Category Archives: Literature/Academia

Web Woes

Last January, I received an email purporting to come from my bank. It looked legitimate: it had a clean logo, in the right colours, but it contained a predictable spelling mistake, and did not originate from a valid bank email address. Yet I was concerned how the sender had obtained the fact that I was a customer of the bank, and gained possession of my email address. Had there been a serious security breach? Having occasionally received spoof emails from other institutions, which I forwarded to the address they gave for reporting such, and subsequently received grateful acknowledgments, I did the same with this one. I looked up the address to which such suspected spoofs should be sent (abuse@  . .  .) , and waited for a response.

And waited. And waited. I lingered a couple of days, and then sent another message to that address, inquiring whether the mailbox was being monitored, and requesting a reply. There was still no response, or even an acknowledgment. That was depressing, and utterly unsatisfactory. I thus went to the website again, trying to find a manager responsible for email fraud. The website was singularly unhelpful: it did not allow any chatroom discussion of security topics, and I entered a hopeless loop of going back to being invited to send further emails to the given ‘abuse’ email address. The bank provided no lists of executives to contact, no bank head office address to write to, only a couple of telephone numbers, neither of which looked suitable for my problem.

I tried one of the numbers, and after going through security checks, I spoke to someone (in Ohio or Iowa, I believe). She could not help me, but agreed to forward me to someone who could. I was thus transferred to a number in Atlanta, where I again introduced myself and my problem, and went through security checks. That person also decided that he was not in the office that could help me, but knew which section was responsible, and transferred me to another number.

I waited about twenty minutes before someone accepted my call. I again described my problem, and went through the same security checks. I was then told that that office was responsible for ATM security, but not for possible spoofing breaches. When I described my frustration to her, she said that she did not know what the policy was, but it was maybe unrealistic of me to expect any response from the Abuse department. I replied that these days it was very easy to set up an automated email reply system that would at least confirm that a customer’s message had been received, and indicate what kind of action was being taken, and added that it seemed to me that the Bank did not look as if it took reports of spoofing attacks, and possible security breaches, very seriously. She assured me that that was not so, and agreed to track down the Abuse Department. I was then left hanging on the telephone for another five minutes.

When she returned, she gave me the name and address of a ‘Resolutions Services and Support’ office, but no telephone number, no name of an executive responsible, and could not explain why that was not so. When I asked her what I should do next if I sent a letter to that office, and received no reply, she encouraged me to write ‘Response Required’, to ensure that I did receive a reply. This I did. But I was not hopeful.

Fifteen years ago, when the Web started to become a useful communications mechanism, corporate websites were full of data about organisation, functions, executives, addresses, telephone numbers, etc. Nowadays, it seems that their prime purpose is to provide a blatant marketing presence, and to make it extremely difficult for the inquiring customer (or prospective customer) to identify a department or person he or she might wish to contact. In addition, we have the blitz of customised advertisements: I cannot bring up the BBC website to check the cricket scores, or surf to a news site to ascertain Kim Kardashian’s views on this year’s Man Booker Prize nominations, without waiting for half a minute while dopey high-resolution advertisements for car dealerships half an hour away, that I am never going to visit, are loaded. Somebody, somewhere, is paying for all this, and will one day work out that it is all a waste.

After composing a letter, and sending it to the address given, I had one last try at finding a real person’s telephone number. Eventually I found one, in the Public Relations department. I called it, and left a message describing my problem (it was a Saturday), thinking I had done all I could. And then, out of the blue, a couple of hours later, I received a very polite telephone call from a Bank employee, who said that he was the Executive in charge of Security. His friend in the PR department had picked up my message, and alerted him to it.

As we discussed my problem, Mr. Watkins (not his real name) apologised, but said that, owing to the vast amount of spear-phishing emails that the Bank received these days, it had decided not to acknowledge any messages received from its customers, as it only encouraged more traffic that could overwhelm the system, and he started to brief me on the security challenges that any bank of its size has to counter in 2017. I responded that that might be so, but in that case why did the Bank simply not include some text to indicate that it inspected every genuine message that came through to its hotline, but that it would probably not respond individually to every item? Would that not provide for a better management of customer expectations?

At this stage, Mr. Watkins started to give me another little lesson about technology, at which point I decided to explain my credentials. While I am no longer au fait with all the issues to do with website maintenance and data security, I was one of the two executives who launched the Gartner Group’s Security product back in 1999. When I described my background, Mr. Watkins became even more amenable, and we moved on to a new plane. He seemed very proud of the fact that the Bank spends millions and millions of dollars each year on security. He essentially agreed with my recommendations, gave me his telephone number, and encouraged me to stay in touch while he investigated the problem.

Over the next few weeks, Mr Watkins was jauntily positive. There had been meetings, attended by database administrators, web designers, lawyers, security experts, public relations people – even manicurists, for all I know. It was important that everyone had buy-in to this significant portal of the bank’s business, and every detail had to be examined. And then, early in March, he proudly told me that the new functions had been implemented.

But they hadn’t. There are two entries to the bank system – a public one, and a subsequent secure sign-on that leads to a private area where customers can maintain their accounts. The Bank had attempted to fix the public ‘help’ area, where they had incorporated the text I suggested (although they made an egregious spelling mistake in doing so, spelling ‘fraudulently’ as ‘frauduleny’), but they had not touched the private zone. When I pointed this out to Mr Watkins, he was incredulous, and eventually I had to send him screenshots to prove that those spaces existed. I gently pointed out to him that it was as if the Bank’s executives had never tried to log on to their system as retail customers. He was suitably chastened, and promised to get back to me. More meetings with lawyers and psychotherapists, no doubt.

Nothing happened for a while. I continued to perform my on-line banking, and regularly checked the ‘Help’ section of the secure banking site to see whether it had been fixed. On March 20, Mr Watkins wrote to me as follows: “I’m writing as a brief status update to let you know that the changes you’ve identified below are scheduled to be implemented within the next 2 – 3 weeks.  In addition, I’ve had our team perform a comprehensive review of all of our web pages to ensure as much consistency as possible.  I will update you again once the necessary changes are complete.”

I waited again. No update from Mr Watkins, so six weeks later, on May 2, I emailed him again, pointing out that the unqualified advice still sat there, unimproved, in the private area, but did confirm that the rubric in what was called the Security Center was now clean and (reasonably) correct. (It had new spelling problems: ‘out’ for ‘our’, but no matter  . . .) I gave him the url of the offending area. Because of some personal issues, he had to hand my message over to his personal assistant to work on. He was under the impression he had already informed me about the changes the Bank had made.

I had to start again with Christine (not her real name). After she sent me an email informing me that the changes had been made, and how I should report suspicious emails, I had to explain to her that there was a discrepancy between the two zones, and I informed her of the fresh spelling problem. “Thank you for the feedback,” she replied. “We are currently working with our teams to review and will keep you posted.” More teams, more confusion. Less chance of a correct fix. I remembered Charles Wang of Computer Associates, who said once that, when a programming project started to drag, he would take a person off the team, so that it would run faster.

Another few weeks passed by. On May 25, I emailed Christine, and copied in Mr. Watkins, asking where things stood, only to receive the following reply from Mr Watkins. “I’ve tasked the multiple teams involved in producing and delivering these web pages to pull together a broad effort to reconcile all content.  These teams are currently researching what this will involve and we plan to meet back with them to discuss their assessments during the week of June 12. Please rest assured that there are no idle hands involved in this work but given the significant size and complexity of this effort, I’m focused on a) updating any current pages while b) ensuring the proper controls are in place to ensure ongoing alignment and consistency.”

Well, ‘resting’ I probably was, but ‘assured’ did not exactly describe my composure. I waited again. And then, on June 21, I learned from Christine that a new executive had been brought in to ‘address the issue going forward’ (as opposed to ‘going backward’, I suppose). I was invited to join a conference call, so that my concerns could be addressed. I declined, however. I did not need a conference call, and I instead carefully pointed out again that, while the problem had been fixed in the Privacy and Security Center, the text had not been incorporated in the private area, for which I provided the link again. All that Christine did was to provide me with instructions on how I should use the Bank’s web-page to report problems (as if it were not supposed to be self-explanatory by now).

I took one final stab at explaining the problem, pointing out how badly designed the whole website was, with its circular paths and inconsistent terminology, and I provided an explicit analysis of the problems with the Bank’s customer interface. I expressed my amazement that Bank officers could not identify the anomalies in the system, and fix them. I copied the message to Mr. Watkins.

On July 1, a new communicant appeared – probably not the executive brought in by Mr Watkins, as he introduced himself as being ‘on the team that oversees the on-line banking platform’. Arthur (again, not his real name) kindly provided me with a long explanation of all the changes that the Bank was introducing, including not just my recommendations, but many other improvements, as well. I thanked him, and promised to keep my eye open.

Well, it is now July 25, as I write, and the same old text appears under ‘Report Fraud’ in the private banking section, with no indication that messages will not be acknowledged. A simple change that I could have implemented on my own website in under five minutes (literally) still baffles the combined expertise of the Bank after seven months. Is this a record? Banks complain that they are stifled by regulation, but if they cannot even manage changes of this magnitude off their own bat, what hope is there for them? Is this story not an example of corporate incompetence and internal bureaucracy gone mad?

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The second incident concerns a recruitment at my old Oxford college, Christ Church (an institution, I hasten to add, for the benefit of my American readers, that is not actually the equivalent of Oral Roberts University, despite its name). The Hilary Term issue of the college magazine proudly announced that Christ Church was welcoming Sir Tim Berners-Lee as a Research Student and member of the Governing Body, with a mission to ‘grow Computer Science at Christ Church’. For those readers who might not know about Sir Tim’s remarkable achievements, I point you to https://en.wikipedia.org/wiki/Tim_Berners-Lee. He is known as the ‘inventor’ of the World Wide Web, and director of the World Wide Web Consortium, and took his degree at Queen’s College, Oxford. As a retired information technologist, I admire and applaud his achievements.

Yet some things that Sir Tim wrote in this promotional piece in Christ Church Matters puzzled and disturbed me. He characterised ‘several connected initiatives’ in which he has been involved for some time as Open Data, Open Standards, and Human Rights on Web. As an expert in data management for some decades (I was a data and database administrator in the 1970s, have experienced several generations of data-base management systems, was the lead analyst and product director for Strategic Data Management at the Gartner Group for a decade, and successfully forecast how the market would evolve), I believe I understand fairly well the issues regarding data security and data sharing. I found Sir Tim’s pronouncements about Open Data naïve and erroneous, and his thoughts on the role of Open Standards confusing, and maybe misplaced. But what really provoked me was what he wrote about Human Rights on the Web. “We have a duty to ensure that the Web serves humanity, and all of humanity”, he wrote, adding, somewhat rhetorically, about the concerns of the Foundation: “Is it [the Web] open, non-discriminatory, private and available to all, including minorities and women? Is it a propagating medium for truth and understanding, or more so for untruth and discord? Can these parameters be changed?”

Now I regard such questions as reasonably interesting, although I’m not sure what ‘minorities’ he was referring to (philatelists? Zoroastrians?), or why ‘women’ should come at the end of his list of concerns. But how could computer science be sensitive to such transitory social labels, or the gender of its users? Quite simply, what he proposes is either outside the realm of computer science, or lacking any toehold in what computer science has already generated about issues of data management (for instance, in the works of Sir Tim’s outstanding forbear, Edgar Codd, another Oxford man, an alumnus of Exeter College, and also a winner of the Turing Award). I found his pronouncements about serving humanity simply arrogant and pompous. Accordingly, early last March, I wrote a letter to the editor of Christ Church Matters, and to the Dean (whom I met last year, as my blog reported), which ran as follows:

“Am I the only reader of Christ Church Matters to be somewhat surprised, even alarmed, at the expressed rationale behind the new computer science initiative? The achievements of Sir Tim Berners-Lee are spectacular, and I have no doubt his intentions are honourable, but do the goals that he espouses not tread on the space of social advocacy, even corporate mission, rather than scientific investigation?

For example, the notions of ‘web-based data’, ‘Open Data’ and that ‘we [= who?] have a duty to ensure that the Web serves humanity, and all of humanity’ are certainly controversial. Data are not exclusively managed by web applications, but frequently shared. Indeed, it is a principle of good database design (a topic frequently overlooked in university computer science courses) that data be implemented for potential shared use, irrespective of delivery vehicle. There is thus no such entity as ‘Web-based data’. Professor Wooldridge’s statement that ‘when Governments generate data, there is huge potential value of that data is made freely available and open for all to use’ provokes enormous questions of privacy and security. To assume (as does Sir Tim) that ‘we’ can be confident enough to know how ‘all of humanity can be served’ has a dangerously utopian ring to it. Etc., etc.

The point is that technology is neutral: it can be used for good, or for ill, effect, and people will even disagree what those two outcomes mean. How is ‘all of humanity’ served when Islamic fanaticists can exploit web-based encrypted information-sharing applications to exchange plans for terror? Who benefits when private medical data is presumably made available for ‘all to use’? When is data private and when open? It is all very well for Sir Tim to assert that that his main motivation is ‘the personal empowerment of people and groups’ (is that phrase not both tautological and self-contradictory?), but that is a belief derived from his own sense of mission, not from a perspective of scientific inquiry.

Maybe these matters have already been discussed, and have been resolved. If so, I think it would be desirable to have them explained publicly. I believe those helping to fund such initiatives should be made aware that the boundary between science and evangelism appears to have shifted considerably.”

My letter was kindly acknowledged by the Dean, with a promise of follow-up, but I have heard nothing more. I suspect that I am seen as a minor irritant, getting in the way of some serious boosting of the college reputation, or maybe hindering access to vital government funding. But the question remains. There are researchers into computer science, and there are commercial enterprises. They frequently enjoy a symbiotic relationship, but there comes a time when enterprise have to make risks and decisions that go beyond what consortia and standards-groups can achieve. Ironically, Sir Tim’s statements about benefitting humanity sound uncannily like those of Mark Zuckerberg, the CEO of Facebook, who also has evangelical designs on improving the world. But the rest of us should be very wary of anybody who claims that omniscience to know how ‘humanity’ is best served, and who appears to be unaware of the Law of Unintended Consequences. And computer scientists should not start dabbling in evangelism.

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Regular readers of this website will recall my reference to The Trinity Six, by Charles Cumming, in my March blog. Since then, I have read his first Thomas Kell novel, A Foreign Country, and this month, the follow-up A Colder War (published in 2014), both of which I recommend. (Although I do not understand why we need to know every time Thomas Kell lights up a cigarette, or that he throws the butt of one into the Bosporus.) But my point here is to describe how unmistakably set in time these thrillers are – not so much by the political climate, although Iranian nuclear secrets and rebellious Turkish journalists give one a sense of that  ̶  but more by the use of technology. For the narrative is densely imbued with BlackBerries, iPhones, Facebook, TripAdvisor, SIM cards, SMS and O2 services  ̶  but not the dark Web, Snapchat or Twitter (or even Sir Tim’s Open Data initiative). Will it make the book soon seem dreadfully outdated, or will it be praised for its verisimilitude?

The pivot of the plot is indeed one such technological matter. (Spoiler Alert.) In what appeared to me as a very obvious mistake by the hero, an unencrypted text message leads to the eventual betrayal. And one other passage caught my eye  ̶  for a different reason. Cumming writes, about a surveillance operation at Harrod’s: “While most of the members of the team were using earpieces and concealed microphones, Amos had been given an antediluvian Nokia of the sort favored by grandparents and lonely widowers. Kell had banked on the phone giving plausible cover.”

I recognized that scene. Three or four years ago, I went into a branch of my bank to pay in a cheque (it may have been a check). The cheerful spirit behind the counter asked me whether I knew that I could pay in checks via my cell-phone (or mobile, as it would be known in the UK). Without saying a word, I then solemnly produced my venerated Motorola C155, manufactured ca. 2005, reliable, rugged, and not very handsome, and showed it to the woman. She then let out an enormous giggle, as if to draw the attention of her co-workers to this antediluvian instrument. As can be seen, it looks more like the shoebox phone from Get Smart (the 1960 TV series, not the 2008 movie).

But it did its job – just made and received phonecalls. My carrier forced me to replace it a couple of years ago, but, my fingers are too stubby for the keypad on the new thin model, and I never use my phone to access the Web. Enough woes in that. I miss my C155  ̶  ‘as favored by grandparents’.

