops’. Well, that ‘available now’ suggested that this was a fresh publication, but I thought ‘from all good bookshops’ was a slogan that went out of fashion a couple of decades ago, when so much book-buying started to take place on the Web. But hadn’t Holzman written a similar book, titled Kim and Jim, which I had rather disparagingly reviewed a couple of years ago? Was this a rewrite?

I thus checked on amazon. S&T is given as having been published on October 5, 2021, by Pegasus books. K&J (Kim and Jim: Philby and Angleton, Friends and Enemies in the Cold War) was published by Weidenfeld and Nicolson on October 26, just three weeks later, and is indeed the same version that I acquired at the time. I offered a brief review of it in my 2021 Year-end Round-up (see https://coldspur.com/2021-year-end-roundup/ ), and it appears that I must have been able to get hold of it during the summer, maybe directly from England. I was rather dismissive of it, putting it alongside James Hanning’s Love and Deception, which I affectionately dubbed Kim and Tim, after Philby’s friend Tim Milne, and it provoked me into writing a spoof about similar books that might have extracted a snippet from Philby’s life and then puffed it out into a whole new story.

If you go back to study the various comments on that posting, you will find that on September 7, 2022, Michael Holzman offered some kind of delayed ‘correction’ to what I had written. I rather caddishly responded to his comment by writing the following: “I recall that, last November, you wrote me a message that read as follows: ‘I would not encourage you to read “Kim and Jim”. It might give you indigestion.’ That would appear to be a less than enthusiastic endorsement by an author on his contribution to the lore of writing on intelligence matters.” Holzman and I have not been in contact since. Yet I wonder: did Kim and Jim indeed give indigestion to a number of readers, and was it the title that caused their dyspeptic reaction? Or is Spies and Traitors a completely revamped version of his study that will not require the reader to keep the Pepto-Bismol on hand? From the descriptions on amazon, despite a new blurb, the given publication date would suggest that the text is unchanged. I am not going to purchase the version ‘available now’ just to ascertain what is going on.

I think this is all a bit underhand of Mr. Holzman. He is a strange fellow. He has written two useful but unprofessionally produced books on Donald Maclean and Guy Burgess, where he showed his redoubtable sleuthing strengths, by digging around in FBI archives as well as in many letters and memoirs of participants in the events in which the Cambridge Five were embroiled. (And my name appears in the Acknowledgments of both of them.) Yet he gets many of the bigger picture items wrong, and he is a difficult man to debate with. He is an inveterate Marxist, and allows his dogma to get in the way of clear thinking. He also manages to get far more of his letters published in the Times Literary Supplement than I do (maybe because of that political stance, but, more probably, because he is a TLS reviewer and insider).

A few weeks ago, in one of his letters to that periodical, he was twittering on about William Morris, and wrote: “I believe this understates the importance of his commitment to improving the conditions of the working-class (that is, the vast majority of people). . . .” What did he mean? That most of us (readers of the TLS? citizens of the UK, and of the USA? the world’s population?) are proletarians, exploited by the wicked capitalists, even though we may reside in a comfortable house in upstate New York, write letters to the TLS, and use mendacious marketing techniques to promote our books that did not sell very well the first time round? Of course, it might be more accurate to say that most of the elitist group that reads the TLS are capitalists, since everyone who owns any shares in an enterprise is presumably contributing to that evil system. I suppose it is safe to assume that Holzman is not tainted by any such grubby commerce, unless of course he excludes himself from the category of that ‘vast majority of people’. Perhaps he is simply one of Keir Starmer’s ‘working people’.  

Ruthenia Revisited

Ruthenia 1939

One of the pleasures of managing the coldspur website is the surprise of reading messages from persons around the world who have come across my writings. Ten years ago, before my thesis had even started, I wrote a somewhat self-indulgent essay about the territory of Ruthenia, an area squashed between Czechoslovakia, Poland, Hungary and Ukraine that had captured my imagination. (See ‘Homage to Ruthenia’ at https://coldspur.com/reviews/homage-to-ruthenia/ .) Suddenly, in October, a native Rusyn named Vladimir Skala posted a comment that informed me that he had stumbled upon my website while reading Jonathan Franzen’s Corrections. (If anything, this proves to me that coldspur scores very well in Google search algorithms.) He overall agreed with my assessment while providing links to two fascinating articles on the history of the region.

His message ran as follows:

I stumbled upon this piece while reading Corrections by J. Franzen. In one passage, the female protagonist travels to the place of her ancestors, Ruthenia, looking for shtetls.
Anyways, being a native of Ruthenia (Karpatska Rus), I thought I could shed light on this topic. I have written down some of my thoughts on this topic, links below.
I essentially agree with your thesis, that is that Rusyns should find a way within a democratic Ukraine (I reject wholesale the notion you put forth that we should be satiated by folk dresses and folk songs, as that is just scraps), but democratic Ukraine means a country that, like it’s neighbors to the west, recognizes Rusyns as a separate ethnicity and supports Rusyn organizations and institutions. Ukrainian nationalism is in its essence antagonistic to that notion, thus this is not a matter of democracy, but one centered around deep-seated cultural norms and those are nigh impossible to change.
That much is clear in Ukraine’s refusal to recognize the democratic vote on Pidkarpatia’s autonomy from 1991 (close to 80% of people voted for autonomy), which is what had led to local frustrated leaders to push Kiev with an ultimatum in 2008, as you’ve briefly mentioned.
EU accession talks are a great opportunity for this issue to be resolved once and for all. But this issue is of little concern to Brussels, it seems. The last top western politician who took up our cause publicly was Senator McCain. That was a while back.

https://rusynsociety.com/2023/04/03/where-timothy-snyder-falls-pitifully-short/
https://rusynsociety.com/2022/07/22/between-the-millstones-the-rusyns/

To which I replied:

Thank you so much, Vlado, for posting this. (After ten years, I had to go back to recall exactly what I wrote!) I very much enjoyed your articles (I have also read Snyder).

While I obviously share your fascination with the disappearing tribes/nations/peoples/communities of Eastern Europe (and elsewhere), I am not enthusiastic about the current media focus on ‘ethnicity’ – so much favo(u)red by sociologists, demographers, and census officials, and so often a refuge for lost souls struggling to find an ‘identity’. The question always arises: if a Rusyn (or other ‘ethnic’ individual) marries someone who is not a Rusyn, what is the ‘ethnicity’ of their offspring? It seems to me, what with cosmopolitanism, increased travel, and some exclusive taboos dropping, such phenomena will occur more and more. And the emphasis on ‘ethnicity’ may not just be a romantic delusion, it can become dangerously divisive.

I give the example of the US golfer Jim Furyk. His Wikipedia entry states that his mother is of Czech-Polish heritage, his father of Ukrainian-Hungarian. (And Jim’s wife Tabitha probably complicates matters when their kids ask: ‘Where are we from?’) I have written about these issues elsewhere on coldspur.

I shall follow your future postings at rusynsociety with great interest.

As was perhaps clear, I am not convinced about the reality of ‘deep-seated cultural norms’. I recall Arthur Koestler making a similar point about Jewish ‘culture’ in The Thirteenth Tribe.  And then I came across two further examples about ‘ethnicity’ that reinforced my point. Lauren Markham recently wrote a book titled A Map of Future Ruins: On Borders and Belonging, which includes the following passage:

Though most of my living family members have never been to Greece, the story of our Greekness is central to our identity. Its significance is teleological: being Greek means something because it is important to us that it mean something…. Many white people in the United States are animated by a similar longing to claim a faraway homeland, even as they support, explicitly or tacitly, the exclusion of contemporary migrants — people making a journey parallel to those their own ancestors made generations ago.

Unfortunately, this romantic belief turned out to be illusory. Colin Thubron wrote a review in The New York Review of Books on October 13, where he noted the following: “She writes, almost as an aside, that her brother recently took a DNA test and found that their family was not Greek after all. They were Italian and vaguely Balkan – themselves bearing witness to the fallibility of nations and the agelong flux of the world’s peoples.”

Next, I picked out the following passage from Harald Jähner’s Aftermath: Life in the Fallout of the Third Reich, 1945-1955, on page 69.

Many people saw the internal German migration as a kind of multi-cultural attack on themselves. Tribalism blossomed and people distinguished themselves with customs, practices, faith rituals and dialects that set them apart from their neighbours, let alone from German Bohemians, Banat Swabians, Silesians, Pomeranians and Bessarabian Germans – all of whom were dismissed as ‘Polacks’.

I have nothing against attempts to protect and celebrate harmless customs that are dying out. (There used to be a group of ‘Brits’ at St. James Plantation, where I live, who in the early days wanted me to join them to celebrate Guy Fawkes’ Night with bangers and baked beans. I declined.) But these practices should not be imbued with ‘essentialism’ – the notion that they define who you are, and are somehow inherited, as in that mendacious phrase, ‘in one’s DNA’. In that context I was dismayed to read what Ernst Chain thought about his genetic material, as recorded in Ronald Clark’s biography of him: “Visits to Russia had tended to qualify his views of the Soviet system but as he wrote to his elder son he felt what he called the strength of the Russian genes in his blood, and to the end of his life hoped that some rapprochement between East and West would be possible.” Of course, there are no such entities as ‘Russian’ genes. If biochemists who are Nobel laureates can express such nonsense, no wonder so many ‘ordinary’ people get the wrong message.

‘Richie Benaud’s Blue Suede Shoes’

My attention was drawn to this book, reviewed in the Spectator of August 31. Some readers may recall my solitary encounter with Benaud, the great cricketer and broadcaster, from my coldspur posting back in April 2015 (see https://coldspur.com/richie-benaud-my-part-in-his-success/ ). In that piece I highlighted Benaud’s triumphant spell of bowling in the Fourth Test at Old Trafford in 1961. (The link I originally gave in that piece is no longer available: the highlights of the match can be seen at https://www.youtube.com/watch?v=yFDt3YlRLCM .) As Marcus Beckmann points out in his review, the bulk of the book is dedicated to this Test Match, and the authors David Kynaston and Harry Ricketts contrast the captaincy skills of Benaud with those of his opponent, Peter May. The title derives from the fact that Benaud, at the end of the fourth day of the match, went out to inspect the wicket wearing blue suede shoes, a fashion choice that probably would not have endeared him to the members had he done it at Lord’s.

Richie Benaud

I mentioned that one of Benaud’s victims in his second-innings 6-70 spell was Raman Subba Row, my sometime captain of the Old Whitgiftians’ Cricket Club. He can be seen in the video moving rather recklessly down the pitch to Benaud, and missing the ball completely, out for 49. Yet Raman had an exemplary Test career against the Australians: he played in only one series, but scored a century in both his first and his last appearances, after which he retired from first-class cricket at a young age. I was there at the Kennington Oval in August 1961, on the day he scored his second hundred, and I recall one outstanding event. Raman, not recognized as the most graceful of left-handers, was well-known for keeping the ball on the ground as much as possible, and carefully placing it wide of the fielders. He suddenly lifted a long hop over the head of ‘Garth’ Mackenzie at deep square leg for six, where the ball landed a few feet from where I was sitting. It was the solitary six of the match.

Raman Subba Row

One of my most precious cricketing memories is batting with Raman against Sunbury, in a Surrey Championship away game in the mid-1970s. The OWs had struggled, and I went in at number ten, with the score at about 80 for 8. Yet we put on a stand of over 90, which was a new ninth-wicket record for the Championship, and remained so for many years. I recall being given out LBW, having scored forty-five runs or so, and Raman sought to confirm from me as I trudged back to the pavilion that I had indeed gained an inside edge on the ball before it hit me on the pad. I think the opposition umpire was fed up by then. We lost the match, unfortunately, but the opposition was still complaining about Raman’s late declaration in the bar afterwards. It was the year that I managed to achieve the Championship ‘double’, namely over 200 runs and over 20 wickets, and I was listed in the Handbook alongside some eminent players who had achieved the same feat. (I have that Handbook in a box somewhere in the attic.)

Raman died earlier this year, aged 92. He had been England’s oldest living cricketer. I feel honoured to have played so much cricket with him. He was the kindest of men, though sometimes enigmatic as a club captain. Richie Benaud’s Blue Suede Shoes gives a good profile of him. Sixty-five years ago I devoured cricket books like this, although RBBSS is a different specimen, analyzing not just that famous Old Trafford Test Match, but the competitions between England and Australia over the intervening sixty years. It contains a little too much irrelevant insertion of contemporary events that have nothing to do with cricket, so that you will learn, for example, that on the evening of the Saturday of the match, ‘by a swimming pool at Cliveden, the Secretary of State for War, John Profumo, was introduced by Stephen Ward to a semi-naked Christine Keeler’. (Note that, Christopher Andrew: Peter May and Richie Benaud must have been two others apart from Cyril and Mimi Mills who were not invited to the festivities and excitement that evening.) And the book contains one or two pretentious passages worthy of Pseuds’ Corner, such as “Trueman is all Sturm und Drang, Statham is the epitome of Pinteresque understatement.” But an enjoyable break from Philby and Rothschild.

(Recent Commonplace entries can be seen here.)

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The Still Elusive Victor Rothschild

‘Elusive Rothschild’

(My original plan was to publish this essay at the end of September, since I had a few weeks ago completed a study of the problems of Goronwy Rees and Anthony Blunt in the summer of 1951 that was ready for the August coldspur issue. I thus started work on a piece on Victor Rothschild, targeted for September. And then a correspondent alerted me to the fact that Tim Tate’s new book, To Catch A Spy, enhanced with the subtitle How the Spycatcher Affair Brought MI5 in from the Cold, was going to be published in August. I immediately pre-ordered the item from amazon.uk, but decided that I needed to put my stake in the ground on Rothschild, Wright, Pincher and the Spycatcher business before I was influenced in any way by what Tate wrote. Thus I accelerated the development of this month’s piece: Rees and Blunt will now appear at the end of September. My copy of To Catch A Spy arrived a couple of days ago: I shall start reading it today. I shall dedicate my October bulletin to a review of Tate’s book, and to an update on the Borodin affair – which is turning out to be even more sinister than I earlier described.

P.S. This piece was created in some haste. I intend to re-structure it at some stage to give it a more logical flow. I hope that my readers will be indulgent, and will understand my desire to lay out the facts of my story promptly.

P.P.S. I have just noticed a report in the Times dated August 16 that describes Margaret Thatcher’s collusion with Sir Robert Amstrong, using Rothschild and Pincher, to promulgate the Hollis accusations that derived from Wright. See: https://www.thetimes.com/uk/history/article/margaret-thatcher-approved-leak-m15-rml5xdgrd .I imagine this matter is covered comprehensively in Tate’s book, and shall comment in my October posting.)

Contents:

Introduction

  1. Molehunting:

‘The Climate of Treason’

Rothschild and Wright

‘Their Trade Is Treachery’

An Impossible Delivery

Manipulation and Misinformation

Pincher’s Version

2. Agent of Influence

3. Zionism

4. MI5 & MI6 Postwar

5. The Kew Archive:

Introduction

Surveillance

Investigations (1)

Investigations (2)

Disclosures and Explanations

Rothschild’s Self-Importance

Burgess as Financial Advisor

Tess and Blunt

6. Conclusions

*          *          *          *          *          *          *          *          *          *          *          *

Introduction

What was Lord Rothschild up to at the end of World War II? And why was he so inextricably involved with the intelligence leakages of the 1980s? The questions about his loyalties, his connections with the Cambridge Five, and his activities in support of the Israeli effort to build an atomic bomb continue to float around in various memoirs and articles. Yet it is hard to pin down a reliable account of his life: what one might expect to be the gold standard of accuracy and integrity, the Oxford Dictionary of National Biography, has not updated its entry since 2010, and it is based largely on Kenneth Rose’s generally favourable but shallow biography of him, Elusive Rothschild. Since then, both Russian and British archival material has appeared (with several large files having been deposited at Kew by MI5 in 2022), yet no authoritative new account has appeared, so far as I know. The Wikipedia entry is a little more exploratory, but likewise deficient: it was updated recently, but apparently only because of the death in February of Jacob Rothschild, Victor’s eldest son. The Andrew Lownie Agency has recently announced that Weidenfeld & Nicholson has acquired the rights to Roley Thomas’s biography of Victor, titled The Spy and the Saboteur: the Untold Story of Victor Rothschild (see https://www.andrewlownie.co.uk/authors/roley-thomas/books/the-spy-and-the-saboteur-the-untold-story-of-victor-rothschild). In what way Rothschild was a ‘spy’ or ‘saboteur’ (as opposed to a counter-espionage officer responsible for detecting sabotage attempts) is undeclared: I shall have to watch out for the publication of this volume, which is not due until late next year.

The most damaging claim against Lord Rothschild is that he had been a Soviet agent of some kind – perhaps simply an ‘agent of influence’, but also, in a more imaginative leap, the ‘Fifth Man’, at a time when Cairncross’s role had not been established. (Roland Perry’s assertion that Rothschild was the ‘Fifth Man’ can be quickly rejected, even though Perry dug out some intriguing ‘facts’ about his Lordship.) I dedicated a chapter in Misdefending the Realm to the phenomenon of agents of influence working in the shadows to assist Soviet objectives, and included Rothschild as the leading figure in that category. That same claim appeared from the Russian side, with the recollections of Ivan Serov, one-time chairman of both the KGB and the GRU (who died a month before Rothschild in early 1990), revealing through his posthumously published memoirs that Rothschild had for a short while been a valuable agent of influence.

In this piece I explore several critical aspects of Rothschild’s career. First of all, I examine closely the extraordinary role he played in the molehunting sagas of the 1970s and 1980s, as one in a triumvirate of deceptive characters. I consider this period very significant, because it brought parts of Rothschild’s hitherto private career into the public eye, and he began to realize that he could no longer control the narrative of his life. I believe that that recognition buffeted his ego, and his sense of prestige, and he never recovered from it. I next delve into other dimensions of his roles, using a variety of archival sources, that highlight some of the major conflicts in his life. Lastly, I offer a detailed analysis of the MI5 Personal Files on him and his wife (KV 2/4531-4534), recently released, which I believe are revealing as much for the inertia displayed by MI5 over the Rothschilds’ prevarications as they are for the intrinsic accounts that the couple gave of themselves.

I shall not cover in detail Rothschild’s career in his official capacity at MI5 during the war. He notably set up the B18 counter-sabotage section (in 1941 renamed B1c), and displayed some courage in his dismantling of bombs, although the self-aggrandizement of his feats, leading to the award of a George Medal, did not endear him to his colleagues. His other remarkable achievement was to introduce Anthony Blunt to Guy Liddell, who subsequently recruited him as his personal assistant, with disastrous consequences. He was also responsible for helping Eric Roberts set up the ‘Fifth Column’ to penetrate a group of Nazi sympathizers. (For a comprehensive account of this operation, see Robert Hutton’s Agent Jack, and my comments at https://coldspur.com/a-thanksgiving-round-up/ ).  At the end of the war, Rothschild successfully recommended to Liddell that his assistant, Tess Mayor, be awarded an M.B.E. for gallantry in Paris, but the objectivity of his judgment was somewhat tarnished by the fact that in 1946 he divorced Barbara and married Tess in August of that year. Overall, his reputation within MI5 – and outside – was good, to the extent that Duff Cooper even suggested that he should be appointed Director-General when Petrie retired.

  1. Molehunting:

‘The Climate of Treason’

Victor Rothschild’s problems started when he gained some unwelcome attention after the publication of Andrew Boyle’s Climate of Treason in 1979. Not only did a prominent photograph of the noble lord appear under one of a set of ‘Apostles’ from the 1930s (which included Blunt, ‘a close companion of Burgess and an ardent Marxist’), Rothschild was also described in potentially damaging ways in the text. He was presented as ‘the amiable Trinity neighbour’ of Burgess at Cambridge, who ‘professed sympathy with Socialism, but took no noticeably active part in proceedings of the non-Communist rump of the Labour Club to which Philby and Lees both belonged’. That was in fact a distortion of the politics of the Cambridge University Socialist Society, but the juxtaposition was nevertheless a little embarrassing. Furthermore, Boyle explained that Burgess had received Rothschild money for services rendered, and that he had been a tenant of Rothschild’s flat in Bentinck Street during the war.

Apostles and Rothschild (from ‘The Climate of Treason’)

A more serious incident reported by Boyle occurred during the winter of 1944-45, when Philby, Burgess and Malcolm Muggeridge were staying at the Rothschild mansion in Paris. Rothschild (as described by Muggeridge in his 1973 memoir Chronicles of Wasted Time) was provoked to criticize the withholding from the Soviets of Bletchley Park secrets concerning the German order of battle. That was a sensitive matter, as it suggested that Rothschild (and the others debating with him) knew for certain that such material had been withheld, as if they had all been privy to the highly secret way in which intelligence had been passed on to the Soviets. One could pose the questions: had any members of the group been told by Moscow that it was not receiving unrefined ULTRA transcripts through official channels, and how did the NKVD come to that conclusion? If that was indeed the case, whom did Moscow tell?

This gathering of anecdotes had started a buzz of chatter, which the journalist Auberon Waugh picked up in an article in the Spectator in June 1980. This piece was even significant enough to be copied into PREM 19/3942, a file curiously titled ‘Security of the Secret Service – Professor Blunt: Terms of Reference of the Home Affairs Select Committee with regard to the Security Service’. The whole text of the article (‘Lord Rothschild is Innocent’) can be seen on page 101. Of course it is a provocative title, since it implies that the subject had perhaps in some quarters been regarded as guilty, and Waugh is out to vindicate him. Yet Waugh had a notorious gift for irony, and the attention given to Rothschild surely displeased Waugh’s subject.

Auberon Waugh in the ‘Spectator’, June 1980

What Waugh had done was to identify that the anonymous hereditary peer who (according to Boyle) had been one of those persons questioned by MI5 after the defection of Burgess and Maclean was in fact Lord Rothschild, and Waugh qualified his revelation by stating that it would be very surprising if MI5 had not asked him to help in their investigations. Furthermore, ‘any suggestion which implied that Lord Rothschild could even have been under suspicion by MI5 as a Soviet agent or witting concealer of Soviet agents is so preposterous as to belong to the world of pulp fiction. . . .’. Waugh skillfully avoided any libel suit with this wording, but, according to Roland Perry in The Fifth Man (1994), Rothschild was very worried, and sensed trouble ahead. Perry’s mission was, however, to prove that Rothschild was indeed the ‘Fifth Man’, and he was as wrong about that as he was in underestimating John Cairncross’s contribution.

Chapman Pincher later went on to defend Rothschild’s reputation in Too Secret Too Long (1981), where he stressed Victor’s war-record, his working for MI5, and his award of the George Medal for bravery in anti-sabotage activity (something that the vainglorious lord had promoted a bit too eagerly). Pincher expanded on the Bentinck Street charivari, but absolved his lordship since he asserted that he could have had no knowledge that the residence he had sub-let had been harbouring two spies. “Innuendoes about his loyalty are completely groundless as his part in the exposure of Philby alone showed”, he wrote, an ingenuous statement that in its dubious logic downplayed the role of intrigue. Moreover, Pincher failed to mention Rothschild’s close association with the communists at Cambridge, and their memberships of the Apostles.

In 1980, Rothschild’s reputed contribution in exposing Philby was almost certainly not broadly known. Flora Solomon’s From Baku to Baker Street, in which she described her encounter with Rothschild in Israel, in 1962, where she informed him of her strong belief that Philby and Tomás Harris had been spies, was not published until 1984. (Did anyone make note of Pincher’s insight at the time?) By this time, however, Rothschild was beginning, in a defensive manoeuvre, to become involved in a curious triad consisting of himself, Chapman Pincher, and Peter Wright, an arrangement that would cause some enmities and jealousies, but which eventually led to the highly successful publication of Wright’s controversial Spycatcher in 1987. Pincher probably became acquainted with Rothschild in the mid-1970s. In Treachery, he describes how Rothschild had introduced him to Dick White ‘several years before’ 1982, and he also states how he had been in regular touch with him ever since the exposure of Blunt in 1979. In 1980, Pincher had been giving Rothschild advice concerning a possible libel action over the media speculation that he might have been a Soviet agent, even the infamous ‘Fifth Man’ of the Cambridge quintet. The Auberon Waugh article was a major irritation. Suddenly, on September 4, Pincher received a telephone call from Rothschild asking him to come and meet an ‘overseas acquaintance’ of his – who turned out to be the disgruntled Peter Wright. Pincher emphasized the unexpectedness of this call. But how did the participants arrive at this strange encounter? Sadly, the testimonies of all those involved – including Dick White – are riddled with untruths.

Rothschild and Wright 

The association between Wright and Rothschild went back much further. As Wright explained in Spycatcher (1986), Roger Hollis had introduced Wright to Rothschild in 1958, when Wright was trying to set up a scientific department in MI5, and Rothschild’s enthusiasm for what Wright was doing started a long period of admiration for Rothschild in the frequently under-appreciated MI5 officer. (One has to be wary of relying on what Wright wrote in Spycatcher, but these anecdotes sound authentic.) The pair maintained a supportive relationship, and Wright was asked to install Special Facilities (i.e. microphones) in Rothschild’s flat when Arthur Martin interviewed Flora Solomon there in the autumn of 1962. Rothschild was nervous about this, and sceptical that the devices would be disabled afterwards. As Wright wrote: “Victor was always convinced that MI5 were clandestinely tapping him to find out details of his intimate connections with the Israelis, and his furtiveness caused much good-humored hilarity in the office.” Rothschild would presumably have been shocked to learn of the surveillance carried on against him in 1951 when he and Tess were in regular contact with Anthony Blunt. In his 1979 book, Inside Story, Chapman Pincher refers to an unnamed ‘dissident’ MI5 officer (who must have been Pincher’s informant) who sought help from ‘a senior Whitehall personality’, known as ‘Q’. There is now no doubt about their identities.

A very stagey and melodramatic episode then followed, according to Wright’s largely apocryphal account. As he told it, shortly after Blunt had confessed (in 1964), he (Wright) was summoned to Hollis’s office, where he also found Rothschild and Furnival Jones. Hollis had just informed Rothschild about Blunt’s recent confession, and Rothschild looked ‘devastated’. The upshot was that Rothschild wanted Wright to be the bearer of the news to his wife, Tess, who had been very fond of Blunt (and had some sort of an affair with him, if what Pincher wrote in Treachery, based on what Kenneth Rose told him, can be trusted). “To her,” wrote Wright, “Blunt was a vulnerable and wonderfully gifted man, cruelly exposed to the everlasting burden of suspicion by providence and the betrayal of Guy Burgess.” Why Rothschild did not feel capable of taking the news to his wife, and why he thought that she would think better of him for delegating the task to the technical officer from MI5 (who admittedly had come to know Tess very well), was not explained. The mission was accomplished. Wright went with Evelyn McBarnett. Victor left the room. Tess was incredulous, and went ‘terribly pale’ as Wright told the whole story. The story is assuredly untrue, as the Rothschild Personal File reveals [see below]. It was a ruse to absolve Rothschild and his informer (Dick White) of breaching confidences, and Victor of recklessly informing his wife about the confession. In his account recorded in the Rothschild file, Wright knew that Tess had already been told about Blunt’s confession.

Martin Furnival Jones

Wright had kept up his association with Rothschild over the years. Rothschild would help him in his molehunts, dropping hints, and arranging another meeting with the reluctant Flora Solomon, who gave a lead to Sir Dennis Proctor, whom Wright believed had leaked information to Burgess. Rothschild had been appointed head of the Central Policy Review Staff (CPRS) by Edward Heath in 1970, and thus had useful connections in government. Wright’s account of the events seems somewhat inflated, although the records in the Rothschild archive show a close level of familiarity. Rothschild soon addresses his letters to Wright as ‘Dear Peter’. On the other hand, Wright received some antidote to his enthusiasm for Rothschild: he wrote that the defector Anatoliy Golitsyn had told him in 1968 that the agents DAVID and ROSA named in the VENONA transcripts were in fact Victor and Tess Rothschild. Wright probably did not pass on this insight to his idol.