*                            *                      *                      *                      *

Another saga started. In May, I had received a letter from History Today, inviting me to renew my subscription on-line. “Renewing your subscription couldn’t be easier”, it boasted.   I thus logged on to its website, but was frustrated in my attempts. I sent an email to the publisher, listing my failures. I explained that the system did not recognise that I was in the USA, did not allow me to enter my subscription reference, and quoted a sterling fee rather than the $99 mentioned in the letter. And when I signed on to my account, it gave me no option to renew, just to upgrade to access to the archive.  I received a prompt reply, which merely stated that the website had been going through some maintenance, but that once this were completed, I should be able to renew my subscription on-line.

I held off for a while, and then received another letter in the mail, which again proclaimed that ‘renewing your subscription couldn’t be easier’. It offered a price of $79, which I interpreted as a special offer, maybe making amends for the earlier technical problems. I thus logged on afresh, and made the renewal, but did notice that the confirmation came through with a charge against my US dollar credit card for £99. An obvious mistake, no doubt to be cleared up simply. I sent an email pointing out the error. After a couple of days, I had received no response apart from an email confirming my renewal, and encouraging me to contact the sender (the third name in as many messages) if I had any problems. I thus sent off another email, pointing out the discrepancy between the amount specified in the invitation letter, and somewhat impatiently requested a credit to be made against my credit card.

Yet another name replied, with the following message: “Thank you for your recent email.
I can confirm the reason they are different amounts and different currency is because it has been converted from USD to Pounds. So it will always show what we have received as payment here is England rather than the amount you paid is Dollars. If there is anything else that I can help you with please don’t hesitate to contact me.”

So, as the month wound down, I sent another message, pointing out that a fee of $79 would convert to £61, not £99. I am awaiting their reply. It is possible, I suppose, that they mistakenly took the exchange rate as 1.31 pounds to the dollar, rather than vice versa, although the letter lists the optimal online archive upgrade as a more accurate £30/$45. We shall see. If e-business speeds are predictable, I shall probably be able to provide an update to this transaction in January 2018.

The next episode of Sonia’s Radio will appear at the end of August. This month’s new Commonplace entries appear here.

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Officially Unreliable

During my research into intelligence matters, I have noticed a disturbing phenomenon. Very often, writings by authors of dubious credentials, as well as informal interviews with eminent persons, are cited by professional historians in an indiscriminate and unqualified way. Whole volumes may be recommended, statements may be paraphrased or quoted, and items will appear in bibliographies, without the historian’s advising the reader on what terms the sources and publications should be treated. The now more authoritative assertions take on a new life of their own, and are referred to afresh in further works, thus consolidating what may have been utterly false in the first place. When this process occurs with official or authorised histories, the problem is particularly egregious, as the latter publications maintain an awe about them that may in fact be completely unmerited. By this process of implicit approval, more serious histories can apply a certificate of merit to works and conclusions that would have been otherwise justifiably questioned.

For example, the same day on which I started writing this piece, I came across the following passage, in Tyler Anbinder’s fascinating City of Dreams: The 400-Year Epic History of Immigrant New York: “Nearly every history of Civil War New York, for example, repeats the story that in June of 1863, ‘some 3,000 striking longshoremen, most of whom were Irish, were forced to watch as black men, under police protection, took their jobs on the docks.’ But this tale is apocryphal, repeated over and over since the first historian mistakenly published it in 1910. White soldiers, not African Americans, temporarily replaced the strikers in question.” (p 236)

I do not know what to call this phenomenon. It is a kind of Gresham’s Law of historiography, whereby the assembly of dubious assertions crowds out the results of more disciplined fact-finding methodologies. But that does not tell the whole story, and is not a reliable enough guide to what happens. After all, in the world of intelligence, archival sources may be no more dependable than those of private memoir, and distinguishing ‘good’ from ‘bad’ facts can be a considerable challenge. Indeed, the reverse sometimes occurs: theories and claims of apparent substance are sometimes ignored completely in favour of a highly dubious but protective political line, a default position that is provocative in itself. The phenomenon is more a kind of halo effect, whereby the seal of approval of the Official History gives a gloss to sometimes unmeritorious anecdotes, and a taint to reports that might otherwise have been considered creditworthy. It seems to be an inevitable side-effect of the practice of history-writing as public relations.

Official histories, it is true, recognize the role that personal memoir and witness statements play in complementing the archival record. The problem is that such sources frequently contain a mixture of well-documented research and practical experience, alongside the swallowing of dubious second-hand reports and even the fabrication of untruths – often out of a desire to enhance the subject’s reputation. What is needed is a rigid testing and verification of such accounts, and an explanation, when such narratives or assertions are re-presented, of the forensic case for accepting or doubting the quality of the secondary material. What is also essential is a selective reference to such material, rather than the blanket bibliography that appears to treat each listed work as having equal quality, and possessing a consistent internal integrity that it may well lack.

I plan to show examples by analysing four official or authorised histories in my sphere of research. The first is Margaret Gowing’s Britain and Atomic Energy, published in two parts in 1964 and 1974. The second is the  five-volume British Intelligence in the Second World War by F. H. Hinsley and others (encompassing a foot of shelf-space in my library), which appeared between 1979 and 1990. The third is Christopher Andrew’s authorised history of MI5, The Defence of the Realm (titled, for some strange reason as Defend the Realm in the USA), published in 2009. The last is Keith Jeffery’s MI6: The History of the Secret Intelligence Service, 1909-1949 (again re-titled for US consumption, rather deceptively, as The Secret History of MI6, 1909-1949), which came out in 2010. As I study these volumes, I shall also explore the different constraints under which they were produced, and the apparent methodology applied to their creation.

(I am barely going to touch, in this piece, the highly controversial and important topic of concealment or destruction of massive arrays of government files, primarily by the Foreign Office, and the secret warehouses such as that held at Hanslope Park. I refer the interested reader to Ian Cobain’s generally excellent 2016 work The History Thieves. I also regret that I have not yet been able to inspect Herbert Butterfield’s no doubt indispensable essay Official History: Its Pitfalls and Criteria from his 1951 publication History and Human Relations.)

Margaret Gowing was historian and archivist of the United Kingdom Atomic Energy Authority at Harwell when she was commissioned to write the official history. In her Preface, she defended the need for ‘official’ history because of the embargo on declassifying documents until 50 years after they had been created, saying that ‘the official historian’s official standing, his [sic] ties with a Government organisation, his signature of a declaration under the Official Secrets Act, make it possible for Government servants to speak freely to him and give him access to their papers”. She described her experience as altogether positive, with no obstacles put in her way, and access given to her to all government documents, with a small academic advisory committee set up to ensure proper standards of integrity were being applied, and the nation’s interests were being protected. In a ‘Note on Documentation’, she added: “In accordance with the practice of the official war histories, references to official papers that are not yet publicly available have been omitted: footnotes are confined to published material.” Her work is quite certainly an ‘official’ history.

Possibly anticipating objections, the author also asked: “What is the justification for official history at all?”, responding that ‘it lies primarily in the need for histories of recent events based on the documentary evidence, supplemented where possible from the oral evidence of people who lived through these events.’ She also said that ‘the historian and his employer bear a heavy responsibility for ensuring that an official history is written according to the strict criteria of the historical profession’. Yet the historian needs to be wary of oral evidence: on the one hand, memory may be at fault, but in sensitive areas (of which research into nuclear energy is undoubtedly one), the recollections of those involved may be subject to some censorship or distortion. Nowhere was this more clear than in the matter of espionage and the stealing of nuclear secrets, and here Ms. Gowing showed herself to be far too trusting of third-party sources (i.e. not relying exclusively either on her interviews with officials involved or on the written archive).

While Ms. Gowing overall provided a painstaking and very thorough of account of a highly technical subject, in one area she allowed herself to be manipulated. She appeared to rely almost exclusively on Alan Moorehead’s book The Traitors for her coverage of the Klaus Fuchs case, Fuchs having been convicted early in 1950 of stealing atomic secrets on behalf of the Soviet Union. She lists it as her primary source, even though the work was facilitated by MI5 as a public relations exercise. Moorehead was guided in his research while being shown select secret papers, and his conclusions completely misrepresented the chronology of Fuchs’s recruitment by both Soviet Intelligence and by the Tube Alloys Project (which was the codename for the undertaking when it was first set up). Gowing declares that Moorehead was granted more extensive access to official information than she was, a decidedly regrettable state of affairs: occasionally she gives hints of knowledge that Moorehead does not provide (such as the FBI interview with Fuchs in prison), but her sources are not provided. She thus echoes Moorhead’s public relations exercise, defending MI5’s weaknesses in not countering communist influences more aggressively, and reinforcing the notion that Fuchs’s communist beliefs were well-concealed. In summary, she thus let down the standards that she had claimed to espouse by relying on the conclusions of a journalist, failing to demand access (at least) to the same sources that Moorehead had been allowed to inspect.

My second example, the multi-volume history of British Intelligence in WWII, is tersely introduced as one of the set of ‘official histories’. “The authors of this, as of other official histories of the Second World War, have been given free access to official documents. They alone are responsible for the statements made and the views expressed”, we are told on the page facing the title-page. The Preface, however, explains a rather more complex set of compromises. A written parliamentary reply of January 12, 1978, had reminded former intelligence officers (and current historians) of the demands of the Official Secrets Act, and had attempted to make a distinction between ‘records of the Service Intelligence directorates, which will be placed with other departmental archives in the Pubic Record Office’, and other information which could not be disclosed. Yet, while this statement did not explain how such distinctions would made, or how or when the future decisions about declassification would be reached, the authors felt confident in stating that the guidelines issues have ‘not prevented us from incorporating in the published History the result of our work on records which are not to be opened’. The outcome was that the history includes a large number of assertions and conclusions that cannot be verified, since no specific source could be provided.

Furthermore, the authors rather disingenuously conclude their prefatory remarks with the following less-than-comforting statement: ‘That room remains for further research is something that goes without saying. [‘Obviously not!’] Even on issues and episodes for which we have set out to supply the fullest possible accounts, the public records will yield interpretations that differ from those we have offered.” Well, maybe so, Sir Humphrey. But if other historians are not allowed to inspect all the records that the official historians have investigated, they will be severely hamstrung. What the Government is effectively saying is that it trusts only its insiders (for Professor Hinsley was indeed one), and such confidants will clearly toe the line if they want to gain that well-earned knighthood. And the official history can thus not really be challenged, and instead monopolises the academic space, as any pretenders will not have had access to the real but very sensitive records that contributed to the account.

Notwithstanding the multiple merits of this work, which for the most part represents a solid integration of military and intelligence history, reflecting a painstaking and very thorough processing of much complex material, one has to regret the hypersensitivity of Hinsley’s political masters. Followers of ‘Sonia’s Radio’ will immediately recognise how unsatisfactory the methodology is. I have (in Chapters 4 and 5) provided two cases where the ‘interpretation’ of events by Hinsley and his team is highly dubious, and where no written record to support the assertions appears to exist. One was the endorsement of an event that probably did not take place (the claim that all work on Russian ciphers and codes stopped, on Churchill’s order, when Hitler invaded the Soviet Union, without any explanation as to how that decision was issued and acted upon), and the other the desperate attempt to prove a negative (that, contrary to rumours, the British authorities did not use the Lucy Ring to forward Ultra intelligence to Moscow). These two statements are not the stuff of serious historiography: they are political statements emanating from a defensive sense of security, from a belief that the authorities know best, and that the reading public should unquestioningly accept such dogma.

In reference to the main point of this piece (the unqualified use of third-party memoir), Hinsley and his co-authors are for the most part judicious, occasionally even – sensibly – challenging Churchill’s account of events. Yet the guard does drop. Hinsley has been broadly criticised for skating over technical issues concerning the interpretation and decryption of Enigma traffic.  Gordon Welchman (the main architect and creative mind behind the Ultra project, and author of The Hut Six Story) pointed out the flaws in Hinsley’s understanding, writing, in a letter from 1984: “Hinsley’s account of Bletchley Park activities during the first year of the war is wrong in almost every detail, and I do not know why.”  The challenge with methodology and technical coverage continued. Volume 5 of the History (Strategic Deception) was written by Michael Howard, who had the integrity to admit, in his Preface, that a situation where the text ‘must therefore be accepted as the only evidence of the contents of these files that can be made publicly available’, is one ‘with which no professional historian can be entirely happy’. Again, however, the historian concluded with the less than sincere comment that ‘although this is an “official” publication, it should not be regarded as the last word on the subject: nor should its judgements (for which the author bears sole responsibility) be necessarily regarded as definitive’. Howard indicated that he had the availability of foreign archives in mind when he wrote that, but the same objection arises: why should other professional historians not have the same access to confidential files as Howard did? The inevitable occurred: ‘Arise, Sir Michael’.

Where Howard lapsed was in his coverage of the Double-Cross System, whereby German agents were ‘turned’ to provide a mixture of false and harmlessly true information to their handlers. Howard passed the ball. “The technical problem of running double agents . . . . has been so well described by Sir John Masterman in his book The Double Cross System (1972) that little more need be added here”, wrote Howard. It is as if the controversy over the publication of his book, which Masterman had had to issue in the United States, since the British Government had refused permission, and threatened to sue Masterman, had been forgotten. The authorities wanted dozens of passages removed, but Masterman’s publisher agreed to only a few, and the government had to acquiesce. Dick White, who had supervised the whole MI5 Double Cross operation, was (according to his biographer, Tom Bower) infuriated by the vanity of Masterman, who had ironically been White’s former tutor, and whom White had brought into MI5. In fact, Bower claims that White only approved the project for Hinsley’s History as a method of bringing Masterman down to size. “Masterman’s self-glorification would be neutralised if the whole truth were told” , wrote Bower, paraphrasing White’s opinions.

Thus Howard’s sanitising of the whole controversy comes over as a little too fastidious, and some of the more technical aspects of the Double Cross system remained unanswered.  For example, why did the Germans not appear to question how Britain’s location-finding apparatus had not been good enough to detect the sizable and numerous transmissions sent to them by their supposed agents in the months before D-Day? (Howard reports that five hundred transmissions were made by agent GARBO alone between January and June 1944. The Gestapo would quickly have tracked down such an illegal activity. Why was Britain’s RSS group not able to do so?) Masterman, in his book, allocates only one sentence, with a footnote, on the purely technical aspects of managing double agents, and Howard sidesteps the issue by cross-referring to one of Hinsley’s Appendices, provided by an ex-MI5 officer, on the challenges of radio communications. This flabby appendix, which is somewhat embarrassing in its naivety, is also presented without commentary or explanation. True, Howard offered a much more comprehensive account of the XX project (no doubt to White’s satisfaction), and was able to introduce the previously secret dimension of Enigma decrypts to his story, but a more selective analysis and parsing of Masterman’s contribution would have been acutely appropriate. Incidentally, Howard also completely ignored the role that Soviet spies in Britain’s intelligence might have played in strategic deception, and in particular how their leaks may have affected the negotiation of joint ventures with the Russians.

Now the overall very competent Hinsley-Howard compendium has come to be recognised as a valuable authority. Yet it does not tell the whole story, it is inaccurate on much technical detail, much of its conclusions are unverifiable, and it is not discriminating enough in its selection of third-party sources. Moreover, any historian wanting to provide a review of the subject (perhaps based on those foreign sources that Howard could not consider) will be unable to inspect many of the primary materials that Howard was privileged to see, and will also not be able to interview the ‘experts’ who contributed to the official history.

Christopher Andrew’s history of MI5 is presented as being not ‘official’ but ‘authorised’, although the distinction is hardly crisp. Indeed, in his Preface, Andrew describes his response to MI5’s advertisement for a ‘part-time official [sic] historian’. The head of MI5 in the year of publication, Jonathan Evans, wrote in his Foreword that ‘striking the balance in the text between openness and the protection of national security has been a complex and demanding exercise requiring many hours of detailed discussion between Professor Andrew and members of the service, and an extensive clearance process involving other departments and services’. Evans went on to say that the History contained some embarrassing and uncomfortable information, but implied that Andrew had been given the independence to reach his own conclusions. Evans then made the extraordinary and illogical point that ‘it should not . . . be assumed that his conclusions are based solely on material in our records which is unavailable to the public’, as if a comprehensive, 850-page History could be crafted exclusively from unclassified documents. Perhaps this message of discomfiture was intended to communicate to the reading public that there could not possibly be yet more distressing secrets that could be revealed – unless, of course, questions of national security were at stake. (Evans provided a url which he claimed would explain the principles that governed MI5’s approach to the text: www.mi5.gov.uk/output/centenary-history-policy-on-disclosure.html. Regrettably that page is no longer available.)