Sir Dennis Proctor

Thereafter Rothschild was involved with Wright in MI5 Director-General succession planning, using his influence to thwart Civil Service preferences. (Wright’s claimed position of influence here is not convincing.) And in 1975, when Blunt was dangerously ill, Rothschild expressed some nervousness as to what he might reveal in any testament to be made available after his death. He pressed Wright to provide a full briefing on ‘the damage Blunt could do if he chose to tell all’, indicating some serious alarm. While Rothschild ingeniously presented this as a concern for the reputation of current politicians and members of the government, he was surely holding his own interests paramount. In any event, Wright agreed that a full outline of the Ring of Five and their sympathizers should be compiled, listing all names even if no proof were attachable, and he duly composed it. It apparently pleased Robert Armstrong in the Cabinet Office (a close chum of Rothschild’s through the CPRS connection, and at first glance perhaps a surprising participant in this scheme), but how this project related to the possible exposure by Blunt, or whether Rothschild’s name appeared among the forty names listed, is not made clear. Spycatcher concluded when Wright said ‘farewell’ to Rothschild, and left for Australia. It would be left to others to describe the messes that followed.

Exactly what were the interactions between Rothschild, Pincher and Wright is hard to pin down, as much of the testimony comes from Pincher himself, who was duplicitous in attempting to conceal the fact that he had known Wright for some time, and had already been using his leaked intelligence, at the time that he was ‘introduced’ to Wright by Rothschild in September 1980. In Molehunt (1987), Nigel West devoted a chapter (‘The Red Shield Connection’) to the negotiations: it is a rich and fascinating account, benefitting especially from references to many comments appearing in the press in 1986, but impaired by West’s tendency to go off on many barely relevant tangents. West very capably draws out many of the contradictions implicit in the statements made by Pincher and Wright concerning the negotiations. In any event, Rothschild’s strategy in paying Wright’s airfare to come to Britain, and then setting up mechanisms for Wright to be paid royalties from the ensuing book by Pincher based on Wright’s memoirs (Their Trade Is Treachery), was astonishing. Rothschild was essentially encouraging a retired civil servant to breach the Official Secrets Act, and rewarding him for it. This was either a very reckless move, or else had some official blessing. What was Rothschild thinking?

‘Their Trade Is Treachery’

West expressed puzzlement over Rothschild’s motivations in encouraging Wright: he judged that his lordship was surely over-reacting to the Prime Minister’s statement of November 1979 that had justified the immunity arrangement with Blunt on the grounds that he might be able to assist MI5 in investigating Soviet penetration. West hinted at some possible underlying reason for Rothschild’s embarrassment by listing the conventional aspects of his career that may have alarmed the baron: the Burgess connection and payments; the DAVID and ROSA allegations; the Bentinck Street affairs. Yet the first items would have been known only to MI5 insiders, as would the other startling fact that West introduced – Rothschild’s recommendation to Guy Liddell in 1940 that he recruit Blunt to MI5. This was a startling revelation by West, as Liddell’s Diaries had not yet been published, and it should have generated much more interest than it appeared to. It must have been the secret that caused Rothschild the most anxiety. Yet again, his hyperactivity in wanting to control the narrative indicated a measure of guilt rather than innocence.

The precise nature of the communications that occurred between Wright, in Tasmania, and Rothschild, in Cambridge, leading up to Wright’s visit in September 1980 was for a long time unclear. From the authorized corner came Christopher Andrew, in Defend the Realm (2009), customarily exploiting ‘Security Service archives’ without identifying them. He suggested that Wright had written to Rothschild some time between 1976 and 1980 complaining about his pension arrangements and voicing his belief that writing a memoir might bring him in the money he needed. At that stage, Rothschild alerted MI5’s Director-General to Wright’s plans, suggesting that at that time he (Rothschild) was not unnerved by phenomena such as the Blunt confession, and was firmly on the side of the authorities. Yet when Wright wrote again in 1980 – Andrew provides an extract from the letter, but does not date it or source it – his letter explained that he thought he could publish his memoir, but believed he could avoid any penalty under the Official Secrets Act by staying in Australia. Now Rothschild took a different tack: he encouraged Wright, did not inform MI5 of what Wright was planning, and instead paid for Wright’s passage to the UK that summer. This was a shallow analysis by Andrew.

The story was in fact more complex than that. In 2003, Kenneth Rose had in Elusive Rothschild provided a closer breakdown of the events, having been able to inspect some of the correspondence. He stated that the first letter was sent in November 1976, thus confirming that the Director-General was Hanley. In this letter, Wright hinted that he wanted to write about some of the confessions that Blunt had made to him – which must have severely alarmed Rothschild. (Rose does not make that point, but since Rothschild had already expressed to Wright the previous year his concern about Blunt’s revelations, Wright’s intentions should not have been such a surprise to him.) Rothschild accordingly had not been idle, although why he thought that some enhancements to Wright’s pension might deter him from spilling the beans is not clear. Knowing the problem concerning the pension, he followed up with Hanley, suggesting a review of the arrangements. Hanley was unable to get the Civil Service to change its rules, and Rothschild had to inform Wright of that decision in May 1977. Two months later, when Wright expressed his determination to continue writing, Rothschild tried to assume a more active role of caretaker for Wright’s effusions, believing that in that way he would be able to control the narrative. Tess Rothschild also wrote to Wright, referring to the rumours circulating about a projected book by Andrew Boyle, and also mentioning that Anthony [Blunt] was nervous about his possibly being named.

Rose added further twists to the story. Tess wrote to Wright again just before Boyle’s book came out, updating him on developments. Her husband was not unduly harmed when it did appear (apart from the placement of the photograph), but his health suffered badly in the first few months of 1980, and, when the revised edition of The Climate of Treason was issued a few months later (with Blunt named, and three columns of indexed entries dedicated to him), it contained veiled references to two members of the House of Lords who had been questioned back in 1951, and Rothschild was soon identified as one of them. That brought events up to the Auberon Waugh article [see above], and, according to Rose, Rothschild panicked. Having made a vain attempt to ingratiate himself with Margaret Thatcher, he turned again to Wright in the hope that he might be able to produce a paper that would list all his loyal services to MI5, and thus exonerate him. That led to the visit by Wright in late summer, armed with a three-page testimonial and ten chapters of his embryonic book. Rothschild later told Rose that he had destroyed the testimonial. Yet Roland Perry was able to provide a summary of all the achievements that Wright compiled to portray Rothschild’s loyalty in his chapter ‘Victor’s List’ in The Fifth Man.

Auberon Waugh

According to West, when Rothschild saw Wright’s chapters, he changed his plan, and decided to assist in the publication of the book. The essence of the text now consisted mainly of charges against Roger Hollis, and Rothschild believed that it would thus powerfully distract the attention of the world from himself. Wright was quoted in a statement to the press in December 1986 that he showed the ‘true facts’ about Hollis in a paper that he laid before Rothschild. Yet the embryonic story still held troubling information about Rothschild, and probably other MI5 officers. By the time it arrived in print as Pincher’s Their Trade Is Treachery it had been censored: it conveniently did not include a single mention of Rothschild. A whole chapter on the peer had already been removed, at Rothschild’s insistence. It would seem that Wright and Rothschild must have come to some sort of agreement that guaranteed support as a quid pro quo for some excisions from Wright’s text.

In any event, Pincher was then introduced, and a deal was quickly struck, with Wright requesting 50% of any net profits that the book would bring. Rothschild set up the banking arrangements, and then largely absented himself from the proceedings. The correspondence between Pincher and Wright that followed made coded references to what ‘our mutual friend’ was undertaking to pass on revenues. We can see now that in his letters to Rothschild Wright had hinted at some of the possibly embarrassing disclosures he was prepared to make, and that Victor probably alerted his friends in MI5. They probably then all agreed to a deal whereby Rothschild would help Wright in exchange for Wright’s silence over sensitive issues, especially those potentially damaging revelations about Rothschild himself. The story was primarily about Roger Hollis. The point was, however, that any embarrassing revelations could not be restricted to Rothschild alone. Intelligence high-ups were happy to delegate the project to the safe pair of hands – and deep pockets – of Victor Rothschild.

An Impossible Delivery

While it is tangential to the Rothschild story, I believe the delivery of Their Trade is Treachery merits further attention, since the timeline defies credibility. Perry wrote that Pincher had to fly to Tasmania in October to carry out further research with Wright, where he discovered that he would have to ‘discard Wright’s document of nine chapters – 9000 words in all, after the removal of the chapter on Rothschild’. Pincher returned to London, gained the enthusiastic interest of his publisher, William Armstrong, at Sedgwick & Jackson, and set to work. Yet the book was published as early as March 13, 1981. Pincher had managed, apparently from scratch, to compile a book of over 100,000 words, in a few months. Moreover, as Pincher wrote in his ‘Postscript’ to the second edition of the book (the version in my possession), he claimed that MI5 had gained a copy of the script ‘at least a week in advance and probably well before that’, which telescopes the gestation period even further.

My conclusion is that Wright and Pincher must have been collaborating on the book that turned out to be titled Their Trade is Treachery for some time beforehand. Pincher did not inform his publisher of his source, or of the Rothschild connection, and it simply seems impossible to me that he could have put together such a monumental (though wrong-headed) work in that time when he was the other side of the world from Wright, and, according to his account, had had to discard everything that Wright had written. My suspicions were reinforced when I went back to Pincher’s Treachery (2011), where he reported that there was ‘disappointingly little meat in the chapters I saw’, and, extraordinarily, that ‘there was no mention whatever of the Hollis case’. (In November 1986, however, Pincher told the Daily Express that Wright had shown him a list of traitors, including Hollis, with which he proposed to deal.) Pincher said that he had to take notes from the chapters, as Wright would not let him carry with him anything that could be traced to him. He claimed, however, that he was able to extract from Wright all he knew about Hollis in ‘nine long days’. He arrived back home on October 24, and started work on the book immediately. Pincher then claimed that he wrote the book in less than four months, and delivered the typescript on January 13, 1981.

Against this lies a timeline offered by Nigel West that makes the project look totally impossible. In Molehunt, he has Pincher arriving in Tasmania on October 19 for a visit lasting two weeks. Returning to Britain (‘carrying Wright’s draft manuscript’ [!]), Pincher next offered a two-page synopsis to his publishers, and signed a contract with Sidgwick & Jackson on December 12, 1980. Pincher himself wrote, in A Web of Deception (see below) that the contract did not become valid until December 23. On that same date, miraculously, Pincher wrote to his publisher, William Armstrong, that he was ‘nearing the end of my labors’, ‘incorporating Wright’s information with what I already knew’. (Yet, several years later, he was able to state that MI5 had been able to prove that Wright had been a major source for the book.) According to West, Pincher was unaware that a copy of his synopsis had been handed to MI5, but Pincher stated that he knew that the shorter, two-page version of the synopsis had been shown to Sir Arthur Franks, the head of MI6. Pincher continued to work on his manuscript, which he delivered, with required legal changes, at the end of January, 1981. That constituted a very productive effort right through the festive season. The question must also be asked: why was Pincher so quick to agree to dedicate 50% of his royalties to Wright if there was so little that was new, and Wright would not even hand over his notes? It reinforces my view that Their Trade is Treachery had been largely written before Pincher ‘met’ Wright at the Rothschilds in September 1980.

In any event, by my reckoning, the period between October 24 and January 13 is less than three months, so I do not know how Pincher performed his calculations, nor whence he derived his source material, if all he had was notes taken from talking to Wright. He does not explain what happened to the chapters that Wright brought over to show Rothschild. The comment about the lack of coverage of Hollis is bewildering, given what West wrote, the fact that that story was one of the features that provoked Rothschild’s interest, and the obvious truth that Wright had a big grudge against Hollis. (In fact Wright did not publicly denounce Hollis until his Granada TV appearance in July 1984.) In addition, Rose provocatively quotes a letter from Rothschild to Pincher, written in July 1980, where Rothschild was ‘so convinced of Hollis’s innocence’, that he warned Pincher ‘against a small number of people who have got the subject on the brain to the extent of paranoia . . .’.  If Rothschild and Pincher were discussing Hollis the month before Wright was summoned to the United Kingdom, what was their business, and who had already been feeding Pincher with the material for Their Trade is Treachery? Was it Wright’s testimony – and maybe threats – that changed Rothschild’s attitude towards the accusations against Hollis, and make him more supportive of them? It sounds like that to me.

Manipulation and Misinformation

Pincher was obviously duplicitous about the whole affair. He continued to claim that he had not met Wright until Rothschild introduced him that summer, and providing contradictory information about the material he had access to. Yet he needed an intermediary to maintain the fiction that he and Wright had not met before: else Wright could simply have contacted him about assistance with writing and publication. In Treachery, Pincher stated that he had ‘been looking for someone like Wright for forty years’, ignoring the fact that his books must have been dependent on carefully managed leaks from within MI5. In Molehunt, Nigel West wrote that Pincher ‘had few, if any, sources within the British intelligence community’, but then went on to describe incidents that plainly showed he was the beneficiary of multiple leaks. He craftily showed that an episode in Inside Story (p 153), could easily be traceable to Wright as the ‘dissident MI5 officer’ involved in Operation SATYR. If Pincher was already speaking to such dissidents ready to talk to him, why would he suddenly deny their existence when retelling the encounter of September 1980? In any event, a war of words, with Rothschild and Pincher both trying to control the narrative, would erupt after the fall-out from the publication of Their Trade Is Treachery, spilling eventually into the controversial cauldron of the Australian law-courts.

It was the possibility that someone in intelligence had been manipulating and encouraging the publication of damaging accusations against Hollis that aroused these contrary narratives. The case is best couched in retrospect by a discussion between Peter Wright and his counsel, Malcom Turnbull, in pre-Spycatcher trial discussions in late 1986. Wright had argued to Turnbull that he believed that the involvement of Rothschild somehow gave a degree of official approval to his disclosure of information. Kenneth Rose quotes what Wright put on the record:

I knew Lord Rothschild to be an intimate confidant of successful heads of British intelligence establishments. I could not conceive of him embarking on such a project without knowing it had the sanction, albeit unofficial, of the authorities.

I sensed I was being drawn into an authorised but deniable operation which would enable the Hollis affair and other MI5 scandals to be placed in the public domain as the result of an apparently inspired leak.

All I know about Lord Rothschild and the ease with which ‘Their Trade Is Treachery’ was published leads me to the inescapable conclusion that the powers that be approved of the book.

Now this may have been sophistical cant, and Turnbull correctly was cautious. After all, had Rothschild not warned MI5 about Wright’s plan to write ‘vengeful memoirs’? Moreover, Wright was initially reluctant to drag his friend into the morass. Much later, however, Rothschild told his biographer about an influential friend who had visited him in hospital some time between February and April 1980. This visitor suggested to him the plan that culminated in the publication of Their Trade Is Treachery. Rothschild would not say who that figure was. Rose reasoned that it was probably Maurice Oldfield, partly because both Dick White and Robert Armstrong denied their own involvement when he spoke to them about it, and both suggested that it was most likely Oldfield, who had been the head of MI6 between 1973 and 1978. Yet it was perhaps unprofessional and dishonourable of both gentlemen to accept so quickly that there had in fact been such a leak, and to accuse someone who had never worked for MI5, and who was no longer around. Oldfield had conveniently died in March 1981.

Sir Robert Armstrong

I suspect the man was much more likely to have been Dick White himself. He had been a notorious, though vaguely anonymous, informant to Andrew Boyle behind the scenes, as Nigel West describes in Molehunt, in the chapter ‘Cover-up’. He had a dishonorable track-record of diverting attention to Hollis in the series of searches for traitors within inspired by the CIA’s noxious James Angleton, and adopted by Arthur Martin and Peter Wright. In fact he had a habit of casting aspersions on his professional colleagues (e.g. Liddell, Hollis, Oldfield, Rothschild) – but only when they were deceased and thus not able to counter the charges. Be that as it may, Wright’s action in going public with his claims, effectively ‘throwing Victor to the wolves’, in his own words, immediately brought some harsh attention from the press. In addition, Wright coloured his affidavit with so many untruths and misinterpretations that he caused his erstwhile friend a lot of grief. Rose may have been a bit too convinced of Rothschild’s essential innocence, since he deplored Wright’s evidence that Rothschild had thus lured ‘an innocent patriot into disloyalty.’ Wright was by no means an innocent patriot, but Rothschild was certainly one who loved intrigue and conspiracies, and manipulating matters behind the scenes, as Wright accurately portrayed him.

The central question still must be: why would Rothschild expose himself to the very serious charge of abetting someone to break the OSA, simply as a way of gaining publicity for a cause (the denigration of Hollis and the praise for Rothschild) that might distract from the negative publicity that Rothschild was receiving? After all, here was a man of some stature, known to have brought in a real mole into MI5, and now seen to have helped two dedicated molehunters, equally obsessed with unmasking Hollis, in publicizing their philippics! It was that conundrum that prompted Paul Greengrass, a member of Turnbull’s defence team (and the eventual ghost-writer of Spycatcher) to share his suspicions with the CIA that Wright and Rothschild had been encouraged to collaborate by MI5 (i.e. by Furnival Jones), and to use Pincher as the medium. In other words, the British Government wanted Their Trade is Treachery to be published. Yet, if that were true, Rothschild displayed a large amount of naivety in accepting the gauntlet, knowing that the act would be denied should accusations to that effect ever take place. In that situation, however, he would hardly have wanted to encourage and abet the struggling would-be author to bring his thoughts and memoirs to the printed page, and he would probably have preferred to let him fade away in rural Tasmania.

‘Inside Intelligence’ by Anthony Cavendish

A further hypothesis was presented by Anthony Cavendish in his 1990 memoir Inside Intelligence. Maurice Oldfield had been outed by Chapman Pincher in 1987 as a practicing homosexual who had had his security clearance dropped in 1980. According to Cavendish, the only other two persons to whom Oldfield had confided his secret back then were Sir Robert Armstrong and Victor Rothschild. Cavendish speculated that Rothschild may have shared this knowledge with Pincher in an attempt ‘to take the heat off the Wright case’. Yet that strikes me as rather absurd. While it could be interpreted as the mirror-image of Oldfield’s encouraging Rothschild to pursue the Hollis disclosures as a means of diverting attention from his own predicament (see above), such attempts at distraction would probably have only raised the public’s interest in the obsessions of the authorities concerning secrecy, and their clumsy efforts in disinformation exercises. One can hardly imagine Rothschild’s using his friend in such a mean and petty fashion, even if Oldfield had been dead for six years.

The succeeding events can be read in Rose’s chapter ‘Spies and Spycatcher’. As I indicated before, the essence was that Rothschild had been brought to a measure of despair by the criticisms, and by a question in the House of Commons as to whether he had been the ‘Fifth Man’. He perhaps protested too much, looking for someone who might vindicate him, and point to his loyal service. He turned to his old friend, Dick White, but had become estranged from him. It is not a convincing tale. White told his biographer that he maintained close social relations with the Rothschilds in the 1970s, after he retired from MI6, and that he and Victor discussed and dissected MI5 ‘endlessly’ during the Whites’ visits to Cambridge. Why White should have been so indulgent to the Rothschilds, since he must have been familiar with the alarming information held in the MI5 files, is puzzling. He must have been very naïve, or simply complicit. And, if the two of them enjoyed endless congenial discussions about the predicament of MI5, it hardly seems likely that they would have stepped around the emerging Wright business.

White wrote to Kenneth Rose in January 1991 (i.e. the year after Rothschild’s death) that he had warned Victor, in the summer of 1980, to keep out of intelligence matters. “He was too close to Peter Wright. I told Victor that if this continued, Wright might ask him to do things that went too far and put him in danger. He resented my warnings and ceased to consult me.” Yet this was before Rothschild summoned Wright to England. Rothschild might have been trying to help Wright, but he was hardly ‘close’ to him any more. Why, at that stage, would the mighty Rothschild not have been able to resist any requests made to him by Wright? Moreover, since the revelations that Wright was threatening to disclose would embarrass White as much as they would Rothschild, it does not make much sense that White felt that he could simply distance himself from the whole project. White claimed that he had been offended when Victor did not consult him about the plot to bring together Pincher and Wright. Yet he would have had to say that, to protect his own reputation. White was almost certainly involved in the deception.

Later, Rothschild ended up writing a letter to the Daily Telegraph, published on December 5, 1986,requesting that the Director-General of MI5 ‘state publicly that it has unequivocal, repeat unequivocal, evidence that I am not, and never have been a Soviet agent’. That was absurd, histrionic, and illogical. Margaret Thatcher’s statement in response that ‘I am advised that we have no evidence that he was ever a Soviet spy’, was correct, as how could evidence to the contrary ever be collected? (Pincher would foolishly write that a record of Rothschild’s positive work for MI5 would have constituted ‘the unequivocal evidence’ he sought, forgetting that a similar statement might have been said about Philby.) It was not a vindication, but Rothschild had brought it upon himself. And the truth was more complex. Rothschild was never the ‘Fifth Man’. He had been careful never to purloin secrets and pass them on to an adversary, but he may well have been ‘an agent of influence’.

As a coda, Rothschild was required to submit to interrogation between January and April 1987, as a consequence of Wright’s testimony in the Spycatcher trial. The Serious Crimes Squad of Scotland Yard invited him to help with their inquiries in light of the fact it appeared that he had breached the Official Secrets Act. Remarkably, Rose’s account of the process is dependent largely on the records that Rothschild himself kept of the interrogations, and what he subsequently told his biographer of the proceedings. Rothschild did not acquit himself well, but then neither did his prosecutors. The latter had not challenged or inspected closely the truth of what Wright had said, and he was not about to come to the UK to give evidence in any trial. The outcome was predictable: the authorities did not want any further public laundering of their dirty washing. Despite Rothschild’s prevarications over his role, and the reputed introduction of Wright to Pincher, the Director of Public Prosecutions determined that there was no justification in bringing proceedings against Rothschild – or Pincher, who was also a subject of the inquiry.

Pincher’s Version

Pincher had a rather different take on the events. His opinion was coloured by a) the fact that Their Trade Is Treachery had not been quite the success he had hoped for, after Margaret Thatcher in March 1980 effectively dismissed his accusations against Hollis; b) his obsession over the guilt of Hollis; and c) his later irritation that Wright had broken off communications with him in 1984, probably because Wright had demanded some of the proceeds of Pincher’s following book, Too Secret Too Long, and had seemed committed to writing his own account of the affairs. He would probably mull ruefully over the fact that the mixture of truth and lies submitted by an insider (Wright, abetted by Pincher’s rival, Greengrass) had turned out to be commercially more successful than a similar medley by an outsider (himself). First of all, Pincher denied that there had been any secret deception project by which MI5 had conspired with Rothschild and himself to disclose truths that could not be stated publicly. When the publicity about the ‘Fifth Man’ crescendoed, Pincher misrepresented the controversy by first suggesting that the rumours emphasized that Rothschild had encouraged Wright ‘to give Pincher the information about Hollis so that the former MI5 chief would be exposed as the Fifth Man’, and then by demolishing this argument because Hollis had been at Oxford, and thus could not have been the last of the Cambridge Five.

He then disingenuously implied that he had been ignorant of the Hollis claims until Wright came along, claiming that Rothschild had known all about ‘the Hollis case as it unfolded in MI5 because Wright had kept him informed’Rothschild could (he wrote) have simply given the information to Pincher. Yet, as shown above, Rothschild did not believe in Hollis’s guilt, and Pincher had clearly been researching Hollis, with the help of Wright and others, long before the staged encounter in September 1980. Rothschild may have seen an opportunity to distract attention from himself, but it was not because he firmly believed in Hollis’s guilt, or that Their Trade Is Treachery was going to make a solid case about it. Pincher later described (in the chapter ‘Brush with the Police’, in Treachery) how Rothschild and he, while being interrogated separately ‘demolished Wright’s statements with insider table documents and facts’. How he knew how the Rothschild interrogations evolved is not stated.

Pincher had earlier expanded on the saga in his book A Web of Deception: The Spycatcher Affair, (1987) which is essentially a diatribe about Wright’s motives, activities, and pronouncements about the whole business, and a paean to the noble Lord Rothschild. (I discovered, acquired, and read this work only in the middle of August.) He offers a prolonged defence of Rothschild that is naive and misguided. He denies that Rothschild introduced Blunt to MI5, or that Rothschild was under surveillance at all after the disappearance of Burgess and Maclean. He attributes to Wright assurances that ‘Rothschild’s file in the MI5 Registry contained only material to his credit’, when, as my analysis below shows, that is simply not true. (How come your process of verifying what Wright told you did not work here, Chapman?) He is unable to imagine that his friend, with his ‘intellectual brilliance and flair for original thought’, could ever have done anything ignoble.

His main thrust, however, is that the authorities allowed Their Trade is Treachery to proceed out of a muddled concern for secrecy, rather than as an active conspiracy. Yet the volume is itself self-contradictory and evasive: for instance, the author claims that Rothschild was concerned about Wright’s ability to write his book in a professional manner when in fact the reason that Wright came to see him was because he felt physically incapable of writing the book himself. Pincher admits that the only texts that he brought from Tasmania were transcribed notes, and that Wright convinced him to mail them to friends in separate envelopes to avoid security detection. He states that it was Jonathan Aitken who first told him about Hollis, but not until the end of April, 1980. (And Aitken could not have known the whole story.) Pincher boldly declares that neither Arthur Martin nor Stephen de Mowbray had ever met him or given him any information. Dick White, on the other hand, openly stated that Wright had been Pincher’s primary source.

And his account of the final steps does not make sense. He absurdly claims that he was able to use the skills of a professional researcher (namely his son) to confirm most of Hollis’s information when he returned to London, and only then decided to write the book – something that must have taken additional weeks, of course. Elsewhere in the book, however, he sophistically states that, when he decided to write Their Trade is Treachery, ‘It was entirely as a means of placing on public record old history [sic!] which I felt to be in the national interest’ –pure humbuggery. Moreover he slipped up on several matters, such as the investigation by Lord Trend into the Hollis affair. How he was able to verify Wright’s claims, except perhaps by checking back with Wright’s old crony, Arthur Martin, is not stated. The book follows this vein throughout. In summary, A Web of Deception is exactly what the title says – but it was Pincher’s Web as much as it was Wright’s or that of the British authorities.

The conclusion must be that only a very detailed examination of the contrary claims in the testimonies of Wright and Pincher might lead to a clarification of what really happened. Too many lies were being told. Here were two charlatans, at daggers drawn, both with an unhealthily exaggerated and unmerited respect for Rothschild. That is beyond the scope of this article. The paradox is that Pincher’s role as an investigative journalist, in a world dominated by too much secrecy and by rules of confidentiality, is an extremely important one, but such a function has to be carried out with method, discipline and integrity. In that regard Pincher failed miserably. Yet it was Rothschild, after his clumsy and naïve foray into the world of investigative journalism, who was the person most harmed when his two admirers started to bicker and fall out. And White’s constant involvement with Rothschild, his own nervousness about what Wright might reveal, and his known desire to turn attention towards the hapless Hollis, all point towards his close collusion with Rothschild and Pincher. And that was the nub of the defence’s argument in the Spycatcher trial.

  • Agent of Influence

I dedicated Chapter 6 of Misdefending the Realm to the topic of Agents of Influence, focussing on Rothschild, Gladwyn Jebb, and Isaiah Berlin. I explained that such persons were careful never to place themselves in positions where they could be accused of handing over confidential documents, but instead worked behind the scenes to influence domestic policy, or to facilitate the activities of genuine spies. In that role they could in the long run be far more dangerous. In that respect, I outlined how the three gentlemen identified above abetted the progress of Stalin’s Englishmen, especially that of Guy Burgess.

On pages 140-144 of my book I described many of the facts about Rothschild’s career that are sprinkled around this report, including more details about Liddell’s negotiations with him when Rothschild had been working on matters of sabotage and unconventional warfare, as personal assistant to Sir Harold Hartley, for the government department MI/R. I also referred to a letter (cited by Andrew Lownie in his biography of Burgess) that Michael Straight had written to the journalist Michael Costello, claiming that it was Rothschild’s ties with Soviet Intelligence that had driven him to fund Wright’s enterprise with Spycatcher in a way that would totally exclude any such analysis or innuendo. I pointed out that Straight’s accusations should not be accepted unconditionally, although it was his evidence that eventually unmasked Blunt. Yet it was Rothschild’s continued association with and support for former Cambridge ‘Apostles’, primarily Blunt and Burgess, when it should have been apparent that their behaviour was suspect, that would more permanently taint him.