Andrew records his occasional frustration at the constraints under which he had to work.  He confides in his readers that he felt it was important to read highly-sensitive files ‘in order to try to ensure that conclusions in The Defence of the Realm based on documents which can be quoted are not contradicted by files whose contents remain classified’. Yet that process lays an enormous onus on Andrew’s skill as an interpreter, for presumably no one else will be allowed to inspect such files that may be permanently classified. And we still do no know which documents fall into which category. For one of the most frustrating aspect of Andrew’s work is the unscholarly methodology for sources. Literally hundreds of citations state merely ‘Security Service Archives’, or ‘Home Office Archives’, and there is no indication given as to whether such documents are permanently embargoed, or which will be released after a certain time-limit.  There could be value in such a tabulation only if an internal document identified each individual source, on the basis that, if and when the archives in question were declassified and made available to the general public, an accurate cross-reference could be supplied to expand Andrew’s Notes (even as they stand, an impressive 123 pages), and allow future historians to develop more informative studies.

Moreover, Andrew certainly tilled other fields. His bibliography contains about 500 titles, quite an exhausting assignment of reading for a part-time historian: again, it is not clear whether every title was deserving of equal respect as far as authenticity and reliability were concerned. Peter Wright’s occasionally dubious Spycatcher appears in the bibliography, but Andrew admittedly qualifies his endorsement by discussing Wright’s collaboration with Chapman Pincher in the text. On the other hand, what is one to make of the fact that Andrew Boyle’s journalistic and controversial Climate of Treason appears in the bibliography, but not in the Index? Or the fact that the highly deceptive Sonya’s Report, by Ruth Werner, is also quoted as a source? At least Andrew does not list Alan Moorehead’s public relations exercise on behalf of MI5, The Traitors, but the outcome was that he completely ignored the internal crisis over the Fuchs case, where Sillitoe was required to lie to Prime Minster Attlee in order to maintain MI5’s survival after the Fuchs fiasco. But it is not clear that the bibliography offered represents ‘works in which I found useful nuggets’, ‘items for suggested further reading’, or something else altogether. It is certainly unscholarly.

Yet the apparent neglect (or ignorance) of such works poses its own set of unique puzzles. Should the fact that Andrew does not even mention, let alone analyse, Moorehead’s work, which the official historian of Atomic Energy had treated with such respect, be noteworthy? And why was Alexander Foote’s Handbook for Spies not consulted, given that it was largely ghosted by an MI5 officer, yet Peter Ustinov’s Dear Me is deemed worthy of mention? Why did Foote not even appear in the Index, given that he underwent intensive interrogation by MI5 in 1947? And why did Fred Copeman not appear in the History, given that he was a leader in the Invergordon Mutiny of 1931 (which is covered), and later, after his conversion from Communism to Catholicism and Moral Re-Armament and his award of the OBE, acted as a consultant to MI5 during the Foote investigation, and wrote a fascinating (but maybe deceptive) memoir titled  Reason in Revolt? Etc., etc.  Should we make conclusions about books and topics that were not considered suitable for inclusion in the bibliography?

Andrew’s production is in many ways an impressive achievement. It is a fascinating account of an institution that has for too long been unnecessarily secret. Moreover, most of the history is probably accurate. But we cannot know. Andrew necessarily had to compromise his professional integrity by submitting to bureaucratic demands and possibly spurious claims about risks to national security. Many of his sources cannot be checked, and his indiscriminate reference to works of dubious merit begs the questions: if what these authors say is sometimes untruthful and unverifiable, why do you trust what they write on other matters? How do you select what you consider to be accurate? Where is the methodology that distinguishes useful and reliable facts and experiences from the self-deception of memoir, the faulty memory, the desire for self-aggrandisement, the concealment of unpalatable actions, and the shakily passed-on rumour?

Jeffery’s history of SIS, presumably no longer ‘secret’, suffers from similar identity problems. The flyleaf (of my American edition) introduces it as an ‘authorized’ history. John Sawers, the then head of SIS, states in his Foreword that his predecessor decided to commission an ‘independent and authoritative’ volume. In the Preface, Jeffery writes that, in his practice of not including source references for documents not in the public domain, he follows ‘the precedent set by past British official histories’. The work is obviously supposed to be the ‘definitive’ history, a term that Jeffery uses, for example, to characterise Gill Bennett’s study of Desmond Morton, Churchill’s Man of Mystery. Yet it also is confused about its scope. The flyleaf promotes SIS in glittering terms: “The Service pioneered cryptography on an industrial scale at Bletchley Park”, but Jeffery admits that GC&CS (later GCHQ) was really only a reluctant stepchild of SIS, under Menzies’s overall supervision. Jeffery’s coverage of GC&CS is superficial (there has yet to be written an official or authorised history of that institution), and sensibly concentrates on such matters as the controversy over Section V’s distribution of the so-called ‘ISOS’ (Intelligence Service Oliver Strachey) material coming from Bletchley Park. This spin on SIS’s responsibilities – something echoed by Sawers in his Foreword  ̶  may have been a useful way of promoting the book, but it was highly misleading.

This historian does show some concern for his professional role. He recognises the extraordinary decision that allowed him the opportunity, given the traditional secrecy that surrounded SIS (the existence of the service was not admitted until 1993), to perform his task. He appreciates the fact that he was given ‘unrestricted access’ to the Service archives. He regrets the fact that he cannot name names that have not already appeared in print. Yet he does not allow much room for alternative interpretations, or express the hope that other historians might be allowed to see what he was able to inspect.  Moreover, he is perhaps over-confident in the trustworthiness of the files he studied.  “The history, written as it were from headquarters, reflects the surviving SIS documentation upon which it is primarily based.” That means he has been more guarded in using accounts by ex-officers of SIS. “I have in general used memoir material very sparingly. Although often revealing on the personal side, the recollection of events and emotions, sometimes many years after, presents critical problems of interpretation and assessment for the historian, particularly in the matter of espionage and other covert activities, which are not infrequently cloaked about with a melodramatic air of secrecy, conspiracy, conjecture and invention.” Indeed – but what is the methodology that distinguishes such from fact? It is not clear.

On Notes and Sources, Jeffery is a bit more informative than Andrew, although his explanations are a little ambiguous. John Sawers explains a policy distinguishing ‘information drawn from the archive’ from ‘non-release of records’ that has in practice allowed the ‘occasional official release of some Service material’ in order to facilitate the writing of biographies of ‘important intelligence figures’ – hardly a water-tight or objective guideline, one might say. He also confirms the constraints of national security, the ‘neither confirm nor deny’ policy of government, as well as that elusive and controversial principle, the lack of damage to the ‘public interest’, the definition of which should probably not be left to those authorities whose business is secrets. Jeffery then writes: “As will be apparent from the reference notes, I have also had privileged access to relevant but closed documents held by other British government departments.” Yet it is not always clear from the Notes themselves what the status of the records is: at times, Jeffery provides a serial number, and indicates that the files are retained (which fact a brief inspection of the National Archives Catalogue confirms. The institution tantalising describes many files that have not been released). At others, he refers to minutes and memoranda that have no discrete identifier, but are listed less specifically as (for example) ‘PUSD papers, FCO’. (PUSD is not listed in his abbreviations, but is presumably Permanent Under-Secretary for Defence.) It is a big step forward from the anonymity provided by Andrew, but still very unsatisfactory. There is a lesson to be learned here.

As for non-archival sources, such as memoirs and biographies, Jeffery is a little more discriminating, although that in itself raises questions. Andrew was happy including Nigel West’s highly unofficial history of MI5 in his sources, but Jeffery does not list West’s book on SIS, nor Stephen Dorrill’s, nor even Anthony Cave-Brown’s biography of the wartime head of SIS, Stewart Menzies. What are we to make of that? That they were valueless? Why no mention of Isaiah Berlin’s revealing Letters? Was Berlin’s D Section mission to Moscow with Guy Burgess considered to be a fabrication? On the other hand, he does include in his bibliography the highly contentious biography of Claude Dansey by Anthony Read and David Fisher, Colonel Z, although in one of his notes he writes ‘for Dansey’s early life, see Read and Fisher’, as if the book should not be trusted for the bulk of Dansey’s career. Yet he never explains why. In Sonia’s Radio, I have pointed out that Jeffery was extremely cavalier in so blandly recommending Bradley Smith’s Sharing Secrets with Stalin (‘this book is excellent for Anglo-Soviet intelligence relations generally’) as it completely overlooks the influence that access to strategic information provided by Stalin’s spies must have exerted on negotiations. The less than completely honest statement concerning the traitors within British intelligence services remains one of the major flaws. Jeffery restricts his coverage of Philby primarily to reactions to the Gouzenko defection in 1945: Volkov (the would-be defector whom Philby betrayed the same year) does not even appear in the Index.

Thus Jeffery’s book turns out to be a rather indigestible confection, with too many loose ends, too many stories not pursued, too many unresolved questions, and too many controversies avoided. It may have been politic to avoid some topics, such as the mission to Moscow, the possible recruitment of Alexander Foote, the distribution of Ultra information to the Soviets, the entanglement with Soviet spy rings in Switzerland, all explained away in the implication that the evidence in the archive was too slim or non-existent for the episodes to be taken seriously. But we simply do not know that for a fact. And there exist far too many reports in memoirs by reputable persons of a countercultural series of activities to justify such inertia and complacency. Jeffery’s work is hardly the ‘rigorous’ treatment that Sawers advertised, and there appears to be no suitable forum for the unresolved issues to be thrashed out in a methodological and disciplined manner. Jeffery died of cancer in 2016, at the comparatively young age of 64, very surprisingly without having received any government award or honour.

What does all this mean?

First, that ‘official’ and ‘authorised’ histories should be approached with a great deal of suspicion. They may have honest and sometimes deserved pretensions as works of serious history, but should always be considered as items of propaganda. They cannot be reviewed properly in the open forums of academia and journalism, as their sources cannot be verified.

Second, that any historian who discovers facts in unpublished archives, but then has to negotiate with those who authorise his work over publicity of the same, and concede to their demands, is professionally compromised. If he or she is prohibited from expressing judgments and opinions about those events in future undertakings and teaching, effectively suppressing the truth, that person’s academic integrity is tainted, and scholarship is tarnished.

Third, while government institutions might be said to have a right to judge what is an issue of ‘national security’, they surely should not be allowed to have the last word on what is ‘in the public interest’, and hence censor what the public has a right to know. Certainly the reason given of ‘avoiding embarrassment’ that appears to dominate policies on withholding files should be excluded from any consideration. We should also always be suspicious of any person or body that assumes the omniscience to understand what constitutes ‘the public interest’. A parliamentary committee should be set up to adjudicate, or, better still, the Freedom of Information Act, which automatically calls for the release of files after a defined period, should be enforced in a consistent and disciplined manner.

Fourth, that greater discipline should be exercised over archival sources. All sources should have an identifier, even if it is not yet made public. We need three categories of registration: classified (retained) and unpublicised; 2) classified and publicised (as in many unreleased files described at the National Archives); and 3) declassified. A confidential registry of sources should be maintained when any authorised history is written, so that the sources may be revealed at that future time when the files are declassified (if indeed that happens). *

Fifth, that it must be remembered that archival sources in the world of intelligence matters are especially suspect, since they may have been doctored, weeded, or redacted. While the accuracy of published material can be debated in public forums, an extra layer of scepticism must be applied when dealing with one person’s individual interpretation of secret archives, in the face also of justifiable doubt about the completeness of the sources.

Sixth, that all interviews undertaken by historians with individuals temporarily unshackled from the Official Secrets Act (or other confidentiality agreements) should be recorded and transcribed. They should then be made available at the same time that relevant files are released. That would help ensure that deceptive self-promotion and concealment were reduced in quantity, and government officials would be held accountable for their contributions.

Seventh, that all such historians should provide a methodology for how they approach memoir, biography and other historical works not based on the archival record. They should explain why an item appears in any bibliography, and discuss any individual work in that context in their History. Robert Conquest once said: “Just because a source may be erroneous or unreliable on certain points does not invalidate all its evidence.” The corollary would be that, just because a source can be shown in some places to be true, it does not mean that all its evidence is reliable. Historians should also be prepared to explain why they reject well-founded and broadly-supported published theories, and not simply make ex cathedra denials of them.

Can an objective history be written? Herbert Asquith said he did not believe there had ever been an historian who had not exhibited some amount of partisanship: “It is a common infirmity of the tribe.”  And I recorded the following in my April 2017 Commonplace entries: “Indeed, those who don’t like his [Eamon Duffy’s] work say he is a Roman Catholic first and a historian second. I don’t see what’s wrong with that. All of us bring our whole selves to scholarship, including our faith.” (Giles Fraser, in Prospect review of Duffy’s Reformation Divided: Catholics, Protestants and the Conversion of England, May 2017) Well, up to a point, Lord Copper. When does a point of view become a prejudice? A principle become a dogma? No doubt every historian brings some unique perspective to his or her process of interpretation, and selection itself reflects some intellectual preference, but if any allows a particular credo to dominate, the result will be an inferior product. While Evelyn Waugh was a novelist who happened to be Catholic, Graham Greene was undeniably a Catholic novelist, and I believe his oeuvre suffered because of that. (“Get a grip, Greene! You weren’t born with it. Make a choice, man!”)

So it is with history. Just as there can be no ‘Marxist’ or ‘feminist’ history, there can be no ‘official’ or ‘authorised’ history – or even ‘definitive’ history. Just history, written by qualified academics, with sources available to all, competing for credibility and reputation in an open market, and subject to refinement and re-interpretation in the light of new evidence. As Basil Liddell Hart was reputed to have said about an ‘official’ history of WWI: ‘official – but not history’.

P.S. As I was preparing this piece, I discovered the existence of an essay titled Intelligence and ‘Official History’, by Christopher Baxter and Keith Jeffery (the same), published in the 2013 compilation Intelligence Studies in Britain and the US: Historiography since 1945, edited by Christopher R. Moran and Christopher J. Murphy. I ordered it, and it arrived after I had completed my text. The authors focus more on the lack of intelligence analysis in official military histories, but include many of the same points that I make about the propagandisation of officialdom, the ambiguity of sources, freedom of access, and the dubiousness of memoir. In that vein they cite my supervisor at Buckingham, Professor Anthony Glees, who in 2003 said: “I don’t think governments should write their own history”, and “academics should not become ambassadors or politicians, or work for the secret service.” In the treatment of non-official sources, the authors provide a telling example with Brook Richards’ official history of clandestine sea operations during World War II, where the author stated that he was responsible ‘for the accuracy of any information not obtained from official British documents’, an assertion that would have been welcome in the histories that I have analysed. The authors also make the following conclusion: “Acknowledging and handling this kind of material (whether in the form of memoir or careful scholarship, as well as more popular works) can pose a problem for the official historian, who, in many cases, cannot simply ignore its existence, but whose use of it may be taken in some way to authenticate it.” Exactly: I could not have put it better myself.

* Addendum in November 2018:

I have had a fascinating exchange with a distinguished historian who has pointed out to me that exactly such a system was deployed by Sir (Ernest) Llewellyn Woodward when he was writing his official History of British Policy in the Second World War. As this gentleman explained it: “All the same, it was the practice of at least some of the historians involved to keep a careful note of the files and individual documents used; and indeed to mark those papers ‘Permanent Preservation. Used in Official History’. Thus when the rule changed, it was possible to issue the 5-vol. edition of Woodward with all the references to FO papers, Churchill papers and so on.”

It is surprising that this methodology was not adopted consistently, certainly across all official histories, if not authorised works. I had tried to discover what the rules were for such projects before I wrote this piece, but had come up blank. Strangely, neither Woodward’s History nor the five-part History of British Intelligence in the Second World War by Hinsley, Howard , et al. appears in the list of Whitehall Histories: Government Official History Series that is printed before the title page of other government histories, such as M. R. D. Foot’s SOE in France, and Michael S. Goodman’s initial volume of the Official History of the Joint Intelligence Committee. These are loose ends of categorization and policy that merit some further research.

This month’s Commonplace entries can be found here. And I have added a few more examples of Hyperbolic Contrast here.