Ivan Serov

Moreover, in recent years, evidence from Russia itself has reinforced the idea of Rothschild’s role as an influential agent of the Kremlin. In 2013, the memoirs of Ivan Serov, who led the KGB from 1954 to 1958, and the GRU from 1958 to 1963, were discovered, and published in 2016 (Zapiski iz Chemodana). Serov had been one of Stalin’s most loyal servants, and supervised many of the repressive measures taken by the vozhd. A vital entry in Serov’s diaries appears from the year 1956, when he accompanied Khrushchev to London, and met Rothschild. It runs (see https://espionagehistoryarchive.com/2018/03/27/victor-rothschild-soviet-spy/ .)

I met Victor Rothschild only once, at the Embassy. This person was well-known from very long ago as an ‘heir’ to the Philby affair and others. He knew perfectly well that these people, having certain inclinations, were connected to us, and used them to pass on information to Moscow, including false information.

Serov was not impressed with Rothschild, possibly because he distrusted the sincerity of his information leakage: he also suggested that the connection to Rothschild compromised the loyalty of the spies in Moscow’s eyes. Moreover, the creation of Israel put an end to his usefulness, since Rothschild started to take up a strongly Zionist stance. In fact, Stalin had initially supported such goals, until he soon realized that the ferment was encouraging separatist and divisionist leanings at home. Zionism and Stalinism were suddenly in opposition, and Stalin quickly turned against any Jewish resurgence in the Soviet Union. Serov finally dismissed Rothschild as a ‘fellow-traveler’, one rung down on the ladder of Communist sympathizers, probably just above ‘useful idiot’, and praised instead such allies as ‘Bernal, Ivor Montagu, and major scientists’. He considered that Rothschild was someone who simply followed his own goals rather than owning loyalty to any group or creed – probably an accurate assessment. That was a line that Jonathan Haslam echoed in his Near and Distant Neighbors (2015), where, using Victor Popov’s 2005 monograph on Blunt, Sovetnik korolevy, he stated that Rothschild provided cover for the Cambridge Five while ploughing his own furrow.

An intriguing footnote is offered in Mark Hackard’s article, namely that Theodore Mally recruited Rothschild at a concert in London in August 1934. That claim was made by a retired KGB officer, Victor Lekarev, who had worked in the London residency. In 2007, he had written an article characterizing Rothschild as the ‘sponsor’ of the Cambridge Five. It can be viewed (in Russian) at https://argumenti.ru/espionage/n40/33679 , and shows how Rothschild, on the recommendation of Kim Philby, was encouraged to accept a free ticket to a concert where he met Mally, and was then recruited for some role with the OGPU. If we can trust what Lekarev writes, it would have been the ‘Cambridge Six’ if Rothschild had been recruited as a penetration agent, but, if only as an agent of influence, it would indicate that he probably knew about the statuses of the original Five. In any event, owing to his connections with the political elite (and eventual membership of the House of Lords in 1937), Rothschild was thereafter privy to much confidential information, and was able to exert his influence even on Churchill, claims Lekarev, who clearly categorizes Rothschild as an ‘agent of influence’. In his profile, he also indicates that Rothschild was actually working at Porton Down on bacteriological warfare when war broke out, a fact that I have not been able to verify, although an entry in Rothschild’s MI5 Personal File does confirm that one of his roles was to advise MI5 on that very topic. Lekarev also stresses how important Bentinck Place was as a rendezvous and location for the passing on of secrets, a claim that is probably exaggerated.

The conclusion might be that Rothschild had such a high opinion of his own ability to manipulate events that he was not a durable ‘agent of influence’ for any institution. His evolving political philosophies (communist, anti-fascist, socialist, Zionist, conservative free-enterpriser) reinforced that unreliability. Yet his undeniable actions supporting and abetting communist infiltrators in the 1930s and 1940s ensured that he did indeed play a malignant role helping Soviet goals in that critical period.

  • Zionism

Rothschild’s reputed support for Zionism has a dubious pedigree. After all, the Rothschilds were a prime example of a well-assimilated family, and Victor in many ways became a quintessential landed Englishman, augmented by his expertise at cricket and golf. He was a non-believer: Rose wrote that ‘he looked on religious belief with the confident agnosticism of a Victorian freethinker, a Huxleyan rationalist’. His first wife, Barbara Hutchinson, was not Jewish, and it was on the insistence of Victor’s grandmother that Victor’s fiancée converted to Judaism before the marriage, so that any offspring would be ‘Jewish’ (that attribute traditionally passing through the mother.) I find that doubly absurd: the notion of some racial-tribal identity being transferred through such an arrangement, and the obvious hypocrisy of a woman’s swiftly changing her religious beliefs to appease a misguided matriarch.

Being assigned the role of some figurehead for British Jews did not always suit Victor. In December 1938, after the assassination of Von Rath in Paris, he did write to the Times about the plight of persecuted Jews in Germany. Roland Perry, citing with apparent authority Guy Burgess’s KGB file No. 83792, declares that Burgess wrote to Moscow Centre in December 1938 to say that his boss in D Section, Lawrence Grand, had given him the task of activating Rothschild in a tactic to split the Jewish movement by creating opposition to the Zionists, who were represented by Chaim Weizmann.

On July 31, 1946, Rothschild gave a noted speech in the House of Lords in the wake of the Irgun terrorism in Palestine, specifically the murdering of ninety-one persons in the King David Hotel bombing. Rose dismisses it in one brief sentence as ‘a courageous but embarrassed attempt on his part to explain the historical background to the Palestine conflict and the murder of British soldiers by the Stern Gang’. Yet it was an equivocal and dishonourable display that calls for deeper analysis.

Rothschild started off by identifying the conflict he felt as a recent member of the British Army. “It was only a few months ago that he was a British Army officer”, he said. Yet he spent the war in MI5, and did not see combat (“even though one may not have been very near the front line”). “No Jew”, he continued, “can fail to feel despair and shame when confronted with the stark fact that his co-religionists . . . should have been responsible for the deaths of British soldiers”. “Co-religionist” is the language of a Foreign Office mandarin, not of a Jew, and in any case Rothschild himself demonstrated that not all Jews are Judaists. He next described his attitude towards Zionism, saying that he had never been a supporter of Zionism, or political Zionism (whatever that meant), and that he had never been associated in any way with Zionist organizations.

Yet he then effectively made a plea for the Zionist cause, assuming that he could accurately generalize about the mentality of ‘the Jews’ in Palestine. “Palestine”, he declared, “is the only country where the Jews, after 2000 years, have been able to get back to their business of tilling the soil and living on the land”, forgetting perhaps that the Rothschilds, in England, if not actually ‘tilling the soil’, had been able to live comfortably on their landed estates, and instead echoing the oversimplified trope about the Jewish diaspora. (Rothschild’s interests in soil-tilling were rewarded by his being appointed chairman of the Agricultural Research Council in September 1948.) Rothschild regretted that ‘the Jews, having found the Promised Land’, find their fields are ‘burnt and ravaged by gangs of marauding Arabs’. His plea sounds like an apology for terrorism and murder, and is unworthy. Moreover, his final statement was to sit on the fence: “I do not entirely share the aspirations of the Jews in Palestine”, as if he conceded that the displaced Arabs, who probably considered that the fields were ’theirs’, might be justified in their grievances about increased immigration, although he did not say so. It was not a very noble performance by the noble lord. It probably derived more from clumsiness than from deviousness, but Rothschild’s opinions were rapidly evolving at this time.

Rothschild’s House of Lords speech was designed as a response to the government’s recent proposal to split Palestine up into four areas, and allow 100,000 European Jews to be settled in the ‘Jewish Province’. In 1947 the United Nations Partition Plan was adopted, and in May 1948 Britain abandoned its mandate. The agency chartered with managing security in Palestine was the cross-departmental unit based in Cairo, SIME (Security Intelligence Middle East), led by an MI5 officer. When Palestine cased to be a British territory, however, responsibility for gathering intelligence in Israel/Palestine shifted uneasily from MI5 to MI6, and that had serious implications for Rothschild as well, in relation to where he tried to exert his influence. His views may well have been evolving to a more pro-Zionist stance: according to Christopher Andrew (p 364) Kim Philby was an energetic supporter of the terrorist campaigns as a way of undermining British imperialism in the region, and Rothschild may have owned a similar perspective. A note in Liddell’s diary dated January 22, 1948, reports that Rothschild had been dealing with Chaim Weizmann, the prominent Zionist publicist, who was becoming frustrated in his attempts to gain access to Attlee. Rothschild had advised Weizmann not to go straight to Churchill instead: furthermore, the Government was much more interested in ‘fixing things up with the Arabs’. (An intercepted conversation between Burgess’s mother Mrs. Bassett and Blunt from 1956 discloses that Weizmann had vigorously tried to convert Rothschild to Zionism, when Burgess had argued strongly against it, but the event was not dated. Blunt told Tess that he thought the debate had occurred ‘during the war’ at the Dorchester hotel.)

Rothschild’s Declaration, from KV 2/4531

For Rothschild had by then very openly changed his political affiliations. On January 20, 1946, he had made a very pompous public declaration (in Reynolds News) that he had joined the Labour Party. “We [ = who?] have come to associate with Conservative rule the following conditions: unemployment, undernourishment, unpreparedness, unpopularity abroad, unequal pay, education and opportunities, undeveloped resources, and lack of opposition to Fascism.” Given that a coalition government led by the Conservative Churchill had just concluded the war against Hitler, and that the United Kingdom had been the only country in Europe not to have been occupied by the Axis powers or to have declared neutrality, this was another ill-mannered, provocative and ingenuous statement that for some reason did not materially harm Rothschild’s reputation among the elite. He was gently rebuked by Petrie, since his political utterances might be in conflict with MI5’s neutrality on such matters, but Sir John Anderson wanted to keep him on, leaving it to his lordship’s judgment. (Why Anderson was influential at this time is not clear, since Churchill’s administration had by then been replaced by Attlee’s.) Rothschild resigned from MI5 on May 7.

  • MI5 & MI6 Postwar

MI6 records are of course not available. In MI6: Fifty Years of Special Operations, Stephen Dorril limits his references to Rothschild to his role as a conduit used by MI6 to pass on payments to the editors of Encounter. Guy Liddell’s Diaries offer a few insights into Rothschild’s involvement with MI5 after his resignation. I recall Peter Wright’s comments about Rothschild’s ‘intimate connections with the Israelis’, and wonder how serious Rothschild’s anxieties were at having his telephone tapped. Maybe MI5 knew of such relationships, and Rothschild was joking. Wright also referred to Rothschild’s work for Dick White and MI6 in the late nineteen-fifties, but these likewise represent murky goings-on. In his testimony in Australia, he stated that Rothschild had been involved in the MI6 plot to overthrow Iran’s Mossadeq. The excerpts available from Liddell are fragmentary, and do not by themselves offer a very cohesive narrative, so I simply record them in sequence.

Even before the war was over, Rothschild seemed to be plotting with Kim Philby for a future with MI6. On March 7, 1945, Kim came to Liddell, saying that he was anxious that Victor should work for Section 9 (his new counterpart-intelligence organization) while in Paris. Indicating that he already had approval for such a scheme (presumably from Menzies), Philby claimed that Rothschild had some very valuable contacts in the French capital, some of which had already proved to be useful. Liddell sounded guardedly alarmed, and promised to look into the matter. Two weeks later, having discussed the matter with Bobby Mackenzie (of the Foreign Office), he told Philby that it would not be a good idea. He minimized the value of Rothschild’s personal contacts (‘French officials’), and pointed out that Victor still had much to do with building up intelligence at home. His final comment was, however, again cryptic: “ . . . It was particularly important that Victor should not run paid agents in France, not because he would not do the job admirably but because it would spoil his usefulness if there was any sort of come-back.”

Whether Rothschild’s changing political views were related to the successful deployment of atomic weaponry, and the subsequent end to hostilities, is not clear. In May 1945, he had been occupied training the British Control Commission in Germany on counter-sabotage techniques, but when he returned home, he immediately started busying himself with scientific research. The Joint Intelligence Committee had proposed that efforts on scientific intelligence-gathering should be increased, and on June 29, Guy Liddell suggested to Stewart Menzies, the MI6 chief, rather cryptically that ‘there might be a place in all of this for Victor, both on the offensive and defensive side’. Liddell discussed the opportunity with Rothschild when he returned on July 31, Victor stating that MI5 had been too passive. In any event, Rothschild became very interested in the Nunn May case (concerning the passing of atomic secrets to the Soviets) when it blew up in September, and managed to join a highly-select committee to discuss security over atomic matters, strongly arguing that such aspects were not being addressed aggressively enough. How sincere his motivations were in getting close to the hub of affairs is not clear: on October 2 he downplayed his interest when speaking to Liddell, suggesting instead that he would tidy up some affairs and then write a history of his B1c unit.

Wallace Akers

On November 1, however, he renewed his vigorous campaign, saying that Wallace Akers, the director of the Tube Alloys project, was not taking security seriously enough. A month later he shifted his position, declaring to Liddell that he would more effectively work informally, exploiting ‘his own personal high-up contacts’, while accepting that such an approach would require the approval of some higher authority. What it appeared he wanted to do was highly irregular – snooping around in the laboratories to find informants who knew the political leanings of scientists like Nunn May. Was this a defensive move prompted by the threats to other spies? Such an idea should not be discarded completely. By mid-January 1946, it seemed that he was being successful. Petrie had approved Rothschild’s idea, and had agreed to write letters to Sir John Anderson and Edward Bridges to allow Rothschild to carry out his inquiries, the subjects of which include some novel uses of uranium that he hoped to learn from Lord Cherwell. And then, on May 9, Rothschild wrote a letter to Harker suggesting that his official connection with MI5 should be severed, while ‘he would of course remain at our disposal as adviser on scientific matters’. That was a generous gesture! He presumably had gained the authority he needed. Indeed, Liddell recorded in his diary on May 22 that the irritating pamphleteer Kenneth de Courcy was suggesting that Rothschild now had some kind of mandate from Menzies, the MI6 chief.