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Filed under Espionage/Intelligence, General History, Literature/Academia

POLARBEAR Has Landed

The main purpose of my visit to the U.K. this month was to attend the degree ceremony at the University of Buckingham and to receive formally my doctoral award. As many readers will recall (wake up at the back, there!), my thesis covered the subversion of MI5 by communist agents and influences at the beginning of WW II. A symptom of this institutional failure was the later indulgence shown to the Soviet spy Leo Long after he was caught red-handed passing military secrets from MI14 in 1943, my claim being that this ‘Sixth Man’ may have been even more dangerous than the pentad of Cambridge graduates that has gained practically all the publicity. (The latest issue of Christ Church Matters, the alumni magazine of my Oxford college, contains an article about my research, titled ‘The Moscow Plot’, and it can be viewed here.) Followers of my subsequent research on ‘Sonia’s Radio’ may also have noticed that I have hinted at the remote possibility that the 1956 death of Alexander Foote may have been faked by MI5 (with the connivance of SIS) to prevent his assassination by Soviet military intelligence. The relevance of these two items will become clear by the end of this blog entry.

On the first evening of my trip, after I had arrived early in the morning at the Battersea residence of my brother, Michael, and his wife, Susanna (who has courageously and gratifyingly recovered from her cancer treatment), Michael and I went to the Instituto Cervantes  near the Strand to attend an interview with Professor Sebastian Balfour, Emeritus Professor of Contemporary Spanish Studies at the London School of Economics. Professor Balfour and Michael had become friends when they were both in hospital, and the Professor had very kindly ensured that Michael received special attention when he was in dire straits. I had met the Professor and his wife, Grainne, at Michael’s house on my previous visit, and was eager to learn what the Professor had to say about Spanish matters in the last century, and later even, right up to the secession attempts now being made by Catalonia. What with Philby’s association with Franco, Spender’s mission on behalf of the Comintern, Foote’s action with the International Brigades, as well as the whole sorry story of the Soviet-directed elimination of the anarchists, and the orchestration of the stealing of Spain’s gold by Orlov on Stalin’s behalf, the events of the Spanish Civil War were very relevant to my research area.

Professor Balfour offered us some excellent insights, skillfully weaving the experiences of Spain in the twentieth century into the fabric of today’s cultural and ideological dynamics. Moreover, at the party after the event, I was pleased to meet Mark Ezra and his wife, who were neighbours of the Professor. Mark turned out to be a film-producer, and I was happy to take his address as a possible contact for arranging a deal for the script (based on the central event of my thesis) that my friend and colleague Grant Eustace has been trying to place. Moreover, in one of those strange coincidences that tend to aggregate as one gets older, I discovered later that Mr Ezra had attended Ampleforth College, and had been educated both by Susanna’s father (Haughton) as well as by her first (deceased) husband (Dammann).

After the Spanish event, Michael and I took a taxi to Chelsea, where Susanna was winding down a dinner with four long-standing friends, all outstandingly bright professional women, and wonderful company.

Nicola, Nemeen, Mo, Janie & Susanna

The conversation was lively, and one of the friends (Mo, who is a psychotherapist) decided to issue nicknames to us all. I was given the cryptonym POLARBEAR, (surely in ignorance of my austere reputation as COLDSPUR), which prompted me to respond that my times must be numbered, as the beast ran the risk of soon becoming extinct. This was a highly enjoyable and lively end to the day, which had started by seeing me deplane at Heathrow at what was in fact 3 am in Southport, North Carolina (already on summer time), and which closed by my collapsing into bed at midnight local time.

I had arranged to meet Grant Eustace for lunch in Victoria the following day (Friday 10th), and was able to pass him the lead. Grant and I exchanged sympathies over the struggles with making headway in the worlds of publishing and the media, but maybe something will become of this opportunity. In any case, Grant is always working on some stimulating project, and I enjoy learning about his new ventures. On Saturday morning, I had to catch a train to Newcastle, in the North of England, since I was attending, as my more impulsive alter ego of HOTSPUR, the annual Listener Crossword Setters’ Dinner in Gateshead. I had not attended this event for ten years, but the opportunity was too great to pass up, even though I was a bit embarrassed by the mistake in my centennial Alan Turing puzzle of five years ago. I need not have worried: I was not booed on arrival. It was an excellent occasion, where I re-encountered some old friends, and established new ones. The pseudonyms of the setters often resemble the cryptonyms of agents working for Soviet Intelligence: thus my friend Ian Simpson (who was one of my testers) bears the same sobriquet (HOMER) as the Cambridge Spy Donald Maclean. The photo below shows Ian sitting next to Richard Heald, a renowned solver. THIRD MAN (Richard England, not Kim Philby), who holds the current record of most consecutive Listener puzzles correctly solved (103, I believe, and still active), was supposed to be in the photo, but he, who remembered me as a fellow London Society Rugby Football referee, somehow was recorded only in a short video-clip. (‘Third men’ customarily prefer being airbrushed out of history.) I was honoured to be sitting next to SHACKLETON (John Guiver), who won the prize for the best puzzle of 2016. This event is a very British affair, and a great institution, populated by smart, inventive and congenial people, who love words, and crosswords, and all the cultural trappings that accompany the Listener puzzle. But 2017 will probably be my last dinner.

Ian Simpson & Richard Heald

The Elusive Third Man (Richard England) (video not yet displayable)

Hotspur & John Guiver

I took the return train to London the following morning, arriving back in Battersea in mid-afternoon. That evening I was fortunate enough to meet the philosopher John Hyman, Professor in Aesthetics at the University of Oxford, who is also a friend of Michael’s and Susanna’s, and had been invited to dinner. John had expressed interest in my thesis since he knew Isaiah Berlin (indeed he had once been on a bus with him, and thus considered Isaiah and himself ‘fellow-travellers’) and asked me several penetrating questions. I was happy to discuss the implications of Berlin’s friendship with such as Guy Burgess, Lord Rothschild, and, most of all, Jenifer and Herbert Hart, since Jenifer had been Berlin’s lover, and Herbert had been a most important influence on jurisprudential philosophy, being acknowledged several times in Hyman’s recent Action, Knowledge and Will, a volume I might perhaps not have picked up otherwise. I prepared for the occasion by reading the most relevant chapters on the train from Gateshead, but (perhaps fortunately) we ran out of time before I could be questioned on the arguments. (I regret I am a bit slow on these matters: I am still trying to come to grips with ‘Freddie’ Ayer’s 1936 Language, Truth and Logic.) But again, a most enjoyable evening.

Monday saw me meeting my old friend David Earl, who picked me up at East Croydon Station, whence we repaired to a pub for lunch and caught up with each other’s news. David has always shown a solicitous interest in my research, and asked me again whether I had been ‘tapped on the shoulder’ over my subversive line of inquiry. I suggested to him that it might be a bit late for that, and that any such warnings would now only aid publicity for my forthcoming book. Later that afternoon, I went to Whitgift School, where I was able to see two long-standing friends, Tia Afghan, the Head Librarian, and Bill Wood, the Archivist, before preparing to attend the AGM and Annual Dinner of the Old Whitgiftian Golf Society, a group I had joined on a previous visit to the U.K.  Some of the gentlemen attending I had never met before, a few I had played golf with, but I was delighted to see again some old colleagues from the rugby and cricket fields, such as Mike Wilkinson, Paul Champness, Alan Cowing, Howard Morton, and Jeremy Stanyard. It was another highly enjoyable evening: golf is thriving at the School, and while the Headmaster chose the occasion to give a rather supererogatory motivational speech, it did not detract from the sense of fellowship. Howard Morton kindly drove me home to Battersea.

Messrs. Stanyard, Wilkinson & Champness (centre)

Peter Abel (left) et alii

Work followed on Tuesday. I went to the National Archives at Kew, where I had to wait to get my Reader’s ticket renewed, and then hung around while my requested files were retrieved. My goal that day was to dig around in the records of the Radio Security Service to discover what attempts had been made to intercept unfamiliar and unauthorised radio traffic either being received or transmitted within the UK’s shores in the 1940s. I also managed to inspect the missing volume of the files on the Rote Kapelle: for some reason, the third volume of biographical information on RK members and affiliates had not been digitised, and thus I had been unable to download it from my home in Southport. When I brought this oversight to the attention of the Kew authorities a few weeks ago, they could not explain it, and committed to rectify the problem, but were in no rush to do so, especially as I was about to visit the Archives. I discovered several nuggets, some that addressed enigmas, some that provoked new ones.

The next day saw Michael, Susannna and me driving to Oxford, where we were scheduled to be shown round the exhibition on Volcanoes at the new Weston Library of the Bodleian by its lead curator, David Pyle, Professor of Earth Sciences at the University. This visit had been arranged by another coincidence: I have been a Friend of the Bodleian for some years, and when I met Jessica Brown of the Development Office last summer, I had happened to mention that my wife Sylvia had been born in St. Vincent. A few weeks later, astutely recalling the connection, Jessica contacted me about the Volcanoes plans, saying that the eruptions of La Soufrière on the island constituted an important part of the coming exhibition, and would I be interested in it? I was able to inform her that Sylvia and I had trekked up to the top of the mountain in the autumn of 1978, whereupon our guide – who had never seen smoke emanating from the base  ̶  wanted immediately to dash back down the mountain for fear it were about to erupt again. Moreover, I was able to extract from my files a report on the adventure that I had written back in May 1979, after the major eruption that occurred on Easter Friday. (See here.) The long and short of it was that I agreed to help fund a video and audio display about the Caribbean volcanoes in the transept space at the exhibition, and the personal attention of the kind and expert volcanologist, Professor Pyle, was our reward. The exhibition contained a remarkable set of accounts, illustrations, and maps from the Bodleian Libraries, as well some items borrowed from outside. I heartily recommend a tour: the exhibition closes on May 21.

La Soufrière at the Bodleian

Michael, Susanna & I on the roof of the Weston Library

We then moved on to Christ Church, my alma mater, where I had arranged a visit to the Library. Dr Cristina Neagu, who is keeper of the Special Collections, was able to show us a rich and assorted set of documents, from commentaries by Maimonides to recently discovered notebooks and publications by Lewis Carroll, as well as the remarkable Graz camera that is contributing to an exciting digitisation project at the Bodleian. The wealth of the Special Collections is extraordinary, and is being made more broadly available through the interpretation of scholars, and the efforts of Cristina and her team, supported by innovative digitisation techniques. This was another very fascinating experience, and we returned to our hotel at Peartree Road well stimulated, ready for some excellent refreshment and dinner at the Trout at Godstow.

No relaxation! The next day (Thursday), Susanna was seeing a friend in Oxford, so Michael drove us to Bletchley to spend a day at Bletchley Park, the wartime home of the Government Code and Cipher School (renamed Government Communications Headquarters at some stage during the war). While I knew a fair amount about GC&CS from my reading (especially about the analysis of ENIGMA traffic), I had never visited the place itself. For me, much of the inspection of the various huts was less than overwhelming, but the experience was enhanced by a brief tour of Bletchley Park House itself (in which the office of its chief, Alastair Denniston, stood), and capped by a remarkable exhibition in Block B, where a moving account of Alan Turing’s life and tragic end was given, as well as a crisp and articulate demonstration of a reconstructed ‘Bombe’ at work. An ENIGMA message was decrypted with the help of a ‘crib’ that relied on the fact that no letter could ever be encoded as itself, the multiple wheels rotating until a trial set of complete matches was made. The (volunteer) demonstrators performed a superlative job: one of them told us that her father had worked at Bletchley Park during the war, and then, after learning Russian, had moved on to manage English Accessions at the Bodleian. But the exhibition was also a little coy about the controversies that still surround wartime security and management. For example, in the Visitor Centre, three plaques show Stewart Menzies (head of SIS, to whom GC&CS reported), Alastair Denniston (who led GC&CS from 1921 to 1942), and Edward Travis (director from 1942 to 1952). Menzies is graced with his ‘Sir’, but with no dates. Denniston and Travis are both given their years of birth and death, but no titles, although Travis was given his knighthood a few months after his appointment, while Denniston was shamefully never given one. Maybe embarrassment over this snub still lingers.

Susanna took the bus from Oxford to Buckingham to join us on Thursday evening, where we were staying in preparation for the degree ceremony on Friday. Friday turned out to be the coldest day of my stay: I had to pick up my cap and gown in good time before setting off for a meeting with Christopher Woodhead, the editor at Buckingham University Press. We had not met in person, so it was good to discuss across the table plans for the book based on my thesis  ̶  indexing, illustrations, cover, launch. We appear to be on target for a September publication. And then   ̶  off to the Church of St Peter and St Paul for the secular Convocation for the Conferment of Degrees. This was a very well planned and executed ceremony, one of five held over two days, so that each graduand could receive a personal introduction. Sir Anthony Seldon, Vice-Chancellor of the University (and also my internal examiner) gave a bravura performance in orchestrating the ceremony, which was enhanced by a wise and amusing speech by Lord (Mervyn) King, former Governor of the Bank of England, and honorary graduand for the School of Humanities. It was followed by an excellent buffet, where we were pleased to be joined by my supervisor, Professor Anthony Glees, and Sir Anthony Seldon, as well as by the MP for Buckingham (and Speaker of the House) John Bercow. The whole event was a grand example of British pluralism: persons of many countries, creeds, colours and cultures (and ages) coming together (in a Protestant church) to celebrate academic achievement and to be individually recognised, before dispersing to their different groups and associations. Pluralism, not multi-culturalism, in the spirit of the endorsements in my thesis. A very satisfactory day, and I am proud to be associated with the sole independent university in Britain with its motto  ̶  Alis Volans Propriis (‘Flying On Our Own Wings’). I was sorry that Sylvia and Julia could not be there to witness it, but the support of Michael and Susanna meant a lot.

Sir Anthony Seldon & Michael

Susanna & John Bercow

So then back to London, and champagne. The next day I had a reunion of the 1965 School Prefects at Whitgift, held at a pub near Hyde Park Corner. On my way there, I saw Howard Morton, who lives in Chelsea, and I was introduced to his charming Rwandan-born wife, Yvonne, and son, James. Twelve prefects attended the lunch: three of them I had not seen in over fifty years. Of course we each had perfect memories of what happened all that time ago, even if they did not all coincide, but Peter Kelly had brought along a few artifacts to provide documentary evidence, and to provoke lively discussion. We all fondly remembered our former leader and Head Prefect, John Knightly, who had sadly succumbed to cancer a couple of years before. I was sorry that not all could make the event, but Peter kindly arranged it at fairly short notice, and it was good to see so many old friends again. One remarkable fact that arose from the occasion was that Andrew Jukes (one of those whom I had not seen for fifty years) told me that he was in Washington (where his father worked in the Embassy) at the time that Burgess and Maclean absconded in 1951  . . .

Percy, Earl, Flood, Stewart, Hislop & New

Kelly, Rawlings. McCombie, Jukes, Kirk & Singleton

Sunday was a day off. I needed a rest, and to catch up. On Monday morning, I took the train to Minster  ̶  between Canterbury and Ramsgate  ̶  to have lunch with Nigel West (Rupert Allason), the doyen of writers on intelligence and espionage matters. I have read (and own) several of his books, but I keep encountering vital titles that I have overlooked and need to read. Nigel had attended the seminar I held at Buckingham a few years ago, so I was able to update him on the progress of my research and conclusions. We covered a lot of ground, including ELLI’s identity, Sedlacek and Roessler, Alexander Foote and Claude Dansey, the mistreatment of Denniston, the ISCOT program, and Sonia’s broadcasts. (Nigel once interviewed Sonia.) Nigel is not surprised by Denniston’s lack of a knighthood, pointing out that neither R. V. Jones nor Commander Godfrey was thus honored, but I continue to maintain that there is a deeper, murkier story behind the insult. Nigel also explained to me the reason why one’s effects are checked before entering the Archives at Kew: an academic had been detected inserting falsified documents into files, and then claiming breakthrough ‘findings’ some time later. (Not in my field, I hope.) That story can be inspected in West’s latest book, Cold War Counterfeit Spies. I was also very happy to meet Nigel’s charming wife, Nicola, a professional violinist, and the time went all too quickly before I had to catch the train back to London.

I needed one more day at Kew, so on Tuesday I caught the train from Clapham Junction to Richmond, switching to the ‘Underground’ to Kew Gardens, with an easy walk to the National Archives. I had a few files I needed to re-inspect, namely Dick White’s apologia to the Cabinet Office, the records of Leo Long, as well as the Kuczynski files that are not available on-line, in order to catch any details I had overlooked beforehand. I also discovered another intriguing RSS file, which included a highly provocative 1943 letter from Richard Gambier-Parry (head of Section VIII in SIS) to Claude Dansey, requesting his support in an attempt to tighten up radio security in the light of unauthorized foreign traffic from England. This was interesting, since Guy Liddell of MI5 Counter-Espionage frequently complains about Gambier-Parry’s lack of concern for such matters, while Dansey has never been known as showing much interest in wireless technology. Gambier-Parry also wrote, alongside SOE, about a unit named ‘P5’, which I had not encountered before. (The structure of wartime SIS is a highly confusing topic: the authorised historian of SIS Colin Jeffery suggests that P5 was a group liaising with Vichy France, while Phillip Davies indicates it dealt with the Polish government-in-exile and the Free French, which is a much more likely scenario.)