Richard Meinertzhagen

One of the most intriguing incidents at this time concerns Colonel Richard Meinertzhagen, a controversial figure suspected of fraud in many exploits. He was the uncle of Tess Mayor, Rothschild’s assistant (and eventual wife), but he also lived with Teresa (‘Tess’) Clay, a woman much younger, who assisted Rothschild on the ‘Fifth Column’ project with Eric Roberts. Clay was also a close friend of Victor’s sister, Miriam. Thus the connections with the Colonel were tight: Victor considered him a close friend. In November 1946, Clay reported to Guy Liddell that a representative from Irgun had approached Meinertzhagen, saying that the group would not execute any terrorist activities on British soil for fear it would jeopardize its fund-raising opportunities. Liddell noted that Meinterzhagen was known to possess sympathies with ‘Zionist revisionists’, a group which promoted expansion of Jewish settlements – even beyond the Jordan River.

Rothschild’s name does not appear for some time, but on September 24, 1949, when reports arrived indicating that the Soviets had successfully detonated an atomic bomb, he provoked a bizarre entry in Liddell’s Diary, which is worth quoting in its entirety: “Dick [White] saw Victor last night. The latter shares my scepticism about the Russian atomic bomb. He also takes the view very strongly, largely based on communications with Duff [Cooper], that a resurgence of Right Wing parties in Germany is the most serious menace at the moment. He thinks it might well lead to a tie-up with the Russians. Winston, I gather, takes a contrary view.” The ingenuousness and inanity of such utterings are bewildering. Klaus Fuchs’s confession was just about to burst out. On February 21, 1950, Menzies told Liddell (completely off the record) that he didn’t think the Russians had made an atomic bomb – an extraordinary admission from the head of MI6.

Yet Rothschild continued to snoop around, exploiting his previous rank and respectability. On January 27, 1951, he turned up at Liddell’s office, requesting a list of officers involved on atomic research. Liddell noted that ‘he will show it to Hans’ (i.e. Hans Halban, another shady character of dubious loyalty.) And there the record peters out. A few entries concern Rothschild’s behaviour in connection with the Burgess/Maclean fiasco, and I shall incorporate them into my study of Rothschild’s Personal File below. He was also involved with Liddell’s attempt, early in 1953, to find the spy Nunn May a job after the scientist was released from prison, but I do not believe his actions therein are of importance.

Overall, it seems that Rothschild transferred his allegiance to Menzies after his resignation from MI5, but facts about what he really accomplished are hard to find. For instance, rather alarmingly, Wright described Rothschild’s involvement with MI6 in these terms: “He maintained his links with British Intelligence, utilizing his friendship with the Shah of Iran, and running agents personally for Dick White in the Middle East, particularly Mr. Reporter, who played such a decisive role in MI6 operations in the 1950s.” Kenneth Rose, on the other hand, links Reporter, an important middleman to the Shah, to Rothschild only in the late 1960s, when Rothschild was head of Research at Shell, and was pursuing regular commercial opportunities in Iran. It sounds all rather careless and undisciplined to me. I notice that Stephen Dorril offers a contradictory comment about Sir Shapour Reporter, who worked for the Indian Embassy in Tehran, but ‘did not, as has been suggested [?], play a role in any operations’. He also records how enthusiastic a supporter of the Israeli cause Rothschild had been, but offers no details. Liddell’s diary comes to an abrupt close in May 1953 when he discovers that White has been appointed the new Director-General of MI5.

  • The Kew Archive:

Introduction

‘Red Tess’ Mayor

The files on Victor and Tess Rothschild (née Tess Mayor, known at Cambridge as ‘Red Tess’ because of her communist sympathies, whom he married, as his second wife, in August 1946) fall into two primary tranches. The first section primarily covers the period immediately after the abscondence of Burgess and Maclean in May 1951, and gradually peters out in 1956. After a brief flurry because of the Flora Solomon disclosures in 1961, the story picks up in early 1964, after Anthony Blunt’s confession, and exploits Tess’s close relationship with Blunt. This investigation carries on for several years, with new teams of officers brought in, before running out of steam in 1973, with an inconclusive but overall favourable verdict. Thus, if the earnest researcher was hoping to find here a comprehensive description of the Rothschilds’ interactions with the authorities, he or she will be disappointed.

What intrigues me is that the first entry in Rothschild’s Personal File (PF 605,565) consists of a letter created on March 21, 1951, in other words well before the disappearance of the pair who came to be known as ‘the missing diplomats’. It is a relatively harmless item, representing a communication from Victor to Guy Liddell and concerning the suitability of a Professor Collier, whom Rothschild knew as a Communist from his Cambridge days, for a position at the Agricultural Research Council that Rothschild headed. Yet it obviously caught someone’s eye (that of Liddell himself?). The letter could be interpreted as a diversionary exercise by Rothschild, as an attempt to convince his former boss of his anti-communist credentials while the investigation into the leakages in Washington, resulting in the suspicion that HOMER was Maclean, was heating up. The letter was probably inserted into the file when it was created, probably in May 1951. The PF number and the date the letter was written (not when it was received) appear in the structure of a red stamp, with room for a signature, a date, and a target, as well as a note that the letter should be copied into PF 46,567 – that, presumably, of Collier himself, whose file has never been released. Liddell’s rather weak and equivocal response is also included.

This is not the earliest entry in the file: others go back to 1940. Most are simply extracts from Rothschild’s personnel file at MI5, or other Security Service memoranda, recording such events as his introduction to MI5 by Liddell in May 1940, Victor’s own recommendation of Tess two months later, and his resignation in May 1946. His introduction of Anthony Blunt to Liddell is noticeably not included, although an important annotation by John Curry was inserted in September 1969. While Rothschild stated on his personal record form that he had been introduced by Guy Liddell, Curry pointed out that the lead for Rothschild had been orchestrated by a scientist and Trinity College contemporary, A. S. T. Godfrey, a friend of Brian Howard, who had recommended him to Curry. Godfrey was killed in action in Norway in 1942: it is not clear why Rothschild concealed this connection.

Award Recommendation for A. S. T. Godfrey

It is true that two further items from 1940 include the ‘PF 605,565’ stamp, but since the PF numbers were created sequentially, 605,565 belongs to the 1951 era. The two items (on Geoffrey Pyke, PP 983, and Claud Cockburn, 41,685) must have been copied from the original files at the time the Rothschilds’ file was being created. The Pyke item, especially, is of considerable interest, and I shall return to it later in this piece. Some items have been dredged out of much earlier files.

I identify several themes in the material on the Rothschilds:

i) The quite extraordinary level of surveillance, consisting of phone-taps and interception of mail, that was undertaken. It was not authorized against the Rothschilds directly, but they would have been extremely shocked had they learned of it. Yet MI5’s reaction was very sluggish.

ii) The readiness, under gentle pressure, displayed by Victor and Tess to make suggestions about possible Communist sympathizers they knew – especially at Cambridge.

iii) The high degree of self-importance and sense of entitlement shown by Victor, and the unjustified deference paid to him, especially when Peter Wright joins the team.

iv) The contradictory verdicts on Guy Burgess expressed by Victor, deprecating him one moment, the next having to admit that he used him as a financial adviser – a most unsuitable arrangement – and Victor’s highly dubious, even criminal, behaviour concerning investment tips.

v) Tess’s very provocative friendship with Anthony Blunt, and her duplicitous remarks concerning her awareness of his confession.

Surveillance

From what Peter Wright reported (see above) Victor Rothschild may not have been surprised by the fact that some of his mail had been intercepted, and his telephone chats occasionally tapped, but it appears that the surveillance was initiated vicariously. The activities of Guy Burgess were followed carefully in May 1951, and Blunt was one of his regular contacts. Thus a Home Office Warrant was requested for Blunt after the ‘diplomats’ disappeared, and the Rothschilds turned up frequently on the antennae, both in correspondence and on the telephone. This process went on for over ten years, and the warrant should thus have been renewed constantly. Furthermore, letters sent by Rothschild to Burgess from before the war were found in Burgess’s flat, as well as correspondence from Goronwy Rees that mentioned Rothschild, thus encouraging MI5 to believe that Victor and Tess might be able to help them with their inquiries. Kim Philby mischievously brought up Rothschild’s name as a close confidant of Burgess when he was interrogated. So did David Footman, when he was interviewed. It is possible that the Rothschild were on their guard whenever they spoke to Blunt, as Victor would have known how the Watchers operated.

A touch of pathos is attached to the process. Here was MI5, desperately concerned at tracking down what conspirators and colleagues of Burgess and Maclean may have been lurking in various organizations, but relying greatly on the most guilty candidates, Blunt and Rothschild, to provide names for them to investigate. Moreover, their methodology was almost hopeless. In the absence of suspects being caught red-handed, they knew that they would need a confession in order to convict. It had worked for Fuchs and Nunn May, but the highly incriminated Philby was resolute at not conceding anything to White or Milmo, and Blunt managed to avoid admitting anything until Michael Straight unmasked him twelve years later. (A spy, William Marshall, who had worked for Gambier-Parry in RSS, was actually caught passing secrets to a Soviet diplomat early in 1952, and sentenced to prison for five years – who remembers him now?)

The fact that Blunt had a very affectionate relationship with Tess Rothschild meant that they communicated frequently on the telephone, and M5 was able to pick up several hints at shared acquaintances from these exchanges. What is extraordinary is that some very perturbing letters exchanged between Rothschild and Burgess concerning Rudolf Katz were found at Burgess’s flat in June, and on July 17, 1951, Arthur Martin asked his boss, Dick White, whether Rothschild should be questioned about the relationship. On November 29, 1951, Arthur Martin picked up the issue again: apparently no move at all had been taken. Yet a delay at this time should probably not be interpreted as gross negligence: B Division was then very occupied with processing Goronwy Rees’s testimony, interviewing both him and Blunt, and expanding the dossier on Philby. If the records can be relied upon, however, it does not appear that Rothschild was interviewed until 1956, which does constitute an embarrassing lapse.

Investigations (1)

For several years the only entries in the file are extracts from other sources that tangentially mention Victor or Tess. Bentinck Street as a meeting-place began to arouse interest – mentioned by Philby in December 1951, by Cairncross in April 1952, and by Pope-Hennessy, who declared in January 1954 that he had seen Rothschild there with Burgess ‘alongside other curious people’, in the early days of the war. Yet MI5 still showed no interest in following up these leads with the Rothschilds, as if the junior officers had been instructed to hold off. The Katz connection appeared to have been forgotten completely. It was not until Goronwy Rees’s stunning articles appeared in the People in March 1956 that Victor could no longer avoid the awkward questions.

Victor’s first response was to take the initiative – and bluster. He wrote to Dick White, attempting to refute the first article by claiming that he had never known that Burgess had been a member of the Communist Party, that it was he, Rothschild, who had tried to cancel Guy’s visit to Russia in 1940, that he had reported Guy’s poor habits at Bentinck Street to the police, and that he had recorded his doubts about Burgess to the high-ups in MI5. He said that he had passed on to Special Branch and to MI5 his suspicions that there was something ‘fishy’ about Burgess, but not because of his communism. This was a shoddy performance by Rothschild: much later, in 1969, a note was put on his file that he had failed to volunteer any information about Burgess early in the cycle, and now he was putting up a very flimsy smokescreen. It is clear that Dick White (now Director-General) had recommended that Rothschild put his thoughts in writing after the two of them had discussed the matter, and Victor volunteered his availability for interview. Roger Hollis thus sent an invitation to him on May 4.

The result was that Courtenay Young (D1) at last interviewed Rothschild on May 23, 1956, and wrote his report a few days later, five years to the day since the disappearance of the miscreants was noted by MI5. Rothschild confirmed what he had written in his letter, adding a few details, and then, when asked by Young whether he could think of any persons who fitted the profile of similar figures in the Burgess entourage, he came up with Alister Watson and ‘Jennifer Hart’ [sic: actually ‘Jenifer Hart], who ‘used to say quite openly that she had been told to sever her connections with the Party and go underground’. Again, no action appears to have been taken: MI5 was next occupied with Tom Driberg’s recent visit to Moscow, and with his imminent book about Burgess. Blunt and Tess Rothschild discussed it on the telephone, and how it might embarrass Victor, and Blunt again brought up the matter of Katz, and Burgess’s providing financial advice to Victor’s mother. An excerpt from the book describing the arrangement appeared in the Daily Mail on October 19, 1956. MI5 gained all the inside information when Mrs. Bassett called Blunt about it, assisted by follow-up calls that Blunt made to Driberg and to Tess.

Extraordinarily, Burgess was involved with the subsequent negotiations from Moscow, by telephone and telegram. Rothschild was very upset about the claims made that Burgess had helped his mother financially, and denied them. Blunt called Tess again on October 20, and Tess declared that the story about Burgess’s role was essentially true, and that her husband could not reasonably deny it. Yet again, nothing happened. Mrs. Bassett had spoken to Guy on the telephone that morning: Guy could not understand why Victor was so upset. This is the last entry on file for almost a year. If MI5 did follow up on these highly provocative exchanges, there is no record of it. By then, some further personnel changes at the Security Service had probably hindered the investigation.

Investigations (2)

While the Rothschilds moved sedately on, MI5 experienced its discontinuities. Liddell had resigned in 1953, stung by his being overlooked for the Director-General position. White appointed Hollis as his replacement heading B Division. A largely new set of junior officers had to pick up the reins, but it seemed that White was not very eager to pursue an investigation into his long-time pal. Yet a major intelligence disaster had occurred that April, when Commander Crabb was assumed dead after inspecting a Soviet vessel on a diving expedition, and Anthony Eden demanded that the head of MI6 (Sinclair) be replaced. Much to the chagrin of Sinclair’s Number 2, in the summer Dick White was moved over to lead the sister service, and the dull but in no way nefarious Roger Hollis became Director-General of MI5 for a stint of ten years.

Still nothing more was initiated. One reason for the lack of action may have been the fact that the Rothschild file was not generally available to MI5 researchers. In a bizarre twist, a Mr. A. J. D. Winnifrith from the Treasury sent, about a year later, on September 25, 1957, a cautiously-worded letter inquiring whether a certain character involved with the Agricultural Research Council could be trusted not to disclose confidential information. He had to reveal the name of the person in a separate letter. It was Rothschild. This request sparked the interest of John Marriott and Courtenay Young, who of course retained some knowledge of the case from his current position in the reconstituted D Division responsible for counter-espionage. Young took a look at the file ‘which is limited to the head of R.5. and D.1 Mr Whyte’, and made some guardedly caustic comments about Rothschild’s reluctance to come forward concerning his connections with Burgess, and his assumed effort to protect himself. On October 11, John Marriott accordingly replied to Winnifrith that Rothschild ‘is slightly intolerant of bureaucratic red tape, and as he is a man of great wealth and assured position he is certainly no more likely than any other scientist to feel bound by the restraints imposed by the possession of secret information’.