Before I left Kew, I bought a copy of West’s Cold War Counterfeit Spies, as well as Peter Matthews’ SIGINT: The Secret History of Signals Intelligence 1914-1945, which appears to fill an important gap in the literature by concentrating on German interception and decryption techniques.  From a quick scan, I noticed that Matthews makes the confident assertion (on p 196, though curiously without providing a reference or source, or even listing Foote in the index) that Alexander Foote was working for SIS in Switzerland, and passing on to the Soviets the valuable ULTRA information. (This is a hypothesis I am attempting to prove in ‘Sonia’s Radio’.) Thus casually do narratives get confirmed in the historical record, so I was naturally intrigued in the evidence after which he came to this conclusion, which directly contradicts what Professor Hinsley, the authorised historian of British Intelligence in WWII, has written about the release of ULTRA information to the Soviets. I look forward to reading the work from cover to cover, but have already succeeded in making contact with Mr. Matthews, and he has just informed me that he was actually with the Army in Berlin when Foote defected there in 1947! (He also carried out at that time several interviews with German radio intelligence officers.) He has promised to inspect his files to find out what sources confirm the impression he had at the time. But I certainly agree with him in one respect: Foote’s life story ‘could fill another book’.

Time to come home. I left Battersea for Heathrow at 5:30 on Wednesday in order to catch my 8:50 plane to Charlotte. It left at 9:30, and arrived half an hour early, which can be explained only by extraordinary tailwinds, or a padded schedule that leads to improved on-time arrival records. So I had plenty of time for my connection to Wilmington – too much, in fact. The plane coming in from Columbia, SC, was delayed because of maintenance problems, so that, instead of leaving at 4:10, it taxied off to the runway at about 7:00. As we were about to take off, the pilot announced that we would have to return to the gate since one of the flight attendants would otherwise exceed her working time for the day. This was doubly ridiculous: American Airlines should have known what was happening and made a decision beforehand, and the policy that a flight attendant would be dangerously overworked, having spent three hours in Columbia presumably doing nothing, and when the 30-minute flight to Wilmington does not even allow for serving drinks in cabin class, is an example of regulation at its most absurd. Furthermore, we then waited another half an hour until the replacement crew member arrived, while American Airlines told us nothing. What about regulations helping passengers? By the time I arrived home, I had been travelling for twenty and a half hours – something my doctor has advised me not to do. Of course, I do not seek expensive regulations to support frustrated passengers. I want choice of airlines, and less government interference when safety is not an issue. But the options are currently few without even longer flights and journey segments.

Lastly, a strange coincidence. On the train to Newcastle on March 11, I had started reading Charles Cummings’s The Trinity Six, an intelligence thriller about an academic, Sam Gaddis, who chases down a story about a notorious ‘Sixth Man’, and even encounters, at the National Archives, a beautiful SIS officer disguised as a helpful employee. The death of the Sixth Man turns out to have been faked by MI5/SIS, so that his existence can be concealed from the Soviets, who have even more interest than SIS in shielding the public and press from the real story behind his betrayal. I recommend the book wholeheartedly. What is noteworthy, however, is that Chapter 26 begins with the following sentence: “Forty minutes earlier, Tanya Acocella had been passed a note informing her that Dr. Sam Gaddis – now known by the cryptonym POLARBEAR because, as Brennan had observed, ‘he’ll soon be extinct’ – had visited an Internet café on the Uxbridge Road and purchased an easyJet flight to Berlin.” Is this art imitating life, or vice versa, or simply a normal occurrence in the world of spooks? I had never met Susanna’s friend Mo before, she knew nothing about me, and I had not opened a page of Cummings’ book at that time. Gaddis does not fall victim to the multiple murders being carried out by the Russians, which is a good sign, I suppose: on the other hand, no sultry temptresses welcomed me at Kew.  Yet I suspect that it will be MI5 who may not be very happy with me when my revisionist history of that institution comes out this autumn. Is POLARBEAR a marked man? My friend David may think so. I arrived in Britain, however, on my UK passport, and left on my American one. This highly sophisticated ruse   ̶  one learned from my handlers  ̶  may have thrown them off the scent. POLARBEAR landed, but never took off again.

This month’s Commonplace entries appear here.

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Revisiting Smiley & Co.

Last month I re-read John le Carré’s classic story of betrayal in Britain’s security services, Tinker, Tailor, Soldier, Spy. It must be almost forty years since I first picked it up, since my Pan paperback edition came out in 1978. I do not believe I completely understood what was going on at the time, although the television serial produced by the BBC a year later made things a little easier. Now, with my deep background reading into espionage and intelligence, it was much easier to understand the plot, and pick up the threads and references.

A now obvious theme that had not made much impression on me earlier was the veiled introduction into the plot of real-life incidents and characters. Thus Rikki Tarr’s involvement with the Soviet agent Irina, and her sudden extraction back to the Soviet Union, echo the Volkov incident, where the would-be Soviet defector and his wife were spirited out of Turkey to be killed in Moscow, after Philby had betrayed them. The Arabist father of Bill Haydon (‘our latter-day Lawrence of Arabia’) is a clear pointer to the political persuasions of Kim Philby’s own father, Harry St. John.  The Oxford club of ‘Optimates’ (‘an upper-class Christ Church club, mainly old Etonian’ – Chapter 29) while of conservative leanings, is a clear analog of the Apostles, based at Trinity College, Cambridge, where most of the Cambridge Spies were recruited. The formidable Connie Sachs was probably based on the redoubtable Milicent Bagot, who maintained scrupulous records on Communist suspects for MI5, and had a phenomenal memory. Under-Secretary Oliver Lacon, with his ‘tight-lipped moral complacency’, has all the patrician smoothness of Gladwyn Jebb, who was indeed responsible for liaising between the Foreign Office and the security services. Even the workname of Jim Prideaux, Ellis, is a sharp pointer to the infamous Soviet mole, ELLI, never accurately identified, but whose brief syllables provide eerie hints to the various characters who have been at one time or another suspected of being the person behind the cryptonym: Guy Liddell, Graham Mitchell, Roger Hollis, and the undeservedly overlooked Leo Long (‘LL’). Le Carré even introduces a naval intelligence officer named ‘Lilley’ (Chapter 16) to extend the joke and enrich the pageant.

But one aspect that newly impressed me was Le Carré’s skills in characterization, especially his use of different speech registers both to describe and distinguish the intelligence officers. This was a strength that I had picked up in the last Le Carré novel that I read, The Russia House. The idioms and manners of speaking that anyone uses are influenced by many factors: family, locality, education, friends, associations, interests, etc. If taken to extremes, such registers become mere caricature, or may be applied for humorous affect if out of character (for instance, if I started using Cockney rhyming-slang in an exaggerated manner, or used Bertie Wooster vernacular). If deployed subtly, however, they can add much credibility and distinctiveness. Hence Ricky Tarr’s cheeky-chappie sub-American slang makes him instantly memorable and situates him somewhat out of his element among the refined bosses of the Circus; Toby Esterhase’s struggles with British idioms plant him carefully as an anglicised mid-European intellectual, and thus an outsider; Percy Alleline’s sarcastic and pompous banter ( his ‘one instrument of communication’) sharply sets him up as the boss who keeps control by reminding his underlings of their inferior status; Roy Bland’s ‘caustic cockney voice’ incorporates disrespect; Bill Haydon’s sharp-witted barbs and lively images can be seen as a screen to conceal his real character and actions.

And then there is Smiley himself.  His character comes through not so much in his idiom, but more in his manner of speaking, understated, with well-placed silences, and tentative questions, all encouraging his interlocutor to speak more. Perhaps, when most intelligence officers are represented by Le Carré as having all the traditional human failings of ambition, jealousy, and disloyalty, he is everything we should expect in an intelligence officer responsible for guarding the realm – solid, dry-witted, pragmatic, apolitical, dogged, analytical – and a little boring. Those plodding and unspectacular attributes are what enable him to solve the problem. Yet Smiley’s triumph in uncovering the mole Bill Haydon is undermined by Le Carré in a discomforting – and, to me, unconvincing  ̶  way. Even though Smiley has been cuckolded by Haydon, on the disclosure of the latter’s treachery, he still harbours doubts about Haydon’s guilt:  ‘Yet there was a part of him that rose already in Haydon’s defence. Was not Bill also betrayed?’ (Chapter 36)  Le Carré continues: ‘Thus Smiley felt not only disgust; but, despite all that the moment meant to him, a surge of resentment against the institutions he was supposed to be protecting.’ But Le Carré presents those institutions as being the officers of the Circus: ‘such men invalidate any contract: why should anyone be loyal to them?’ To portray a traitor as someone who has inexplicably been betrayed by the survival of decent life after the ruins of war and the onslaughts of two varieties of totalitarianism, yet somehow because of that succumbs to a bankrupt and cruel creed, is a bit rich. Haydon was no hero for the communist cause, no purist like Milovan Djilas, carping at the obtuseness of Stalin and the extravagances of Tito.

Not only that. For it is part of Le Carré’s grudge (as is clear from some of his later works, as well as from Adam Sisman’s 2015 biography of him) that the Western system was as essentially corrupt as was Communism, and their security services thus equally at fault. And here the author falls into the familiar territory of moral equivalence, providing the false contrast of ‘capitalism’ with ‘communism’, and suggesting that there is really nothing to choose between them. As he has Haydon say: ‘In capitalist America economic repression of the masses is institutionalised to a point which not even Lenin could have foreseen’, something that simply sounds absurd coming from someone as cultured and intelligent as Haydon. ‘He had often wondered which side he would be on if the test ever came; after prolonged reflection he had finally to admit that if either monolith [sic!] had to win the day, he would prefer it to be the East.’ What nonsense! It is a very unconvincing portrait: on the one hand suggesting Haydon is a victim, and then giving him the most vapid ideological reasons for staying with Stalinism. The logic is as sophistical as one of the main reasons that Kim Philby, Le Carré’s model for Haydon, gave for his own loyalty, and clearly echoes it. Despite ‘some things going badly wrong in the Soviet Union’, as Philby wrote in My Secret War, ‘finally, it is a sobering thought that, but for the power of the Soviet Union and the Communist idea, the Old World, if not the whole world, would now be ruled by Hitler and Hirohito.’ It is as if Le Carré (who declared that he blamed Philby for his premature exit from SIS), unconvinced by Philby’s feeble defence of Communism, was unable to come up with any better rationale to explain Haydon’s treachery, and had to resort to a message of Haydon as someone with a justifiable chip on his shoulder, over which Smiley is taken in.

Moreover, Le Carré falls for that familiar Marxist-Leninist dogma, weakly adopting the terminology of that argument. The struggle was not between capitalism and communism, but between totalitarianism and liberal democracy, with its pluralist instincts and necessarily messy approach to making policy. The West was no ‘monolith’. The problem with resisting dogmatic and pernicious creeds is that liberal democracies struggle to defend themselves confidently, as it is difficult to make an ideological virtue out of such fragmentation, out of pluralism itself. But it was the defence of such liberal institutions as parliamentary democracy, universal suffrage, regular open elections, an independent press, freedom of religion and conscience, trial by jury, etc. that Smiley was supposed to be guarding – not the transient careers and reputation of the officers of an intelligence service. In fact it was a misguided loyalty to MI5 that encouraged Liddell, Hollis and Dick White to attempt to cover up their mistakes – not only about the discovery of moles in their midst – but also (for example) over Klaus Fuchs, and force their boss, Percy Sillitoe, to lie to the Prime Minister, Clement Attlee, over their surveillance of the atom spy, a deception that has not been properly revealed to this day.

Some of the brave defectors from the Soviet Union realised this self-delusion better than their emancipated cousins resident in the West. One of these, Ismail Akhmedov, in his memoir In and Out of Stalin’s GRU wrote, of Philby: ‘To completely close the circle he will pass into oblivion, into an empty abyss during one of his drunken hours, as did Burgess, and join the company of butchers, henchmen, headhunters – call them what you will – the despised enemies of the unfortunate Soviet people still yearning for their freedom.’  Philby’s hypocrisy was revealed in a video recording discovered and broadcast a few weeks ago. He was recorded giving a lecture on spycraft to some STASI (East German secret police) officers in 1981 (see https://www.youtube.com/watch?v=bs2y2TEHBWg . His final lesson for them? ‘Never admit to anything if you are caught.’ But Philby never had to undergo torture, or threats to his family of he did not admit his guilt, or the prospect of a shot in the back of the head without trial. If MI5 and Special Branch had found convincing proof of his guilt, he probably would not have been prosecuted successfully without a confession and an embarrassing trial, and would likely have been told instead (as was Anthony Blunt, in effect): ‘Why don’t you quietly retire, old boy, as we don’t want any nasty mess and bad publicity for the service, do we?’.

Yet this bias of indulgence towards Stalin’s despotism is well-entrenched in Western intellectual life. I have just read David Lodge’s ingenious, but bizarre and ultimately unfulfilling, ‘novel’ about the love-life of H. G. Wells, A Man of Parts, where Lodge offers the following observation: ‘It took him [Wells] a long time, for instance, to recognize how completely Stalin’s police state had betrayed the ideals [sic] of the Russian Revolution. But at least he was never taken in by Mussolini and Hitler, as many British pundits and politicians were.’ ‘At least’?? Who was ever taken in by that strutting Italian socialist-cum-fascist showman? As for Hitler, the number of intellectuals (or pundits or politicians) truly taken in by his ideology was dwarfed by the number of useful idiots and fellow-travellers who were duped by Stalin. Certainly, the odious message of Mein Kampf was a dire warning of worse to come, and the persecution of Jews was well under way, but, at the outset of WWII, the quantity of massacres and murders perpetrated by Stalin was orders of magnitude greater than that for which Hitler had thus far been responsible.

A strong residue of sympathy endures for the great Communist ‘experiment’, and Marxist apologists are still all too ready to overlook the famines, the purges, the Gulag – and the Maoist Great Leap Forward and Cultural Revolution, and Pol Pot and the Khmer Rouge . . .  In fact, wherever the communist attempt to make a ‘new man’ has taken root, it has meant the elimination of millions who either chose the wrong parents, or defied the new ideology, or who were simply innocent victims caught up in the terror. Unfortunately, it appears that John le Carré, who, while having welcomed the fall of the Berlin Wall, continues to rail against capitalism as he maximises his substantial royalty cheques, did not, and still fails to, understand the relationship between free enterprise and liberal democracy. But he tells a rattling good yarn, and has a great ear for the registers of speech.

This month’s Commonplace entries appear here.  (May 31, 2016)

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Hey Big Spender!

‘So let me get right to the point
I don’t pop my cork for every guy I see
Hey, big spender!
spend a little time with me’                                                                                                                     (from Sweet Charity, 1966: lyrics by Dorothy Fields)

Shortly after it was released in 1977, I saw the movie Julia, starring Jane Fonda and Vanessa Redgrave. Based on a memoir by the American playwright Lillian Hellman, it tells the story of a close friendship between Hellman and the mysterious ‘Julia’, a rich American girl who had gone to Europe, studied at Oxford, and then moved to Vienna in the hope of being treated by Freud. Having involved herself in rescue operations of Jews and Communists from under the noses of the Fascists, Julia is severely crippled by the latter. Hellman, struggling with her writing in the summer of 1934, goes off to Europe to try to find her friend, and a few years later undertakes a dangerous mission of smuggling money into Berlin to help save more souls. Later, she learns that her friend had been attacked and was near to death in Frankfurt, but had been spirited out of the country to London, where she died. Hellman tries to discover what happened, and attempts to contact Julia’s grandparents, but finds instead a wall of silence.

I thought the film rather overwrought and unlikely at the time, but knew next to nothing about Hellman (or even Dashiell Hammett, of Maltese Falcon fame, with whom she was living on Long Island), and had only a vague understanding about Austrian politics in the mid-1930s. So I put it to the back of my mind, thinking it was a harmless vehicle for Hanoi Jane and the ambassadress for the Trotskyist Workers’ Revolutionary Party, Ms. Redgrave, and concluded that the luvvies at the Academy of Motion Pictures Arts and Sciences must have seen something I didn’t when it was nominated for eleven awards, and won three.