The years went by. In September 1961 Rothschild took on a part-time job as head of Shell Research, and discussed security matters with Hollis, including his own security clearance. A random note on Rothschild’s file was posted by Evelyn McBarnet in D1 (now working alongside Arthur Martin) that drew attention to the financial arrangements with Burgess in 1937, which was now apparently causing some embarrassment to his lordship – although it is not clear how McBarnet learned that. And then Flora Solomon enters the scene, having indicated to Rothschild at the Weizmann Insitute that she believed Philby had been a spy. That provoked Arthur Martin to interview her, and afterwards speak to Rothschild about it. He posted a note on August 7, 1962, that describes relationships between Burgess, Philby, Blunt and Burn in a very confused manner, but it may have started his juices running. (Philby absconded from Beirut in 1963.)

Soon afterwards, however, another significant event had occurred. Blunt had confessed, and was undergoing more intensive interviews. Some desultory discussions took place, and Rothschild’s name came up more frequently in interviews with Blunt’s contacts (e.g. Edward Playfair, Isaiah Berlin, Stuart Hampshire), although without anything decisive occurring. On November 24, Hollis, accompanied by his assistant Director-General Furnival Jones, had a meeting with Rothschild, and it was Peter Wright (D3) who made his entry in the chronicle, reporting that Rothschild told them that he had learned about Blunt’s confession, but not from Blunt himself. He again mentioned Alister Watson and Jenifer Hart, as well as Judy Hubback (Hart’s sister) as potentially sinister figures from the Bentinck Street galère. And 1965 came to a close with Victor generously offering an opportunity for Wright and McBarnet to interview him and Tess. That same year, Roger Hollis had retired, and was succeeded by Martin Furnival Jones.

Disclosures and Explanations

It was only now, in early 1966, that the Rothschilds were essentially forced to open up. Yet the interview undertaken by Wright and McBarnet on January 27 involved, for the most part, only Tess Rothschild, with her husband joining towards the end. She offered dozens of names of leftish associates going back to her Cambridge days: maybe the outpouring was designed to overwhelm her interrogators. A further meeting was held on February 16, in which Victor offered more names, but dishonourably tried to transfer blame to Stuart Hampshire for not passing on to the authorities what he knew about Burgess’s communism. Peter Wright was able to explain that MI5 was now benefitting from the insights of KAGO (the defector Golitsyn), which may have alarmed the Rothschilds. Lord Rothschild also tried to defuse the Rudolf Katz problem by issuing a throwaway line about his mother, ‘who may have made a payment to Katz’. McBarnet instantly knew that Rothschild was concealing the major part of the story.

A further meeting was held on February 21, and by now the Rothschilds were having a ball, throwing out names and casting suspicions on a whole fresh cast of characters – known communists at Cambridge, or left-wingers who had moved on to posts in the Foreign Office or MI5 or were scientists of repute, such as Solly Zuckerman. The sleuths zealously wrote everything down, seemingly unaware that they were being manipulated. Rothschild agreed to speak to Flora Solomon again, to determine whether she would recall anything more about the Philby connection. And this set the pattern for some time: MI5 officers earnestly following up on these numerous leads, but relying on the Rothschilds too closely as sources. Wright had another intense discussion with Tess about the genuineness of Blunt’s confession. One of the revealing discoveries was that, in May 1939, Rothschild had issued a positive recommendation to the Admiralty that it recruit Alister Watson – one of the scientists he was now urgently denigrating. Blunt also revealed to Wright that he believed Dick White must have been the source who had told Rothschild about his confession, thus confirming my supposition.

Geoffrey Pyke

The discovery of the recommendation for Watson should perhaps have caused MI5 to revisit the Geoffrey Pyke business of 1942. Papers about Pyke, probably written by Peter Smollett, were found in Burgess’s flat in 1951. Rothschild had issued a stern warning about recruiting left-wingers like Pyke in sensitive security positions. Despite ‘the risk of MI5’s being seen as Colonel Blimps’, he had issued in June 1942 the following portentous message: “On the other hand, I feel that someone who combines extreme Left view with an erratic character should not be at Combined Operations headquarters which must, owing to the operational nature of its activities, be one of the most secret government departments. But, apart from PYKE’s erratic tendencies, the authorities may not feel happy at the thought that somebody whose first loyalty may be to Moscow rather than this country is in a position where he may well get information of considerable interest to Moscow and which the Government may not wish them to have at the moment. This latter point affects Professor J.D. BERNAL as well.” This declaration by the man who had succeeded installing Blunt in MI5 a couple of years before was either stupid, hypocritical, or simply devious. It certainly was not honourable. Geoffrey Pyke was an inspired Jewish-atheist scientist (like Rothschild) who committed suicide in 1948. It seems that the entry was not retrieved from Rothschild’s rather inaccessible file until 1973.

In any event, the pattern continued, with Rothschild trying to help as much as he could in identifying further Soviet agents. In July 1966, Rothschild told Wright he was happy to use deception in order to get more out of Stuart Hampshire. After speaking to him at length, Rothschild recommended that Hampshire be grilled by MI5 over his dealings with Blunt and Burgess. The years dragged on. Rothschild’s security clearance was under review. Alister Watson confessed in March 1968. The same month, Rothschild told Wright that he had heard about the ‘PETERS’ inquiry, and alarmingly indicated that he thought Hollis was a better fit, since he matched more closely to the Volkov description. Telephone conversations between Blunt and Tess continued to be tapped. Wright and McBarnet continued to be consumed with essentially fruitless investigations, hoping to find some more Watsons. When H. P. Milmo (the interrogator of Philby) pointed out in May 1969 that Rothschild might be a security risk, B. Palliser shrewdly responded that ‘It also seems to have become almost a legend that he and Tess are above suspicion while others, with lesser “crimes of association” are considered suspect.’

It was not until the beginning of 1970 that someone in MI5 started to reflect that the integrity of the Rothschilds was perhaps not as strong as the service had hitherto believed it to be. The report is dated January 19, but the name of the author (K3) has been redacted. (It was almost certainly B. Palliser). It is a very accurate summary of the prevarications and untruths perpetrated by Victor and Tess, and it points to the possible exposure that MI5 has drawn on itself by entrusting to these two persons so much information about the investigation when the behaviour of the Rothschilds themselves casts a large amount of suspicion on them. Yet still nothing happened. Rothschild continued to pass aspersions on Flora Solomon: other leads, such as Henderson (one-time brother-in-law of Alister Watson) and Professor Jack Plumb were assiduously followed up.

By now, Peter Wright and the Rothschilds were on much more intimate terms, with Victor sending letters addressed to ‘Dear Peter’. Wright may have been shielding the couple from any closer inspection. After Rothschild was appointed by Edward Heath to head the Central Policy Review Staff in early 1971, Rothschild apparently wanted a phone tap placed on a Mr. Jones (PF 41186, not identifiable as such, but no doubt the Communist union leader Jack Jones, who had served in the International Brigades in Spain). Such a move might have caused concern at the Home Office. Wright was able to record, when doubts about his reliability were voiced by the Deputy Director-General: “I am confident that Rothschild is under control, and will not do anything to damage this Service’s relationship with the Home Office. He gave me the most solemn assurance that he would not.” It is astounding that senior MI5 officers would rely on such an informal and personal guarantee from someone such as Wright, who clearly believed he was in a privileged position. In an unnerving and significant aside, in December Tess called Peter Wright to let him know how alarmed she has been on reading the galley-proofs of Goronwy Rees’s A Chapter of Accidents.

Richard Llewelyn-Davies

Thus the last lap started. Early in 1972, Patrick Stewart was introduced to the project. Yet his detailed discussion with Rothschild concerned the Llewelyn-Davieses, about whom the ‘K/Advisor’ (Peter Wright, who had gone on a trip abroad) had expressed concern, since the investigation was moving too slowly. It was a sensitive issue. Richard Llewelyn-Davies had been a colleague of Rothschild and Blunt at Trinity, and a member of the Apostles. His wife, Patricia, had had a short marriage to Rawdon-Smith, was a resident with Tess (then Mayor) at Bentinck Street, and had married Llewelyn-Davies in 1943. Richard had been a habitual visitor at Bentinck Street. But his wife was an important member of the Labour Party, and had been made a peeress in her own right. Moreover, as Rothschild himself declared to McBarnet and Wright, she had had an affair with Anthony Blunt before her divorce from Rawdon-Smith, an experience that she would probably have wanted to be kept secret. Given the imagined resistance of Lady Llewelyn-Davies, Furnival Jones had thought that Rothschild might be the one person who could arrange an interview with Llewelyn-Davies. Rothschild shared the concern about Patricia creating a scene, while stressing the belief that neither he nor Tess believed that Richard had been involved in any sinister activities. No doubt he was happy that the focus of MI5’s counter-subversion investigations was directed elsewhere.

Patricia Llewelyn-Davies

In February, Stewart had to call off the surveillance. Rothschild had spoken to Llewelyn-Davies, who had been hostile and very averse to submitting to an interview. Yet Victor managed to make sway by invoking the wiles of Tess. When E. W. Pratt (K3.0) and another officer (K3.7) visited Tess, she put on a show. After stating that they had agreed with Peter Wright not to discuss the Llewelyn-Davieses, since they were close friends, she confirmed her keenness on the investigation, how important it was to check out those who had been close to Philby, Blunt and Burgess, how wrong they had been over Blunt, and thus could be wrong again, and that such persons would now be at the peak of their careers. She was at her most feline. She dropped a few other hints, and they arranged to talk again in about a month’s time. K7 (his name redacted) did some further digging around on Tess, and re-discovered the duplicitous way that she had shown how she learned that Blunt had been a spy . . .

For some reason (maybe simply because of a passport renewal request), MI5 next investigated Victor’s first wife, Barbara, who had married the left-winger Rex Warner, but then divorced him, and had in 1961 married a Greek named Ghika. In May 1972, after Rothschild’s assistance, Pratt and Stewart did at last manage to interview Llewelyn-Davies, who was deemed to have held back when his own activities were concerned. Only brief extracts have been supplied, in which Llewelyn-Davies was shown to have misrepresented Rothschild’s joining the Apostles, which actually happened while Llewelyn-Davies was still a member at Cambridge. And there the file ends. Nothing from the momentous 1970s, with Goronwy Rees feeding Andrew Boyle for The Climate of Treason, and the further headwinds that Victor Rothschild would face, and nothing about the ‘Spycatcher’ fiasco, which is where my story started.

Rothschild’s Self-Importance

Victor Rothschild’s behaviour consistently showed an arrogance that probably derived from his ill-conceived notion of superior social status, and what it meant in terms of duties and obligations. On October 4, 1957, Courtenay Young, commenting on Lord Rothschild’s selective memory when recalling his associations with Guy Burgess, and especially the matter of financial advice, minuted: “It is possible a fair assumption from paragraphs 4 and 5 above that Lord ROTHSCHILD thinks that the State has responsibilities towards him rather than he towards the State.” Aspects of this egotism can be seen in other significant actions. He is recorded as not responding to requests from Petrie on important matters. When in December 1945 he wrote to Guy Liddell, announcing his proposed resignation from MI5, he attached to the letter certain conditions about his continuing role as part-time Scientific Adviser, including the statement: “None of these proposals requires any explanation”. Liddell replied meekly. Petrie had apparently rejected these proposals already: nevertheless Rothschild sent him a note at the end of the year effectively telling him what he should do. His approach comes across as pompous and superior, but he obviously did not think that normal rules of conduct applied to him.

That incident was followed by his ill-conceived explanation of why he had joined the Labour Party, published in Reynolds’ News in January 1946. Now it was Petrie’s turn to be meek. Instead of sending him scurrying away for his ill-mannered piece of self-promotion – which clearly broke the rules for MI5 officers to be non-political – Petrie discussed the matter with Sir John Anderson, who likewise opted for appeasement. Sir John would have preferred it had Rothschild not become involved in politics, but obviously believed that having him at hand outweighed the disadvantages. Yet they left it to Rothschild himself to judge whether his activities ever conflicted with his MI5 duties: if he judged it so, he should come to Petrie to declare the fact! And if Petrie or his successor ever believed that such a conflict was happening, Petrie ‘would send for him, and deal with him accordingly’. Lord Rothschild was not deterred at all by the prospect of being summoned to the Headmaster’s Study for a beating: he thought this ‘a perfectly fair arrangement’.

A third episode consists of his request for a false passport. As his involvement with Israel became more intense, and his international travel increased, he became more concerned about his personal safety – especially after the Marks and Spencer bombing incidents in 1969. In September of that year he thus asked Peter Wright, during a routine meeting with him, whether he could arrange a false passport for him, so that he could travel around the world incognito. Wright acted on the matter, and took it up with Denis Greenhill, who looked into precedents. R. G. I. Elliott went to the Passport office to help gain approval. The matter eventually reached Sir Stanley Tomlinson, ‘Supt. Under-Secretary of the Immigration and Visa Department of the Foreign and Colonial Office’. The support of Dick White was invoked. Yet in February 1970 the request was turned down. There was no peacetime precedent for granting a false identity to a private person, with multiple risks involved. Surely the matter would have been despatched much sooner if the applicant had not been Lord Rothschild.

The reciprocal of this behaviour is that MI5 overall showed Rothschild far too much deference. Occasionally, as I have shown above, a junior officer such as Palliser or Young would hint at the way he was treated differently from any other individual who deserved investigation, but it was if such initiatives were immediately quashed – perhaps by Dick White, Rothschild’s old crony, as if a member of the House of Lords must be beyond reproach. White may have exerted his influence from MI6. Each time a new semi-crisis struck the Rothschilds (e.g. the Burgess letters, the Driberg book, the Philby defection, the Blunt confession, the Rees articles, the Golitsyn disclosures, the Rees memoir), a flutter of fresh interest occurred, but was swiftly suppressed, and no action was taken. And when Peter Wright came on to the scene, Rothschild immediately gained a devoted admirer who could see no wrong in his impressive lordship. It was like Basil Fawlty fawning over the confidence trickster ‘Lord Melbury’.