My interest in Julia was sparked a year or two ago as I was performing research for my thesis on communist subversion. The name of Muriel Gardiner came up, and I learned that she had been the model for Hellman’s Julia, who had featured in an eponymous chapter in Hellman’s 1973 memoir Pentimento, and had also appeared in embryonic form in her 1969 memoir An Unfinished Woman. Muriel Gardiner was indeed a rich American who from 1922 to 1924 had spent time at Oxford performing graduate work in English Literature, had moved to Vienna to seek out Freud and be psychoanalysed by him, and had become involved with the communist movement there. But the coincidence ended at that point, as Muriel Gardiner was in fact very much alive when she brought out her own autobiography, Code Name ‘Mary’ in 1983. What is more, she wrote that she had never met Lillian Hellman.

Gardiner explains in her memoir that she had been prompted to write her account to set the record straight, several of her friends having pointed out to her the resemblance between her and Hellman’s Julia. She apparently read Hellman’s book soon after it came out: Sheila Isenberg (Gardiner’s biographer) says that she paid ‘little heed’ to it at first, as her time was consumed with looking after her husband, apparently stricken with Alzheimer’s disease, and her interest was not stirred until the movie was released. But Isenberg then represents the chronology very awkwardly, suggesting that Gardiner had discussions with her friends about the movie, but ‘at first refused to say anything directly to Hellman’. Isenberg next reports, however, that ‘in 1976, she did finally write a letter to Hellman’. But since Julia was not released until 1977, the timetable does not make sense.

So what about the letter? It is an extraordinary compilation, a mixture of deference and polite puzzlement. Gardiner starts by describing Pentimento as ‘a beautiful book’  – a somewhat unfortunate choice of words, as later paragraphs will show. She wonders whether the character Julia could be a composite of several persons: “I do not at all think so, but cannot help wondering that I never – as far as I know – met Julia. Nor have I met you, though I heard of you often from our good friend, Wolf Schwabacher  . . .”  (Schwabacher was a lawyer, with whom Muriel and her husband, Joe Buttinger, shared a large house in Pennington, New Jersey, when she returned to the USA in 1940.)   Why would Gardiner bother to point out to Hellman that they had never met, and, even more to the point, why would she not have tried to arrange a meeting to discuss the topic first? An introduction would surely have been easy.

Gardiner’s biographer adds that Hellman had ‘first borrowed Muriel’s life’ late in 1940, when she created ‘the wealthy American Sara Muller, the wife of a European resistance leader’, in The Watch on the Rhine.  But Gardiner had missed the play and the film. Now her tactful approach gave Hellman an opportunity to explain all. Yet she signed off her letter by saying even that there was no need for Hellman to answer it. Why? If she was genuinely interested in what had happened, why give Hellman the out? Instead, Gardiner studiously avoided pinning Hellman down, and when she came to research her own memoir a few years later, she even made contact with the head of the Documentary Archives of the Austrian Resistance, in Vienna (a Dr. Herbert Steiner), to confirm that no other resistance fighter with the same profile had existed. Instead of pursuing Hellman a little more energetically, behavior that would have been much more conventional and acceptable, she went chasing hares.

Hellman accordingly took advantage of the invitation, and did not answer the letter, yet continued to lie about the person of Julia. Anyone interested in more details on this part of the saga can read Sheila Isenberg’s biography of Gardiner (Muriel’s War), or William Wright’s biography of Hellman (Lillian Hellman), or such articles as the New York Times review of Code Name ‘Mary’, at http://www.nytimes.com/1983/04/29/books/publishing-new-memoir-stirs-julia-controversy.html. What is certain is that Hellman was not only a Stalinist, but an inveterate liar, and was called out as such. She died before her famous lawsuit against Mary McCarthy came to court. McCarthy had famously said of Hellman on the Dick Cavett Show on October 18, 1979 that ‘every word she writes is a lie, including “and” and “the”.’ Hellman’s mendacity is made perfectly clear in a volume of conversations she had with the media between 1974 and 1979 (i.e. before and after the movie was made), published as Conversations with Hellman (1986), where she confidently begins by boasting of her memory, and swears to the truth of her story, and the strength of her friendship with Julia, but by the end is resorting to awkward equivocations as some of the inconsistencies come to light.

This February, I at last read Pentimento, and also rented the movie Julia from the University Library. The memoir is pure hokum. For example, Hellman describes Hammett and herself spending the summer of 1934 on Long Island, until Hammett agrees to pay her fare to go to Europe for two-and-half months, so that she can finish her play The Children’s Hour, and see Julia. She arrives in Paris, where she calls Julia in Vienna, and tells her she will join her. As Hellman tells it: “Then, two weeks after my phone call, the newspaper headlines said that Austrian government troops, aided by local Nazis, had bombarded the Karl Marx Hof in the Floridsdorf district of Vienna.” Hellman arrives there to find Julia in hospital, having been severely wounded in the fracas surrounding Floridsdorf. Yet the storming of the Karl Marx Hof (the worker community constructed by the Viennese socialist administration) had occurred in February 1934! And the first night of The Children’s Hour was on November 20, 1934, which made the whole construction a nonsense. It was hardly worth my reading on. (Hellman’s biographer Wright notes the first anomaly, but how come nobody else did at the time?)

The movie was even worse, second time around. True, the producers did try to fix some of the obvious problems in the original story  ̶  such as correcting the oversight that, when she returned to Europe in 1937 on a mission to go to a conference in the Soviet Union, Hellman was able to change, while in Paris, her itinerary to Moscow to go via Berlin without gaining permission from the Soviet consulate, and the plugging of some other obvious gaps. But the character ‘Julia’ drew such attention to herself with her nervous mannerisms, and flamboyant outfits, that it defied credibility. As Gardiner herself said to friends (Isenberg, p 378): “How absurd to think that the likes of Jane Fonda could have sat unobserved, wearing that ridiculous hat, waiting for Vanessa Redgrave in the middle of a restaurant in broad daylight in Nazi Berlin!” And why select a Jew for the dangerous job? Wright lists other anomalies, such as the fact that the whole premise of having to smuggle in dollars to Berlin was false. Why some researcher did not investigate all this before the film was made is astonishing. (One irony, to me, was that it would have made better casting sense to have had Julia, i.e. Muriel Gardiner, who was a very attractive woman, played by Fonda, while Redgrave’s – ahem  ̶  more austere beauty would have suited better the less than stellar features of Hellman. But the producers no doubt had to have an American playing Hellman.) As for Redgrave’s Academy Award as Best Supporting Actress, it was a joke. She doesn’t appear much, and is swathed in bandages for half the time. Otherwise, she just sits there, looking saintly, peering devotedly into Fonda’s eyes.

The main focus of this piece, however, is on Gardiner, who has always been presented as a very honest person compared to the monster Hellman. Yet a careful examination of her memoir, and of other accounts of her adventures, indicates that she could be parsimonious with the truth as well. This pattern is reflected in three key incidents in her life: her first marriage, her voyage to Moscow in 1932, and her romantic encounter with an English poet, which events together suggest that her account of her dealings with Lillian Hellman may also be unreliable.

In her memoir, Gardiner completely overlooks what one would think would have been an important episode in her life  ̶  her first marriage. While in England, she had met, at the British Museum, an American, Harold Abramson, whom she had known from Ithaca, New York. A passionate affair led to an apparently reluctant marriage in London on November 25, 1925, and it was the failure of that marriage that led her to psychoanalysis. Abramson accompanied her to Vienna, where she failed to see Freud, but underwent analysis with one of his pupils, Dr. Mack. She then had a tempestuous affair with a Welsh artist named Richard Hughes during a trip to England, and divorced Abramson in the spring of 1929. By then she had met an English musician, Jonathan Gardiner, in Vienna, and married him on May 20, 1930. Gardiner glides over this period of her life, which must have been very painful. Yet in the Introduction to her memoir, she writes, while explaining her decision to write the autobiography in the first person: “I decided I would rather risk a lack of modesty than questionable honesty.” Admittedly, the lie was more one of omission than commission, but it was still an extraordinary failing by someone purportedly aiming to set the record straight.

The Gardiners had a child, Constance Mary, born on March 24, 1931, when Muriel was already falling out of love with her husband. And in the next few years, she embedded herself deeply in the leftist/communist movement in Vienna. She met the journalist G. E. R. Gedye, who put her in touch with people in the underground, and she became friendly with various English socialists there, such as Hugh Gaitskell and Frederick Elwyn Jones. Muriel even recalls meeting Kim Philby at this time, although she claims she didn’t realize it was Philby until much later, when she saw his photograph in a bookshop in Connecticut. Philby asked her to deliver a package to a comrade: she claims in her autobiography that she opened the package after he left, and was annoyed to find a large amount of money, and Communist literature. Surprisingly, Gardiner never mentions Philby’s wife, Litzi Friedmann, although there were few women active in the groups working to help the socialists and Jews. In The Third Man E. H. Cookridge says that Philby claimed that he himself had recruited Gardiner into the Revolutionary Socialists, but Cookridge says she was discovered by one Ilse Kulczar. As Isenberg tells the story: “Muriel’s first covert action was to establish her apartment (the one she would soon have to vacate) as a place to hide people. There she also held several meetings of Leopold and Ilse Kulczar’s Funke (Spark) group, named after Lenin’s underground newspaper, Iskra (The Spark). The Kulczars were intelligent and savvy left-wing socialists – a label that also identified her, Muriel now realized, bemused.”

Gardiner was in fact heavily involved in clandestine activities, with her several properties in Austria exploited for meetings and storage of illicit materials. The Communists were busy infiltrating the Socialist groups in Vienna, and managing their work from the comparative safety across the border, in Czechoslovakia. Philby’s British passport was a vital asset that allowed him easy transit between the two countries. As Cookridge (born Edward Spiro) relates of Gardiner, with convincing detail: “She had plenty of money, a villa in the Vienna Woods, a large apartment in the Rummelhardt-Gasse in one of the outer districts and a pied-à-terre in the Lammgasse near the university. She also had a four-year-old daughter, looked after by a nanny and a maidservant. . . . She made her flats available for illegal meetings; the garden sheds at her villa were soon filled with stacks of clandestine news-sheets and pamphlets.” Thus her claim that she was not aware that Philby was asking her to pass on money and Communist literature (how was such distinguishable from revolutionary-socialist pamphlets approved by a Leninist cell, one might ask?) appears a little naïve. Cookridge says that he broke with Philby when he realised that the latter’s money was coming straight from Moscow, but Gardiner did not appear to initiate any similar rift.

Just after the storming of the Karl Marx Hof, Gardiner decided to take a holiday. According to her account, in late April 1934, she chose to go to Mlini, in Yugoslavia, with her daughter and the governess, Gerda. (‘Governess’ sounds a bit advanced for a three-year old, but then all good socialists have governesses for their children.) As she wrote: “I had selected this spot from various circulars because it was the only one that advertized a sandy beach. The proprietor, replying to my various inquiries, told me that two distinguished English journalists who had been staying at the inn for several weeks were enchanted with it.” After that, she planned to leave her daughter and attendant while she travelled down the coast to Greece. What she didn’t say was that she was accompanied by her current lover of the time, Furth Ullman. In Mlini, she discovered who the ‘two distinguished English journalists’ were. One of them was the poet Stephen Spender, and she was smitten. Spender was ‘strikingly handsome, very tall and well built, with a slight stoop, probably because of his height’. This reaction is echoed by Isenberg: ‘Muriel’s impression of the tall, boyishly handsome young writer was of a “graceful animal”’. Now, an argument could be made that Muriel did in fact ‘pop her cork’ for many men she saw, but this time she was truly entranced. And so was Spender, who found Muriel ‘irresistible’.

There was a slight problem, however. For a highly attractive and lusty young woman in the 1930s, Stephen Spender was perhaps not the best candidate for a long-term relationship. For Spender’s sexual adventures had been solely with men up till then: not only that, he was accompanied in Mlini by his current boyfriend, Tony Hyndman. Yet Muriel and Stephen exchanged confidences, and spoke intimately of their pasts, before Muriel moved on to Greece. Muriel claimed she had never heard of Spender, which was somewhat surprising, given that her post-graduate research in English Literature, and that by 1932 Spender was already a hero of the Oxford literary scene, alongside Auden and Isherwood. She writes that Spender was ‘eager to learn all he could about the events of February and the underground movement’, and adds: “We had both been at Oxford, although not at the same time, and we shared similar reservations about it”, but, oddly, she does not remark as to whether they had shared acquaintances there.  In any case, after two weeks with Ullman touring the Greek coastline, Muriel picked up Connie and Gerda, and returned to Vienna by early May. Later that month, Spender and Hyndman joined them there, as Hyndman needed treatment for an inflamed appendix, and Muriel was soon able to seduce Stephen. Yet Stephen could not choose between her and Tony, although he wrote lyrically to Christopher Isherwood about his affair. Gardiner soon started to become interested in another man, a Socialist colleague Joe Buttinger, whom she would marry, and remain with all her life.

Can we trust the accounts of this affair? To begin with, the dates of the encounter do not ring true. Gardiner said she picked Mlini after looking at several brochures, but also indicates that she had decided to go on holiday at the end of April, had then had an exchange of letters with the proprietor of the hotel, who promoted the hotel’s attractiveness by saying that two English gentleman had been there for several weeks. According to John Sutherland, in his biography of Spender (Stephen Spender, A Literary Life), Gardiner picked Mlini because of the sandy beach, and that she continued her journey to Greece ‘after a day or two’. As Gardiner recounts it, she left Connie and Gerda in Mlini, and took a leisurely trip down the coast, exploring each town at every port of call, and then spending ‘a few days in Athens’. She then returned to Dubrovnik, where she picked up Connie and Gerda, and they were all back in Vienna ‘in early May’. That is quite a speedy accomplishment, especially if Gardiner truly made her decision to leave for Mlini only ‘in late April’. Even with an efficient postal system, how could she have had such a productive exchange with the proprietor in such a short time? And was the line about the ‘sandy beach’ an inadvertent gaffe in trying to add verisimilitude? Sunderland observes laconically: ‘Stephen recalls it having a stony beach: brochures fib.’ Perhaps leftist subversives fib, too. (Current tourist material states: “But the main assets of Mlini are its beautiful, natural beaches with clear blue sea, surrounded by rich and fragrant Mediterranean vegetation. There is even [sic] one sandy beach and a beach for nudists reachable by boat”. So perhaps they are both right.) Sutherland also seems to get it wrong about the Englishmen. He says that the proprietor told her of them when she checked in: Gardiner gives the impression she had received the news in a letter.

Irrespective of how sabulous was the beachfront at Mlini, what was Spender’s version of the timetable? Spender and Hyndman had in fact left London by train in the first week of April with Isaiah Berlin, who split from them in Milan. They continued on in leisurely fashion via Venice and Trieste. But Sutherland reports that Spender and Hyndman arrived in Mlini only in the second week of April, which makes nonsense of the proprietor’s claim to Gardiner. And the choice of Mlini was somewhat problematical. Earlier, Stephen had indicated that he planned to go to Dubrovnik for the winter of 1933, but had been talked out of it by Gerald Heard. Then Geoffrey Grigson apparently recommended Mlini (which is about six miles down the coast from Dubrovnik), and the recommendation was taken up. (Grigson had founded Poetry Review, and in 1936 was the messenger who informed Isaiah Berlin that Spender had joined the Communist Party, a fact that Spender then awkwardly denied, calling Grigson ‘a donkey’.) Was Grigson complicit in the meeting, perhaps?

And what about the decision to meet in Vienna? Isenberg writes that ‘Muriel made plans to see Stephen in Vienna where he and Tony planned to seek medical help for Tony’s inflamed and possibly infected appendix.’ Sutherland indicates that the appendix flared up after Muriel had left: “In May, medical opinion hardened around the appendix diagnosis. The Dubrovnik doctors recommended an operation – in Vienna preferably.” (Doctors? How many? One might imagine that in 1934 experienced gastroenterologists were as sparse in Dubrovnik as Huntingdonshire Cabmen, although it is touching to visualise a group of them around Hyndman’s bed, stroking their beards, and discussing the optimum treatment, while milord Spender sits pensively in the background, composing an ode for the occasion.) Thus the medicos conveniently anticipated the plans that Stephen had already communicated to Muriel. So Stephen then wrote to Muriel, and she arranged for Tony to be accepted at a hospital. Thus a further conflicted story appears: moreover, appendicitis was not an ailment that could be addressed leisurely – especially in 1934, when it was frequently fatal. Yet Spender and Hyndman took their time, and did not arrive in Vienna until May 22.