Burgess as Financial Advisor

One of the most embarrassing episodes for Victor Rothschild was his engagement of Burgess as a financial advisor to his mother, a fact that he strenuously tried to play down. MI5 apparently gained its first lead in a recorded interview with David Footman, who stated that Rothschild had paid Burgess £200 pounds for some service around 1937. That was on June 18, 1951, just after the Burgess/Maclean escapade. The name of Rudolf Katz came up from testimony by Goronwy Rees, and MI5 was able to establish from Katz (now living in Argentina) that he had claimed to help the French branch of the Rothschild family on banking problems [!], and had known Burgess well in the 1936-1938 years, contacting him several times. A letter found among Burgess’s effects was addressed to Burgess’s mother, dated March 31, 1937, and constituted the first of his ‘reports’ that he had apparently been contracted to supply. He regretted not answering sooner, but stated that he had been waiting for a list of investments. That Victor was involved is shown by a confirming letter that Burgess wrote to him the same day.

Rothschild’s complicity had been proved by another letter, from Victor to Guy, written on February 3, 1937, in which Rothschild approved the arrangement of hiring Katz at £50 Pounds a month. Victor insisted on the utmost secrecy and discretion over the arrangement, and asked that Guy destroy the letter – an instruction that Guy impishly ignored. Victor then mischievously asked Guy (working at the BBC) whether he knew which of two technologies the BBC would be selecting for its television launch – ‘quite an important thing from an investor’s point of view’. Now, in 1937, insider trading may not have been considered as outrageous as it would be a few decades later, but this was a highly unethical move by Rothschild. A further possibly egregious example followed on February 5, where he thanked Guy for some tips on selling Rolls-Royce shares, over which he boasted at having performed well. He enclosed a check for the Rolls-Royce transaction, and warmly signed his missive ‘Love, Victor’ – perhaps an over-cosy manner of greeting to one’s financial advisor.

An extraordinary aspect of these letters is that the files indicate that they were found ‘at the Courtauld Institute of Art by Professor A. F. Blunt in Nov. 1951’. Was Blunt’s negligence in not destroying them, or facilitating their coming to MI5’s attention, a way of dragging Rothschild with him into the pit in which he had fallen? Amazingly, these revelations triggered no action. It was five years later, after Driberg’s visit to Guy in Moscow, and a rumour in the Daily Mail, that Guy’s mother, Mrs. Bassett, admitted in a telephone call to Blunt that the story was true, even confirming the payment over the Rolls-Royce advice. When Blunt alerted Tess Rothschild, she told him they would sue if the claims appeared in Driberg’s coming book about Burgess. Soon afterwards, Blunt again called Mrs. Bassett (who was in regular contact with Guy at the time), and told her that Rothschild was very upset, and had denied there ever having been regular payments to Guy. (Had Blunt actually read the letters?) Driberg had written to her that Guy had assured him that Victor knew nothing about the transactions with Victor’s mother, which comforted Mrs. Bassett, but was an unlikely story. Meanwhile, Tess and Blunt had agreed that silence was the better course: they had convinced Victor of such action, since they reminded him that the story was essentially true.

Tom Driberg

Driberg’s book Guy Burgess: a Portrait with background duly appeared. It recorded Mrs. Rothschild’s delight with the tips of her Marxist financial adviser, including the sale of some Latin-American railway companies, and the investment in Rolls-Royce, from which Victor had also handsomely benefitted, and paid his friend £100. Driberg reported the £100 monthly allowance given to Burgess, but failed to mention Rudolf Katz or any insider information concerning the B.B.C. So Rothschild escaped relatively unscathed. There was no lawsuit.

Again, so much vital information gathered by intercepts, but no action taken. Ten years later, in February 1966, when the Rothschilds were interviewed by McBarnet and Wright, Victor admitted that Burgess had introduced his mother to Katz, and that his mother ‘might’ have made payment for financial advice. It was part of his pattern at this stage to disparage Burgess when he could, such as claiming that he ‘was a failure in everything he did’. It was four years later, however, when the first serious assessment of the Rothschilds’ prevarications and evasion was made, in the famous report by K3 of January 19, 1970. Yet this eloquent report entirely overlooked the Katz/Burgess business. Later that year, in December, the testimony from KAGO (Golitsyn) brought Katz to the forefront again, and a memorandum on expanded ‘rings’ of spies suggested that ‘Rothschild, his wife, and Blunt’ might be members of the ring (the author obviously not privy to the fact of Blunt’s confession several years before). Palliser’s magnificent summarization of the Rothschilds’ casebook in January 1971 included observations to the effect that Victor’s February 1966 evidence was dishonestly presented, but the detail is swamped by more urgent accusations in the report.

Rudolf Katz

Lastly, out of the blue, appears a brief biography of Rudolf Katz, sent on October 13, 1971 by K3 to the Liaison Officer in Washington – presumably forwarded to the FBI. Katz had been a member of the Communist Party in Germany, who had fled the country and met Burgess in Paris in 1935. It confirms that, late in 1936, Katz was introduced by Burgess to Rothschild and his mother, whose financial adviser he became, working through Burgess. Early in 1937, he left for Argentina, but continued to communicate regularly with Burgess on the project. He returned to the UK in 1937, but was expelled in 1940 because of suspicions of espionage. (The bio also mentions that letters between Katz and Burgess were found among Burgess’s letters, but I do not believe they have been released.) Katz misled the FBI when interrogated in New York in 1951.

In summary, the whole Burgess/Katz saga represents a lamentable failure of due diligence – the concealment of records, the constant cycling through of fresh recruits who do not know the whole story, no doubt the careful admonitions from on high not to pursue some matters too energetically. Rothschild was engaging in very foolish, dubious, even illegal, behaviour – and he knew it, to the extent of wanting his correspondence destroyed. The fact that it was not, and that maybe Burgess and Blunt wanted to subtly bring Rothschild into the same hell that they had created for themselves, but were unable to achieve it, is remarkable, pointing toward the inefficiencies of MI5 and the irrefutable advantages of being a peer of the realm.

Tess and Blunt

Lady Rothschild

Tess Rothschild and Anthony Blunt had a very affectionate relationship: at one stage Blunt confessed that she was the only woman he could have married, and they conversed on the telephone regularly. Tess clearly felt warmly about Blunt, too. And when Tess became increasingly under MI5’s microscope late in the cycle, in 1970 and 1971 (if the attentions they directed to the Rothschilds warrant such a metaphor), the junior officers started looking at patterns of activity afresh.

The first report is the famous anonymous K3 report of January 19, 1970, which declares that Tess Rothschild ‘in particular has not been entirely frank with us’. It then goes on to state that, sometime before November 1965, Victor was informed of Blunt’s confession to espionage – by someone whose name he did not disclose, but it was not Blunt. Rothschild added, however, that he had told his wife, who was apparently very upset, and told her husband that she could not have Blunt in her house again. Yet, when she was subsequently interviewed, she claimed not to know about Blunt’s espionage, and displayed her distress afresh. The report then went on to list several other insights that Tess had offered, such as her knowledge about Jenifer Hart’s instructions from the Party, her awareness of Stuart Hampshire’s doubts about Blunt, her knowledge of Cairncross’s confession to espionage, as well as tidbits about other prominent leftists at Cambridge, including Jack Plum.

As I have recorded, little notice was taken of this incisive statement. It was the November 29 1965 memorandum by Peter Wright that explained that Rothschild had had a meeting with Hollis and Furnival Jones a few days before, and had admitted that he had been told about Blunt’s confession. According to Victor, he had passed on the news to Tess, who was ‘very upset’, refused to have him in her house again, and when, a short time afterwards, Blunt invited himself to stay, she fobbed him off with an excuse. It was the alert B. Palliser who picked up the Hollis discussion in his report of January 27, 1971. He recorded that it was just two months later, on January 31, 1966, when McBarnett and Wright interviewed Tess, and she showed ‘utter astonishment’ at Blunt’s guilt. (This account clearly nullifies Wright’s imaginative tale in Spycatcher, which was clearly designed to provide exculpatory cover for the indiscretions of White and Rothschild.)

One might have expected the Rothschilds to have planned their little charade rather more carefully, but the error appeared not to hurt them. Why Rothschild was not pressed to declare who his informant had been, and under what conditions the confidence had been passed on, is also surprising. It is perhaps ironic, and rather sad, that, while junior officers in MI5 could not be trusted to know that a prime suspect, interrogated multiple times over the years, had eventually confessed to his espionage for a hostile power, it was inappropriate for some of the junior officers to be informed of this breakthrough.

  • Conclusions
Lord Rothschild

Somewhere between White’s Club and the Ark of the Covenant, between the Old and the New Testament, between the Kremlin and the House of Lords, he had lost his way, and been floundering around ever since. Embedded deep down in him there was something touching and vulnerable and perceptive; at times lovable even. But so overlaid with the bogus certainties of science, and the equally bogus respect, accorded and expected, on account of his wealth and famous name, that it was only rarely apparent  . . . .  this Socialist millionaire, this Rabbinical sceptic, this Wise Man who had followed the wrong star and found his way to the wrong manger – one complete with chef, central heating and a lift. I think of him in the Avenue Marigny dictating innumerable memoranda, as though in the hope that, if only he dictated enough of them, one would say something; on a basis of the philosophical notion that three monkeys tapping away at typewriters must infallibly, if they keep at it long enough, ultimately tap out the Bible. After the war I caught glimpses of him at Cambridge, in think-tanks, once in the Weizmann Institute in Tel Aviv, still dictating memoranda. (Malcolm Muggeridge, in The Infernal Grove, p 222)

I doubt I have ever met a man who impressed me as much as Victor Rothschild. He is a brilliant scientist, a Fellow of the Royal Society, with expertise in botany and zoology, and a fascination for the structure of spermatozoa. But he has been much, much more than a scientist. His contacts, in politics, in intelligence, in banking, in the Civil Service and abroad are legendary. There are few threads in the seamless robe of the British establishment which have not passed at some time or other through the eye of the Rothschild needle. (Peter Wright, in Spycatcher, pp 117-118)

It was a most monstrous smear of a most distinguished scientist and public servant, then aged, sixty-nine, whose zoological work had earned him a Fellowship of the Royal Society, whose wartime work had merited the George Medal for bravery, who had headed the research team for Shell International, chaired the Agricultural Research Council for ten years, formed and headed the Government’s first ‘Think Tank’, and been chairman of Rothschild’s bank . . .

Because of his intellectual brilliance and flair for original thought, Rothschild was appointed head of the Government’s ‘Think Tank’ in Downing Street by Edward Heath in 1971, with Sir Robert Armstrong as his principal private secretary. He underwent stringent positive vetting for the post, which would give him access to many secrets, with no difficulties whatsoever. MI5’s own list of his contributions to the security of the nation was considered to be a sufficient guarantee of loyalty in itself. But later, when he was under public attack, MI5 was not prepared to state this in his defence, even through the Prime Minister. (Chapman Pincher, in A Web of Deception: The Spycatcher Affair, p 9 & p 144)

A complicated man who had early on rebelled against the burdensome destiny his banking dynasty had defined for him, Rothschild had a somewhat ambivalent attitude towards Moscow: the cause might be just, but everything had to be on his terms. (Jonathan Haslam, in Near and Distant Neighbors, p 82)

He was proud of being Jewish rather in the way Disraeli was; he saw the romantic and tragic history of the Jews as conferring upon them a natural aristocratic lineage. And he regarded the princely role which his family have played among the Jewish people as a source of both pride and responsibility. (Lennie Hoffman, only Jewish eulogist at Rothschild’s memorial service)

For someone as smart as Victor Rothschild (who liked to remind his colleagues of his high I.Q.) to perform so many foolish acts was perhaps a surprising phenomenon. Yet, as the judgments of various MI5 officers recorded in this piece confirm, he regarded himself as unconstrained by the normal boundaries of behaviour, owing to his intellect, rank, wealth, and contacts with the people wielding real power. If any of the above officers had had the opportunity to confront him with the evidence of wrongdoing that they carefully had written up, he might have replied: “Don’t you realize who I am?”, and the wretched underling would have been the victim instead, being sent to the Registry, or some backwater in the dominions. For Rothschild had his protectors, and Dick White was certainly a prominent one.

Yet what could MI5 have done to close out its investigation? So he abetted spies, none of whom had been convicted in a court of law, and two of whom had confessed in a meaningless plea deal. He had not told the truth about his financial agreements with Burgess, and perhaps naively introduced Blunt to MI5. But he had helpfully shopped many other left-wingers, which was what MI5 wanted out of him. There was no point in trying to prosecute him for vague charges of assisting a foreign power, and the investigation at the end of his life initiated by the Director of Public Prosecutions into violation of the OSA concluded that no case could be made for pursuing it with legal charges. There were far too many other skeletons in the closet.

Rothschild frequently did not tell the truth. He was not a congenital or a habitual liar, but he was an occasional one – just like Rees, Blunt, Philby, Berlin, Pincher, Wright, White, Armstrong, and others who believed that some dissimulation was an essential part of preserving their careers and their reputation, and protecting the institutions which they served. And he probably believed that whatever particular underhand venture he was embarking on at any time was an honourable pursuit, with valid goals. He was essentially an intriguer, who gained his excitement from backstage manipulation and deviousness. When in August 1969 J. E. Day of MI5 (K7) interviewed at her home in Shaftesbury Jane Archer (née Sissmore), the celebrated Soviet expert who had worked for MI5, had been dismissed, had worked for Philby in MI6, and had then returned to MI5, she explained that she had been invited once to Rothschild’s home, and felt honoured. Yet all he did was to pump her about her run-in with Jasper Harker, and she felt demoralized and insulted. Rothschild was nothing but an intriguer, she said.

Malcolm Muggeridge, with his mixture of native cynicism and Christian sanctimony, was probably much closer to the truth about the essence of Rothschild than were those two impressionable scallywags Pincher and Wright. Yet the aura that this pair detected was real, and inhibited any incisive action by MI5. By the time Blunt confessed, the important culprits were all sewn up. The damage had all been done much earlier, and the molehunts were largely a waste of time, an exercise in self-flagellation. Rothschild’s misfortune after that was due to his arrogant belief that he would be safe and inviolate above intrigues that he could not control – the wiles and devices of investigative journalism.

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