Moreover, Spender later tried to mask the identity of his beloved. After his arrival in the Austrian capital, he wrote a very mediocre poem (‘Vienna’) that attempts to mingle his ambiguous sexual impulses with the stumblings of the revolution. He openly dedicated it to ‘Muriel’, as my Random House 1935 first edition informs me. Yet, by the time he published his autobiography, World Within World, in 1951, Spender disguised Muriel as ‘Elizabeth’, indicating also that she (with daughter and nurse, but no mention of the lover) all stayed for ‘a few days’. It was not until he was interviewed with Muriel by a TV station in Chicago in 1984 that he admitted to the presence of Ullmann  ̶  ‘a rather steely fawn-eyed young man who passed as her cousin (actually he was her lover)’. So why the deception: did he think no-one would pick up his poetic dedication?   He also wrote that he did not learn about Muriel’s two failed marriages until later, in Vienna: Isenberg, using Gardiner’s unpublished reminiscences, suggests he learned of them while in Mlini. Thus no clear lead on the chronology appears.

One spectacularly unusual item in Spender’s account from this time, which must cast doubt on his overall reliability, is a claim that he climbed one day up a path from Mlini beach to the coastal road, and saw a cavalcade of six-wheeled cars passing, in the first vehicle of which a man turned his head to Stephen and stared at him. It was Hermann Goering, President of the Reichstag. But has anybody verified that Goering was in fact in Croatia at this time? (Leonard Mosley’s biography of Goering does not help here.) Was this event an elaborate hoax by Spender, or a dream, where the form of Goering haunted him? Stephen had recently completed a poem about Goering, who had indicted and humiliated the mentally-deficient Dutchman, van der Lubbe, for burning down the Reichstag. Van der Lubbe was then falsely convicted at the show trial, and beheaded in January 1934. The timing of this coincidence is extraordinary.

All in all, it sounds very much as if Gardiner and Spender arrived in Mlini at about the same time, in mid-April. The perspicacious reader (if he or she has lasted this far) may well have noticed the writer’s implicit suspicion that the encounter was perhaps not accidental. As a matter of social etiquette, it should surely have been very difficult for two strangers to develop so quickly such an intimate relationship (especially given Spender’s inexperience with women), when they were each accompanied by their sexual partners. What did Ullmann and Hyndman do while Muriel and Stephen were getting to know each other? Yet, despite the disconcerting details about the sandy beach, the time the two Englishmen had been there, the by no mean galloping appendicitis and its aftermath, and how Muriel’s itinerary worked, the evidence that the surprise encounter was bogus is admittedly still flimsy. Except for one very significant last point.

In 1932, Muriel had made a visit to the Soviet Union. She is very lapidary about this expedition in her autobiography, just indicating that she spent a few weeks in Moscow, and ‘became familiar with the views of a large number of foreign students in Moscow’, but she says nothing about her companions on the trip, or how it was organised. Later, however, describing her time in Vienna at the time of the Anschluss (March 1938), Muriel provides a hint, mentioning that she found someone called Shiela Grant Duff in her apartment. “Shiela, a young English friend whom I had first met in Vienna and who had been with me in Russia in 1932, was now a reporter in Prague. She had come to Vienna to witness the Anschluss first hand.” So how well did she know Grant Duff, and what happened concerning Moscow?

Grant Duff was one of the many female leftist/communist acolytes of Isaiah Berlin. What is more, she had been the girl-friend (but almost certainly not the lover) of Berlin’s friend, and sometime Soviet agent, Goronwy Rees.  (I have written about the 1933 exploits of her, Rees and Berlin in Central Europe before: see Homage to Ruthenia.) In 1982, Grant Duff published a memoir, A Parting of the Ways, subtitled A Personal Account of the Thirties, which is a useful description of the rise of Fascism in that decade, and the reactions of committed socialists like herself. In the summer of 1932, she was in Germany with Rees, and they witnessed the Nazi brutality against Jews and socialists, followed by the vigorous acceptance of Hitler at the polls at the end of July. They decided to leave Germany for Vienna, since ‘many Oxford friends were in Vienna’. Her words describing her time there are worthy quoting in full.

“The smiling, familiar faces of our Oxford friends and acquaintances were infinitely reassuring. William Hayter was there at the Embassy and Duff Dunbar. Martin Cooper was studying music there. Stephen Spender was around and had made a wonderful American friend, Muriel Gardiner, who befriended us all. She was studying psychoanalysis under Freud and living with her little daughter in a flat near the Opera.” Grant Duff goes on: “One night  . . . I fell asleep, only to awake to a most startling proposition – that Neill [her brother], Goronwy and I accompany Muriel on a visit to the Soviet Union, entirely at her expense.” After Muriel returned to London ‘on urgent business’ they reunited in Warsaw, and made their voyage to Moscow. Just like that. Wasn’t it in practice much more difficult to get visas for the Soviet Union?

If Grant Duff’s account is true, it is an astonishing revelation. (Isenberg cites Grant Duff’s memoir, but does not appear to have noticed the early reference to Spender.). Is it possible that she had got the dates wrong? That she had erroneously imagined Spender was there in Vienna in 1932, even though she clearly associates the encounter with the Gardiner-Spender friendship? But it hardly seems likely that she would have made a mistake of that magnitude, just before making a trip to Moscow funded by Gardiner herself. Moreover, she does recall the daughter, and the location of Muriel’s flat. As for Spender, according to Sutherland, his movements that year were as follows: he was in Berlin on July 12, and five days later, travelled to Salzburg, where he remained until the middle of August, reportedly in the company of Isaiah Berlin. Before returning to England on August 18, he spent a few more days in Berlin. Isaiah’s only two published letters from Salzburg that August are to Goronwy Rees and John Hilton: in the letter to Rees, he mentions (vaguely) Spender’s name, but says nothing about his presence there. [Since this original posting, I have discovered, on the Isaiah Berlin website maintained by Henry Hardy, a newly  published letter from  Berlin to Julia Pakenham, dated August 1934, which gratuitously introduces the fact that a Mr. Coughlan had met Berlin with Stephen Spender in Salzburg in 1932.] He writes to Grant Duff on October 13, so she is clearly back in the United Kingdom by then (she had to be back for the beginning of the Oxford term), though nothing is said of the visit to Moscow. Is that not strange? Was it deliberately avoided?

Michael Ignatieff, Berlin’s biographer, offers no details on the summer of 1932: Henry Hardy, Berlin’s chief editor, states in his notes to the Letters of that time that Berlin was in Salzburg with Frank Hardie in July, with no mention of Spender. Did Spender thus use Salzburg and Berlin as an alibi for a visit to Vienna to see Muriel? It is entirely possible. Spender’s son, Matthew, has told me that he believes Stephen was in Vienna twice ‘before he met Muriel’: he is seemingly unimpressed by the Grant Duff anecdote. And, even if the presence of Spender in Vienna was an illusion, surely, if Gardiner had accompanied Grant Duff, her brother, and Rees to Moscow, they would have discussed possible acquaintances at Oxford? And, if Muriel and Stephen had met before, what was the purpose of Mlini? Was Spender acting as some kind of courier?

At first glance, that notion does not make sense. After all, Spender’s and Hyndman’s next port of call would be Vienna – though admittedly an unscheduled one, if one believes what Spender said. So why would Gardiner travel to Croatia to deliver a message to Spender? No clearcut reason – unless Philby had perhaps been involved. Again, Gardiner is misleading about the chronology. She suggests that her meeting with Philby took place after she had met Spender in Mlini, and Isenberg echoes this theme, stating that ‘Philby had arrived in Vienna that spring of 1934’, and adding that it was ’his mission to work with leftists, such as Stephen and Muriel, in the Socialist struggle’. But Philby actually left Vienna in April 1934 (i.e. just before Gardiner decided to get away), having married Litzi Friedman in a hurry. Cookridge says that he had to leave quickly, warned by his Comintern friends that he had been compromised. Philby had arrived the previous autumn, and some historians, such as David Clay Large, make the reasonable assertion that Philby was recruited by the Comintern while in Vienna, not when he returned to London, as Philby claimed in his own memoir, and in conversations with various journalists. And, if Philby’s mission had been to work with leftists like Muriel and Stephen, it would imply that Stephen had associated with Muriel well before the Mlini encounter. Isenberg does not explain this anomaly. Perhaps Philby needed to pass a message about his recruitment, hasty marriage, imminent exposure, and escape to London to his cohort, Spender, and encourage his friend to take over some role in Vienna. Indeed, Spender did act as a courier helping Muriel, and the two of them went to Brno in January 1935, taking messages from the Kulczars. Hence the story about the appendicitis. If so, this would be a link between Spender and the ‘Cambridge Spies’ that has not been explored hitherto.

In his recent memoir A House in St. John’s Wood, Matthew Spender recounts the circumstances in which, after Guy Burgess absconded with Donald Maclean in 1951, his father was questioned by MI5, in the person of William Skardon, the interrogator of Klaus Fuchs, as to whether he knew his friend Burgess was a Communist agent. Spender immediately responded that Burgess continually told people he was exactly that, every time that he got drunk, which was ‘almost every night’. Skardon immediately dropped the subject and slunk away: Burgess socialised regularly with Dick White and Guy Liddell of MI5.  That was not news that the government would want revealed. But Philby was a different matter: he had boldly denied his possible role as the ‘third man’. Hugh Gaitskell had ignored Philby’s dubious activities in Vienna when he (Gaitskell) helped recruit him to the Special Operations Executive in the summer of 1940. Maybe Spender was another who knew Philby’s true colours? And one might conclude that Gardiner’s story about not knowing who Philby was at the time was all a pretence.

What is absolutely clear to me is that you can’t really trust the record of any of these people. It looks as if Gardiner and Spender had met some time earlier, and went to some lengths to conceal their association, agreeing to meet in Mlini, but both bringing cover in the form of their respective lovers to divert distraction. Maybe it isn’t so, but it doesn’t smell right, as the published facts stand.

After his break-up with Muriel, Spender had his own adventures. He joined the Communist Party of Great Britain, and in January 1937, was summoned by its secretary, Harry Pollitt, and charged with going on a secret mission to Spain on behalf of the Comintern to discover what had happened to the crew of the Soviet ship, the Komsomol, which had been sunk by Franco’s Nationalist navy. (“It will be a difficult task, comrade. But Moscow Centre has decided that only you can carry it off.”) Yet a less likely intelligence agent than Spender is hard to imagine (with the possible exception of Jane Fonda and her elegant hatbox). MI5 looked on in amazement as the man whom Cyril Connolly called ‘an inspired simpleton, a great big silly goose, a holy Russian idiot, large, generous, gullible, ignorant, affectionate, idealistic’ started making his inquiries, and, after getting sent back by Franco’s immigration officers at the Cádiz checkpoint, eventually engaged Lord Marley to investigate on his behalf, via the Italian consulate in Cádiz, what had happened to the missing crew. That was not how Comintern agents did things.

Spender’s failure to be entirely honest about the duration of his love-affair with the Communist Party would lead him into difficulties later, every time he wanted to enter the United States. In 1947, by which time his Communism had been watered down to a wishy-washy United Nations liberalism (The God That Failed came out in 1949), he was offered a visiting professorship for a year at Sarah Lawrence College in Bronxville – not part of the Bronx, it should be made clear  ̶  in New York State. Travelling alone, and in first class (his wife Natasha and son Matthew were to join him in the autumn), Spender left on the Queen Mary on August 20, and found congenial company. As Sutherland tells us, ‘on the boat were Lillian Hellman and John dos Passos’. History does not relate whether the man-eating Stalinist popped her cork at the gangly English man of letters, but the two comrades became friends, and Spender later invited Hellman to join him and a faculty colleague, the aforementioned Mary McCarthy, at an end-of-term party for his class. It was a disaster: McCarthy and Hellman were already sworn enemies, and Hellman for ever afterwards thought she had been set up to be ‘red-baited’.

But is it possible that Spender and Hellman could not have discussed their mutual friend, Muriel Gardiner, now Buttinger, during their shipboard encounter? Hellman would surely have been interested in Spender’s experiences near the barricades in Vienna, and, even if he was discreet about his affair with Muriel, Spender would probably have explained to Hellman that his family was looking forward to spending time with the Buttingers in New Jersey, whom Hellman had heard of via the Schwabachers. Sutherland writes that the three Spenders spent many weekends with the Buttingers in Pennington: Stephen’s son Matthew has indicated to me, interestingly, that it was Ethel Schwabacher, not Wolf, from whom Hellman learned Muriel’s history. And he was there (though very young). Isenberg indicates that Hellman, Wolf’s client, had been hearing tales ‘of the glamorous former member of the Austrian resistance’ for ten years already in 1950, when Muriel and Ethel had a falling-out.

Yet the relationship between Hellman and Gardiner is a puzzlement. As I have shown, Gardiner was a very reluctant inquisitor of the woman who had exploited her identity, and she displayed an uncharacteristic loyalty to the mendacious Stalinist. And, despite apparently serious attempts to meet, and an awkward telephone call shortly before their deaths, they reportedly never actually came face to face to discuss what had happened. Is it possible that they had agreed to some deal, whereby Hellman would use Gardiner’s story for propaganda purposes? Why would the Schwabachers not have suggested, from any time after 1940: “You two should meet! I have told both of you so much about each other, and, as sympathizers with Communists, you must have so much in common!” Why would Gardiner, of all people, on reading Pentimento, not have spotted the mangled chronology, realised where Hellman had picked up the story, and pointed out the glaring anomalies, instead of beating about the bush with Hellman, and then doggedly trying to establish whether there was an alternative ‘Julia’? Why did she almost encourage Hellman not to respond to her letter? Why is the chronology of the letter mangled? Is the letter perhaps part of a false trail? Why the business with Dr. Steiner – and what would he have said about the erroneous dates? Why would Hellman believe she could have got away with so blatant a lie, unless she had some form of approval from Gardiner? Should we really trust Muriel’s account of her meeting with the ‘stranger’, Philby? (And why did Gardiner write her memoir under the long-lapsed ‘Gardiner’ name, as opposed to the legal surname of ‘Buttinger’?) Gardiner’s story is just a bit too pat, too deliberate, and too innocent – yet psychologically unsound – and is thus hardly credible.

I believe this extended anecdote confirms several lessons that I have gained during my doctoral research: 1) memoirs are frequently unreliable accounts designed to enhance the legacy of the writer; 2) the creation of a precise chronology is essential for scholarly analysis; 3) biographers face the challenge of being too close to their subjects: if they want personal information, they need to be trusted, but if they press too hard on challenging accounts, they will get rebuffed: 4) tough questions should be asked of all these witnesses to vital matters of security and intelligence while they are alive; 5) fabulists who try to make a dubious story more convincing often introduce details that turn out to undermine the whole fabric of their deception; 6) these unverified stories, especially when they issue from the pens of the Great and the Good, all too easily fall into the realm of quasi-official historical lore, and get repeated and echoed. (For example, Jenny Rees, Goronwy’s daughter, reproduces Grant Duff’s version of the encounter without question in Looking for Mr Nobody, while the Spender-Gardiner version is accepted everywhere else. Martin Gilbert reproduces Spender’s encounter with Goering as fact in his esteemed History of the Twentieth-Century.)

The thirties were indeed a ‘low dishonest decade’, as Auden said, but the intellectuals of the time were often as dishonest as the politicians. An alternative screenplay of the whole Gardiner-Spender-Hellman melodrama probably exists, one in which Muriel and Stephen did meet before Mlini, in which Philby was involved, and in which Gardiner had an uneasy collusion with Hellman over her experiences. It is perhaps waiting for the evidence to leak out from obscure memoirs, letters and reminiscences. And as for you, Big Spender, what were you thinking? Why didn’t you tell us the truth about Muriel, and what on earth possessed you to imagine that you could be a successful agent for the Comintern? What secrets you took with you to the grave!

This month’s Commonplace entries can be found here.                     (March 31, 2016)

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Some Diplomatic Incidents

I was prompted to read a compilation of essays titled Telling Lives, edited by Alistair Horne, this month. It consists of biographical profiles by writers, all of whom have at one time held an Alistair Horne Fellowship at St Antony’s College. It is a lively collection, which provided sketches of some familiar characters, but also introduced me to a number of persons I knew very little about, from Carole Lombard to Bram Fischer.

Two items caught my eye especially. The first was written by D. R. Thorpe, in his essay on Alec Douglas-Home, and he provides commentary on the Cuban Missile Crisis of October 1962. It runs as follows: “The mood of dazed anxiety in those weeks reminded some of the period leading up to Munich, though Home’s regular contacts with Sir Frank Roberts, the British Ambassador in Moscow, gave him insights into what the ordinary Russian people were thinking, which proved so different from those in Havana and London. When Kennedy’s ultimatum about the missiles were made public Frank Roberts told Alec Home that there was no sign of panic buying in Moscow and that people there were going about their business in an orderly manner. Roberts interpreted this correctly, as a sign that in the end Khrushchev would back off from full-scale nuclear confrontation.”

Could this be serious? ‘No signs of panic buying in Moscow’, when there was nothing to buy in the shops in the first place? ‘What ordinary people were thinking’, when they had no access to independent news, and were discouraged from thinking? I recalled my visit to Leningrad and Moscow a few years later, in 1965, when the citizens were so desperate for Western goods that I had a furtive night-time encounter with a youth my age, at which I exchanged a couple of nylon shirts and some Bic pens for some useless roubles that had to be spent before I left the country. So Soviet citizens went about their business ‘in an orderly manner’. What did Frank Roberts think would happen if those same good people went about in a disorderly manner? That the KGB’s goons would come up to them and say: ‘Move along there, sir, if you don’t mind’? I could not believe that our diplomatic intelligence was in the hands of such amateurs. Just as useful as reading the entrails of dead chickens, I should have thought.

And then, a few days later, I was reading the extraordinary memoir by Heda Margolius Kovály, Under A Cruel Star: A Life in Prague 1941-1968. This is a searing account of a young Jewish woman who is arrested by the Nazis in Prague in 1941, and shipped off to a concentration camp, whence she manages to escape while all her relatives are killed. After harrowing and dangerous times back in Prague, when the war is over, she watches how the Communists stealthily seize power, and sees the obnoxious ideology bring out the worst in all citizens. Eventually, her husband, who worked as an economist for the government, is arrested, falsely accused, sentenced to death in the Slansky trials, and soon after executed. (I shall leave you to discover the full story.)

What hit me between the eyes were the following sentences, as Kovály describes the struggles of the Czech economy: “There were endless lines in front of stores. There were shortages of practically every household staple. Every few months, there were new rumors about an upcoming currency devaluation. People would panic, buying up everything they could find. The chaotic economy and the constant barrage of ideology drained all pleasure from honest work.” So there was ‘panic buying’ behind the Iron Curtain. But I still wonder whether Soviet citizens would have been informed enough by their masters to be able to detect how serious the missile crisis was, and that their leaders had a firm grasp on the tiller. And if they did ‘buy up all they could find’, and stuff it in those avoska bags, I bet it would have been useless things, like clothes-pins and miniature busts of Lenin, as opposed to the flashlight batteries and toilet-paper that their Western counterparts would have started hoarding.

The other anecdote concerned Sir Isaiah Berlin. In his Introduction, Alistair Horne gives a brief profile of a man whom I have followed very closely in the past three years, and writes as follows: “An honorary fellow at St. Antony’s, Isaiah was truly a Don for All Seasons; he could, and would, talk at any level whatsoever to make his interlocutor feel prized beyond belief. At a first meeting my wife expressed alarm at finding herself seated next to such an august academician at a St Antony’s dinner. I reassured her, ’Don’t worry, he’ll take charge!’ Looking up from my end of the table, I was relieved to see them in lively conversation with each other. When afterwards I asked what they’d talked about so busily and what Isaiah’s opening gambit had been, she said, ‘As we sat down, he said, “Tell me, my dear, did you have many lovers when you were young?”’ – then proceeded to talk about his own, in extenso.”

Now, again, I find this extremely unlikely. First, I think it very bad taste of Horne to relate this anecdote, even if it were true, as it shows appalling manners. Ladies and Gentlemen who have not been met before do not discuss their past sex lives (well, not in the environment that I grew up in –  perhaps it is different with St Antony’s intellectuals.) I would expect Horne’s second wife (for it was she) to have been insulted by such a question, rather than feeling ‘prized beyond belief’. And I do not believe that Berlin, who had developed a canny knack for fitting into whatever milieu in England he found himself, whether playing cricket at St. Paul’s, or gossiping over the port at All Souls, would have been crass enough to make this an opening gambit in his dinner-time conversation. Moreover, evidence has it that Berlin’s sex-life developed quite late, so in extenso seems hardly the right phrase to use to describe it, unless the esteemed historian of ideas was fabricating somewhat. In his biography of Berlin, Michael Ignatieff reports on Berlin’s first sexual encounter with a woman (I shall have to leave the possibilities of what happened with Guy Burgess unexplored, although Berlin did complain, perhaps facetiously, that Burgess never made a pass at him), but leaves the lady in question unidentified. It took Nicola Lacey, in her 2004 biography of Herbert Hart, to confirm for all of us that the personage was none other than Herbert’s wife, Jenifer, the Soviet agent.  Henry Hardy, who knew Berlin very well, tells me that this affair (which went on for several years, until Berlin married Aline Halban, née de Gunzbourg, an event that severely upset Mrs Hart) began in 1949, but that it was not certain who initiated it.

The affair with Aline Halban itself is an interesting tale. Berlin had first espied Aline Strauss (her husband had been killed) on the SS Excambion, sailing from Lisbon to New York, in January 1941. After the war, during which Aline had met and married Hans Halban in Canada, they came to England, where Halban succeeded in being elected to one of the initial fellowships at St Antony’s College. The College (for graduates only) had been founded in 1950 by a bequest from a successful French businessman with merchant interests in the Middle East, Antonin Besse. After some preliminary stumbles in negotiation between Besse and the University, Bill Deakin (married to the Rumanian Livia Stela, known as ‘Pussy’, so-called for her very feline grace, I am led to believe, who was the inspiration for Ian Fleming’s Pussy Galore) had taken over the Wardenship of the College, impressing Besse with his common sense and vision. Deakin, who had worked with Isaiah Berlin in Washington during the war, was a historian who had seen fierce action with SOE among the guerrillas in Yugoslavia, and had acted as literary assistant to Winston Churchill in the latter’s historical writing. While Deakin had been a fellow at Wadham College, many of the initial staff members were from New College, and Isaiah Berlin had been very active in advising the Warden on appointments and administration.

Halban was offered a Fellowship: when interviewed in 1994 by Christine Nicholls, the historian of the college, Berlin said that it was because Lord Cherwell had thought it a good idea that a scientist be represented – a somewhat surprising explanation, given that the mission of St Antony’s was to improve international understanding, and diplomacy had not been the strongest arrow in Halban’s sleeve. Maybe the fact that the elegant Mrs Halban would be able to join in social events was an extra incentive. Indeed, Headington House had its uses. As Nicholls’s History of St Antony’s College reports: “The grandest social event of all was the ox-roasting. In 1953, at the time of the Queen’s coronation, an Anglo-Danish committee, on which Deakin sat with a Danish chairman, wanted to do something to thank Britain for its help in wartime. The chairman asked Deakin whether his college would like to roast a Danish ox ….. Hans Halban and his wife Aline, who had a large house with land on Headington Hill, agreed to the roasting taking place there.”

The choice of Fellows was a little eccentric. A certain David Footman was elected at the same time as Halban. His expertise lay in the Balkans and the Soviet Union, but he had been dismissed from the Secret Service because of his support for Guy Burgess. Intriguingly, Deakin, who enjoyed fraternizing with Secret Service personnel, had said he wanted a Soviet expert who was free of any commitment to Marxism, and therefore welcomed Footman to the college. But there were questions about Footman’s loyalty: the Foreign Office did not give him a clean bill of health, and Sir Dick White (who headed both MI5 and MI6 in his career) admitted he should have been more sceptical about his trustworthiness. Footman had had contacts with the Soviet spy-handler Maly, and, when Guy Burgess defected, Footman was the first to be notified of the event by that dubious character Goronwy Rees, close confidant of Burgess; Footman in turn informed Guy Liddell – Victor Rothschild’s boss in MI5.

Thus the first appointments at St Antony’s were very much made by an old-boy network, about which Berlin must have eventually had misgivings. As early as 1953, he was to write to David Cecil, when looking for advice on career moves: ‘In a way I should prefer Nuffield because St Antony’s seems to me (for God’s sake don’t tell anyone that) something like a club of dear friends, and I should be terribly afraid that the thing was becoming too cosy and too bogus.’ His words got back to the sub-warden at St Antony’s, James Joll, who had also lectured at New College and had been a pupil of Deakin, and Berlin was duly chastised. (James Joll was later to receive a certain amount of notoriety by virtue of his harbouring Anthony Blunt when the latter was being hounded by the Press after his public unmasking.) In any case, the chroniclers at the college did not seem surprised when the Halban marriage fell apart. Aline’s son Michel Strauss confides that his mother used to have trysts with Isaiah, before their liaison became official, in a flat in Cricklewood (a touch that would have delighted Alan Coren). Michel also informs us that Hans Halban had been seeing Francine Clore (née Halphern), a cousin of his mother’s, in the 1950s, ‘at the same time my mother was seeing Isaiah Berlin’. The gradual dissolution of the marriage, and the new re-groupings, were becoming obvious to their friends.  The History laconically reports: “Halban remained at St Antony’s until he resigned on October 1, 1955, upon taking a chair at the Sorbonne. When Halban resigned his fellowship and left for Paris, he asked his wife to choose between Paris and Berlin. She determined on the latter and became Isaiah Berlin’s wife.” The marriage was a very happy one.

But they were a pretty rum lot, after all, these St Antonians. I expected to see Freddie Ayer in the wings – and Iris Murdoch taking notes.

As an epigram to Berlin in this whole affair, I conclude with the following lines (with apologies to Philip Larkin):

 Sexual intercourse began

In nineteen forty-nine

(through no clear fault of mine) –

Between the release of Welles’ ‘Third Man’

And the launch of ‘What’s My Line’.

The usual set of Commonplace entries to be found here.                   (September 30, 2015)

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Magna Carta and Pluralism

“Magna Carta has everything going for it to be venerated in the United States. It is old, it is English, and, because no one has actually read the text, it is easy to invoke for current needs.”                                                                                                      (Tom Ginsburg, in NYT, June 15)

Regular readers will recall my old Oxford pal (indeed the only Oxford pal with whom I stay in regular contact), Derek Taylor. Whenever I am in the UK, I try to look him up at the Old Stables in Stow-on-the-Wold, although, if he hears I am coming over, he does sometimes abscond sharply to his retreat in Spain. Derek has now published a second book, titled ‘Magna Carta in Twenty Places’, which appeared in the UK in time for the octingentenary, and in the USA at the beginning of July.

If history is arguably all about sex, power, wealth and religion, I would assert that we pupils got short shrift in 1950s Britain. Sex was obviously a taboo subject, and religion was only slightly less shy-making, as I suspect the masters were probably a bit embarrassed about all the absurd Catholic-Protestant clashes that endured through the centuries. Moreover, they had to be sensitive to the fact that the religion of their charges could have been all over the map, even though Whitgift School had been founded by an Archbishop of Canterbury, and – quite correctly – such beliefs should have remained a private affair. (I remain amazed, however, that so many obviously smart and educated persons, encouraging their pupils to think inquiringly, should have accepted all the superstitions and mumbo-jumbo of religion so unquestioningly.) Thus my recollection of History was a set of dreary topics that did not string together, with major wars interspersed with boring descriptions of devices that peasants used to till the land. ‘One damn thing after another’, as Arnold Toynbee said of history, but I always wanted to know how things had arrived at where the current textbook started off, and what motivated all the agents in the drama. No wonder my mind wandered, wondering whether the rain would interfere with cricket practice.

Derek obviously had a great teacher, and, what’s more, unlike me, he paid attention. He dedicates his work to Stan Revill, who must have been a marvellous man to learn from. Derek brings the evolution of the Magna Carta alive by visiting twenty places, from The Wash to Washington, D.C., from Acre to Angoulême, that either affected its creation, or were influenced by its reality – and myth. He starts off in fine and typical style with a wonderful inspection of Ernest Normand’s iconic depiction of the scene at Runnymede, which ‘represents the classic myth of “bad” King John, the “upright” barons, and Magna Carta as the “birth of democracy”. He has a deep knowledge of the time, and the leading actors, and brings a journalist’s keen eye for today’s physical world to bridge the realities of life eight hundred years ago with the often forgetful world of the 21st century, equally dissonant in so many ways, but in a very different manner.

Magna Carta had been mythologised, and misunderstood, according to Derek, but he reminds us that it does represent the rule of law, and the assertion that even despots should be subject to it. It’s a strong lesson to citizens of the UK and the USA in particular that we should be grateful that we have term limits, and impeachment processes, and regular elections that give us a chance ‘to throw the current lot out’, as opposed to so many other countries around the globe. (Isn’t that what President Obama has been saying this week in Africa? Although his address to the ‘Muslim World’ a couple of years ago made the same Cameronian mistake, as Western pluralism should be inclusive of Muslims, like anyone else.) I am not competent to judge Derek’s historical analysis: from my reading of the July 2015 issue of History Today, a special edition on the Magna Carta, I would say his opinion of King John is a little more indulgent than that of Sean McGlynn’s, while his textual analysis is more incisive. Derek’s version of America’s adoption of the Carta’s symbolic value is close to Alexander Lock’s interpretation. But Derek’s narrative is much livelier. (A third piece in the magazine, by Graham Seel, head of history at St. Paul’s School, explores a canvas by Charles Sims of King John at Runnymede that hangs in St. Stephen’s Hall. Derek does not mention this work, but it provides a fascinating contrast to Normand’s more familiar and romantic creation. It would be an absorbing exercise to compare the two.)

Derek writes with tremendous verve, and has a fine ear for well-balanced sentences. He has been slightly let down by his publisher, who sadly did not ensure that the legend on his map corresponds to the chapter titles identifying the places, and I would have liked to see a bibliography. No doubt these issues will be addressed in the forthcoming paperback edition. (Every reviewer has to find at least one quibble.) Never mind. Derek’s is a fine accomplishment. His book is a wonderfully entertaining account for anybody – especially those whose impression of the Charter may have been coloured by romanticised schoolboy lessons or by pious hyperbole from politicians. Please take a look at http://www.derekjtaylorbooks.com/ and order your copy.

I have been taking a particular interest in Britain’s form of liberal democracy recently, as part of my doctoral thesis addresses the question of why it was not strong enough in the 1930s to provide a coherent and vigorous philosophical antidote to the twin horrors of totalitarian Fascism and Communism. (For the time being, I shall leave my analysis for the thesis.) Thus I was intrigued by David Cameron’s recent pronouncements about promoting ‘British values’ in the face of Muslim extremism. I can’t help feeling that Cameron is still caught up in all the misguided multi-cultural jargon of the Jenkinsite 1970s, what with his references to the ‘Muslim community’ and ‘Muslim leaders’. For the essence of a modern pluralist society is that we should not compartmentalize – and thus stereotype   ̶  large groups of individuals into separate ‘communities’ , nor should we look for self-appointed ‘leaders’ to represent their interests. I am an atheist, but I am not a member of the ‘atheist community’ [I think you mean the ‘AHAA community’, namely Atheists, Heretics, Apostates and Agnostics. Ed.], and I do not look to ‘atheist leaders’ to represent my interests. I have an MP, or a senator, or a representative to do that for me, and I know he or she will not share all my beliefs, but it is his or her job to speak for all his or her constituents. And what about those members of a ‘community’ who ‘intermarry’, or reject the faith they were brought up in? They will feel marginalized and lost. Moreover, is it not true that some of those ‘leaders’ are the ones responsible for the mayhem, as the government of Tunisia is finding as it tries to clean up the mosques of radical influences?

I also noticed that an imam from Leeds told the BBC that he found Cameron’s speech redolent of ‘us versus them’ thinking, and I believe he is right, in that respect, at least. Religious beliefs should be a private affair: the secular laws of the land should apply to everyone (no tolerance of local shariah law, or Jewish courts, or Christian prayers at civil events, for example) and we should recognize the fast-growing trend of an increasing proportion of the population (in the UK and in the USA) defining themselves as religious non-believers, as well as more and more citizens who are offspring of so-called ‘mixed marriages’ (a term I deplore). Such persons are left out of these dim and depressing artificial sociological categories. Cameron needs some fresh advisors, and some fresh advice. Dismantle the Ministry for Communities! Stop stereotyping! Don’t listen to self-appointed ‘Leaders’! Respect Individual Rights, not Group Rights! Coldspur has Spoken!

The normal set of Commonplace items are available for inspection here. (July 31, 2015)

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